o Schedule C - Income, Loans, & Business Posffions - schedule attached

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1 CALlI..ORNIA FORM 700 A PclBLIC DOCUMENT STATEMENT OF ECONOMIC INTERESTS COVER PAGE Date Received Official Use Only Please type or print in ink. NAME OF FILER (las]) EMMERSON 1. Office, Agency, or Court Agency California State Senate Division, Board, Department, District, il applicable ~ II filing lor multiple positions, list below or on an attachment. Agency: Your Position Member Position: P,I 5: 07 (MIDDLE) JOHN 2. Jurisdiction of Office (Check at I.ast on. box) ~ State o Multi.county ~ o City 01 o Judge (Statewide Jurisdiction) o County 01 o Other 3. Type of Statement (Check at least one box) The period covered is ~ through December 31, o Assuming Office: Date o Candidate: Election Year 4. Schedule Summary 5. Check applicable schedules or "None." ~ Schedule A schedule attached ~ Schedule A schedule attached ~ Schedule B - Real Property - schedule attached o The period covered is January 1, 2010, through the date 01 leaving office. o The period covered is ~ through the dale 01 leaving office. Office sought, il different than Part 1: ~ Annual: The period covered is January 1, 2010, through December 31, o Leaving Office: Date Left (Check one) or- -or- O None - No reportable interests on any schedule ~ Total number of pages including this cover page: \2- o Schedule C - Income, Loans, & Business Posffions - schedule attached ~ Schedule 0 - Income - Gins - schedule attached ~ Schedule E - Income - Gins - Travel Payments - schedule attached I certify under penalty of perjury under the laws of the State of California tha Date Signed 3;L!/-;:,,::±-t 0:''''=;----- (mooth, day, yea<j 1) I=PPC'! Tnll_I=.. ~ I-ItIolnlintlo' RRR/'7';:_~77" wwwfn""'~::li nnv

2 Do not attach brokerage or financial statements. Vanguard Natural Resources oil & gas drilling & exploration 0$10,001 $100, Stock 0 Other -----,::-..."..., * American Express charge/credit pm!. card products, travel services. D Stock 0$10,001 $100, Other ELKS-eqUIty linked notes a Income Received of $500 or More (Report on Schedule C)...!!.J~~ * Intel computing and communications 181 $2,000 $10,000 o $10,001 $100,000.'.. o Stock 181 Other ELKS-eqUIty linked notes.j.2.j~~ * Lender Processing Services mortgage processing services 181 $2,000 $10,000 0$10,001 - $100, stock 0 Other -----:=--,:--,----- o Partnership o Income Received of $0 - $499 ~~~ * Home Depot home improvement retailer company. o Stock 0$10,001 - $100, Other ELKS-equity linked notes * ING Global Equity Div & Prem Opportunity Fd global public equity markets investments D $100,001 $1,000,000 o stock 0$10,001 $100, Other closed-end fund (oesaibe)...2z.j..3:!...j~ Comments: * spouse separate property trusts FPPC Form 700 (2010/2011) Sch. A-l

3 Do not attach brokerage or financial statements, FAIR POl1T1CAL PRACTICES COMMISSION Chevron Corporation energy 0$2,000 - $10,000 /g] Stock /g] $10,001 - $100,000 0 Other -;;;== D Partnership 0 Income Received of $0 ~ $ ,---,...1Q..., Comcast Corporation East Texas Financial Services, Inc, savings and loan holding company $2,000 - $10,000 /g] $10,001 - $100,000 o $100,001 - $1,000,000 NATURE OF INVESlMENT ~ Stock 0 Other -----=-C"":'---- Eli Lilly & Company ---,---'...1Q... communications pharmaceuticals /g] $2,000 - $10,000 o $10,001 - $100,000 o $2,000 - $10,000 NATURE OF INVESlMENT /g] Stock 0 Other -:::_:-:- 1&1 Stock 0 Other -----;;;==---- o Partnership o Income Received of $0 - $ ,---,...1Q... Conoco Phillips Exxon-Mobil Corporation ---,---,...1Q... GENERAL DESCRIPTION OF BUSINESS ACTIVI1Y energy energy $2,000 - $10,000 o $100,001 - $1,000,000 /g] $10,001 - $100,000 o $2,000 - $10,000 ~ $100,001 - $1,000,000 0$10,001 - $100,000 /g] Stock o Income Received of $500 or More (Reporl on Schedule C) ---,---,...1Q... 0 Other -=_.,...,. NATURE OF INVESlMENT 181 Stock 0 Other -----:::-:;-; Comments: Held in spouse's separate property trusts FPPC Form 700 (2010/2011) SCh, A-1

