AO JO Rev. J/20Jl Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101111) Person Reporting (last name, first, middle initial) Court or Organization Doherty, Rebecca F. Western District of Louisiana 05/04/2011 Title (Article III judges indicate active or senior status; magistrate judges indicate full or parttime) U.S. District Judge, Active 7. Cham hers or Office Address John M. Shaw U.S. Courthouse 800 Lafayette St., Ste. 4900 Lafayette, LA 70501 Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ Annual Sb. D Amended Report D 01/01/2010 Final to 12/31/2010 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I, POSITIONS. (Reporting individual only; see pp. 9/J of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS, (Reporting individual only; see pp. 1416 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS Doherty, Rebecca F.
Page 2 of7 Doherty, Rebecca F. 05/04/2011 II N 0 NINVE S TMENT IN CO ME. (Reporting individual and spouse; see pp. 1714 offiling instructions.) A. Filer's NonInvestment Income [{ NONE (No reportable noninvestment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's NonInvestment Income If you were married during any portion of the reporting year, complete t11is section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable noninvestment income.) SOURCE AND TYPE IV. REIMBURSEMENTS transportation, /odging,food, entertainment. (Includes those to spouse and dependent children; see pp. 2527 of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
Page 3of7 Doherty, Rebecca F. 05/04/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp. 2831 of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp. 3233 of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE
Page 4of7 Doherty, Rebecca F. 05/04/2011 VI INVESTMENTS and TRUSTS 0 NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes t/wse of spouse and dependent children; see PP 3460 of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (1) (2) {I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type ( e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (AH) or int.) (JP) Code 3 redemption) (JP) (AH) (if private (QW) transaction) UBS Bank Deposit USA A Interest 1 T Federated Market Opportunity A Dividend K T PIMCO Foreign Bond A Dividend 1 T PIM CO Commodity Real Return A Dividend K T Calvert Global Alternative Energy Fund None 1 T 6. Putnam Health Sciences Trust A Dividend 1 T 7. Lehman Bro. Bank, Utah A Interest Redeemed 08/16/10 K 8. Oppenheimer International Bond A Dividend 1 T 9. PIMCO Developing Markets Fund A Dividend 1 T 10. Ivy Asset Strategy Fund A Dividend 1 T 11. Legg Mason Partners Intermediate Term A Dividend Sold 06/01/10 K Muni Fund 1 Oppenheimer Developing Markets Fund A Dividend 1 T 1 PIMCO Stock Plus Short Fund A Dividend 1 T 1 Templeton China Fund A Dividend 1 T 1 Franklin ADJ Rate Government Fund A Dividend K T 16. Oppenheimer Ltd. Term Gov't Fund A Dividend 1 T 17. Black Rock Global All Fund A Dividend K T Income Gain Codes: A =$1,000 or li:ss B =$1,001 $2,500 C =$2,50 I $5,000 D =$5,001 $15,000 E =$15,001 $50,000 (Sec Columns Bl and D4) F =$50,00 I $I 00,000 G =$I 00,00 I $1,000,000 HI =$1,000,001 $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or kss K =$15,00 I $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (Sec Columns CI and DJ) N =$250.00 I $500,000 0 =$500,00 I $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 PJ =$25,000,001 $50,000.000 P4 =More than $50,000,000 Value Method Codes Q =Apprai,al R Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Uook Value V "Other W =Estimated
Page 5 of7 Doherty, Rebecca F. 05/04/201 I VI INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP 3460 of filing instructions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period ofreporting period Place "(X)" after each asset (I) (2) (l) Amount Type (e.g., Value Value Type (e.g., (2) (I) (2) (3) (4) (5) Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, (AH) or int.) (JP) Code 3 redemption) (QW) mm/dd/yy Code2 Code I buyer/seller (JP) (AH) (if private transaction) 18. Bank Hapoalim BM, NY A Interest K T Buy 08/18/10 K Income Gain Codes: A =$ 1,000 or less B =$1,00 I $2,500 C =$2,50 I $5,000 D =$5,001 $15,000 E =$100 I $50,000 (Sec Columns Bl and D4) F =$50,00 I $I 00,000 G =$I 00,00 I $1,000,000 HI =$1,000,001$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,00 I $50.000 L =$50,001 $!00,000 M =$100,001 $250,000 (Sec Columns Cl and DJ) N =$250,001 $500,000 0 =$500,00 I $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,00 I $25,000,000 PJ =$25,000,001 $50,000.000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Oook Value V"'Othcr W =Estimated
Page 6 of7 Doherty, Rebecca F. 05/04/2011 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicatepartofreport.) Part VII Investments and Trusts Items listed on 2009 report that were either redeemed or sold in 20I 0: Line 4 Line 5 Line 7 Line 8 Line 9 Line 10 Line I I Line 14 Line 20 Line 26 Line 27 Pimco Foreign Bond Alliance Health Care Fund Franklin Templeton Founding Funds Franklin Templeton Foreign Fund PIMCO All Asset Evergreen Asset Allocation UBS Dynamic Alpha Fund Leeman Bro. Bank, Utah Oppenheimer Developming Markets Fund BlackRock Sceince and Tech Fund Black Rock Scienceand Tech Fund
Page 7 of7 Doherty, Rebecca F. 05/0412011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Rebecca F. Doherty NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C. 20544