[Z NONE (No reportable non-investment income.) D NONE (No reportable non-investment income.) [Z NONE (No reportable reimbursements.

Similar documents
[Z NONE (No reportable non-investment income.)

[Z NONE (No reportable non-investment income.) D NONE (No reportable non-investment income.) [Z NONE (No reportable reimbursements.

[Z NONE (No reportable non-investment income.)

D NONE (No reportable non-investment income.)

[2 NONE (No reportable non-investment income.) [Z NONE (No reportable non-investment income.) D NONE (No reportable reimbursements.

D NONE (No reportable non-investment income.)

l2 NONE (No reportable positions.)

({ NONE (No reportable non-investment income.)

D NONE (No reportable positions.)

Anderson Jr_Joseph_F

B. Spouse's Non-Investment Income -If you were ma"ied during any portion of the reporting year, complete this section.

D NONE (No reportable positions.)

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR United States District Court. D Initial Annual. Amended Report. Sb.

D NONE (No reportable positions.)

[{ NONE (No reportable non-investment income.)

D NONE (No reportable positions.)

'j... D NONE (No reportable positions.) O'Kelley, William C. Ao ro FINANCIAL DISCLOSURE REPORT

[K NONE (No reportable positions.)

D NONE (No reportable non-investment income.)

;\ame of Person Reportoi: McKinley, Joseph H. Income during Gross value at end of Trans ctions during rcportng period f"!

Report Required by the Ethics AOJO in Government Act of 1978 Rev FOR' CALENDAR YEAR 2009 (5 U.S.C. app ) FINANCIAL DISCLOSURE REPORT

D NONE (No reportable positions.)

/J.17// s:,i_o] D NONE (No reportable non-investment income.) (J./d-E. FINANCIAL DISCLOSURE REPORT Page 2of11

[Z NONE (No reportable positions.)

July 17, Re: Amended Financial Disclosure Report for Judge Ronald M. Gould. Please call or write if you have additional questions or comments.

UNITED ST ATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK 500 PEARL STREET NEW YORK, NY (212)

D NONE (No reportable positions.)

[Z NONE (No reportable reimbursements.) FINANCIAL DISCLOSURE REPORT Page 2of7

FINANCIAL DISCLOSURE REPOR T. Report Required hy the Ethics AO JO in Government Act of 1978 Rev /!]()1)8 FOR CALENDAR YEAR 2007 (5 USC app I)

[{ NONE (No reportable non-investment income.) D NONE (No reportable non-investment income.) FINANCIAL DISCLOSURE REPORT

D NONE (No reportable non-investment income.) IZ NONE (No reportable non-investment income.) IZ NONE (No reportable reimbursements.

D NONE (No reportable positions.)

11. Q NONE (No reportable positions.) Keenan, John F. 12/31/C. g D Final FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

D NONE (No reportable positions.)

[Z NONE (No reportable non-investment income.) D NONE (No reportable non-investment income.) [Z NONE (No reportable reimbursements.

[Z NONE (No reportable non-investment income.)

[l NONE (No reportable non-investment income.)

[Z NONE (No reportable positions.)

D NONE (No reportable non-investment income.)

[Z NONE (No reportable non-investment income.)

D NONE (No reportable non-investment income.)

D NONE (No reportable non-investment income.)

[2 NONE (No reportable positions.)

[Z NONE (No reportable non-investment income.)

[2 NONE (No reportable non-investment income.)

!Z NONE (No reportable positions.)

D NONE (No reportable positions.)

[R NONE (No reportable positions.)

[Z NONE (No reportable reimbursements.) FINANCIAL DISCLOSURE REPORT Page 2of7

[Z NONE (No reportable non-investment income.) D NONE (No reportable non-investment income.) D NONE (No reportable reimbursements.

[Z NONE (No reportable non-investment income.)

[Z NONE (No reportable non-investment income.)

[Z NONE (No reportable positions.)

D NONE (No reportable positions.)

D NONE (No reportable non-investment income.)

D NONE (No reportable non-investment income.)

[Z NONE (No reportable non-investment income.)

[{ NONE (No reportable positions.)