4 Do not attach brokerage or financial statements. * Western Asset Managed Municipals Inc. management investment company/muni bonds D $ $ D $ $1,000,000 D Stock 181 Other closed-end fund ---.l L.1!L * Williams Cos. Inc. natural gas transportation and storage 181 Stock D Other --=_::-:- * American Electric Power Co. generation, transmission of electric power 181 Stock D Other ==-::- (Oesaibe) * BP PLC-Spons ADR GENERAL DESCRIPTION OF BUSINESS ACTMTY oil exploration, production, refining o $2,000 - $10,000 Dover $1.000,000 ~ Stock D Other -----::::---0-:----- (Oesaibe) o Partnership o Income Received of $0 - $499 * Windstream Corp. * Bristol Myers Squibb Co. telecommunications pharmaceuticals o $2,000 - $10, Stock D Other -;;;== D Partnership a Income Received of $0 - $499 IF APPLICABLE. LIST DATE: 181 Stock D Other -----:::-:,--: ~~...JJL Comments: * Held in spouse's separate propert trusts FPPC Fann 700 (2010/2011) Sch. A-l

5 Do not attach brokerage or financial statements., American States Water Company water and electric utility services 0$2,000 - $10, Stock 0 Other -."._,...,- o Partnership 0 Income Received of $0 ~ $ ' l...1q... 'AT&T o Income Received Of $500 or More (Report on Schedule C) ---'---'..JJL telecommunications 0$2,000 - $10,000 NATURE OF INVESlMENT 181 Stock 0 Other -----:::,--::-:------, Blackrock Municipal 2018 Term Trust management investment company/muni bonds 0$2,000 - $10, $10,001 $100,000. o Stock 181 Other closed-end mgmt Investment (Oescribe) o Income Received of $500 or More (Report on SChedule C) ---'---'..JJL ---'---'...JSL, Verizon Communications communications o $2,000 $10,000 o $100,001 - $1,000, $10,001 $100,000 NATURE OF INVESlMENT 1&1 Stock DOther -:::== o Partnership o Income Received of $0 - $499 o Income Received of $500 or More (Repod on Schedule C) ---,---,...JSL ---'---'..JJL.,, Blackrock Global Energy & Resources Trust ---'---,...JSL, Vodaphone ---'---'..JJL invests in energy, basic materials & building o $2,000. $10,000 o $100,001 $1,000, $10,001. $100,000 communications o $2,000 - $10,000 0$100,001 $1,000, $10,001 $100,000 NATURE OF INVESlMENT. o Stock 181 Other closed-end equity mutual fund ---'---'..JJL ---'---'...JSL NATURE OF INVESlMENT 181 Stock 0 Other -----:::== '---'...JSL ---,---,...JSL Comments: ' Held in spouse's separate property trusts FPPC Form 700 (2010/2011) Sch. A-1

