- RESTRICTED PARTY SCREENING (RPS) LISTS -

Transcription

1 - RESTRICTED PARTY SCREENING (RPS) LISTS - AUSTRALIA LISTS: APRA Disqualification Registers Australian Prudential Regulatory Authority - Disqualification Register AUSTRAC - Consolidated List AUSTRAC Consolidated List of all persons and entities Australian National Security Australian Attorney-General's Department -List of terrorist organisations ICAC New South Wales Public Sector Australia - ICAC - Investigations New South Wales Government New South Wales Police - Most Wanted Persons Reserve Bank of Australia - Financial Sanctions Australian Autonomous Financial Sanctions BRAZIL LISTS: BR - Restricted parties Brazil Civil Police Wanted Lists National Register of the Inapt and Suspended Companies (CEIS) Transparency List on Contemporary Slavery in Brazil CANADA LISTS: CA - Restricted Parties Canada - Designated Persons - Special Economic Measures (Burma) Regulations Canada - Designated Persons - Special Economic Measures (Russia) Regulations Canada - Designated Persons - Special Economic Measures (Syria) Regulations Canada - Designated Persons - Special Economic Measures (UKRAINE) Regulations Canada - Designated Persons - Special Economic Measures (VENEZUELA) Regulations Canada - Designated Persons - Special Economic Measures (Zimbabwe) Regulations Canada - Justice for Victims of Corrupt Foreign Officials Act Canada Border Service Agency Wanted List Canada DFAIT- Freezing Assets of Corrupt Foreign Officials Canada OSFI - United Nations Sanctions - Central African Republic 1

2 Canada OSFI - United Nations Sanctions - Congo Canada OSFI - United Nations Sanctions - Cote d'ivoire Canada OSFI - United Nations Sanctions - Democratic People's Republic of Korea (DPRK) Canada OSFI - United Nations Sanctions - Guinea Bissau Canada OSFI - United Nations Sanctions - Iraq Canada OSFI - United Nations Sanctions - Islamic Republic of Iran Canada OSFI - United Nations Sanctions - Liberia Canada OSFI - United Nations Sanctions - Libya Canada OSFI - United Nations Sanctions - Sierra Leone Canada OSFI - United Nations Sanctions - Somalia and Eritrea Canada OSFI - United Nations Sanctions - South Sudan Canada OSFI - United Nations Sanctions - Sudan Canada OSFI - United Nations Sanctions - Yemen Canada OSFI - Warning Notices Currently Listed Entities Royal Canadian Mounted Police - Wanted Securities Exchange Commission of British Columbia - Investment Caution List Special Economic Measures (Iran) Regulations Special Economic Measures (South Sudan) Regulations Terrorism Financing Canada List (TFCL) CHINESE LISTS: Central Commission for Discipline Inspection Global Most Wanted Fugitives List - Central Commission for Discipline Inspection China China Insurance Regulatory Commission China Insurance Regulatory Commission - Administrative Penalties China Securities Regulatory Commission CSRC - Administrative Appeal Results CSRC - Administrative Penalties CSRC - Administrative Sanction Decisions CSRC - Ban of Market Entry Ministry of Public Security (MPS) China - Identified Terrorist List China - Recognized East Turkistan Terrorist Organizations and Individuals EGYPT LISTS: Ministry of Trade and Industry Banned Chinese Companies in Egypt 2

3 EUROPEAN LISTS: EU Financial Sanctions EU Financial Sanctions - Entities EU Financial Sanctions - Persons EU Official Journal Restrictive Measures (Interim) The Council of the European Union - Export Restriction in respect of Russia The Council of the European Union - Restrictive Measures in respect of Burma/Myanmar The Council of the European Union - Restrictive Measures in respect of Guinea The Council of the European Union - Restrictive Measures in respect of Moldova The Council of the European Union - Restrictive Measures in respect of Russia The Council of the European Union - Restrictive Measures in respect of Uzbekistan Other EU Lists EU - List of Banned Airlines EU - List of Restricted Airlines European Union Interim List Europe s Most Wanted Fugitives HM Treasury's Consolidated List of Financial Sanctions Targets in the UK HM Treasury's Investment Ban List Interpol Recently Wanted Iran List - WMD End-Use Control National Crime Agency - UK Most Wanted United Kingdom - Proscribed Terrorist Groups (Terrorism Act 2000) United Kingdom Financial Services Authority - Prohibited Companies and Individuals United Kingdom Financial Services Authority - Prohibited individuals United Kingdom Financial Services Authority - Unauthorised Online Banks United Kingdom Financial Services Authority - Unauthorised Overseas Firms United Kingdom Serious Fraud Office (SFO) - SFO Actions FRANCE LISTS: Ministry of Interior French National Police - Wanted Persons GEORGIA LISTS: Maritime Transport Agency (MTA) of Georgia Georgia MTA - Ship Owners' Black-list HONG KONG LISTS: HK - Hong Kong Monetary Authority HKMA - List of Names for Suspicious Account Reporting 3