Farris_Joseph (Jerome)_J

D NONE (No reportable non-investment income.)

I./ I. FINANCIAL DISCLOSURE REPORT Page 2of6. III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.

[Z NONE (No reportable non-investment income.) D NONE (No reportable non-investment income.) D NONE (No reportable reimbursements.

[Z NONE (No reportable positions.)

UNITED STATES DISTRICT COURT

D NONE (No reportable positions.)

Name of Person Reporting TAURO,JOSEPH L. SOURCE AND TYPE. If you were married during any portion of the reporting year, complete this sectiofl.

?:c:; Cl - Re: Financial Disclosure Report 2007 CJ U1 UNITED STATES DISTRICT COURT. August 1, Committee on Financial Disclosure = Suite

[{ NONE (No reportable non-investment income.)

D NONE (No reportable non-investment income.)

[Z NONE (No reportable agreements) Siler, Eugene E. D D Imtial [Z Annual D Fmal to FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008

2. Court or Organization. Western District of Texas. Sa. Report Type (check appropriate type) D Nomination, D Initial. [{ Annual. Amended Report. Sb.

D NONE (No reportable non-investment income.)

[Z NONE (No reportable non-investment income.)

[{ NONE (No reportable positions.)

D Nomination, D Initial 0 Annuut D Final

D NONE (No reportable positions.)

D NONE (No reportable positions.)

D NONE (No reportable positions.)

D NONE (No reportable positions.)

nifrn csbtrs :nurf of J\pprals for f4r,,rtm4 :irrn

[Z NONE (No reportable positions.)

[2 NONE (No reportable positions.)

D NONE (No reportable positions.)

D NONE (No reportable non-investment income.) 2... [2 NONE (No reportable non-investment income.) [2 NONE (No reportable reimbursements.

D Nomination, D Initial Annual D Final

D NONE (No reportable positions.)

D NONE (No reportable positions.)

[Z NONE (No reportable positions.)

[Z NONE (No reportable reimbursements.) [Z NONE (No reportable non-investment income.) FINANCIAL DISCLOSURE REPORT Page 2of6

[{ NONE (No reportable positions.)

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR Court or Organization. Middle District of Florida. Sa. Report Type (check appropriate type)

D NONE (No reportable positions.)

D NONE (No reportable non-investment income.) [Z NONE (No reportable non-investment income.) [Z NONE (No reportable reimbursements.

D NONE (No reportable positions.)

[{ NONE (No reportable positions.)

D NONE (No reportable non-investment income.) [Z NONE (No reportable non-investment income.) [Z NONE (No reportable reimbursements.

D NONE (No reportable non-investment income.) [{ NONE (No reportable non-investment income.) D NONE (No reportable reimbursements.

FINANCIAL DISCLOSURE REPORT. Calendar Year ReportType (check appropriate type) 6. Reporting Period. Q Nomination.

[{ NONE (No reportable non-investment income.)

D NONE (No reportable positions.)

Transcription:

Eagan_Claire_V

FNANCAL DSCLOSURE REPORT Page 2of8 Eagan, Claire V. 4/!7/2009 ll. N 0 N-JNVESTMENT JN COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-nvestment ncome [Z NONE (No reportable non-investment income.) SOURCE AND TYPE NCOME (yours, not spouse's) l. 2. 3. B. Spouse's Non-nvestment ncome - /you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE. 2008 Advanced Medical nstruments, nc. - Employment 2. 3. JV, REJMB URSEMENTS - transportation, lodging, food, entertainment. (ncludes those to spouse and dependent children; see pp. 25-27 of filing instructions.) [Z NONE (No reportable reimbursements.) SOURCE DATES LOCATON PUROSE TEMS PAD OR PROVDED 5.

FNANCAL DSCLOSURE REPORT Page 3of8 Eagan, Claire V. 4/17/2009 V. GFTS. (ncludes those to spouse and dependent children; see pp. 28-31 of filing instructions.) D NONE (No reportable gifs.) SOURCE DESCRPTON VALUE. Tulsa Country Club Honorary Membership (Unused and resigned October 2008) $1,520.00 2. V. LABLTES. (ncludes those of spouse and dependent children; see pp. 32-33 of filing instructions.) D NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE. Washington Mutual (Previously thru H omeside Lending, nc.) Mortgage loan on Property #2 (See V) L 2. 3. 5.

