Pretoria, 20 January 2011 Januarie No

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1 Pretoria, 20 January 2011 Januarie No

2 2 No GOVERNMENT GAZETTE, 20 JANUARY 2011 IMPORTANT NOTICE The Government Printing Works will not be held responsible for faxed documents not received due to errors on the fax machine or faxes received which are unclear or incomplete. Please be advised that an "OK" slip, received from a fax machine, will not be accepted as proof that documents were received by the GPW for printing. If documents are faxed to the GPW it will be the sender's responsibility to phone and confirm that the documents were received in good order. Furthermore the Government Printing Works will also not be held responsible for cancellations and amendments which have not been done on original documents received from clients. No. CONTENTS INHOUD Page No. Gazette No. BOARD NOTICES 6 Financial Advisory and Intermediary Services Act. 2002: Financial Services Board: Suspension of authorisation do.: do.: Lifting of suspension do.: do.: Withdrawal of authorisation

3 STAATSKOERANT, 20 JANUARIE 2011 NO BOARD NOTICES BOARD NOTICE 6 OF 2011 FINANCIAL SERVICES BOARD FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 SUSPENSION OF AUTHORISATION I. German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, hereby make known under section 9(2Xd) of the Financial Advisory and Intermediary Services Act, 2002 ("the FAIS Act"), that I have suspended under section 9(1) of the Act the licences of the following licensees with effect from the dates referred hereunder: LICENSEE FSP NO. EFFECTIVE DATE REASONS FOR SUSPENSION Botha & Deysel Motors November 2010 Failure to comply with Boksburg (pty) Ltd licensing condition 2.2 of the Licensing Conditions Hlano Financial Services November 2010 Contravention of sections (Pty) Ltd tla Hlano Housing 17(1) and (4) of the FAIS Act Solutions Philmohure Insurance December 2010 Contravention of sections CC 19(1) and (2)(bXiii) of the Suidpunt Makelaars BK November 2010 Contravention of sections 8(4)(a) and (b) and 17(4) and 19 of the FAIS Act The terms attached to the suspension: (a) (b) (e) (d) The licensees are prohibited from concluding any new business. The licensees must inform all affected clients and product suppliers concerned that their licences have been suspended, and the Registrar must be copied with such correspondence. The licensees must, in consultation with clients and product suppliers concerned, take reasonable steps to ensure that any outstanding business is transferred to another licensed financial services provider in the interest of clients, and must advise the Registrar accordingly_ The suspension of the licences will endure for a period of three months after the effective date, whereafter the Registrar will lift the suspension if satisfied that the licensees comply with. the requirements of the Act or withdraw the licences if not so saosfied.... _s;; is called the Notice on Suspension of Authorisation, No 1 of Deputy Registrar of Financial Services Providers

4 4 No GOVERNMENT GAZETTE, 20 JANUARY 2011 BOARD NOTICE-7 OF2011 FINANCIAL SERVICES BOARD FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 LIFTING OF SUSPENSION I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, hereby make known under section 9(2)(d) of the Financial Advisory and Intermediary Services Act, 2002 ("the FAIS Act"). that I have lifted the suspensions of the following licensees with effect from the dates referred hereunder: LICENSEE FSP NO. EFFECTIVE DATE REASONS FOR LIFTING SUSPENSION Allen Benjamin Rieser December 2010 The licensee has now complied with tla ABR Consultants section 15A of the Financial Services Board Act, 1990 ("FSB Act'), and Anand Maharaj & November 2010 The licensee has now complied with Associates CC Andries Willem December The licensee has now complied with Opperman tla Dries Opperman Makelaars FAIS Act Angelfish Investments December 2010 The licensee has now complied with 199 CC tla Paterson & Jones Financial Services Bafana Stephen November 2010 The licensee has now complied with Mthethwa Va Health section 15A of the FSB Act Care Broker Basic Blue Trading December 2010 The licensee has now complied with CC tla NN Financial Services section 19(2)(b)(iii) ofthe FAIS Act Bluegreen Investment November 2010 The licensee has now complied with CC BNR Legal Solutions November 2010 The licensee has now complied with (pty) Ltd section 19(2)(b)(iii) ofthe FAIS Act Christopher William November 2010 The licensee has now complied with Borchers section 15A of the FSB Act Comrade Nkosinathi December 2010 The licensee has now complied with Sifiso Ndlovu tla sections 17(4) and 19(2}(b)(iii) ofthe Comrade NS FAIS Act