4 HKMA - UN (Anti-Terrorism Measures) Ordinance and List of Names for Suspicious Account Reporting HKMA - United Nations Sanctions - Central African Republic HKMA - United Nations Sanctions - Congo HKMA - United Nations Sanctions - Cote d'ivoire HKMA - United Nations Sanctions - Democratic People s Republic of Korea (DPRK) HKMA - United Nations Sanctions - Guinea Bissau HKMA - United Nations Sanctions - Iraq HKMA - United Nations Sanctions - Islamic Republic of Iran HKMA - United Nations Sanctions - Liberia HKMA - United Nations Sanctions - Libya HKMA - United Nations Sanctions - Sierra-Leone HKMA - United Nations Sanctions - Somalia and Eritrea HKMA - United Nations Sanctions - South Sudan HKMA - United Nations Sanctions - Sudan HKMA - United Nations Sanctions - Yemen Other HK Lists Hong Kong Independent Commission Against Corruption (ICAC) - Wanted List Hong Kong Securities & Futures Commission - Enforcement Actions INDIA LISTS: Ministry of Defence India Blacklisted Defense firms Ministry of Home Affairs, Govt. of India - Unlawful Activities (Prevention) Act, 1967 Banned Terrorist Organizations by Government of India National Investigation Agency, Govt. of India National Investigation Agency Govt. of India Wanted List and Investigations IRELAND LISTS: Central Bank of Ireland Central Bank of Ireland - Unauthorised firms ISRAEL LISTS: Ministry of Justice - Prohibition of Financing Terrorism Law, Israeli Ministry of Justice - Money Laundering Prohibition (Terrorist Organizations) 4

5 JAPAN LISTS: JP - Denied Party List METI - Designates Individuals and Entities for destabilisation of Ukraine METI/MOFA - United Nations Sanctions - Central African Republic METI/MOFA - United Nations Sanctions - Cote d'ivoire METI/MOFA - United Nations Sanctions - Iran METI/MOFA - United Nations Sanctions - Iraq METI/MOFA - United Nations Sanctions - Libya METI/MOFA - United Nations Sanctions - North Korea METI/MOFA - United Nations Sanctions - Somalia METI/MOFA - United Nations Sanctions - Syria JP - Japanese End User List Japanese End User List MALAYSIA LISTS: Ministry of International Trade and Industry Malaysia Strategic Trade Act (2010) - Restricted and Prohibited End-Users MEXICO LISTS: MX - Restricted Parties Mexico National Banking and Securities Commission (NBSC) - United Nations Sanctions - Côte d'ivoire Mexico National Banking and Securities Commission (NBSC) - United Nations Sanctions - Libya Mexico Office of Attorney General Reward Program National Banking and Securities Commission (NBSC) - United Nations New Consolidated Terrorism List National Banking and Securities Commission (NBSC) - United Nations Sanctions - Iran National Banking and Securities Commission (NBSC) - United Nations Sanctions - Somalia and Eritrea NETHERLANDS LISTS: NL - Restricted Parties National Terrorism List - Government of the Netherlands 5

6 NEW ZEALAND LISTS: New Zealand Police Department New Zealand Police - Wanted to Arrest New Zealand's Designated Terrorists Associated with UNSCR 1373 NORWAY LISTS: Directorate of Fisheries Norwegian Black List NO - Restricted Parties Ministry of Foreign Affairs of Norway - Restrictive Measures in respect of Central African Republic Ministry of Foreign Affairs of Norway - Restrictive Measures in respect of Egypt Ministry of Foreign Affairs of Norway - Restrictive Measures in respect of Guinea-Bissau Ministry of Foreign Affairs of Norway - Restrictive Measures in respect of South Sudan Ministry of Foreign Affairs of Norway - Restrictive Measures in respect of Tunisia Ministry of Foreign Affairs of Norway - Restrictive Measures in respect of Ukraine Ministry of Foreign Affairs of Norway - Restrictive Measures in respect of Yemen PANAMA LISTS: PA - Restricted parties Superintendency of Banks of Panama - Investor List PHILIPPINES LISTS: PH - Restricted Parties Asian Development Bank Sanctions RUSSIA LISTS: Ministry of Foreign Affairs Russia - Special Economic Measures against Iran Supreme Court of Russia - Federal List of Terrorist Organizations Russia - Terrorist Organizations 6