FNANCAL DSCLOSURE REPORT Page 4of8 Eagan, Claire V. 4/17/2009 V. NVESTMENTS and TRUSTS -- income, value, transactions (ncludes those of spouse and dependent children; see PP 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) f A. B. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () (2) (1) (2) () c. D. (2) (3) (4) Place " (X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month- Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) (5) transaction). nvestor Fund Bank of Oklahoma, N.A. A nterest J T 2. Propert #1 - Tulsa, OK None w L 3. Property #2 - Highland Beach, FL None N w Exxon Corp. - Common A Dividend K T Sold 4125 J D 5. (Cont'd #4) Sold 5122 J B 6. (Cont'd #4) Sold 5130 J B 7. (Cont'd#4) Sold.. 712 J B (pa ) 8. (Cont'd #4) Sold 8/8 J B 9. Trust # (See Note in V) None J T 10. Trust #2 (See Note in V) None J T 11. Schwab RA - (#1)(##12-19; 28; 31-40 be low) (See V) 12. * Russell US Core Equity (See Vlll) B Dividend M T 13. Russell Quantitative Equity Fund (Sold in None 2007; See V) 1 *Russell US Small & Mid (-0- Ending Bal; A Dividend T Sold 2/22 L See V) 15. Russell Emerging Markets Fund None K T 16. * Russell lntemational Developed (See V) c Dividend L T 17. Schwab Money Market Fund None K T. ncome Gain Codes: A=S 1,000 or Jess B =Sl,001 -$2,500 c=$2,501 -$5,000 D =$5,001 -SS,000 E =SS.DO -SS0,000 (See Columns B and D4) F =$50,001 -$100,000 G =S00,001 $1,000,000 H =Sl,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Codes J=$15,000 or less K =$15,001 $50,000 L =$50,001 $!00,000 M =$100,001 $250,000 (See Columns Cl and 03) N=$250,001 - $500,000 0=$500,00 - S 1,000,000 Pl s1,ooo,001 -S5,ooo,ooo P2 =$5,000,001 -$25,000,000 P3=S25,000,00. $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W =Estimated

FNANCAL DSCLOSURE REPORT Page 5of8 Eagan, Claire V. 411712009 V. NVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 14-60 of filing instructions.) A. B. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () c. (2) (2) () () (5) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain dentity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) - - 1 J 18. Firsthand Technology Fund None J. T 19. Eaton Vance Trad. Worldwide (Sold in 20 None 07; See V) 20. Schwab One nv. Acct. (#2) (##4-8; 21-23; 29; 41) (See V) 21. PE Corp-Celera Genomics None J T 22. Schwab Money Market Fund None J T 23. Genvec None J T 2 Schwab RA - (#3) (See #25-27 below)(see Vlll) 25. Schwab Money Market None J T 26. Rydex Biotechnology None J T 27. Russell Emerging Markets (See V) None K T Transferred 12/22 J Partial transfer. (to line 41) 28_!shares Trust Dow Jones Select Dividend n A Dividend J T dex FD.. 29. Schwab Value Advantage (Money Market Acct)(-0- End;See Vlll) A Dividend T 30.!shares TR Russell Midcap lnde. (Sold in 2 007; See V) None 31. PMCO All Asset Fund D Dividend M T 32. Russell Global Equity Fund B Dividend L T 33. Schwab Value Advantage (Money Market Acct) (See V) B Dividend T 3 Federal Home Loan Bank (Bond #!)(See V 11-Redmd in 2007). ncome Gain Codes: A =$1,000 or less B =$1,001-$2,500 C =$2,50 S5,000 D =$5,001 Sl5,000 E =Sl5.00l -S50,000 (See Columns Bl and 04) F =$50,001 -$!00,000 G =$100,001-$1,000,000 H =S,000,001 -$5,000,000 H2 =More than S5,000,000 2. Value Codes J =S 5,000 or less K =$15,001 -$50,000 L =$50,001 S00,000 M =$100,001 S250,000 (See Columns Cl and 03) N =$250,00 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000,001 - S50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market (See Column C 2) U =Book Value V =Other W =Estimated

