October 6, Council File Number Appointment of Sung Won Sohn to the Los Angeles City Employees Retirement System Board

Transcription

1 19 Los Angeles City Ethics Commission October 6, 215 The Honorable City Council co Holly Wolcott, City Clerk 2 North Spring Street City Hall - 3rd Floor Los Angeles CA 912 Re: Council File Number Appointment of Sung Won Sohn to the Los Angeles City Employees Retirement System Board Dear Councilmembers: FOR COUNCIL CONSIDERATION Dr. Sung Won Sohn was appointed by the Mayor to the Los Angeles City Employees Retirement System Board on October 7, 215. The Ethics Commission received Dr. Sohn s preconfirmation financial disclosure statement on October 28, 215. In compliance with Los Angeles Municipal Code , a copy of Dr. Sohn s financial disclosure statement is enclosed. If you have questions, please feel free to contact me at (213) Sincerely, Enclosures: CA Form 7 CEC Form 6 Alexandria Latragna Senior Ethics Analyst cc: Mayor Eric Garcetti 2 North Spring Street, Suite 241 Los Angeles CA 912 phone (213) S fax (213) ethics.lacity.org

2 CALIFORNIA FORM 7 FAIR POLITICAL PRACTICES COMMISSION STATEMENT OF ECONOMIC INTERESTS A PUBLIC DOCUMENT COVER PAGE LOS ANGELES CITY Please type or print in ink. ETHICS COMMISSION I?;tlo Rcc. ;v.-h NAME OF FILER Sohn (LAST) Sung (FIRST) OCT y m1 1. Office, Agency, or Court Agency Name LACERS vision, Board, Department, Qstrict, if applicable Yolt Position Board Member RECEIVED > If fling fa multiple positions, list belav a on an attachment. Agency: Position: 2. Jurisdiction of Office (Check at least one box) State Multi-County Los Angeles [X City cf Judge a Court Conrmissioner (Stateside Jurisdiction) County of Other 3. Type of Statement (Check at least one box) Leaving Office: Date Left! I (Check one) O The period covered is January 1, 213, through the date of leaving office Assuming Office: Date assumed J L O The period covered is L I. the date of leaving office. through (xj Pre-confirmation 1715 (Date appointed a reappointed) 4. Schedule Summary Check applicable schedules or None. Total number of pages including this cover page: Annual: The period oovered is January 1, 213, through December 31, or- The period covered is _ December 31, 213. L L through ^^Schedule A-1 - Investments - schedule attached Schedule C - Income, Loans, & Business Posifions - schedule attached Schedule A-2 - Investments - schedule attached Schedule D Income - Gifts - schedule attached Schedule B - Real Property - schedule attached Schedule E - Income - Gifts - Travel Payments - schedule attached -or- None - No reportable interests on any schedule 5. Verification IWIUNG ADDRESS 1 r: STREF CITY STATE ZIPCCOE E-J jffi ^E^useoaTreasonkile diligence in preparing this statement. I have revir ns and to herein and in any attached schedules is true and complete. I acknowledge this is a public document. rry knowledge the information contained I certify under penalty of periurv under the laws of the State of California that the foreqoinchmrur^nc^orrect. Date Signed > (month, day year) Signature ting official.) FPPC Form 7 (211212) FPPC Toll-Free Helpline:

3 f jj SCHEDULE A-1 Investments itocks, Bonds, and Other Interests (Ownership Interest is Less Than 1%) CALIFORNIA FORM 7 FAIR POLITICAL PRACTICES COMMISSION Name Do not attach brokerage or financial statements. - NAME OF BUSINESS ENTITY NAME OF BUSINESS ENTITY $2, - $1, L] $2, - $1, id Stock _] Other _ Partnership O Income Received of $ - $499 j~ Stock Q Other _ Partnership O Income Received of $ - $499 j J. V 13 J NAME OF BUSINESS ENTITY NAME OF BUSINESS ENTITY $2, - $1, $2, - $1, Q Stock Other Partnership O Income Received of $ - $499 i i Stock Other. j Partnership O Income Received of $ - $499 o Income Received of $5 or More (Report on Schedule C) J J _ i- NAME OF BUSINESS ENTITY > NAME OF BUSINESS ENTITY Q $2, - $1, ' $2, - $1, n $1,1 - $1, NATURE OF INVEST WENT Stock j! Other j Partnership O Income Received of $ - $499 i Stock Q Other. r\ Partnership Income Received of $ - $499 L 13 L J Comments: FPPC Form 7 (211212) Sch. A-1 FPPC Toll-Free Helpline:

4 Name of Stock Astrazeneca PLC Qihoo 36 Tech 3M Alibaba Johnson & Johnson Suncor Energy Twitter Yandex Hanmi Financial Corporation Wells Fargo and Co Western Alliance Bancorp. Market Value as of ,448 27,882 25,89 21,534 19,43 19,391 4,456 1, ,88 4,72, ,116 Total 5,453,627