7 SAUDI ARABIA LISTS: General Intelligence Presidency Saudi Arabia General Intelligence Presidency - Wanted List Ministry of Interior (MOI) Saudi Arabia Ministry of Interior (MOI) - Wanted Persons Monetary Authority of Singapore - United Nations Sanctions - Sudan Monetary Authority of Singapore - United Nations Sanctions - Yemen SINGAPORE LISTS: SG - The Monetary Authority of Singapore Monetary Authority of Singapore - Anti-Money Laundering/Countering the Financing of Terrorism List Monetary Authority of Singapore - Enforcements Monetary Authority of Singapore - Investor Alert List Monetary Authority of Singapore - TERRORISM (SUPPRESSION OF FINANCING) ACT Monetary Authority of Singapore - United Nations Sanctions - Congo Monetary Authority of Singapore - United Nations Sanctions - Cote d'ivoire Monetary Authority of Singapore - United Nations Sanctions - DPRK Monetary Authority of Singapore - United Nations Sanctions - Iraq Monetary Authority of Singapore - United Nations Sanctions - Islamic Republic of Iran Monetary Authority of Singapore - United Nations Sanctions - Liberia Monetary Authority of Singapore - United Nations Sanctions - Libya Monetary Authority of Singapore - United Nations Sanctions - Sierra Leone Monetary Authority of Singapore - United Nations Sanctions - Somalia and Eritrea SWISS LISTS: FDFA - Swiss Denied Party List FDFA - Swiss Ordinance on Measures Against Certain Individuals and Entities SECO - Swiss Denied Party List SECO - Swiss Denied Party List - Belarus SECO - Swiss Denied Party List - Burma/ Myanmar SECO - Swiss Denied Party List - Burundi SECO - Swiss Denied Party List - Central African Republic SECO - Swiss Denied Party List - Federal Republic of Yugoslavia SECO - Swiss Denied Party List - Guinea SECO - Swiss Denied Party List - Guinea Bissau SECO - Swiss Denied Party List - South Sudan SECO - Swiss Denied Party List - United Nations New Consolidated Terrorism List SECO - Swiss Denied Party List - United Nations Sanctions - CONGO SECO - Swiss Denied Party List - United Nations Sanctions - Cote d'ivoire 7

8 SECO - Swiss Denied Party List - United Nations Sanctions - DPRK SECO - Swiss Denied Party List - United Nations Sanctions - IRAQ SECO - Swiss Denied Party List - United Nations Sanctions - Islamic Republic of Iran SECO - Swiss Denied Party List - United Nations Sanctions - LIBERIA SECO - Swiss Denied Party List - United Nations Sanctions - SIERRA-LEONE SECO - Swiss Denied Party List - United Nations Sanctions - SUDAN SECO - Swiss Denied Party List - United Nations Sanctions - Somalia and Eritrea SECO - Swiss Denied Party List - Yemen SECO - Swiss Denied Party List - Zimbabwe TAIWAN LISTS: TW - Restricted Parties Taiwan Financial Supervisory Commission - Major Penalty List TURKEY LISTS: Government of Turkey Turkey National Police - Terrorist Organisations Wanted Terrorists List - Ministry of Interior Turkey UKRAINIAN LISTS: UA - Restricted Parties Ukraine - Designated Entities - Special Economic Measures Ukraine - Designated Persons - Special Economic Measures UNITED ARAB EMIRATES LISTS: Government of Dubai Dubai Police - Most Wanted Lists Government of the United Arab Emirates Designated Terrorist Organisations by United Arab Emirates UNITED NATIONS LISTS: UN - Consolidated Lists and Sanctions United Nations - Al-Qaida Sanctions List United Nations New Consolidated Terrorism List 8