6 Do not attach brokerage or financial statements. Apple, Inc. computing, communication, electronics 0$ $ Qg $ $ Stock 0 Other ;;==----- Cisco Systems, Inc. computer network products Qg $2,000 - $10,000 0$10,001 - $100,000 Qg Stock 0 Olher ---,,_,-, IF APPLICABLE. LIST DATE: General Electric consumer products, industril, broadcast 181 $2,Ooq - $10,000 o $10,001 - $100, Stock 0 Other -----=,---,"'----- o Partnership o Income Received of $0 - $499 NAME OF BUSINESS ENTITY Ford Motor Company GENERAL DESCRIPTION OF BUSINESS ACTIVlTY automobile manufacturing I&J $2,000 - $10,000 0$10,001 - $100,000 1&1 Stock 0 Other ;::-:-;----- ACQUtRED NAME OF BUSINESS ENTITY Walt Disney Company NAME OF BUSINESS ENTITY Plains All American Pipeline entertainment, amusement parks 0$10,001 - $100,000 oil transmission o $2,000 - $10,000 Qg $10,001 - $100, Stock 0 Other =,----,--,----- (DeSOlbe) I&J Stock 0 Other -----=:--::-:----. Commenffi: FPPC Form 700 /2010/20111 Sch. A-1

7 Do not attach brokerage or financial statements. * Frontier Communications Corp. communications 181 $ $10, Siock D Other splnoffnenzon Com. o Partnership 0 Income Received Of $0 - $499 * Nokia Corp. mfg & sale sealing materials & flexible circuit brd NATURE OF INVESTIMENT 181 Stock D Other -;;== (Desa'ibe) D Partnership 0 Income Received of $0 ~ $499 o Income Received of $500 or More (Report on Schedule CJ...2Z...J~...1Q.. * International Paper Company * Medco Health Solutions paper and packaging healthcare company/pharmacy services 181 Stock D Other -----=--c--, NATURE OF INVESTIMENT ~ Stock D Other -;;:--::-: o Partnership o Income Received of $0 ~ $499 o Income Received of $500 or More (Report on Schedule CJ * Ishares S&P Global Clean Energy energy NATURE OF INVESTIMENT 181 Stock D Other :::==----- o Income Received of $500 or More (Report on Schedufe C) NATURE OF INVESTIMENT D Stock D Other ::::--::-:----- o Partnership 0 Income Received of $0 ~ $499 o Income Received of $500 or More (Report on Schedule CJ ~~...1Q.. Comments: * Held in spouse's separate property trusts FPPC Form 700!2010/20111 Soh. A-1

8 Do not attach brokerage or financial statements. iii- NAME OF BUSINESS ENTITY Pfizer Incorporated pharmaceuticals ~ $10,001 - $100,000 ~ Stock D Other -::::--:-= Yum Brands Inc. worldwide system of restaurants [gj $2,000 - $10,000 [gj Stock D Other -:::== (Descnbe) Plum Creek TImber Co. Inc. timber ~ $10,001 - $100,000 ~ Slock D Other -:::_,,-:- D Stock D Other -----;::-:-; o Partnership o Income Received of $0 - $499 o Income Received of $500 or More (Repod on Schedule CJ Western Asset/Claymore Inflation Fund government securities D $100,OOt - $1,000,000 ~ $10,001 - $100,000 D Stock ~ Other closed-end fund (Oesaibe) o Partnership a Income Received of $0 - $499 D stock D Other -----:::-,,-: Clo/~~ Comments: Held in spouse's separate property trusts FPPC Form 700 (2010/2011) Sch. A-1

