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Seventh Progress Report on SMEs participation in the 7 th R&D Framework Programme Statistical analysis of data on Grant Agreements in FP7 signed before the 1 st of April 2011 Main data source: CORDA Brussels, 14 June 2011 European Commission - DG Research & Innovation- SME Unit, with the support of the Interservice Taskforce on SMEs in FP7
Table of Contents Seventh Progress Report on SMEs participation in the 7 th R&D Framework Programme_ 1 Executive Summary 1 Chapter 1. Key Figures on the SME participation in FP7 4 Chapter 2. SME Participation in the Cooperation Programme 11 Chapter 3. Analysis of the SME Participation per country in the Themes of the Cooperation Programme 25 Chapter 4. SMEs in the Capacities Programme (Research for the benefit of SMEs) 89 Chapter 5. SMEs in the PEOPLE Programme 97 Chapter 6. SMEs in the Joint Technology Initiatives (JTIs) 105 Chapter 7. Other funding schemes offering benefit to SMEs 119 Annex 1 Data per call for proposals 124 Annex 2 : Data on participation per region in the Member States 131 Annex 3 : Data on participation per region in the Associated Countries 138 List of Graphs, Tables and Maps 140
Executive Summary The aim of this Seventh SME Progress Report is to monitor the participation of SMEs in the Cooperation Programme within the Seventh Research Framework Programme (FP7). The report also covers the SME participation in the Capacities and People Programmes of FP7. The report analyses the situation of the Grant Agreements signed as of the 1 st of April 2011. The Commission is required to pay special attention to the funding for SMEs under the Cooperation Programme, following the target in the Decision establishing FP7 1. The aim is to ensure that at least 15% of the funding of the programme go to SMEs. Focusing on the SME participation in the Thematic Priorities, 1.779,7 M, or 14,4% of the Cooperation budget, is going to SMEs. (Graph 1) For the 6.544 SME participations in Thematic Research Projects so far, the average EU contribution is 272.000. Over the full FP7 programme, including Research for the Benefit of SMEs and the Marie- Curie Actions, 10.127 of the participations are by SMEs, receiving an average EU contribution of 249.000. Approximately 20.000 SMEs are expected to benefit from FP7 before the end of the Programme, in over 26.000 participations. The Cooperation Programme still has 19.893 M available to spend (61,7% of the total budget in the remaining years of the Framework Programme, until 2013). From this remaining budget, 15,4% should go to SMEs in order to reach the 15% target for the whole period. The last year, there are only small fluctuations in the budget going to SMEs. However, the SME strengthening measures for the Work Programmes 2011 are not yet visible in this report: the contracts resulting from the calls for the Work Programmes 2011 are still in the process of being negotiated. Although the cumulative figure for the EU contribution in the Themes of the Cooperation Programme is currently only 14,4%, with the scheduled SME dedicated calls under the 2011 and 2012 Work Programmes it is expected that the 15% target will be met before the end of FP7 in 2013: In the upcoming Thematic Work Programmes, which will be published in July 2011, a number of measures are included which are specifically targeting SMEs, including earmarked budgets. The budgetary share of SMEs is forecasted to grow from the current 14,4 % to 15,7 % of the Cooperation Programme, slightly above the 15% target in the Framework Programme legislation. As a specific feature, this report provides a more detailed analysis of the SME support by some of the Joint Technology Initiatives (JTIs). Overall, 21% of the EU contribution to the JTIs goes to SMEs. This report also includes maps with a regional analysis of the 15% target in signed Grant Agreements within the Cooperation Programme. Tables with the core data per call and on regional participation are enclosed in the annexes. This report also looks into the participation of Research Organisations which are recognized as SMEs but also as a Not-for-Profit organisation. The findings are that in the Cooperation Programme 71 M (4, of the budget benefiting SMEs) goes to this specific type of Notfor-Profit Research organisations, 102 in total, representing 2,4% of the Validated SMEs. 1 "Decision no 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for Research, Technological Development and Demonstration activities (2007-2013)" Annex1, I. Cooperation 1
The report goes into detail per Theme within the Cooperation Programme of FP7. The Themes are listed with their acronyms and description in Table 1. Table 1: The ten Cooperation Programme Themes in FP7: Acronym and description Theme acronym HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC Theme description Health Research Food, agriculture, fisheries and biotechnology Information and communication technologies Nanosciences, nanotechnologies, materials and production technologies Energy Research Environment Research (including climate change) Transport Research (including aeronautics) Socio-economic Sciences and Humanities Research Space Research Security Research EU Contribution going to SMEs, per Theme, versus the 15% target Cut-off date: 1 April 2011 Percentage of EU Contribution going to SMEs FP7-Cooperation Programme, Signed Grant Agreements 1 April 2011 25% 22,7% 2 18,6% 17,7% 20,4% 15% 14,4% 13,3% 14,4% 1 10,3% 8,4% 9,1% 5% 4,4% HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC FP7- COOP- THEMES % to SMEs 10,3% 8,4% 14,4% 22,7% 18,6% 9,1% 17,7% 4,4% 13,3% 20,4% 14,4% Source: CORDA data on signed Grant Agreements, Overall: includes ESA, JTIs and "General Activities" Graph 1: The share of the EU Contribution going to SMEs, for each Theme within the Cooperation Programme. 2