9 United Nations Sanctions - Afghanistan United Nations Sanctions - Central African Republic United Nations Sanctions - Cote d'ivoire United Nations Sanctions - Democratic People s Republic of Korea (DPRK) United Nations Sanctions - Democratic Republic of the Congo United Nations Sanctions - Guinea Bissau United Nations Sanctions - Iraq United Nations Sanctions - Islamic Republic of Iran United Nations Sanctions - Liberia United Nations Sanctions - Libya United Nations Sanctions - Sierra Leone United Nations Sanctions - Somalia and Eritrea United Nations Sanctions - South Sudan United Nations Sanctions - Sudan United Nations Sanctions - Yemen United Nations Security Council International Criminal Tribunal for Rwanda (ICTR) - Detainees UNITED STATES LISTS: DOC - Department of Commerce Denied Persons List Entity List Illegal textile and apparel transshipment companies (204 List) License Required - General Order No. 3 Unverified List DOD - Department of Defense Identified Enemy List DOJ - Department of Justice Foreign Corrupt Practices Act (FCPA) - Enforcement Actions Human Trafficking Cases - Department of Justice DOS -Department of State Administratively Debarred Parties Denied Persons Pursuant to United Nations Security Council Resolution Designated Foreign Terrorist Organizations (FTOs) Executive Order Nonproliferation Sanctions Executive Order Nonproliferation Sanctions Iran Sanctions Act of 1996 (Comprehensive Iran Sanctions, Accountability, and Divestment Act) Iran and Syria Nonproliferation Sanctions Iran-Iraq Nonproliferation Sanctions - Act of 1992 List of Restricted Entities and Subentities Associated with Cuba by Department of State Narcotics Rewards Program - Target Information Nonproliferation Sanctions - Section 231(d) of CAATSA 9

10 Nonproliferation Sanctions based on Chemical and Biological Weapons Sanctions Laws Nonproliferation Sanctions based on Iran Nonproliferation Act of 2000 Nonproliferation Sanctions based on Missile Sanctions Laws Nonproliferation Sanctions based on the Iran, North Korea, and Syria Nonproliferation Act Nonproliferation Sanctions based on the Transfer of Lethal Military Equipment Statutorily Debarred Parties Terrorist Exclusion List (TEL) War Crimes Rewards Program - Fugitives from Justice DOT - Department of Treasury FSE List - Foreign Sanctions Evaders List of Foreign Financial Institutions Subject to Part 561 list Non-SDN EO List (Iran) Non-SDN Iranian Sanctions Act (NS-ISA) List Presidential Executive Order SDN List - Balkans Sanctions SDN List - Belarus Sanctions SDN List - Blocked Pending Investigation - Patriot Act SDN List - Blocked Pending Investigation -SDNT SDN List - Blocked Pending Investigation -SDNTK SDN List - Blocking Property of Certain Persons With Respect to North Korea SDN List - Blocking Property of Transnational Criminal Organizations SDN List - Burma Sanctions SDN List - Burundi Sanctions SDN List - Central African Republic Sanctions SDN List - Cote d'ivoire (Ivory Coast) Sanctions SDN List - Cuba Sanctions SDN List - Cyber-related Sanctions SDN List - Darfur Sanctions SDN List - Democratic Republic of the Congo Sanctions SDN List - Executive Order - Global Magnitsky Sanctions SDN List - Executive Order Designations - Iran SDN List - Executive Order Designations - Iran SDN List - Executive Order Designations - Ukraine SDN List - Executive Order Designations SOUTH SUDAN SDN List - Executive Order Designations - Ukraine SDN List - Executive Order Designations - North Korea SDN List - Executive Order Additional Designations - Ukraine SDN List - Executive Order Additional Sanctions - North Korea SDN List - Executive Order Blocking Property and Prohibiting Certain Transactions - North Korea SDN List - Executive Order Blocking Property and Suspending Entry - Libya SDN List - Executive Order Taking Additional Steps against Malicious Cyber-Enabled Activities SDN List - Foreign Sanctions Evaders EO - Anti-terrorism SDN List - Foreign Sanctions Evaders EO - Non Proliferation SDN List - Foreign Sanctions Evaders-Iran SDN List - Foreign Sanctions Evaders-Syria SDN List - Foreign Terrorist Organizations SDN List - Former Liberian Regime of Charles Taylor Sanctions SDN List - Human Rights Information Technology Executive Order SDN List - Human Rights Information Technology Executive Order Iran 10