9 SCHEDULE A-2, Income, and Assets of Business E!1titieslTrusts (Ownership Interest is 10% or Greater)... 1 BUSINESS ENTITY OR TRUST... 1 BUSINESS ENTITY OR TRUST Nancy Emmerson Separate Property Revocable Trust Address (Business Address Acceptable) Check one D Trust, go to 2 D Business Entity, complete the box, then go to 2 Address (Business Address Acceptable) Check one IK1 Trust, go to 2 o Business Entity, complete the box, then go to 2 IF APPLICABLE. LIST DATE: ~ ~ ~ DlSPO~ED o Sale Proprietorship o Partnership D YOUR BUSINESS POSITION Other D Sole Proprietorship o Partnership D YOUR BUSINESS POSITION Qth"... 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA SHARE OF THE GROSS INCOME TO THE ENTITYrTRUST) D $0 - $499 D $500 - $1,000 D $1,001 - $10,000 DOVER $100, LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF INCOME OF $10,000 OR MORE,AU, 3 '.P"'~1<.hoc! If ~».rl... 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA SHARE OF THE GROSS INCOME TO THE ENTITYfTRUST) D $0 - $499 D $500 - $1, $1,001 - $10,000 DOVER $100, LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF INCOME OF $ OR MORE Atl, h" ",p~,>t' '~e'",i nece"",'... 4 INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THE BUSINESS ENTITY OR TRUST Check one box: D INVESTMENT D REAL PROPERTY... 4 INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THE BUSINESS ENTITY OR TRUST Check one box: D INVESTMENT 181 REAL PROPERTY of Business Entity m: Street Address or Assessor's Parcel Number of Real Property of Business Entity.Q[ Street Address or As.sessor's Parcel Number of Real Property Description of Business Activity m: City or other Precise Location of Real Property Parcel # , San Bernardino County Description of Business Activity m: City or Other Precise Location of Real Property ~ ~ 181 $100,001 - $1,000,000 DOVe, $1,000, ~ ~ NATURE OF INTEREST D Property Owner.;hiplDeed of Trust D Stock o Partnership D D Olho' Leasehold Yrs. remaining D Check box if additional schedules reporting investments or real property are attached Comments: G specify pages to print NATURE OF INTEREST 1&1 Property Ownership/Deed of Trust D Stock D Partnership D D Olho' Leasehold Yrs. remaining D Check box if additional schedules reporting investments or real property are attached FPPC Fonn 700 ( ) Sch, A-2 FPPC Toll-Free Helpline: 866/

10 Commen~: /.. SCHEDULE D Income - Gifts William Emmerson Arnold Schwarzenegger State Capitol, Sacramento, CA Governor ~~~.,_--=2:.:..1.:.:.5:::..3 Lunch ----.l----.l_ $, California State Protocol Foundation 1215 K Street, 14th Floor non-profit organization DATE (mmfdd/yy) VALUE DESCRIPTION OF GIFT(S) Lunch ----.l----.l_ $ ----.l----.l_.' California Tribal Business Alliance 1530 J Street, Suite 400 Sacramento, CA Business Alliance DATE (mmfdd/yy) VALUE DESCRIPTION OF GIFT(S) ----.l----.l_ $$- California Healthc.are Institute 1020 Prospect Street, Suite 310 La Jolla, CA Biomedical Research & Advocates ~.EJ~ $_...;9_2...;..6..:...8 Reception ~~~ $ Reception & Dinner ----.l----.l_ $, ----.l----.l_ S-$ $ $ California Building Industry Association ADDR ESS (Business Address Acceptable) 1215 K Street, Suite 1200 Sacramento, CA Industry Association ~~~ $,_--,7-=.9.:.:.55:::.. Dinner ----.l----.l_ $ CA Council for Environmental & Economic Balance 100 Spear Street Suite 805 San Francisco, CA Economic & Environmental Coalition DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S} ~~~.,_-=5:.::.6.:.:.00:::.. baseball game & food ----.l----.l_ $ ----.l----.l_ $ ----.l----.l_ $ FPPC Form 700 (2010/2011) Sch. 0 FPPC Toll-Free Helpline: 866/