Evolution since previous SME Progress Reports 25% Percentage of EU Contribution going to SMEs FP7-Cooperation Programme, Signed Grant Agreements Evolution per Theme - 1/10/2009-1/4/2011 2 15% 1 5% HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC 1/10/2009 10,8% 7,6% 14,5% 22,5% 14,2% 8,6% 15,4% 3,2% 11,3% 19,2% 13,4% 1/04/2010 10,8% 7,8% 14,5% 22,8% 18,7% 8,6% 17,4% 3,7% 10,5% 20,2% 14,4% 1/07/2010 10,8% 8,2% 14,4% 23,5% 18,3% 8,5% 18, 4,4% 12,1% 21,4% 14,6% 1/04/2011 10,3% 8,3% 14,4% 22,7% 18,6% 9,1% 17,7% 4,4% 13,3% 20,4% 14,4% Source: CORDA data on signed Grant Agreements, Overall: includes ESA, JTIs and "General Activities" Graph 2: The evolution of the share of the EU Contribution going to SMEs, for each Theme within the Cooperation Programme FP7- COOP- THEMES With the scheduled SME dedicated calls under the 2011 and 2012 Work Programmes it is expected that the 15% target will be met before the end of FP7 in 2013. NOTE FOR THE READER This statistical report mainly consists of graphs. These are colour coded as follows: - Green refers to numbers of SMEs - Blue is used in graphs on budgets 3
Chapter 1. Key Figures on the SME participation in FP7 Overall overview FP7 The Seventh Framework Programme has five Specific Programmes. The table below summarizes overall and SME related key figures for each of these Specific Programmes. Table 2: Key figures for the SME participation in the five Specific Programmes of the Seventh Framework Programme for Research (in Grant Agreements signed by 1 April 2011). Specific Programme Signed GAs SMEs Participations Number of ALL Participations % of SME Participations SMEs per project EU Contribution Going to SMEs (in ) EU Contribution to ALL (in ) % of EU Contribution going to SMEs SP1-Cooperation (*) 3.663 6.671 40.132 16,6% 1.8 1.797.279.864 12.711.955.382 14,1% SP2-Ideas 1.595 8 1.767 0,5% 0.0 8.915.452 2.507.756.181 0,4% SP3-People 4.732 470 8.173 5,8% 1.0 110.262.730 1.752.741.927 6,3% SP4-Capacities 1.016 2.907 9.649 30,1% 2.9 589.959.157 1.902.591.611 31, SP5-Euratom 83 71 1.136 6,3% 0.9 10.918.016 204.260.648 5,3% All 11.089 10.127 60.857 16,6% 0.9 2.517.335.220 19.079.305.750 13,2% Source: CORDA. Data about Grant Agreements signed before the 1 st of April 2011. With adjustments for Themes managed by other DGs than DG Research. (*) This report examines the funding for SMEs under the Thematic Priorities of the Cooperation Programme. 97,3% of the Cooperation budget in Grant Agreements signed before 1 April 2011 has been used for open calls under the ten Thematic Priorities of the FP7 Cooperation Programme. It includes an analysis of SME participation rates across the Themes of the Cooperation Programme and of the EU contribution to SMEs. The other 2,7% of the Cooperation Programme funding cover the grants to ESA (European Space Agency), the Joint Technology Initiatives and the so-called "General activities", embracing the CORDIS services, the horizontal ERA-NET scheme, Research organisations in the EU, Strengthened coordination with EUREKA, Scientific and technological cooperation activities carried out in COST, the European Metrology Research Programme. 4
The graphs below visualise these key figures for the Specific Programmes and make clear that the programmes with the most relevance for SMEs are - The Cooperation Programme - The Capacities Programme - The People Programme SMEs Participations - distribution over the Specific Programmes 1 April 2011 SP5; "Euratom"; 71; 1% SP3 "People" 470 5% SP4 "Capacities" 2.907 29% SP1 "Cooperation" (overall) 6.671 65% SP1-Cooperation SP2-Ideas SP3-People SP4-Capacities SP5-Euratom SP2; "Ideas" EU Contribution going to SMEs per Specific Programme 1 April 2011 - in million SP5 "Euratom"; 11 M ; SP3 "People" 110 M - 4% SP2 "Ideas" 9 M ; SP4 "Capacities" 590 M 24% SP1 "Cooperation" 1.797 M 72% SP1-Cooperation SP2-Ideas SP3-People SP4-Capacities SP5-Euratom Graph 3: SME participation over the 5 Specific Programmes of FP7, 1 April 2011 5
This report focuses on the SME participation in - The Cooperation Programme o The ten Thematic Priorities o The Joint Technology Initiatives o Other funding schemes offering benefit to SMEs: EUROSTARS and Ambient Assisted Living (AAL) - The Capacities Programme o Research for the benefit of SMEs - The People Programme, i.e. participation of SMEs in two Marie Curie actions: o Industry Academia Partnerships and Pathways (IAPP) o Initial Training Networks (ITN) Cooperation Programme - Key Figures for the ten Thematic Priorities Because the main focus of this report is on the Thematic Priorities, often the indication "FP7- COOP-Themes" is used, standing for the Cooperation Programme, excluding the grant to ESA, the Joint Technology Initiatives (JTIs) and the General Activities such as the CORDIS services, the horizontal ERA-NET scheme, Research organisations in the EU, Strengthened coordination with EUREKA, Scientific and technological cooperation activities carried out in COST, the European Metrology Research Programme. Table 3: Key figures for the SME participation in Thematic Priorities of the FP7 Cooperation Programme (in Grant Agreements signed by 1 April 2011). 3,522 Signed GAs 39,467 Participations Cooperation Programme Thematic Priorities 6,544 SME participations 65% Grant Agreements with at least one SME in the consortium 16,6% Percentage of SME participations 1,4 Recurrence ratio of SMEs (on average an SME participates in 1,4 projects) 1,9 SMEs per consortium 12.371,6 million EU Contribution to all 1.779,7 million EU contribution to SMEs 14,4% Percentage of EU contribution going to SMEs 272.000 Average EU Contribution per SME participation Until 1 April 2011, 38,3% of the budget for the Cooperation Themes has been used. With a total budget of 32.265 million, 19.893 million (61,7%) is remaining. To reach the 15% target by the end of FP7, during the almost remaining 3 years, at least 15,4% of the EU contribution in Cooperation Grant Agreements should go to SMEs. 6