11 SDN List - Human Rights Information Technology Executive Order Syria SDN List - Iran Freedom and Counter-Proliferation Act of 2012 SDN List - Iran Human Rights Sanctions SDN List - Iran Sanctions SDN List - Iran Sanctions Act of 1996 SDN List - Iran Threat Reduction and Syria Human Rights Act of 2012 SDN List - Iranian Financial Sanctions Regulations SDN List - Iraq Sanctions II -SDN designations made pursuant to Executive Order SDN List - Iraq Sanctions III -SDN designations made pursuant to Executive Order SDN List - Islamic Revolutionary Guard Corps SDN List - JADE Act (Junta's Anti-Democratic Efforts) SDN List - Lebanon Sanctions SDN List - Libya Sanctions SDN List - Non-proliferation Sanctions Weapons of Mass Destruction SDN List - North Korea Sanctions SDN List - Sergei Magnitsky Rule of Law Accountability Act of 2012 SDN List - Somalia Sanctions SDN List - Specially Designated Global Terrorist SDN List - Specially Designated Narcotics Traffickers SDN List - Specially Designated Narcotics Traffickers (Kingpin Act) SDN List - Specially Designated Terrorist SDN List - Sudan Sanctions SDN List - Syria Sanctions SDN List - Yemen Sanctions SDN List - Zimbabwe Sanctions SDN List - Zimbabwe Sanctions Regulations SDN List Venezuela Sanctions SSI List - Sectoral Sanctions Identifications FBI - Department of Justice FBI Hijack Suspects FBI Most Wanted Terrorists FBI Seeking Information FBI Ten Most Wanted Fugitives FBI Wanted Fugitives -Featured Fugitives U.S. Dept of Homeland Security Banning of Foreign Vessels IMO Reportable Detentions Ship Management Prohibited from Carrying Government Impelled Cargoes Targeted Ship Management & Charterers US - Other Government Agencies Air Force Office of Special Investigations - Air Force Fugitives Arizona State Retirement System Iran Scrutinized Companies List Arizona State Retirement System Sudan Scrutinized Companies List Bureau of Alcohol, Tobacco, Firearms, and Explosives - Most Wanted List California Department of General Services - Prohibited Entities (Iranian Contracting Act, 2010) Convict or Child Labor 11

12 Financial Crimes Enforcement Network (FinCEN) - Advisory Notices Financial Crimes Enforcement Network (FinCEN) Regulatory / Enforcement Actions List Financial Industry Regulatory Authority (FINRA) - Disciplined Firms Florida State Board of Administration - List of Prohibited Investments (Scrutinized Companies) Food and Drug Administration - Debarment List Food and Drug Administration - Disqualified/Restricted Lists for Clinical Investigators Food and Drug Administration - Disqualified/Totally Restricted List Foreign Corrupt Practices Act (FCPA) - U.S. Securities and Exchange Commission Illegal Textile Transshippers (592 List) Immigration and Customs Enforcement - Most Wanted Fugitive Criminal Aliens Immigration and Customs Enforcement - Most Wanted Fugitives Immigration and Customs Enforcement - Most Wanted Human Smugglers Inter-American Development Bank - Sanctioned Firms and Individuals Iowa Public Employees' Retirement System's Iran Prohibited Companies List Iowa Public Employees' Retirement System's Prohibited Companies List List of Political Parties and Leaders List of Politically Exposed Persons in Money Laundering Risk Countries List of Unauthorized Banks Naval Criminal Investigative Service - Most Wanted Fugitives Palestinian Legislative Council (PLC) List Pennsylvania Treasury Department - List of Scrutinized Companies in Iran Pennsylvania Treasury Department - List of Scrutinized Companies in Sudan Public Alert Reward for Justice -Seeking Information against International Terrorism - Wanted Terrorists Section Primary Money Laundering Concern (FinCEN) The New York State List for Iran Divestment Act of 2012 U.S. Drug Enforcement Administration - Major International Fugitives U.S. Drug Enforcement Administration - Money Laundering U.S. Drug Enforcement Administration - Most Wanted Fugitives U.S. Drug Enforcement Administration - Narcoterrorism U.S. Marshals Service - Major Fugitive Cases U.S. Marshals Service - Top 15 Most Wanted U.S. NRC- Significant Enforcement Actions U.S. Secret Service - Most Wanted Fugitives U.S. Securities and Exchange Commission - Trading Suspension U.S. Securities and Exchange Commission Public Alert US Environmental Protection Agency - Fugitives US Postal Inspection Service - Most Wanted Posters United States - Presidential Executive Orders United States Interim List World Bank Listing of Ineligible Firms 12