::... Report Required by the Ethics AOlO in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. 101-111) I. Person Reporting (last name, first, middle initial) Court or Organization Spencer, James R U.S. District Court, EDVA 05/12/2008 Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Chief U.S. District Judge 7. Chambers or Office Address U.S. Courthouse, Suite 305 I 000 E. Main Street Richmond, VA 23219-3525 Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, D Jnitial [l Annual D Final Sb. D Amended Report Date 01/01/2007 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date to 12/31/2007 /MPO RT ANT NOTES: The instructions accompanying this form must be fd/p ed,.compltte Ii/,parts,, -j. checking the NONE box for each part where you have no reportable infomilltijii:.irln..i.: '..,... I. POSITIONS. (Reporting i11divid11al 011/y; see pp. 9-13 offtli11g i11str11ctio11s.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Director Read Aloud Virginia, Inc. II, AGREEMENTS. (Reporting i11divid11a/ 011/y; see pp. 14-16 offtli11g i11structio11s.) [Z NONE (No reportable agreements.) CJ (. (",-:1 c: (/.. : :::o-- ft o>,,, "T (" f' Cl :: m -< 0 0 m u 0- < rn 0 PARTIES AND TERMS l.
Page 2of6 Nome of Person Reporting Spencer, James R 05/12/2008 III. NON-INVESTMENT IN CO ME. (Reporti11g i11divid11a/ a11d spouse; see pp. 17-24 ofjili11g i11structio11s,) A. Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - Ifyo11 were married during any portio11 of the reporting year, complete this sectio11. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2007 Virginia Retired Teachers Pension Fund 2007 Richmond Circuit - Salary 2007 Greenwood Publishing Company - Royalty IV. REIMBURSEMENTS - transportation, /odging,food, e11tertai11111ent. (Includes those to spouse and dependent childre11; see pp. 25-27 of.filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. The New York Intellectual Prope1ty Law March 23-24, 2007 New York, NY NYIPLA Annual Dinner transportation, meals & lodging Association
Page 3 of 6 Spencer, James R 05/12/2008 V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing i11str11ctions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing i11str11ctio11s.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I.
Page 4 of 6 Spencer, James R 05/12/2008 VII. INVESTMENTS and TRUSTS -- [l NONE (No reportable income, assets, or transactions.) income, vatue, transactions (Inc111des those of spouse and dependent c1iudre11; see PP 34-60 of filing instructions.; A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (!) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" af\er each asset exempt from prior disclosure Amount Code I (A-H) Type (e.g., div., rent, or int.) Value Code 2 (J-P) Value Method Code 3 Type (e.g., buy, sell, redemption) Date Month - Day Value Gain Identity of Code 2 Code I buyer/seller (J.P) (A-H) (if private (Q-W) transaction) 1. 6. 7. 8. 9. 10. 11. 1 1 1 1 16. 17. I. Income Gain Codes: A =S 1,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 D =$5,00 I - S 15,000 E =$15,00 I - $50,000 (See Columns Bl and 04) F =$50,00 I -SI 00,000 G =SI00,001 -Sl,000,000 HI =$1,000,00 I - S5,000,000 H2 =More than $5,000,000 Value Codes J =S 15,000 or less K =S 15,00 I - S50,000 L =$50,00 I - $100,000 M =SI 00,00 I -$250,000 (See Columns Ci and D3) N =S250,00 I - $500,000 O=S500,00I -$1,000,000 PI =S 1,000,00 I - $5,000,000 P2 =$5,000,00I - $25,000,000 P3 =$25,000,00 I - S50,000,000 P4 =More than $50,000,000 Value Method Codes Q ==Appraisal R =Cost (Real Estate Only) S ""Assessment T ""Cash Market (See Column C2) U =Book Value V=Other W =Estimated
Page 5 of 6 Spencer, James R 05/12/2008 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)
Page 6 of 6 Spencer, James R 05/12/2008 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544