Cooperation Programme - Other components Although the focus of this report lies on the ten Thematic Priorities of the Cooperation Programme, it also covers the Joint Technology Initiatives, Eurostars and Eurostars and Ambient Assisted Living. In addition, a small portion of the Cooperation Programme (2,7%) is spent for the grants to the European Space Agency and for the so-called "General Activities", covering the CORDIS services, the horizontal ERA-NET scheme, Research organisations in the EU, Strengthened coordination with EUREKA, Scientific and technological cooperation activities carried out in COST, the European Metrology Research Programme, etc. Capacities Programme "Research for the benefit of SMEs" Key Figures Table 4: Key figures for the SME participation in the Capacities Programme Research for the Benefit of SMEs; Source: CORDA - Grant Agreements signed before 1 April 2011; extracted 18/04/2011 418 Signed GAs 3.959 Participations 2.432 SME Participations 61% Percentage of the SME participations 510,7 million EU contribution to all 448,6 million EU contribution to SMEs 88% percentage of the EU contribution goes to SMEs 129.000 Average EU contribution per participation 184.500 Average EU contribution per SME participation 40.700 Average EU contribution per non-sme participation 9,5 Average size consortia 5,8 Average number of SMEs per GA 1.300 million Total budget for Research for the benefit of SMEs 39% Percentage of the budget used before 1 April 2011 The total foreseen budget for Research for the Benefit of SMEs is 1.300 million. 39 % of this budget is used so far in Signed Grant Agreements, which means that 790 million is still available until the end of FP7 (end of 2013). 7
Key Figures for the People Programme The following two Marie Curie actions were taken into consideration because of their relevance to this report: Industry Academia Partnerships and Pathways (IAPP) Initial Training Networks (ITN) Table 5: Key figures for the SME participation in the People: Industry Academia Partnerships and Pathways (IAPP) and Initial Training Networks (ITN) Source: CORDA - Grant Agreements signed before 1 April 2011; extracted 18/04/2011 PEOPLE (ITN & IAPP) 396 Signed GAs 390 SME Participations 2.852 All Participations 14% % SME participations 100,2 million EU contribution to SMEs 993,7 million EU contribution to all 1 % EU contribution to SMEs 348.400 Average EU contribution per participation 257.000 Average EU contribution per SME participation 362.900 Average EU contribution per non-sme participation 7,2 Average size consortia 1,0 Average SMEs per GA 1.900 million Total budget 52% Budget used The total foreseen budget for these actions is 1.900 million. 52% of this budget has been used so far, which means that 900 million is still available until the end of FP7 (end of 2013). 8
Participation degree of SMEs in FP7 per country For comparing the participation degree of SMEs per country, an indicator is used match up the number of SMEs participating in FP7 to the SME population in the countries. Source: CORDA, Grant Agreements signed before 1 April 2011 in all five Specific Programmes in FP7. EU-15 Number of SMEs participation in FP7 per 100.000 SMEs (until 01/04/2011), per country Number of SMEs (*) AT 297.496 BE 415.168 DK 213.380 FI 213.998 FR 2.387.096 DE 1.821.175 EL 849.389 IE 96.108 IT 3.940.793 LU 24.459 NL 536.345 PT 864.841 ES 2.693.846 SE 554.273 UK 1.618.137 EU-15 16.526.504 Participating SMEs per 100.000 SMEs 200 180 160 140 120 100 80 60 40 20 - AT BE DK FI FR DE EL IE IT LU NL PT ES SE UK EU-15 Participating SMEs per 100.000 SMEs 103 119 88 75 106 71 13 172 23 49 89 23 31 47 70 46 (*) Source: EUROSTAT, 2008 Graph 4: Participation degree of SMEs in FP7 Countries of the EU-15, 1 April 2011 Number of SMEs (*) BG 285.484 CY 45.812 CZ 898.758 EE 44.516 HU 532.418 LV 71.892 LT 128.474 MT 34.088 PL 1.562.644 RO 440.063 SK 54.985 SI 101.754 EU-12 4.200.888 Participating SMEs per 100.000 SMEs 200 180 160 140 120 100 80 EU-12 Number of SMEs participation in FP7 per 100.000 SMEs (until 01/04/2011), per country 60 40 20 - BG CY CZ EE HU LV LT MT PL RO SK SI EU-12 Participating SMEs per 100.000 SMEs 25 133 14 175 33 28 27 67 10 26 93 87 24 (*) Source : EUROSTAT, 2008 Graph 5: Participation degree of SMEs in FP7 Countries of the EU-12, 1 April 2011 9
Associated Countries Number of SMEs participation in FP7 per 100.000 SMEs (until 01/04/2011), per country Number of SMEs (*) AL 62.397 BA no data HR 82.268 FYROM 657.980 IL 81.006 IS 23.332 LI 309.612 ME 18.733 NO 273.799 RS 2.705 CH 248.570 TR 2.313.720 AC 4.074.121 Participating SMEs per 100.000 SMEs 140 120 100 80 60 40 20 0 AL BA HR FYROM IS IL LI ME NO RS CH TR AC Participating SMEs per 100.000 SMEs 2-29 1 107 38 - - 66 20 121 3 18 (*) Source : EUROSTAT 2008: HR, IL, LI, ME, NO; 2007: AL, FYROM, IS, RS; 2005: CH; 2006: TR; BA: no data Graph 6: Participation degree of SMEs in FP7 Associated Countries, 1 April 2011 Participation of "Not-for-profit Research Organisations" validated as SME's An additional analysis has been carried out on the significance of the Not-for-Profit Research SMEs participating in FP7. Small and medium sized companies are the largest community of individual participants also in the FP7 Cooperation Programme. Compared to non-sme participants (Higher or secondary education, "Private for profit", Public bodies, and Research organisations), SMEs represent 35% of individual entities participating in FP7 Cooperation. This was investigated in detailed in the previous report (SME Participation in FP7 Report Autumn 2010). The main findings are that in the Cooperation Programme 71 M (4, of the budget benefiting SMEs) goes to this specific type of Not-for-Profit Research organisations, representing 2,4% of the Validated SMEs. In the Capacities Programme, this represents 2,1% of the corresponding budget. Table 6: Representation of research organisations validated as "Not-for-Profit Research SMEs" Specific Programme Cooperation Capacities Number of Not-for-Profit Research SMEs 102 62 - represented % in the Validated SMEs 2,4% 2,7% Participations of Not-for-Profit Research SMEs 272 131 - represented % of the SME participations 4,6% 5,4% EU Contribution to not-for-profit Research SMEs 71.128.433 12.030.432 - represented % of the EU Contribution going to SMEs 4, 2,1% 10