5 :- #\ ^ I1 \ -V B** fe!tn> I SCHEDULE A-1 Investments igmi ill Stocks, Bonds, and Other Interests Name {Ownership Interest is Less Than 1%) Do not attach brokerage or financial statements. <BLUE> is i* required field name of business entity Astrazeneca PLC Qihoo 36 Tech 3M Alibaba Johnson & Johnson Suncor Energy Twitter Yandex Hanmi Financial Corporation Wells Fargo and Co Western Alliance Bancorp. IF APPLICABLE LIST DATE GENERAL DESCRIPTION OF FaIR MARKET VALUE (Sotect ft err d,op down hat (mmddmou) THIS BUSINESS ACTIVITY (Select vyn diop down fat) If "other, decent>r) Pharmacetical $2,-$1, Stock egommerce $1,1 -$1, Stock Manufacturing $1,oof- $1, Stock ecommerce $1,1 -$1, Stock Hoisehold goods $1,1 -$1, Stock Oil $1,1 -$1, Stock eccmmerce $2,-$1, Stock IT $1,1 -$1, Stock Banking $1,1 - $1,, Stock multiple dates Banking Over $1,, Stock multiple dates Banking $1,1 -$1,, Stock multiple dates & FPPC Form 7 (214215) Sch. A-lx FPPC Toll-Free Helpline: 8G6ASK-FPPC

6 Restricted Source Financial Disclosure Statement CEC Form 6 City Ethics Commission 2 N Spring Street City Hall 24th Floor Los Angeles, CA 912 Mail Stop 129 (213} I* Elected Oty officials, genera managers and chief administrative officers of City agencies, members of Q'ty boards and commissions, and individuals nominated to positions subject to Oty Council approval must file this form in conjunction with the state Form 7. Please refer to the attached instructions for additional information. Name: (Last, First, Middle) Agency: 2 Amended Filing (original filed on Original Filing Sohn, Sung Won 9,2 215 Position: LACERS Board Member!S-SB Emal Phd Type of Statement: Pre-confirmation Assuming Office Date of nomination: 1 First day in position: Annual Leaving Office 2 14 Last day in office: _, through December 31, 2^4 2 I I had the following interests associated with restricted sources during this reporting period: 1. REAL PROPERTY The following interest in real property was leased from or to, co-owned by, purchased from, or sold to a restricted source. Name of restricted source: Address of restricted source: Address or assessor s parcel number of real property: Me My spouseregistered domestic partner My dependent child I nterest was: Leased Co-owned Purchased (date: 2 ) Sold (date: Nature of interest: OwnershipDeed or Trust Easement Leasehold (years remaining: Interest co-ownedpurchasedsold byleased by or to: 2 ) Other: ; Value of interest: Do you 2. $2, $1, have additional $1,1 $1, real property interests to report? No $1,1 $1,, Over $1,, Yes, and INVESTMENTS The following investments (other than real property) were co-owned by, purchased from, or sold to a restricted source. * Name of restricted source: Address of restricted source: Name of investment: Nature of investment: Stock Partnership Investment co-ownedpurchasedsold by: I nvestment was: Me My spouseregistered domestic partner My dependent child Purchased (date: 2 ) O Sold (date: 2 ) $2, $1, $1,1 $1, $1,1 $1,, Over $1,, Co-owned Value of investment: Do you have additional investments to report? April 214 Other No Yes, and Los Angeles Municipal Code , , Page 1 of 2

7 -1 3. INCOME City Ethics Commission 2 N Spring Street City Hall 24th Floor Los Angeles, CA 9t2 Mail Stop 129 (213) Restricted Source Financial Disclosure Statement j CEC Form 6 The following income was received from a restricted source. Name of restricted source: Address of restricted source: Business activity of source: Your business position: I ncome received by: Me CD My spouseregistered domestic partner CD My dependent child Value of income: [D$5 $1, $1,1 $1, $1,1 $1, Dover $1, I ncome was: SalaryCommission Loan repayment Rental income Sale of (e.g., car, boat, etc.) Other: Do you have additional income to report? No Yes, and 4. GIFTS The following gifts cumulatively valued at $5 or more were received from a restricted source. Name of restricted souroe: Address of restricted source: Business activity of source:_ Gfts received by: Me My spouseregistered domestic partner My dependent child Dates received: 2 2 Value of gifts: Description of gifts: Do you have additional gifts to report? No Yes, and 5. BOARD POSITIONS The following position was held on the board of a restricted source. Name of restricted source:. Address of restricted source: Position title: Position held by: Me My spouseregistered domestic partner My dependent child Do you have additional positions to report? No Yes, and 6 NO INTERESTS 1 had no reportable interests in real property, investments, income, gifts, or board positions associated with restricted sources during this reporting period. Certification declare under penalty of perjury under the laws of the Q'ty of Los Angeles and the state of California that have read the instructions for this form, and the inform jete. Date fo ll -r Sgni April 214 Los Angeles Municipal Code , , Page 2 of 2