11 SCHEDULE D Income - Gifts William Emmerson to- NAME OF SOURCE League of California Cities 1400 K Street Sacramento, CA Advocate group Brutoco Construction Management P.O.BOX , Fontana, CA Construction DATE (mm/ddlyy) VALUE DESCRIPTION OF GIFT(S) ~~~ >-$ 2_5._8_8 Reception ~~~ $ Wine _ $, _ $,.. NAME OF SOURCE California Rice Commission ADDRESS (Business Address Acceptabfe) 8801 Folsom Blvd., Ste 172 Sacramento, CA Agricultural Advocates ~---1~ s..$ _-=2.::.:8.:...71.:... Rice Gift Box _ $.. NAME OF SOURCE Inland Empire Utilities Agency 6075 Kimball Ave.,Chino, CA Municipal Water District DATE (mmjdd/yy) VALUE DESCRIPTION OF GIFT(S) ~~~ $..$ _--=-0.:.=5..:...4 FDDd & Beverages _ $, $ California State Floral Association 1521 I Street Sacramento, CA Business association ~~~ $ 1...:.6...:..9.:...5 FIDral Bouquet.. NAME OF SOURCE Roll International CDrpDration $ P.O. Box Los Angeles, CA corporation ~~~ $_...:1-=2:.: Holiday Gift Box _ $, _ $, Commen~: FPPC Form 700 (2010/2011) Sch. D FPPC TolI Free Helpline: 866/

12 SCHEDULE D Income - Gifts William Emmerson,.. NAME OF SOURCE California Strategies 4254 Foxborough Drive Fontana, CA Consulting Firm DATE (mmfdd/yy) VALUE DESCRIPTION OF GIFT(S) NASCAR ticket California Small Business Association P.O. Box Los Angeles, CA Non-Profit organization DATE (mmlddlyy) VALUE DESCRIPTION OF GIFT(S) Dinner - Member ~~~ $, --'5..:..0 Food & Beverage J.!.J 07 I~ $, 7_8_.4_5 Dinner - Spouse _ $, _ $'.. NAME OF SOURCE ADDRESS (Business Address Acceptabfe) DATE (mmlddfyy) VALUE DESCRIPTION OF GIFT{S) DATE (mmfdd/yy). VALUE DESCRIPTION OF GIFT(S) _ $ $ $ BUSINESS ACTIVITY,'fF ANY, OF SOURCE _ $, _ $, _ >-$ _ $, Comments: FPPC Form 700 ( ) Sch. D FPPC TolI Free Helpline: 866/

13 SCHEDULE E Income - Gifts Travel Payments, Advances, and Reimbursements William Emmerson Reminder - you must mark the gift or income box, You are not required to report income from government agencies, You may mark the box 501(c)(3) for a travel payment received from a nonprofit 501(c)(3) organization, When the payment is a gift it is reportable but is not subject to the $420 gift limit. ~ NAME OF SOURCE City of Los Angeles 1400 K Street, Suite 208 CITY AND STATE Sacramento, CA BUSINESS ACTIVITY. IF ANY, OF SOURCE Inter-governmental Relations D 501 (e)(3) ADDRESS "(Business Address Acceptable) CITY AND STATE D 501 (e)(3) DATE(S)'~~~ _ ~~~ AMT $ --=6.::90:::,.::0"-0 (If applicable) TYPE OF PAYMENT: (must check one) ~ Gift 0 Income DESCRIPTION, Parking services at the Ontario Airport while serving in the state Assembly - see comments DATE(S), _ _ AMT, $, (If applicable) TYPE OF PAYMENT: (must check one) D Gift D Income DESCRIPTION:,.. NAME OF SOURCE CITY AND STATE CITY AND STATE D 501 (e)(3) D 501 (e)(3) DATE(S)' _ _ AMT, $, (If applicable) TYPE OF PAYMENT: (must check one) D Gift D Income DESCRIPTION' DATE(S), _ _ AMT, $>- (If applicable) TYPE OF PAYMENT, (must check one) D Gift D Income DESCRIPTION, Comments: While serving in the state Assembly, parking services were provided by the City of Los Angeles as a gift. Once elected to the state Senate, June 8, 2010, parking services are paid to the City of Los Angeles through Senate Rules and as such are not reportable. FPPC Form 700 ( ) Sch. E FPPC Toll-Free Helpline: 866/