Chapter 2. SME Participation in the Cooperation Programme Core data per Theme Table 7: Key data on SME participation in Grant Agreements for the ten Thematic Priorities Cut-off date: 1 April 2011 Primary Source: CORDA for Centrally Validated SME; Secondary Source: DG MOVE, ENERGY and INFSO Local Databases Including 'Self Declared' SMEs. For SPACE, this table shows the figures excluding the contribution to ESA (48M ), for allowing comparison of SME participation over the ten Themes. Theme Signed GAs Participations SME Participations % SME participations EU contribution to all EU contribution to SMEs % EU contribution to SMEs Average EU contribution per SME participation Average EU contribution per participation Average size consortia Average SMEs per GA HEALTH 559 6.179 728 11,8% 2.465.974.697 254.157.132 10,3% 349.117 399.090 11,1 1,3 KBBE 233 3.101 376 12,1% 749.900.375 62.710.330 8,4% 166.783 241.825 13,3 1,6 ICT 1.185 11.280 1.918 17, 3.991.845.667 573.342.854 14,4% 298.927 353.887 9,5 1,6 NMP 362 4.498 1.229 27,3% 1.420.341.927 322.438.059 22,7% 262.358 315.772 12,4 3,4 ENERGY 197 2.206 401 18,2% 768.316.044 142.881.256 18,6% 356.312 348.285 11,2 2,0 ENV 272 3.801 438 11,5% 810.683.545 73.715.176 9,1% 168.299 213.282 14,0 1,6 TPT 353 4.605 926 20,1% 1.211.524.705 214.269.819 17,7% 231.393 263.089 13,0 2,6 SSH 142 1.307 62 4,7% 233.110.759 10.320.250 4,4% 166.456 178.356 9,2 0,4 SPA 110 1.216 206 16,9% 297.794.693 39.539.401 13,3% 191.939 244.897 11,1 1,9 SEC 110 1.275 260 20,4% 422.114.824 86.278.242 20,4% 331.839 331.070 11,6 2,4 TOTAL 3.522 39.467 6.544 16,6% 12.371.607.236 1.779.652.519 14,4% 271.952 313.467 11,2 1,9 11
Number of signed Grant Agreements per Theme 1.400 Number of signed Grant Agreements per Theme 1 April 2011 1.200 1185 1.000 800 600 400 200 0 559 362 353 272 233 197 142 110 110 HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC Graph 7: FP7-COOP Signed Grant Agreements per Theme, 1 April 2011 SME Participations per Theme 2.000 SME participations per Theme 1 April 2011 1.800 1.918 1.600 1.400 1.200 1.229 1.000 800 600 728 926 400 200 0 376 401 438 206 260 62 HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC Graph 8: Participations per Theme SMEs versus all 12
SME Participations per Theme in Percentage 3 SME participations per Theme 1 April 2011 25% 27,3% 2 20,1% 20,4% 15% 17, 18,2% 16,9% 16,6% 1 11,8% 12,1% 11,5% 5% 4,7% HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC TOTAL SME Coordinators Graph 9: Participations per Theme SMEs versus all in percentage Percentage of projects coordinated by an SME, per Theme 1 April 2011 16% 14% 13,7% 15, 12% 1 11,6% 12,7% 10,9% 11,8% 10,5% 8% 9,2% 6% 6,6% 4% 5,6% 4,9% 2% HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC Themes 37 13 138 46 27 25 53 7 12 13 371 Number of projects coordinated by an SME Graph 10: SME Coordinators in number and in percentage of the projects, per Theme 13
Size of consortia in signed Grant Agreements Average size of consortia (SME participations and all) 1 April 2011 18 16 14 12 11,1 13,3 12,4 11,2 14,0 13,0 11,1 11,6 All SMEs 11,2 10 9,5 8 9,2 6 4 2 0 1,3 1,6 1,6 3,4 2,0 1,6 2,6 0,4 1,9 2,4 1,9 HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC FP7- Themes 12,4 14,9 11,1 15,8 13,2 15,6 15,7 9,6 12,9 14,0 13,1 Average number of participants per Grant Agreement Graph 11: Average number of participants per project per Theme SMEs versus all Average EU-contribution per participation: In average: - 272.000 per SME participation - 323.000 for the participation of other participants (not an SME) SMEs in average get 51.500 less per participation than other participants. 450.000 400.000 Average EU Contribution to SMEs versus non SMEs 1 April 2011 SMEs Non-SMEs 350.000 300.000 250.000 200.000 150.000 100.000 50.000 0 HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC Themes -56.647-85.397-66.219-73.495-6.893-50.841-46.553-12.493-111.284 966-51.472 SMEs 349.117 166.783 298.927 262.358 342.645 168.299 225.325 166.456 191.939 331.839 271.952 Non-SMEs 405.764 252.180 365.147 335.853 349.538 219.140 271.878 178.948 303.223 330.873 323.424 EU Contribution to SMEs versus non-smes, and the difference (in ) Graph 12: Average EU-contribution per participation SMEs versus non-smes 14
Difference in EU Contribution to SMEs versus non SMEs (in ) in Grant Agreements signed before 1 April 2011 20.000 0 966-20.000-6.893-12.493-40.000-60.000-56.647-50.841-46.553-51.472-80.000-66.219-73.495-100.000-85.397-120.000-111.284 HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC FP7- THEMES Difference -56.647-85.397-66.219-73.495-6.893-50.841-46.553-12.493-111.284 966-51.472 Graph 13: Difference in EU contribution to SMEs versus non-smes (average per participation) Comparison of the SME participation rate and the EU contribution rate to SMEs 3 % Participations of SME versus % EU contribution to SMEs 1 April 2011 % SMEs % s to SMEs 25% 2 15% 1 5% HEALTH KBBE ICT NMP ENERGY ENV TPT SSH SPA SEC FP7-THEMES % SMEs 11,8% 12,1% 17, 27,3% 18,2% 11,5% 20,1% 4,7% 16,9% 20,4% 16,6% % s to SMEs 10,3% 8,4% 14,4% 22,7% 17,9% 9,1% 17,3% 4,4% 11,4% 20,4% 14,4% Graph 14 SME Participation rate versus EU Contribution rate to SMEs 15
Country profiles: SME participations per Theme in signed Grant Agreements These graphs display the distribution of the SME participation per country over the ten Thematic Priorities. 10 8 6 4 2 7 8 31 23 13 34 89 52 27 88 9 7 29 33 19 34 37 209 8 32 54 4 12 93 133 17 8 4 FP7 Cooperation Programme - 1 April 2011 EU-15 Distribution of SME participations over the themes 21 6 27 24 8 24 12 29 7 18 8 3 1 19 11 41 212 29 18 7 20 2 3 5 3 18 175 5 11 136 0 11 1 46 8 103 36 9 88 53 27 23 88 783 2 79 38 7 8 4 121 19 38 2 32 10 340 16 54 7 38 6 25 24 7 6 54 314 25 11 39 27 105 219 16 1 27 34 21 150 101 144 1022 22 56 23 296 92 28 198 36 49 3 2 82 32 40 123 31 1 43 4 37 4 50 9 41 214 1576 AT BE DK FI FR DE EL IE IT LU NL PT ES SE UK EU-15 248 418 119 112 665 1.026 207 104 639 11 352 122 428 194 729 5.374 24% 22% 15% 12% 17% 17% 18% 21% 17% 17% 15% 19% 16% 13% 17% 17% Countries - Number of SME participations - Percentage of SMEs in the participations Graph 15: EU-15 - Distribution over the SME participation over the Themes 40 79 305 599 SEC SPA SSH TPT ENV ENERGY NMP ICT KBBE HEALTH 10 9 8 7 6 5 4 3 2 1 FP7 Cooperation Programme - 1 April 2011 EU-12 Distribution of SME Participations over the themes 3 2 0 5 3 3 8 01 2 27 3 4 1 6 2 0 17 9 1 13 2 9 3 2 4 20 1 5 82 5 5 4 0 1 14 24 2 10 2 1 11 61 4 3 10 2 5 3 3 5 1 1 1 38 10 2 3 4 3 7 9 1 22 96 10 27 13 20 12 4 36 3 15 28 176 2 15 18 17 11 3 4 1 4 25 3 2 3 11 1 1 4 2 6 3 3 01 43 BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 38 26 81 37 110 21 5 9 95 69 58 29 578 19% 25% 19% 26% 25% 17% 7% 2 14% 21% 2 2 19% Countries - Number of SME participations - Percentage of SMEs in the participation Graph 16: EU-12 - Distribution over the SME participation over the Themes SEC SPA SSH TPT ENV ENERGY NMP ICT KBBE HEALTH 10 9 8 7 6 5 4 3 2 1 1 1 5 7 21 8 49 71 1 FP7 Cooperation Programme - 1 April 2011 Associated Countries Distribution of SME participations over the themes 1 13 2 5 37 11 0 0 8 2 10 1 4 4 23 42 2 9 1 4 9 10 13 5 2 10 5 0 1 0 20 09 3 42 AL BA CH FO FYROM HR IL IS LI ME NO RS TR EU-AC 0 3 227 0 1 16 102 12 1 0 57 15 27 461 2 17% 3% 17% 21% 21% 2 9% 18% 12% 16% Countries - Number of SME participations - Percentage of SMEs in the participation Graph 17: Associated Countries - Distribution over the SME participation over the Themes 3 10 6 1 2 23 94 143 34 62 SEC SPA SSH TPT ENV ENERGY NMP ICT KBBE HEALTH 16