5 STAATSKOERANT, 20 JANUARIE 2011 No Corrie Keyter t/a CJ December 2010 The licensee has now complied with Keyter Makelaars Counter Point CC November 2010 The licensee has now complied with sections 17(4) and 19(2)(b (iii) of the Danron Accounting December 2010 The licensee has now complied with Services CC t/a JC Incorporated Darmar Health Care November 2010 The licensee has now complied with Services CC DBA Trading November 2010 The licensee has now complied with Enterprise CC Delta Blue Trading November 2010 The licensee has now complied with CC Diane Natalie Coetzer December 2010 The licensee has now complied with sections 17(4) and 19(2)(b}(iii) of the Dragon Motors CC t/a November 2010 The licensee has now complied with Chana Motors Rustenburg Eugene Edwin Kikia t/a December 2010 The licensee has now complied with Eugene Kikia and I Associates Faadiyah Adams December 2010 The licensee has now complied with Focbusman November 2010 The licensee has now complied with Consultants CC Gerbrecht Elizabeth December 2010 The licensee has now complied with Keyser t/a Economic Gerrie Johan Agenbag November 2010 The licensee has now complied with t/a Johan Agenbag Agency Go Ahead Trading November 2010 The licensee has now complied with CC t/a Peet Goosen Makelaars section 19(2}(b}(iii) of the FAIS Act

6 6 No GOVERNMENT GAZETTE, 20 JANUARY 2011 Hilda Nomusa Ngema November201 0 The licensee has now complied with tla HN Intertin CC November 2010 The licensee has now complied with section 15A of the FSB Act Jacob Kitso Makgotla November 2010 The licensee has now complied with tla J and J Associates Keith William Atson tla November 2010 The licensee has now complied with Keith Atson Health & Financial Services Khanyisile Bridget December 2010 The licensee has now complied with Mkize tla KB Financial FAIS Act Knowledge Simphiwe December 2010 The licensee has now complied with Dladla tla KS Services Provider Legal Sense (Pty) Ltd November 2010 The licensee has now complied with sections 17(4) and 19(2)(b )(iii) ofthe FAIS Act Marius Etsebeth tla December 2010 The licensee has now complied with Abfin Financial Services FAIS Act Marumo Mlangeni November 2010 The licensee has now complied with section 15A of the FSB Act Matthysen Funeral November 2010 The licensee has now complied with Services CC Mmboswobeni Eric November 2010 The licensee has now complied with Ratshiungo tla Future Insurance sections 17(1) and (4) and 19(2)(b)(iii) ofthe FAIS Act Mnumzana Jan December 2010 The licensee has now complied with Ncetani tla I.M.N Pre- Audit Accounting & Financial Services Murnau Motors December 2010 The licensee has now complied with Rustenburg (Pty) Ltd tla Best Auto (BMW) Mzwandile Calvert November 2010 The licensee has now complied with Lokotwayo tia M.C.L section 19(2)(b)(iii) ofthe FAIS Act

7 STAATSKOERANT, 20 JANUARIE 2011 No Nico Odendaal CC December 2010 The licensee has now complied with Nsele Trading 17 (Ply) December 2010 The licensee has now complied with Ltd section 19(2)(b)(iii) ofthe FAIS Act Ntokozo Khoza December 2010 The licensee has now complied with sections 17(4) and 19(2)(b){iii) of the Orient Estates CC November 2010 The licensee has now complied with Out There CC November 2010 The licensee has now complied with Oyisha Product November 2010 The licensee has now complied with Distributors CC tla Oyisha financial Advisors Patrick Vulindlela Maju November 2010 The licensee has now complied with tla Tax and Investments Solutions RBS Health November 2010 The licensee has now complied with Management (Ply) Ltd sections 17(4) and 19(2)(b) (iii) of the Rod Fouche December 2010 The licensee has now complied with Associates CC sections 17(4) and 19(2)(b}(iii) of the I Ronald Brown tla December 2010 The licensee has now complied with Ronald Brown section 15A of the FSB Act Sesona Financial December 2010 The licensee has now complied with ServiceCC Sethomi Brokerage CC December 2010 The licensee has now complied with Sipho Hensfort December 2010 The licensee has now complied with Mthembu sections 17(4) and 19(2}(b)(iii) of the Sophia Elizabeth 3n91 24 November 2010 The licensee has now complied with Coetzer tla Downstream Trading

