Giornata Nazionale sul Programma People Roma, 7 Novembre 2011 Panoramica della partecipazione italiana Nicoletta Palazzo CNR-D.G. Ufficio Attività e Relazioni con Istituzioni Europee esperto nazionale - People Programme Committee (FP7)
FP7 overview (2007-2013) EU s main instrument for funding research Cooperation : 32.413 Ideas : 7.510 Collaborative research 10 thematic areas Frontier Research ERC Marie Curie Actions Research Capacity People : 4.750 JRC : JRC 1.751 Capacities : 4.097 Euratom : 2.751 (figures in million Euros) Nuclear research
People Programme Indicative Budget Share (total 4.750 million) Activities 2007-2013 1. Initial Training of Researchers 2. Life-long Training and Career Development (including Co-funding) 3. Industry-Academia Pathways and Partnerships 4. International Dimension World Fellowships around 40 % between 25% and 30% 5 to 10% 25 to 30% 5. Specific Policy Actions around 1%
People Programme Development of budget 440 M in 2007 480 M in 2008 515 M in 2009 550 M in 2010 770 M in 2011 over 900 M in 2012 over 1.000 M in 2013 Number of fellowships FP3-FP7 (1990-end 2010): + 50.000 new positions by end of FP7 90.000 positions MCA proposals: +65% in last 3 years ITN + IAPP 50% of budget
Success rates Marie Curie actions in FP7 so far MCA host Success rate ITN < 10% IAPP 25-40% COFUND 51% MCA individual Success rate IEF 2008: 27% 2009: 24% 2010: 18% IOF 2008: 25% 2009: 20% 2010: 17% IIF 2008: 21% 2009: 15% 2010: 12%
La partecipazione italiana a People partecipazione tradizionalmente forte azioni individuali: IEF, IIF, CIG: 5 /6 Paese ospitante dopo UK, FR, DE, NL (in alternanza con ES e CH) IEF: 2 Paese per nazionalità ricercatori IOF: % successo più alta; 3 Paese ospitante dopo ES e UK; 3 Paese per nazionalità azioni di ospitalità: IAPP: 3 dopo UK e DE COFUND: era 3, ultimi 2 bandi sceso 5-4 ITN: 4 Paese proponente, 5 /6 in progetti finanziati IRSES: 1 /2 Paese (in alternanza con UK)
Initial Training Networks (ITN) calls Number of proposals/funded projects 2007 2008 2010 2011 Submitted 905 900 863 919 Evaluated 902 886 859 909 Selected 75 106 74 84 Budget (M Euro) 246 352 243 330 Success rate % 8.3 11.9 8.6 9.2
ITN 2011 Key figures Dates Publication 20/07/2010 Closure 26/01/2011 Proposals 919 submitted proposals (402 resubmissions: 44%) 909 eligible proposals Experts 286 experts (128 women: 45%) 45 Chairs/Vice-chairs 1 Independent Observer Budget 318.41 Million + ca. 11 Million Negotiations Launched on 26/05/2011
Evaluation Results ITN 2011 PANEL (A) (B) (C) (D) (E) Main list Res. list Lack of budget Below thresh. Non eligib. Withdrawn Total Success rate (A list only) Chemistry CHE 9 3 46 49 0 1 108 8.3% Economic sciences ECO 1 1 4 9 0 0 15 6.7% Engineering ENG 19 5 84 94 0 2 204 9.3% Environment ENV 11 3 60 45 0 2 121 9.1% Life sciences LIF 27 5 117 134 0 2 285 9.5% Mathematics MAT 1 1 6 7 0 0 15 6.7% Physics PHY 9 3 56 30 0 1 99 9.1% Social & human sciences SOC 7 3 15 45 2 0 72 9.7% Total 84 24 388 413 2 8 919 9.1% Resubmissions: 45 / 84 projects in the A list (54%)