Table 7b: ISO Two-digit Country Codes - For the Old Member States (EU-15) AT BE DE DK ES FI FR GR IE IT LU NL PT SE UK Austria Belgium Germany Denmark Spain Finland France Greece Ireland Italy Luxembourg Netherlands Portugal Sweden United Kingdom - For the New Member States (EU-12) BG CY CZ EE HU LT LV MT PL RO SI SK Bulgaria Cyprus Czech Republic Estonia Hungary Lithuania Latvia Malta Poland Romania Slovenia Slovakia - For the Associated Countries AL BA CH FO FYROM HR IL IS LI ME NO RS TR Albania Bosnia and Herzegovina Switzerland Faroe Islands Former Yugoslav Republic of Macedonia Croatia Israel Iceland Liechtenstein Montenegro Norway Serbia Turkey 17
FP7-COOP in maps 1. Regional distribution of beneficiaries in signed grant agreements 2. Regional distribution of SME beneficiaries in signed grant agreements 3. Regional distribution of EU Contribution to beneficiaries in signed grant agreements 4. Regional distribution of EU Contribution to SME beneficiaries in signed grant agreements 5. Regional analysis of the 15% target in signed grant agreements up to 1 April 2011 The last map details EU regions in relation to the 15% target of the EU contribution going to SME beneficiaries. The few regions with SME contribution are highlighted too. 18
Map 1: Cooperation Programme FP7. Regional Distribution of Beneficiaries in Signed Contracts as of the 1 April 2011 19
Map 2: Cooperation Programme FP7. Regional Distribution of SME Beneficiaries in Signed Contracts as of the 1 April 2011 20
Map 3: Cooperation Programme FP7. Regional Distribution of EU contribution in Signed Contracts as of the 1 April 2011 21
Map 4: Cooperation Programme FP7. Regional Distribution of EU contribution to SMEs in Signed Contracts as of the 1 April 2011 22
Map 5: Cooperation Programme FP7. Regional analysis of the 15% target in signed contracts as of the 1 April 2011 23
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Chapter 3. Analysis of the SME Participation per country in the Themes of the Cooperation Programme In the following sections, the report gives for the Thematic Priorities: The Key Figures on SME participation for signed Grant Agreements before 1 April 2011, The Graphs for the SME participation per country for the Member States, grouped per EU-15 and EU-12. Details for the Associated Countries are covered in the overview of all the Ten Themes No details per country are given for the Socio-Economic Sciences and Humanities Research, as this Theme is not relevant for SMEs. HEALTH Thematic Priority HEALTH Key Figures Table 8: Key Figures for the Health Thematic Priority Grant Agreements signed before 1 April 2011 HEALTH 559 Signed GAs 728 SME Participations 642 Member States SME Participations 6.179 Participations 5.197 Member States Participations 11,8% % SME participations 254.157.132 EU contribution to SMEs 2.465.974.697 EU contribution to all 10,3% % EU contribution to SMEs 399.090 Average EU contribution per participation per participation 349.117 Average EU contribution per SME participation 405.764 Average EU contribution per non-sme participation 11,1 Average size consortia 1,3 Average SMEs per GA 6.050 million Total budget 41% Budget used The total foreseen budget for these actions is 6.050 million. 41% of this budget has been used so far, which means that 3.584 million is still available until the end of FP7 (end of 2013). 25
HEALTH Thematic Priority SME Participation and EU Contribution to SMEs per country HEALTH SME participations per country EU-15-1 April 2011 140 120 133 100 80 93 79 60 49 40 43 41 33 34 37 20 19 17 4 12 1 4 0 AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK HEALTH 33 34 133 19 4 37 12 93 17 49 1 43 4 41 79 HEALTH SME participations per country EU-12-1 April 2011 12 10 11 11 8 6 6 4 2 3 2 2 3 3 1 0 0 1 0 BG CY CZ EE HU LT LV MT PL RO SI SK HEALTH 3 2 2 11 11 1 0 0 6 3 3 1 Graph 18: HEALTH: SME Participation in numbers per Member State 26
HEALTH EU-15 - Percentage of SME participations 1 April 2011 25% 23,7% 23, 2 16,7% 15% 12,8% 15, 13, 11,7% 15,3% 14,5% 12,4% 1 9,6% 9,4% 9,6% 8,3% 8,9% 5% 4,9% AT BE DE DK ES FI FR GR IE IT LU NL PT SE UK EU-15 HEALTH 23,7% 12,8% 15, 13, 11,7% 9,6% 15,3% 4,9% 23, 9,4% 16,7% 9,6% 8,3% 14,5% 8,9% 12,4% HEALTH EU-12 - Percentage of SME participations 1 April 2011 35% 33,3% 3 29,7% 25% 2 19,6% 16,7% 15% 11,8% 1 7,4% 7,3% 8,6% 7,7% 5% 4,5% 5,3% 0, 0, BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 HEALTH 16,7% 33,3% 4,5% 29,7% 19,6% 5,3% 0, 0, 7,4% 7,3% 8,6% 7,7% 11,8% Graph 19: HEALTH: SME Participation in % per Member State 27
HEALTH EU contribution going to SMEs (in k ) EU-15-1 April 2011 50.000 45.000 40.000 35.000 30.000 25.000 20.000 15.000 10.000 5.000 - AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK HEALTH 11.619 9.680 45.749 7.943 1.062 14.493 5.031 35.528 7.592 14.699 200 15.136 737 18.595 21.815 HEALTH EU contribution going to SMEs (in ) EU-12-1 April 2011 3.500.000 3.000.000 2.500.000 2.000.000 1.500.000 1.000.000 500.000 0 BG CY CZ EE HU LT LV MT PL RO SI SK HEALTH 570.560 347.218 751.710 1.671.927 3.240.715 452.500 0 0 2.430.952 539.325 194.515 215.745 Graph 20: HEALTH: EU Contribution to SMEs per Member State 28
HEALTH % of the EU contribution going to SMEs EU-15-1 April 2011 25% 24% 2 19% 18% 15% 1 1 11% 13% 13% 9% 13% 8% 14% 1 5% 4% 7% 6% 5% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 HEALTH 19% 1 11% 13% 4% 13% 9% 13% 24% 8% 18% 7% 6% 14% 5% 1 HEALTH % of the EU contribution going to SMEs EU-12-1 April 2011 4 35% 37% 34% 3 25% 24% 2 2 15% 16% 17% 1 12% 9% 1 1 5% 4% BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 HEALTH 2 37% 9% 24% 34% 12% 16% 1 4% 1 17% Graph 21: HEALTH: Percentage of EU Contribution going to SMEs per Member State 29