8 8 No GOVERNMENT GAZETTE, 20 JANUARY 2011 Tabisa Sapula tla TS November 2010 The licensee has now complied with Broker Services Tanagra Nombulelo November 2010 The licensee has now complied with Ntetha tla Tanagra Thethani Consumer November 2010 The licensee has now complied with Care and Communications (Pty) Ltd Tim Jones & November 2010 The licensee has now complied with Associates CC Univem (Pty) Ltd tla December 2010 The licensee has now complied with Univem Insurance Vusimuzi Elias Mpatani November 2010 The licensee has now complied with tla Tamavusi sections 17(1) and (4) and 19(2)(b)(iii) of the FAIS Act Welcome Anderson November 2010 The licensee has now complied with Willem Hendrik Marais December 2010 The licensee has now complied with tla Willie Marais Zilungiselele Trading November 2010 The licensee has now complied with and Projects CC. called the Notice on Lifting of Suspension of Authorisation, No 1 of ERSON Deputy Registrar of Financial Services Providers

9 STAATSKOERANT, 20 JANUARIE 2011 No BOARD NOTICE 8 OF 2011 FINANCIAL SERVICES BOARD FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 WITHDRAWAL OF AUTHORISATION I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, hereby make known under section 9 (2){d) of the Financial Advisory and Intermediary Services Act, 2002 ("FAIS Act"), that I have withdrawn under section 9(1) of the FAIS Act the licences of the following licensees with effect from the respective dates referred hereunder: LICENSEE FSP NO. EFFECTIVE DATE REASONS FOR WITHDRAWAL Alan John O'Brien tla 0' December 2010 Contravention of section Brien and Associates 8(1)(a) of the FAIS Act, and sections 2 and 3 of the General Code of Conduct for Authorised Financial Services - Providers and -~ -, Representativesl.,200~ _ ("General Code of Conduct") Anna Elizabeth Roos tla AE November 2010 Contravention of sections Roos 17(1) and 19(1) and (2)(b)(iii) of the FAIS Act Clinton Saaiman tla CCS July 2010 Contravention of section Motors 17(1) of the FAIS Act Francois Hendrik Du Plessis November 2010 Contravention of section tla Francois Du Plessis and 8(1 )(a) ofthe FAIS Act Associates Heizel Joyce Hlangwane tla November 2010 Contravention of section MOD 8(1)(a) of the FAIS Act, and section 2 of the General Code of Conduct House of Fine Cars CC December 2010 Contravention of sections (2)(b) of the FAIS Act Linko Life (Pty) Ltd tla November 2010 Contravention of sections Linksure Life 17(1) and (4) and 19(1) and (2)(b)(iii) of the FAIS Act Mrigdarshan Ramnath tla November 2010 Contravention of section First Trust Insurance Broker 8(1 )(a) ofthe FAIS Act, and section 2 of the

10 10 No GOVERNMENT GAZETTE, 20 JANUARY 2011 General Code of Conduct Muriel Jacoline Oosthuizen December 2010 Contravention of section t/a Millennium Financial 8(1)(a) ofthe FAIS Act, Advisory Services & and section 15A of the Financial Services Board Act, 1990 ("FSB Act"), and section 2 of the General Code of Conduct Nicolaas Johannes Human December 2010 Contravention of sections tla Medcon Medical Aid (2)(b) ofthe FAIS Act, and section 15A of the FSBAct OTT International Holdings December 2010 Contravention of sections CC (2){b) of the FAIS Act Raindance Investments December 2010 Contravention of sections CC tla Portico Portfolio 17(1) and (4) and 19(1) Consultants and (2)(b}(iii) ofthe FAIS Act Renels Group (Pty) Ltd December 2010 Contravention of Sections 17(1) and 19(1) and (2)(b)(iii) of the FAIS Act Robamahan CC tla Hoffeldt December 2010 Contravention of sections Auto 17(1) and (4) of the FAIS Act Roger Wilco Trading November 2010 Contravention of sections CC tla Augusta Motors 17(1) and (4) and 19(1) and (2)(b)(iii) of the FAIS Act, and failure to comply with licensing condition 2.1 of the licensing Conditions Themdo Funeral Directors December 2010 Contravention of sections CC (2)(b) of the FAIS Act and section 15A of FSB Act Triangle Eagle Financial November 2010 Contravention of section Services CC 8(1 )(a) of the FAIS Act, and section 2 of the General Code of Conduct U Life Insurance December 2010 Contravention of sections Administrators CC (2)(b)(iii) ofthe FAIS Act, and section 15A of the FSBAct

11 STAATSKOERANT, 20 JANUARIE 2011 No Victor Mavin Mongwe t/a December 2010 Contravention of sections Victor's Brokerage (2)(b) of the FAIS Act, and section 15A of the FSBAct This Notice is called the Notice on Withdrawal of Authorisation, No 1 of Deputy Registrar of Financial Services Providers

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