ITN 2011 EVALUATION AND RANKING 8 Panels call budget distributed on proportion of eligible proposals received in each panel E = evaluated; R = ranked 4 Evaluation Criteria S&T Quality, Training, Implementation, Impact individual thresholds and weightings for each criterion overall threshold of 70% applied to total weighted score Scores ranked and CHE 95,4 90,0 reserve lists ECO 92,0 88,4 ENG 96,0 89,6 ENV 96,2 90,6 LIF 99,6 92,6 MAT 87,2 86,4 PHY 98,4 93,6 SOC 98,4 84,6
UK - United Kingdom DE - Germany FR - France IT - Italy NL - Netherlands ES - Spain BE - Belgium SE - Sweden AT - Austria DK - Denmark EL - Greece FI - Finland IE - Ireland PL - Poland PT - Portugal CZ - Czech Republic HU - Hungary SI - Slovenia RO - Romania SK - Slovakia BG - Bulgaria EE - Estonia LT - Lithuania CY - Cyprus LV - Latvia LU - Luxembourg MT - Malta CH - Switzerland ITN 2011 NO - Norway IL - Israel TR - Turkey IS - Iceland HR - Croatia RS - Serbia LI - Liechtenstein Country participations (EU Member states and AC) 1.400 1.200 1.000 800 600 400 200 0 4
ITN 2011 Country participation as coordinator (EU Member states and AC) 6
Country participation in evaluated and retained for funding proposals COUNTRY Participation in evaluated proposals Participations in ranked list * Performance CH - Sw itzerland 355 43 12,1 % HR - Croatia 18 1 5,6 % IL - Israel 80 8 10,0 % IS - Iceland 20 5 25,0 % LI - Liechtenstein 2 0 0,0 % NO - Norw ay 118 9 7,6 % RS - Serbia 16 6 37,5 % TR - Turkey 40 4 10,0 % Associated Countries 649 76 11,7 % AT - Austria 225 26 11,6 % BE - Belgium 352 31 8,8 % BG - Bulgaria 21 0 0,0 % CY - Cyprus 16 0 0,0 % CZ - Czech Republic 102 9 8,8 % DE - Germany 1.238 123 9,9 % DK - Denmark 216 29 13,4 % EE - Estonia 20 0 0,0 % EL - Greece 161 6 3,7 % ES - Spain 609 63 10,3 % FI - Finland 139 11 7,9 % FR - France 744 79 10,6 % HU - Hungary 75 8 10,7 % IE - Ireland 138 9 6,5 % IT - Italy 711 61 8,6 % LT - Lithuania 16 1 6,3 % LU - Luxembourg 4 0 0,0 % LV - Latvia 6 0 0,0 % MT - Malta 2 0 0,0 % NL - Netherlands 611 67 11,0 % PL - Poland 135 5 3,7 % PT - Portugal 133 13 9,8 % RO - Romania 39 4 10,3 % SE - Sw eden 340 36 10,6 % SI - Slovenia 73 5 6,8 % SK - Slovakia 26 2 7,7 % UK - United Kingdom 1.242 128 10,3 % EC Member States 7.394 716 9,7 % ITN 2011
CH - Switzerland HR - Croatia IL - Israel IS - Iceland LI - Liechtenstein NO - Norway RS - Serbia TR - Turkey AT - Austria BE - Belgium BG - Bulgaria CY - Cyprus CZ - Czech Republic DE - Germany DK - Denmark EE - Estonia EL - Greece ES - Spain FI - Finland FR - France HU - Hungary IE - Ireland IT - Italy LT - Lithuania LU - Luxembourg LV - Latvia MT - Malta NL - Netherlands PL - Poland PT - Portugal RO - Romania SE - Sweden SI - Slovenia SK - Slovakia UK - United Kingdom ITN 2011 1.400 1.200 1.000 800 600 400 ranked eval prop 200 0