FNANCAL DSCLOSURE REPORT Page 6of8 Eagan, Claire V. 4/17/2009 V. NVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.; D NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () (2) ( l ) (2) () (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month - Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Enc 35. Federal Home Loan Bank (Bond #2)(-0- c nterest T Redeemed 216 L Bal) 36. Federal Home Loan Bank (Bond #3)(-0- Enc c nterest T Redeemed 1/25 L Bal) 37. Baron Partners Fund None K T Buy 12/23 K 38. Royce Premier Fund None L T Buy 12/23 K 39. PMCO Total Return c Dividend L T Buy 5116 L 40. (Cont'd #39) (See V) Sold 7/18 J 41. Russell Emerging Markets (See V) None J T Transferred 12/22 J Partial transfer. (from line 27) l. ncome Gain Codes: A =$1,000 or less B =$1,001-52,500 C =$2,50 -$5,000 D =S5,00-515,000 E =515,001-550,000 (See Columns Bl and 04) F =550,001 - $100,000 G =S00,001-$1,000,000 H =51,000,001 - S5,000,000 H2 =More than SS,000,000 2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (See Columns C and DJ) N =S250,00 - $500,000 0 =$500,00 -$1,000,000 P =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000 Pl =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Ass essment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

FNANCAL DSCLOSURE REPORT Page 7of8 Eagan, Claire V. 4/17/2009 V. ADDTONAL NFORMATON OR EXPLANATONS. (lndicate partofreport.) # 9 Trust # 1 -The Trust is the named beneficiary of a life insurance policy issued by Northwestern Mutual Life on the life of an individual who is still living. There are no other Trust assets. #JO Trust # 2 - The Trust was created in 2000 to receive, hold and distribute certain assets. No assets were received, held, or distributed in 2008. #11 Charles Schwab RA {#) - nvestments were made and managed through Schwab. No income was distributed to participants invested in the Funds. f there were any distributions from the Funds to Schwab, they were reinvested. #12 *Russell US Core Equity - n 2008, the fund formerly known as "Russell Diversified Equity Fund" was renamed to "Russell US Core Equity." #13 Russell Quantitative Equity Fund - No ownership or distribution in 2008. n 2007, the investment was sold. #14 *Russell US Small & Mid - n 2008, the fund formerly known as "Russell Special Growth Fund" was renamed to "Russell US Small & Mid." On December 22, 2008, the investment was sold via public sale. The sale resulted in a loss. #16 *Russell nternational Developed - n 2008, the fund formerly known as "Russell nternational Securities Fund" was renamed to "Russell nternational Developed." #19 Eaton Vance Trad. Worldwide - No ownership or distribution in 2008. n 2007, the investment was sold. #20 Schwab One nvestment Account (#2) - nvestments were made and managed through Schwab. Other than the income derived and reported from the sale of Exxon common stock (see ##4-8), no other income was distributed to participants invested in the Funds. f there were any distributions from the Funds to Schwab, they were reinvested. (See also ##27, 41 ). # 24 Schwab RA (#3) - nvestments were made and managed through Schwab. Age-required mandatory distribution made. (See also ##27, 41). #27 Russell Emerging Markets -This distribution of shares was an age-required mandatory distribution transferred to Schwab Acct #2 (see #41). ##29, 33 Schwab Value Advantage - Money market funds, cash transactions. #30!shares TR Russell Midcap nde. - No ownership or distribution in 2008. n 2007, the investment was sold. #34 Federal Home Loan Bank (Bond #1) - No ownership or distribution in 2008. n 2007, the investment was redeemed. #40 PMCO Total Return - On July 18, 2008, a partial sale of the investment occurred via public sale. The partial sale resulted in a loss. #41 Russell Emerging Markets - Age-required mandatory distribution of shares transferred from Schwab Acct #3 (see #27).

FNANCAL DSCLOSURE REPORT Page 8of8 Eagan, Claire V. 4/17/2009 X. CERTFCATON. certify that au information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoralia and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544