Carter, David 0. A010 Rev. 1120}1,, ' ' Report Required by the Ethics FNANCAL DSCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101111) 1. Person Reporting (last name, first, middle initial) Court or Organization CARTER, DA YD 0. U.S. District, Central District of California Title (Article judges indicate active or senior status; magistrate judges indicate full or parttime) U.S. District Judge Active Sa. Report Type (check appropriate type) D Nomination, Date D nitial [{ Annual D Sb. Amended Report D Final 6. Reporting Period 1/1/2010 to 12/31/2010 7. Chambers or Offce Address Ronald Reagan U.S. Courthouse 411 West Fourth Street, Suite 9160 Santa Ana, California 92701 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date MPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.. POST 0 NS. (Reporting individual only; see pp. 913 of filing instructions.) D NONE (No reportable positions.) POSTON NAME OF ORGANZATON/ENTTY. 3. F a :;. m L r H 6.. AGREEMENTS. (Reporting individual only; see pp. 1416 of filing instructions.) [{ NONE (No reportable agreements.) PARTES AND TERMS.
FNANCAL DSCLOSURE REPORT Page 2 of7 CARTER, DA YD 0.. N 0 NNVES TMENT N CO ME. (Reporting individual and spouse; see pp. 1724 of filing instructions.) A. Filer's Nonnvestment ncome D NONE (No reportable noninvestment income.) SOURCE AND TYPE NCOME (yours, not spouse's) B. Spouse's Nonnvestment ncome Jf you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable noninvestment income.) SOURCE AND TYPE. V REMBURSEMENTS transportation, lodging, food, entertainment. (ncludes those to spouse and dependent children; see pp. 2527 of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATON PURPOSE TEMS PAD OR PROVDED. ' ' J
FNANCAL DSCLOSURE REPORT Page 3 of7 CARTER, DAVD 0. 6. (F. m L...,,, JRT r. er..... _..., 1 y B 77 l&lr WT c T?TTT?l JTT?ll JT?.. l' =L J7777L JWl l' '77H.. 77 1 11 4 1 16. ' B DEi 17. WP # rr cg 18. W+ llj n 19. "t 20 21.. 2 11 r nmn m 7 JP..
FNANCAL DSCLOSURE REPORT Page 4 of7 CARTER, DAVD O. V. GFTS. (ncludes those to spouse and dependent children; see pp. 2831 offiling instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRPTON VALUE. VJ. LJABJLJTJES. (ncludes those of spouse and dependent children; see pp. 3233 of filing ins/ructions.) D NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE 11 db
FNANCAL DSCLOSURE REPORT Page 5 of7 CARTER, DAVD 0. V. NVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those of spouse and dependent children; see PP 3460 of filing instructions.j A. B. c. D. Description of Assets ncome during Gross value at end Transactions dunng reporting period (including trust assets) reporting period of reporting period (!) (2) (!) (2) () (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type.(e.g,, Date Value dentity of nmvdd/yy exempt from prior disclosure Code div., rent, Code2 Method buy, sell; Code2 Code buyer/seller (AH) or int.) (JP) Code3 redemption) (AH) (if private (JP) Galn (QW) transaction)... ii?.. 6... 7. 8. 9. O. 11. 1 1 1 1 16. 17. l. ncome Gain Codes: A =$1,000 or less B =$1,001 $2,500 c =$2,501 $5,000 D =$5,001 $15,000 E =$15,001 $50,000 (See Columns Bl and D4) F =$50,001 $100,000 G =$100,001 $1,000,000 H =$1,000,001 $5,000,000 H2 =Morethan $5,000,000 Value Codes J=$15,000or lcss K =$15,001 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (Sec Columns C and D3) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000,001 $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cas h Market (Sec Column C2) U =Book Value V =Other W =Estimated
FNANCAL DSCLOSURE REPORT Page 6 of7 CARTER, DAVD 0. V. ADDTONAL NFORMATON OR EXPLANATONS. (Jndicate partofreport.)
FNANCAL DSCLOSURE REPORT Page 7 of7 CARTER, DAVD 0. X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ DAVD 0. CARTER NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AND CRMNAL SANCTONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C. 20544