Participation in evaluated proposals Participations in ranked list * COUNTRY Performance CH - Sw itzerland 30 6 20,0 % IL - Israel 3 0 0,0 % ITN 2011 IS - Iceland 3 0 0,0 % NO - Norw ay RS - Serbia TR - Turkey EE - Estonia EL - Greece ES - Spain FI - Finland FR - France HU - Hungary IE - Ireland IT - Italy NL - Netherlands PL - Poland Country coordinator in evaluated and retained for funding proposals AT - Austria BE - Belgium CY - Cyprus PT - Portugal SE - Sw eden SI - Slovenia Associated Countries BG - Bulgaria CZ - Czech Republic DE - Germany DK - Denmark RO - Romania UK - United Kingdom EC Member States ZA - South Africa ICPC - ACP - Africa TOTAL 11 1 9,1 % 2 1 50,0 % 2 0 0,0 % 51 8 15,7 % 23 2 8,7 % 34 1 2,9 % 1 0 0,0 % 5 0 0,0 % 6 0 0,0 % 135 11 8,1 % 23 4 17,4 % 1 0 0,0 % 23 0 0,0 % 79 12 15,2 % 10 0 0,0 % 67 6 9,0 % 7 1 14,3 % 29 1 3,4 % 93 5 5,4 % 59 8 13,6 % 14 0 0,0 % 16 1 6,3 % 1 0 0,0 % 26 2 7,7 % 5 0 0,0 % 200 22 11,0 % 857 76 8,9 % 1 0 0,0 % 1 0 0,0 % 909 84 9,2 %
CH - Switzerland IL - Israel IS - Iceland NO - Norway RS - Serbia TR - Turkey AT - Austria BE - Belgium BG - Bulgaria CY - Cyprus CZ - Czech Republic DE - Germany DK - Denmark EE - Estonia EL - Greece ES - Spain FI - Finland FR - France HU - Hungary IE - Ireland IT - Italy NL - Netherlands PL - Poland PT - Portugal RO - Romania SE - Sweden SI - Slovenia UK - United Kingdom ZA - South Africa ITN 2011 250 200 150 100 50 coord ranked coord in eval prop 0
IAPP: calls Number of proposals/funded projects 2007 2008 2009 2011 Submitted 103 141 358 165 Evaluated 102 141 356 160 Selected 41 51 59 51 Budget (M ) 38.5 45 65 80 Success rate% 40 36 16.6 32
UK DE IT FR IE FI BE ES EL PL PT AT DK NL SE HU RO CY EE LU CZ SI BG LT LV MT SK Total Ranked UK 209 41 DE 156 27 FP7-PEOPLE-2009-IAPP IT 132 19 FR 76 16 Country participation (EU 27) IE 41 15 FI 30 12 BE 45 11 250 ES 129 11 EL 55 9 200 PL 39 9 PT 46 9 AT 29 6 150 DK 19 5 NL 55 4 100 SE 42 4 HU 33 3 RO 32 3 50 CY 11 2 EE 5 2 0 LU 6 2 CZ 13 1 SI 9 1
IAPP 2011 Key figures Dates Publication 20/07/2010 Closure 07/12/2010 Proposals 165 submitted proposals (46 resubmissions: 28%) 160 eligible proposals Experts 76 experts (34 women: 45%) 17 Chairs/Vice-chairs 1 Independent Observer Budget 80 Million Negotiations Launched on 15/04/2011
IAPP 2011 160 eligible proposals ENG; 62; 40% LIF; 50; 31% MAT; 0; 0% PHY; 7; 4% SOC; 7; 4% ECO; 7; 4% CHE; 11; 7% ENV; 16; 10%
Evaluation Results IAPP 2011 PANEL (A) (B) (C) (D) (E) Main list Res. list Lack of budget Below thresh. Non eligib Withdraw n Tot Success rate (A list only) Chemistry CHE 2 0 0 9 0 0 11 18% Economic sciences ECO 1 0 0 6 1 0 8 14% Engineering ENG 22 4 0 36 0 0 62 35% Environment ENV 7 1 0 8 1 1 18 44% Life sciences LIF 16 15 0 19 0 1 51 32% Mathematics MAT 0 0 0 0 0 0 0 n/a Physics PHY 3 2 0 2 0 0 7 43% Social & human sciences SOC 0 0 0 7 1 0 8 0% Total 51 22 0 87 3 2 165 32% Resubmissions: 17 / 51 projects in the A list (33%)