HEALTH SME Participation in the Associated Countries SMEs in the Associated Countries HEALTH %SMEs SMEs All AL 0 5 BA 0 1 CH 14% 37 258 FO 0 0 FYROM 0 4 HR 17% 1 6 IL 14% 11 80 IS 64% 9 14 LI 0 0 ME 0 0 NO 3% 2 71 RS 0 3 TR 9% 2 22 EU-AC 12% 704 5.661 EU Contribution to SMEs in the Associated Countries HEALTH % s going to SMEs s to SMEs s to all AL 0 382.281 BA 0 120.213 CH 12% 12.807.524 102.983.008 FO 0 0 FYROM 0 410.000 HR 39% 567.802 1.446.476 IL 12% 3.870.316 33.320.063 IS 95% 6.370.208 6.725.002 LI 0 0 ME 0 0 NO 6% 1.703.625 28.362.770 RS 0 558.069 TR 17% 685.702 3.984.083 EU-AC 15% 26.005.178 178.291.965 30
KBBE Thematic Priority Key Figures Table 9: Key Figures for the KBBE Thematic Priority Grant Agreements signed before 1 April 2011 KBBE 233 Signed GAs 376 SME Participations 330 Member States' SME Participations 3.101 Participations 2.505 Member States' Participations 12,1% % SME participations 62.710.330 EU contribution to SMEs 749.900.375 EU contribution to all 8,4% % EU contribution to SMEs 241.825 Average EU contribution per participation 166.783 Average EU contribution per SME participation 252.180 Average EU contribution per non-sme participation 13,3 Average size consortia 1,6 Average SMEs per GA 1.935 million Total budget 39% Budget used The total foreseen budget for these actions is 1.935million. 39% of this budget has been used so far, which means that 1.185 million is still available until the end of FP7 (end of 2013). 31
KBBE: SME Participation and EU Contribution to SMEs per country KBBE SME participations per country EU-15-1 April 2011 60 50 54 40 40 36 30 29 31 32 32 20 10 9 9 8 8 7 4 2 4 0 AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK KBBE 7 29 54 9 8 31 4 32 8 36 2 32 4 9 40 KBBE SME participations per country EU-12-1 April 2011 5 4 4 4 4 4 3 3 2 2 1 1 1 1 1 0 0 0 BG CY CZ EE HU LT LV MT PL RO SI SK KBBE 0 1 3 4 4 1 2 1 4 4 1 0 Graph 22: KBBE: SME Participation per Member State 32
KBBE EU-15 - Percentage of SME participations 1 April 2011 45% 4 40, 35% 3 25% 2 15% 1 13,7% 16,8% 18,4% 9,1% 11,3% 15,5% 11,6% 17,8% 14,5% 12,6% 8,5% 8,7% 12,9% 13,6% 5,7% 5% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 KBBE 13,7% 16,8% 18,4% 9,1% 11,3% 15,5% 5,7% 11,6% 17,8% 14,5% 40, 12,6% 8,5% 8,7% 12,9% 13,6% KBBE EU-12 - Percentage of SME participations 1 April 2011 35% 33,3% 3 25% 25, 2 18,2% 18,2% 15% 14,3% 1 7,7% 8,2% 9,1% 9,1% 9,7% 5% 4, 0, 0, BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 KBBE 0, 14,3% 7,7% 33,3% 8,2% 9,1% 18,2% 25, 9,1% 18,2% 4, 0, 9,7% Graph 23: KBBE: Percentage of SME Participations per Member State 33
KBBE EU contribution going to SMEs (in k ) EU-15-1 April 2011 12.000 10.000 8.000 6.000 4.000 2.000 - AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK KBBE 1.241 4.784 9.576 1.077 995 4.105 271 4.589 1.957 6.277 84 8.066 842 1.225 6.860 KBBE EU contribution going to SMEs (in ) EU-12-1 April 2011 600.000 500.000 400.000 300.000 200.000 100.000 0 BG CY CZ EE HU LT LV MT PL RO SI SK KBBE 0 27.018 461.790 326.023 226.098 31.137 242.480 242.521 261.243 497.829 120.000 0 Graph 24: KBBE: EU Contribution to SMEs per Member State 34
KBBE % of the EU contribution going to SMEs EU-15-1 April 2011 4 35% 37% 3 25% 2 15% 16% 1 12% 1 11% 11% 9% 9% 9% 8% 5% 7% 6% 7% 4% 4% 1% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 KBBE 9% 1 12% 4% 7% 9% 1% 6% 16% 11% 37% 9% 11% 4% 7% 8% KBBE % of the EU contribution going to SMEs EU-12-1 April 2011 7 6 63% 5 4 3 2 28% 29% 17% 1 6% 7% 6% 3% 3% 4% 4% BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 KBBE 3% 6% 28% 3% 6% 17% 63% 4% 29% 4% 7% Graph 25: KBBE: Percentage of EU Contribution going to SMEs per Member State 35
KBBE SME Participation in the Associated Countries SMEs in the Associated Countries KBBE %SMEs SMEs All AL 0 12 BA 2 3 15 CH 17% 227 1.341 FO 0 4 FYROM 3% 1 33 HR 17% 16 93 IL 21% 102 477 IS 21% 12 58 LI 2 1 5 ME 0 9 NO 9% 57 612 RS 18% 15 82 TR 12% 27 218 EU-AC 16% 461 2.959 EU Contribution to SMEs in the Associated Countries KBBE % s to SMEs s to SMEs s to all AL 0 0 BA 0 137.498 CH 12% 2.954.285 23.723.110 FO 0 0 FYROM 0 276.985 HR 28% 343.865 1.207.867 IL 24% 1.662.418 6.950.892 IS 12% 247.222 2.080.364 LI 10 277.210 277.210 ME 0 129.341 NO 5% 709.324 14.574.901 RS 3 627.430 2.086.215 TR 8% 330.000 4.167.043 EU-AC 13% 7.151.754 55.611.425 36
ICT Thematic Priority ICT KEY FIGURES Table 10: Key Figures for the ICT Thematic Priority Grant Agreements signed before 1 April 2011 ICT 1.185 Signed GAs 1.918 SME Participations 11.280 All 17, % SME participations 573.342.854 EU contribution to SMEs 3.991.845.667 EU contribution to all 14,4% % EU contribution to SMEs 353.887 Average EU contribution per participation 298.927 Average EU contribution per SME participation 365.147 Average EU contribution per non-sme participation 9,5 Average size consortia 1,6 Average SMEs per GA 9.110 million Total budget 44% Budget used The total foreseen budget for these actions is 9.110 million. 44% of this budget has been used so far, which means that 5.118 million is still available until the end of FP7 (end of 2013). 37
ICT: SME Participation and EU Contribution to SMEs per country ICT SME participations per country EU-15-1 April 2011 350 300 296 250 200 209 198 214 150 123 100 89 88 92 82 50 50 37 40 27 28 3 0 AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK ICT 89 88 296 27 92 123 37 209 28 198 3 82 40 50 214 ICT SME participations per country EU-12-1 April 2011 40 35 36 30 25 28 20 15 20 17 15 18 15 10 12 5 7 3 2 3 0 BG CY CZ EE HU LT LV MT PL RO SI SK ICT 20 12 17 7 36 3 2 3 28 15 18 15 Graph 26: ICT: SME Participation per Member State 38
ICT EU-15 - Percentage of SME participations 1 April 2011 25% 23.2% 2 19. 20. 19.5% 18.5% 20.7% 18.5% 15% 14.7% 14.8% 13.1% 15.8% 16.3% 12.5% 14.5% 13.1% 16.7% 1 5% AT BE DE DK ES FI EL FR IE IT LU NL PT SE UK EU-15 ICT 23.2% 19. 14.7% 20. 14.8% 13.1% 19.5% 18.5% 15.8% 16.3% 12.5% 14.5% 20.7% 13.1% 18.5% 16.7% ICT EU-12 - Percentage of SME participations 1 April 2011 5 45% 42,6% 45,5% 4 37,5% 35% 31,8% 33,3% 3 25% 24,5% 22,2% 22,1% 28,6% 26,5% 2 19,1% 16,7% 18,8% 15% 1 5% BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 ICT 42,6% 24,5% 19,1% 31,8% 33,3% 16,7% 22,2% 37,5% 18,8% 22,1% 28,6% 45,5% 26,5% Graph 27: ICT: Percentage of SME Participations per Member State 39