UK - United Kingdom DE - Germany IT - Italy FR - France ES - Spain NL - Netherlands EL - Greece BE - Belgium IE - Ireland AT - Austria DK - Denmark PL - Poland SE - Sweden CY - Cyprus PT - Portugal HU - Hungary RO - Romania BG - Bulgaria CZ - Czech Republic LU - Luxembourg EE - Estonia FI - Finland LT - Lithuania LV - Latvia SI - Slovenia SK - Slovakia TR - Turkey CH - Switzerland NO - Norway IL - Israel HR - Croatia IS - Iceland RS - Serbia BA - Bosnia and Herzegovina MK - FYROM UA - Ukraine GE - Georgia AZ - Azerbaijan BY - Belarus RU - Russian Federation CN - China IN - India BR - Brazil CO - Colombia US - United States IAPP 2011 100 90 80 Country participation in evaluated and main list proposals (ordered by country group and participation in ranked list) Participation in evaluated proposals Participations in ranked list 70 60 50 40 30 20 10 0 3
Table 6: Country participation in evaluated and main list proposals COUNTRY Participation in evaluated proposals % Participations in ranked list % Performance BA - Bosnia and Herzegovina 1 0,1 % 0,0 % 0,0 % CH - Switzerland 25 3,6 % 5 2,3 % 20,0 % HR - Croatia 7 1,0 % 1 0,5 % 14,3 % IL - Israel 8 1,1 % 3 1,4 % 37,5 % IS - Iceland 1 0,1 % 1 0,5 % 100,0 % MK - Former Yugoslav Republic of Macedonia 1 0,1 % 0,0 % 0,0 % NO - Norway 5 0,7 % 4 1,9 % 80,0 % RS - Serbia 7 1,0 % 1 0,5 % 14,3 % TR - Turkey 14 2,0 % 7 3,3 % 50,0 % Associated Countries 69 9,9 % 22 10,3 % 31,9 % AT - Austria 26 3,7 % 8 3,7 % 30,8 % BE - Belgium 21 3,0 % 9 4,2 % 42,9 % BG - Bulgaria 4 0,6 % 1 0,5 % 25,0 % CY - Cyprus 10 1,4 % 3 1,4 % 30,0 % CZ - Czech Republic 6 0,9 % 1 0,5 % 16,7 % DE - Germany 69 9,9 % 19 8,9 % 27,5 % DK - Denmark 9 1,3 % 7 3,3 % 77,8 % EE - Estonia 7 1,0 % 0,0 % 0,0 % EL - Greece 29 4,1 % 11 5,1 % 37,9 % ES - Spain 52 7,4 % 16 7,5 % 30,8 % FI - Finland 4 0,6 % 0,0 % 0,0 % FR - France 43 6,1 % 17 7,9 % 39,5 % HU - Hungary 4 0,6 % 2 0,9 % 50,0 % IE - Ireland 30 4,3 % 9 4,2 % 30,0 % IT - Italy 67 9,6 % 18 8,4 % 26,9 % LT - Lithuania 3 0,4 % 0,0 % 0,0 % LU - Luxembourg 1 0,1 % 1 0,5 % 100,0 % LV - Latvia 4 0,6 % 0,0 % 0,0 % NL - Netherlands 38 5,4 % 13 6,1 % 34,2 % PL - Poland 25 3,6 % 7 3,3 % 28,0 % PT - Portugal 10 1,4 % 3 1,4 % 30,0 % RO - Romania 13 1,9 % 2 0,9 % 15,4 % SE - Sweden 24 3,4 % 7 3,3 % 29,2 % SI - Slovenia 2 0,3 % 0,0 % 0,0 % SK - Slovakia 4 0,6 % 0,0 % 0,0 % UK - United Kingdom 101 14,4 % 29 13,6 % 28,7 % EC Member States 606 86,6 % 183 85,5 % 30,2 % IAPP 2011
Table 6a: Country coordinator in evaluated and main list proposals COUNTRY Participation in evaluated proposals % Participations in ranked list % Performance CH - Switzerland 7 4,4 % 1 2,0 % 14,3 % HR - Croatia 1 0,6 % 0,0 % 0,0 % IL - Israel 2 1,3 % 1 2,0 % 50,0 % IS - Iceland 1 0,6 % 1 2,0 % 100,0 % NO - Norway 2 1,3 % 1 2,0 % 50,0 % RS - Serbia 1 0,6 % 0,0 % 0,0 % TR - Turkey 3 1,9 % 1 2,0 % 33,3 % Associated Countries 17 10,6 % 5 9,8 % 29,4 % AT - Austria 5 3,1 % 1 2,0 % 20,0 % BE - Belgium 5 3,1 % 1 2,0 % 20,0 % BG - Bulgaria 1 0,6 % 0,0 % 0,0 % CY - Cyprus 3 1,9 % 1 2,0 % 33,3 % CZ - Czech Republic 1 0,6 % 0,0 % 0,0 % DE - Germany 10 6,3 % 4 7,8 % 40,0 % DK - Denmark 1 0,6 % 1 2,0 % 100,0 % EE - Estonia 2 1,3 % 0,0 % 0,0 % EL - Greece 7 4,4 % 4 7,8 % 57,1 % ES - Spain 16 10,0 % 8 15,7 % 50,0 % FI - Finland 1 0,6 % 0,0 % 0,0 % FR - France 8 5,0 % 1 2,0 % 12,5 % HU - Hungary 1 0,6 % 1 2,0 % 100,0 % IE - Ireland 13 8,1 % 5 9,8 % 38,5 % IT - Italy 13 8,1 % 5 9,8 % 38,5 % NL - Netherlands 7 4,4 % 3 5,9 % 42,9 % PL - Poland 5 3,1 % 2 3,9 % 40,0 % PT - Portugal 1 0,6 % 1 2,0 % 100,0 % RO - Romania 2 1,3 % 0,0 % 0,0 % SE - Sweden 4 2,5 % 0,0 % 0,0 % SK - Slovakia 1 0,6 % 0,0 % 0,0 % UK - United Kingdom 36 22,5 % 8 15,7 % 22,2 % EC Member States 143 89,4 % 46 90,2 % 32,2 % TOTAL 160 100,0 % 51 100,0 % 31,9 %
COFUND overview Call Call closure date Call budget M Eligible proposals Proposals retained for funding Success rate Co-funded fellowyears Cofunded fellows FP7-PEOPLE- 2007-2-3- COFUND FP7-PEOPLE- COFUND- 2008 13/3/2008 65 45 24 53.3% 2682 1647 19/2/2009 75 35 26 74.3% 2406 1461 FP7-PEOPLE- 2010- COFUND 18/2/2010 75 53 32 (some still in negotiation) 60.4% 2803 (prelim.) 1613 (prelim.) FP7-PEOPLE- 2011- COFUND 17/2/2011 90 64 19 (in negotiation) 29.7% 2355 (prelim.) 1132 (prelim.) Total 305 197 101 51.3% 10.246 5.853
COFUND overview Eligible Proposals Submitted to Cofund Calls per Country 14 12 10 8 6 4 2 0 AL AT BE BG CH CZ DE EE ES FR HR HU IE IS IT LU NL NO PT SE TR UK Call 1 Call 2 Call 3
Proposals retained for funding first Call 2007 10 9 8 7 6 5 4 3 2 1 1 2 1 4 2 1 1 3 3 1 1 1 0 AT BE BG CH CZ DE EE ES FR HU IE IT LU PT SE TR UK Submitted Retained for funding
Proposals retained for funding second Call 2008 EVALUATED RETAINED FOR FUNDING 11 10 9 10 8 7 6 5 4 3 2 1 0 7 7 6 5 4 3 3 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0 AT BE CH EE ES FR IE IT NL PT SE TR
Proposals retained for funding third Call 2010 COUNTRY Participation in evaluated proposals Participations in ranked list % Total AT - Austria 1 0,00% BE - Belgium 4 3 75,00% DE - Germany 5 4 80,00% ES - Spain 13 10 76,92% FR - France 1 0,00% IE - Ireland 1 1 100,00% IT - Italy 7 2 28,57% LU - Luxembourg 1 0,00% NL - Netherlands 1 1 100,00% PT - Portugal 1 0,00% SE - Sweden 1 1 100,00% UK - United Kingdom 1 1 100,00% EC Member States 37 23 62,16 % AL - Albania 1 0,00% CH - Switzerland 8 6 75,00% HR - Croatia 1 0,00% IS - Iceland 1 1 100,00% NO - Norway 1 0,00% TR - Turkey 4 0,00% Associated Countries 16 7 43,75 % TOTAL 53 30 56,60%
Proposals retained for funding third Call 2010 14 13 12 10 10 8 8 7 6 6 4 4 3 5 4 2 eval prop ranked 2 0