ICT EU contribution going to SMEs (in k ) EU-15-1 April 2011 120.000 100.000 80.000 60.000 40.000 20.000 - AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK ICT 28.913 29.157 97.436 9.754 29.851 35.645 8.665 65.881 9.603 51.580 474 28.072 14.316 16.325 58.802 ICT EU contribution going to SMEs (in ) EU-12-1 April 2011 10.000.000 9.000.000 8.000.000 7.000.000 6.000.000 5.000.000 4.000.000 3.000.000 2.000.000 1.000.000 0 BG CY CZ EE HU LT LV MT PL RO SI SK ICT 4.752.829 2.986.065 4.635.198 1.316.414 9.499.241 503.261 695.460 415.166 6.430.286 3.307.452 4.327.321 2.264.321 Graph 28: ICT: EU Contribution to SMEs per Member State 40
ICT % of the EU contribution going to SMEs EU-15-1 April 2011 25% 24% 2 15% 2 17% 19% 18% 17% 13% 14% 13% 13% 13% 14% 1 11% 11% 1 8% 5% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 ICT 2 17% 11% 19% 18% 13% 1 17% 14% 13% 8% 13% 24% 11% 13% 14% ICT % of the EU contribution going to SMEs EU-12-1 April 2011 7 6 64% 5 4 41% 43% 42% 38% 3 2 24% 22% 28% 24% 21% 25% 26% 29% 1 BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 ICT 64% 24% 22% 28% 41% 24% 43% 42% 21% 25% 26% 38% 29% Graph 29: ICT: Percentage of EU Contribution going to SMEs per Member State 41
ICT SME Participation in the Associated Countries SMEs in the Associated Countries ICT %SMEs SMEs All AL 0 2 BA 0 4 CH 16% 71 457 FO 0 0 FYROM 0 7 HR 9% 1 11 IL 23% 42 183 IS 0 5 LI 0 1 ME 0 3 NO 12% 13 106 RS 33% 10 30 TR 15% 6 40 EU-AC 17% 1.895 10.924 EU Contribution to SMEs in the Associated Countries ICT % s to SMEs s to SMEs s to all AL 0 64.147 BA 0 184.125 CH 12% 21.277.430 172.919.323 FO 0 0 FYROM 0 982.731 HR 9% 123.000 1.337.754 IL 23% 17.230.000 73.776.319 IS 0 1.057.414 LI 0 0 ME 0 70.179 NO 8% 3.497.269 46.318.270 RS 28% 1.444.234 5.194.199 TR 25% 2.485.946 9.880.429,00 EU-AC 15% 46.057.879 311.784.890,00 42
NMP Thematic Priority NMP - KEY FIGURES Table 11: Key Figures for the NMP Thematic Priority Grant Agreements signed before 1 April 2011 NMP 362 Signed GAs 1.229 SME Participations 1.118 Member States' SME Participations 4.498 Participations 4.006 Member States' Participations 27,3% % SME participations 322.438.059 EU contribution to SMEs 1.420.341.927 EU contribution to all 22,7% % EU contribution to SMEs 315.772 Average EU contribution per participation 262.358 Average EU contribution per SME participation 335.853 Average EU contribution per non-sme participation 12,4 Average size consortia 3,4 Average SMEs per GA 3.500 million Total budget 41% Budget used The total foreseen budget for these actions is 3.500 million. 41% of this budget has been used so far, which means that 2.080 million is still available until the end of FP7 (end of 2013). 43
NMP: SME Participation and EU Contribution to SMEs per country NMP SME participations per country EU-15-1 April 2011 250 200 219 150 150 144 100 101 105 50 52 56 39 34 34 27 21 23 16 1 0 AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK NMP 34 52 219 21 34 101 27 105 16 150 1 56 23 39 144 NMP SME participations per country EU-12-1 April 2011 30 25 27 20 22 15 13 10 9 10 5 7 5 0 1 1 0 1 0 BG CY CZ EE HU LT LV MT PL RO SI SK NMP 0 1 27 1 9 7 0 1 22 13 10 5 Graph 30: NMP: SME Participation per Member State 44
NMP EU-15 - Percentage of SME participations 1 April 2011 4 37,4% 35% 3 26, 32,1% 26,5% 29,2% 29,6% 31,1% 33,3% 28, 30,3% 31,7% 27,9% 25% 23,5% 22,3% 21,1% 23,2% 2 15% 1 5% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 NMP 37,4% 23,5% 26, 22,3% 32,1% 26,5% 21,1% 29,2% 29,6% 31,1% 33,3% 28, 30,3% 23,2% 31,7% 27,9% NMP EU-12 - Percentage of SME participations 1 April 2011 7 6 58,3% 5 50, 4 36,5% 3 2 20, 14,3% 22, 25,9% 27,7% 25,6% 23,8% 27,7% 1 0, 0, BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 NMP 0, 20, 36,5% 14,3% 22, 58,3% 0, 50, 25,9% 27,7% 25,6% 23,8% 27,7% Graph 31: NMP: Percentage of SME Participations per Member State 45
NMP EU contribution going to SMEs (in k ) EU-15-1 April 2011 70.000 60.000 50.000 40.000 30.000 20.000 10.000 - AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK NMP 11.817 13.236 61.741 6.807 8.021 28.204 7.277 28.046 4.084 39.547 242 14.298 4.096 9.930 39.283 NMP EU contribution going to SMEs (in ) EU-12-1 April 2011 6.000.000 5.000.000 4.000.000 3.000.000 2.000.000 1.000.000 0 BG CY CZ EE HU LT LV MT PL RO SI SK NMP 0 270.900 5.021.554 118.960 1.843.382 779.640 0 344.000 3.167.144 1.913.152 1.996.492 1.124.624 Graph 32: NMP: EU Contribution to SMEs per Member State 46
NMP % of the EU contribution going to SMEs EU-15-1 April 2011 45% 4 41% 41% 35% 3 25% 2 15% 18% 2 2 26% 23% 15% 24% 21% 27% 21% 21% 18% 26% 23% 1 5% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 NMP 41% 18% 2 2 26% 23% 15% 24% 21% 27% 41% 21% 21% 18% 26% 23% NMP % of the EU contribution going to SMEs EU-12-1 April 2011 9 8 81% 7 6 5 55% 4 39% 3 31% 27% 2 24% 24% 23% 26% 18% 1 1 BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 NMP 27% 39% 1 24% 55% 81% 18% 24% 23% 31% 26% Graph 33: NMP: Percentage of EU Contribution going to SMEs per Member State 47
NMP SME Participation in the Associated Countries SMEs in the Associated Countries NMP %SMEs SMEs All AL 0 0 BA 0 0 CH 24% 49 201 FO 0 0 FYROM 10 1 1 HR 2 1 5 IL 35% 23 66 IS 0 2 LI 0 2 ME 0 0 NO 19% 10 53 RS 0 5 TR 34% 10 29 EU-AC 28% 1.212 4.370 EU Contribution to SMEs in the Associated Countries NMP % s to SMEs s to SMEs s to all AL 0 0 BA 0 0 CH 21% 14.870.725 72.253.073 FO 0 0 FYROM 10 462.336 462.336 HR 26% 167.344 642.548 IL 3 8.195.820 27.728.605 IS 0 109.693 LI 0 370.737 ME 0 NO 11% 2.127.755 19.727.480 RS 0 1.039.700 TR 41% 1.631.921 3.943.860 EU-AC 22% 27.455.901 126.278.032 48
ENERGY ENERGY - KEY FIGURES Table 12: Key Figures for the ENERGY Thematic Priority Grant Agreements signed before 1 April 2011 ENERGY 197 Signed GAs 401 SME Participations 352 Member States' SME Participations 2.206 All Participations 1.866 Member States' Participations 18,2% % SME participations 142.881.256 EU contribution to SMEs 768.316.044 EU contribution to all 18,6% % EU contribution to SMEs 348.285 Average EU contribution per participation 356.312 Average EU contribution per SME participation 346.501 Average EU contribution per non-sme participation 11,2 Average size consortia 2,0 Average SMEs per GA 2.300 million Total budget 33% Budget used The total foreseen budget for these actions is 2.300 million. 33% of this budget has been used so far, which means that 1.532 million is still available until the end of FP7 (end of 2013). 49