Proposals retained for funding fourth Call 2011 COUNTRY Participation in evaluated proposals Participations in ranked list Performance CH - Switzerland 6 3 50,00 % HR - Croatia 1 0,00 % TR - Turkey 1 1 100,00 % AT - Austria 2 2 100,00 % BE - Belgium 2 0,00 % CY - Cyprus 1 0,00 % CZ - Czech Republic 1 1 100,00 % DE - Germany 6 4 66,67 % ES - Spain 19 4 21,05 % FR - France 3 0,00 % IE - Ireland 1 0,00 % IT - Italy 5 1 20,00 % LU - Luxembourg 1 0,00 % NL - Netherlands 2 1 50,00 % PT - Portugal 2 0,00 % SE - Sweden 2 1 50,00 % SI - Slovenia 1 0,00 % SK - Slovakia 1 0,00 % UK - United Kingdom 7 1 14,29 % TOTAL 64 19 29,69 %
Proposals retained for funding fourth Call 2011 20 19 18 16 14 12 10 eval prop ranked 8 6 4 2 6 3 2 2 6 4 4 5 1 2 2 1 1 7 1 0
COFUND comparison with individual fellowships (IEF, IIF, IOF, RG) Indicative budget (M ) Fellowships COFUND (2007-2010) Individual fellowships (2007-2010) 215 4.787 642 3.090 Source: Interim Report FP7 Marie Curie Life-long Training and Career Development Source: Evaluation: Interim Individual Report FP7 Fellowships Marie Curie and Co-funding Life-long Training Mechanism and Career Development Evaluation: Individual Fellowships and Co-funding Mechanism
MCA possible future development How to make 4 MCA actions out of 8? ITN IAPP IEF IOF IIF CIG COFUND IRSES ESR Doctoral candidates ER Individual fellowships / grants Staff exchange / Secondments C O F U N D
Ex-post Evaluation of MCA in FP6 MC FP6 in numbers 1.9 BEuro 12 MC Actions 12.633 Fellows (~13.000) 1.651 Participant Organisations 4.156 Project 195 Participant Countries (~200) 22,000 Proposals Average success rate: 18 % (ranging from 8 % to 60%) At least 8 Nobel Prize were involved in MCA 33,000 scientific articles published so far in FP6 Estimate about 2.5% of the 360,000 article published by EU27 in 2008 In average, 25 Nature and 25 Science articles published per year 283 Patents in MC Host: 30% (highest from - TOK) Number of start-ups created in MC Host: 27 (768 contracts analysed) 4%
Before the MC (Nationality) Mobility During the MC (Host) After the MC (Follow-up questionnaire)
Fellows who returned to the home country 2 years after the MC Data without TOK
Why the fellows did not come back to their home country Lack of Opportunities 60% 50% 40% Other 30% Too Low Salaries 20% 10% 0% Family Reasons Lack of Transparency Return to Home Institut
Other Lack of Opportunities 80% 70% 60% 50% 40% 30% 20% 10% Italy Too Low Salaries Other Lack of Opportunities 45% 40% 35% 30% 25% 20% 15% 10% 5% 0% United Kingdom Too Low Salaries 0% Family Reasons Lack of Transparency Family Reasons Lack of Transparency Return to Home Institut Return to Home Institut Lack of Opportunities 60% 50% Poland Lack of Opportunities 60% Germany 40% 50% Other 30% Too Low Salaries 40% 20% Other 30% Too Low Salaries 10% 0% 20% 10% 0% Family Reasons Lack of Transparency Family Reasons Lack of Transparency Return to Home Institut Return to Home Institut
Grazie dell attenzione! nicoletta.palazzo@cnr.it