ENERGY: SME Participation and EU Contribution to SMEs per country ENERGY SME participations per country EU-15-1 April 2011 60 50 54 54 40 38 30 20 22 24 25 25 16 10 13 11 10 7 7 6 2 0 AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK ENERGY 13 22 54 16 7 24 7 38 6 25 2 25 11 10 54 ENERGY SME participations per country EU-12-1 April 2011 12 10 10 8 6 4 4 5 4 2 3 2 3 3 2 0 1 1 0 BG CY CZ EE HU LT LV MT PL RO SI SK ENERGY 4 0 3 2 10 3 1 1 5 3 4 2 Graph 34: ENERGY: SME Participation per Member State 50
ENERGY EU-15 - Percentage of SME participations 1 April 2011 45% 4 40, 35% 3 30,2% 25% 22,1% 25, 21,6% 26, 2 15% 18,5% 18,7% 16,5% 10,9% 14,6% 13,2% 13,8% 17, 15,6% 18,7% 1 5% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 ENERGY 30,2% 18,5% 18,7% 16,5% 10,9% 14,6% 13,2% 22,1% 25, 13,8% 40, 17, 21,6% 15,6% 26, 18,7% NMP EU-12 - Percentage of SME participations 1 April 2011 7 6 58,3% 5 50, 4 36,5% 3 2 20, 14,3% 22, 25,9% 27,7% 25,6% 23,8% 27,7% 1 0, 0, BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 NMP 0, 20, 36,5% 14,3% 22, 58,3% 0, 50, 25,9% 27,7% 25,6% 23,8% 27,7% Graph 35: ENERGY: Percentage of SME Participations per Member State 51
ENERGY EU contribution going to SMEs (in k ) EU-15-1 April 2011 18.000,0 16.000,0 14.000,0 12.000,0 10.000,0 8.000,0 6.000,0 4.000,0 2.000,0 - AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK ENERGY 5.212,2 6.581,6 13.548,1 11.038,5 1.091,2 10.306,4 3.049,3 12.629,6 5.172,6 7.794,8 1.716,0 10.710,0 2.392,8 5.653,0 15.583,5 ENERGY EU contribution going to SMEs (in ) EU-12-1 April 2011 2.500.000 2.000.000 1.500.000 1.000.000 500.000 0 BG CY CZ EE HU LT LV MT PL RO SI SK ENERGY 459.213 0 316.668 410.360 2.232.976 307.066 71.580 343.488 2.344.076 204.909 580.064 605.550 Graph 36: ENERGY: EU Contribution to SMEs per Member State 52
ENERGY % of the EU contribution going to SMEs EU-15-1 April 2011 9 8 84% 7 6 5 4 44% 45% 3 26% 26% 2 2 21% 21% 22% 18% 16% 1 12% 13% 11% 13% 4% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 ENERGY 44% 16% 12% 2 4% 13% 11% 21% 45% 13% 84% 21% 26% 26% 22% 18% ENERGY % of the EU contribution going to SMEs EU-12-1 April 2011 10 9 93% 8 7 6 5 4 45% 38% 3 32% 29% 2 22% 21% 22% 23% 18% 1 1 8% BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 ENERGY 22% 18% 45% 29% 8% 1 93% 21% 22% 38% 32% 23% Graph 37: ENERGY: Percentage of EU Contribution going to SMEs per Member State 53
ENERGY SME Participation in the Associated Countries SMEs in the Associated Countries ENERGY %SMEs SMEs All AL 0 0 BA 5 1 2 CH 21% 16 77 FO 0 1 FYROM 0 10 HR 0 13 IL 41% 7 17 IS 0 3 LI 0 1 ME 0 0 NO 11% 9 82 RS 0 9 TR 14% 1 7 EU-AC 18% 386 2.088 EU Contribution to SMEs in the Associated Countries ENERGY % s to SMEs s to SMEs s to all AL 0 0 BA 77% 134.500 174.239 CH 16% 5.752.872 36.253.838 FO 0 28.091 FYROM 0 1.134.296 HR 0 2.029.906 IL 7 4.927.028 7.022.073 IS 0 344.092 LI 0 530.544 ME 0 0 NO 7% 2.057.681 31.340.507 RS 0 621.410 TR 53% 279.343,00 523.965,75 EU-AC 16% 13.151.424 80.002.962 54
Environment Thematic Priority (ENV) ENV - KEY FIGURES Table 13: Key Figures for the ENV Thematic Priority Grant Agreements signed before 1 April 2011 ENV 272 Signed GAs 438 SME Participations 401 Member States' SME Participations 3.801 All SME Participations 3.061 Member States' SME Participations 11,5% % SME participations 73.715.176 EU contribution to SMEs 810.683.545 EU contribution to all 9,1% % EU contribution to SMEs 213.282 Average EU contribution per participation 168.299 Average EU contribution per SME participation 219.140 Average EU contribution per non-sme participation 14,0 Average size consortia 1,6 Average SMEs per GA 1.800 million Total budget 45% Budget used The total foreseen budget for these actions is 1.800 million. 45% of this budget has been used so far, which means that 890 million is still available until the end of FP7 (end of 2013). 55
ENV: SME Participation and EU Contribution to SMEs per country ENV SME participations per country EU-15-1 April 2011 90 80 70 79 60 50 48 40 38 38 30 32 27 20 23 19 10 8 7 2 8 1 6 4 0 AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK ENV 23 27 79 8 7 38 2 19 8 38 1 32 6 4 48 ENV SME participations per country EU-12-1 April 2011 16 14 14 12 10 10 10 11 8 6 4 5 2 3 3 2 2 0 0 1 0 BG CY CZ EE HU LT LV MT PL RO SI SK ENV 5 3 10 2 10 2 0 0 14 3 11 1 Graph 38: ENV: SME Participation per Member State 56
ENV EU-15 - Percentage of SME participations 1 April 2011 25% 2 20,4% 16, 17,9% 16,4% 21,1% 16,7% 15% 13,5% 11,8% 10,7% 11,3% 12,6% 1 7,4% 6,4% 7, 5% 3,2% 3,3% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 ENV 20,4% 16, 17,9% 7,4% 6,4% 16,4% 3,2% 7, 21,1% 13,5% 16,7% 11,8% 10,7% 3,3% 11,3% 12,6% ENV EU-12 - Percentage of SME participations 1 April 2011 6 5 50, 4 3 23,3% 24,4% 2 15,2% 19,2% 13,3% 18,2% 18,9% 17,1% 1 6,3% 7,7% 0, 0, BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 ENV 15,2% 50, 19,2% 13,3% 23,3% 18,2% 0, 0, 18,9% 6,3% 24,4% 7,7% 17,1% Graph 39: ENV: Percentage of SME Participations per Member State 57
ENV EU contribution going to SMEs (in k ) EU-15-1 April 2011 16.000 14.000 12.000 10.000 8.000 6.000 4.000 2.000 - AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK ENV 4.232 5.335 13.948 1.249 1.560 6.007 628 2.836 2.040 4.947 118 5.662 1.581 403 9.672 ENV EU contribution going to SMEs (in ) EU-12-1 April 2011 1.800.000 1.600.000 1.400.000 1.200.000 1.000.000 800.000 600.000 400.000 200.000 0 BG CY CZ EE HU LT LV MT PL RO SI SK ENV 585.120 366.938 1.129.178 180.708 1.300.935 258.803 0 0 1.138.060 161.429 1.581.867 248.260 Graph 40: ENV: EU Contribution to SMEs per Member State 58
ENV % of the EU contribution going to SMEs EU-15-1 April 2011 3 25% 27% 27% 2 17% 15% 15% 14% 12% 13% 1 8% 9% 9% 7% 7% 5% 4% 4% 4% 1% AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK EU-15 ENV 17% 14% 12% 4% 7% 13% 4% 4% 27% 8% 27% 7% 15% 1% 9% 9% ENV % of the EU contribution going to SMEs EU-12-1 April 2011 8 7 69% 6 5 4 3 37% 2 1 21% 19% 12% 24% 13% 22% 18% 17% 3% BG CY CZ EE HU LT LV MT PL RO SI SK EU-12 ENV 21% 69% 19% 12% 24% 37% 13% 3% 22% 18% 17% Graph 41: ENV: Percentage of EU Contribution going to SMEs per Member State 59