ACCOUNT OPENING FORM- NON-INDIVIDUAL

Transcription

1 Happy Savings Happy Investing ACCOUNT OPENING FORM- NON-INDIVIDUAL ANMOL SHARE BROKING PRIVATE LIMITED* ANMOL COMO BROKING PRIVATE LIMITED 4 th Floor, Bhagavathy Towers, #52, 33 rd Cross, Jayanagar 4 th Block, Bangalore Member: NSE, BSE, CDSL, MCX *Formerly known as Anmol Share Broking Limited T: M/WhatsApp: E: info@myanmol.com W:

2 Important Instructions 1 All details to be filled in CAPITAL BLOCK letters using Blue/ Black Ink only. 2 Holder s Names in all the required fields should be filled as per the supporting documents submitted. 3 ID& Mobile number is very important, account related passwords and transaction details will be communicated on that. Please provide your own ID and Mobile Number. If it belongs to your family, please give a separate declaration for the same. Family for this purpose would mean self, spouse, dependent children and dependent parents. 4 Provide correct Bank IFSC & MICR code for hassle free Transactions in future. 5 Ensure signatures on all MANDATORY forms &the VOLUNTARY documents, which are opted by you 6 Self-Attestation of all KYC documents 7 In case of any correction in the form- Please sign next to the correction& ensure it is identical to the original signature. Name of stock broker/trading member/clearing member: SEBI Registration Number and Date ANMOL SHARE BROKING PRIVATE LIMITED (Formerly known as Anmol Share Broking Limited) NSE & BSE-INZ Registered and Correspondence Office Address CDSL -IN-DP-CDSL (April 15, 2010) 4 th Floor, Bhagavathy Towers, #52, 33 rd Cross, Jayanagar 4 th Block, Bangalore T: M/Whats app: Web: Name of the Compliance Officer Name of the CEO GST Number PAN No. CIN No. Mr. Mahesh Bajaj Ph id: maheshbajaj@anmolshare.com Mr. Mahesh Bajaj Ph id: maheshbajaj@anmolshare.com 29AAFCA2999A1ZL AAFCA2999A U67120KA2005PTC For any grievance/dispute: Please contact stock broker (Anmol Share Broking Pvt Ltd) at the above address or id info@anmolshare.com/grievance@anmolshare.com and phone no In case not satisfied with the response, please contact BSE at is@bseindia.com and phone no and NSE at ignse@nse.co.in and phone no

3 INDEX Sl. No. Name of the Document Brief Significance of the Document Page No. MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI &THE EXCHANGES 1 Account Opening Form 2 Information required as per PMLA Tariff sheet 4 Power of Attorney (POA) 5 A. KYC form - Document captures the basic information about the constituents and an Instruction/checklist. (To be filled by customer) B. Document captures the additional information about the constituent relevant to trading account. Details of client with respect to PMLA 5-8 Document detailing the Demat fee schedule & rate/amount of brokerage and other charges levied on the client for trading on the stock exchange(s). VOLUNTARY FORM AS PROVIDED BY THE STOCK BROKER Authorization for Running Account 6 Other authorizations POA in favor of Anmol Share Broking Pvt Ltd., facilitates hassle free settlement of securities transaction, NFO / IPO Application, mutual fund purchase and redemption for and on behalf of the client Authorization letter to Anmol Share Broking Pvt Ltd, facilitates maintaining of fund with the member for every pay-in of funds obligation / margin obligation Other authorizations are required for operational convenience of broking as well as Demat account 7 FATCA FATCA Declaration form Declaration Format of declaration from HUF/Speciman for share holding pattern/ Format for declaration from Firm MF related Documents Authorised Signatory s KYC, AOF for BSE Star MF, MF declaration form, AOF for NSF, Mandate form, UBO form, FATCA 8 Office Use Acknowledgement and office use copy MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES (Booklet 2) Rights and Obligations (Trading) Rights and Obligations (DP) Risk Disclosure Document (RDD) 4 Guidance note 5 Policies and Procedures Document stating the Rights & Obligations of stock broker/trading member, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet wireless technology based trading). Documents detailing Rights & Obligations of beneficial owner and depository participant Document detailing risks associated with dealing in the securities market. Document detailing do s and don ts for trading on exchange, for the education of the investors. Document describing significant policies and procedures of the stock broker Booklet 1: To be filled by client and returned to ASBPL. Booklet 2: Client Acknowledgement copy- to be read and understood by the client for future reference Important Note: Signature Types First holder/ Client** Second Holder xx/24 SH x/5 TH x/5 Third Holder **Signature of First Holder will be followed by numbers only First Witness Second Witness Guardian Introducer FW SW G

4 CHECK LIST FOR FILLING CKYC FORM (List of documents to be Submitted) For Non Individual Acceptable Documents(Self attested copies required) Please Tick Photograph One Colored Front Face Photograph on photographic Paper(Passport Size) Proof of PAN Card Identity 1. Valid Passport (Name,Address & Photo page) Proof of Address (Any One) Bank Proof Provide for all the Bank Account Mentioned Proof of Income (Any One) 2. Voter ID (front and back) 3. Valid Driving License (Name, Address & Photo page) 4.Unique Identification Number (UID) (Aadhaar) 5. Bank Statement/ Passbook (not more than 3 month sold, seal & signature of the bank official) 6. Banker s Certificate on letter head of the Bank (ORIGINAL) 7. Electricity Bill (not more than 3 months old) 8. Resident Landline Tel. Bill (not more than3 months old) 9. Registered Flat Sale Agreement of Residence 10.RegisteredLease/Leave & License Agreement 11.Other*(Pls. Specify) 1.Bank Statement/ Bank Passbook with Cheque leaf (not more than 3 months old, seal & signature of Bank Official) 2. Banker s Certificate on letter head of the Bank(ORIGINAL) 3. Cancelled Personalized Cheque leaf 1. Copy of ITR Acknowledgement 2. Copy of Annual Accounts 3. In case of salary income Salary Slip, Copy of Form Net-worth certificate 5. Copy of Demat Account Holding Statement 6. Bank Account Statement for last 6 months reflecting income IMPORTANT INSTRUCTIONS GENERAL specifying name of the constituent, MICR Code or/and IFSC Code of the bank Trading Account will be in the name of First/Sole holder of Demat and/or Bank A/c only Thumb impression &signatures other than English, Hindi or any other language not contained in the 8 th Schedule of the Constitution of India must be attested by Magistrate or Notary Public or special Executive Magistrate Witness should be a person other than co-holder / joint holder The applicant should authenticate any corrections/ alteration in the account opening form All the fields in the Form must be filled up otherwise the Form may be rejected The Applicant has to sign wherever sign mark is mentioned {F-First Holder, S-Second Holder, T-Third Holder} In case of Second or Third Holder applying for Demat account, download the Know Your Client (KYC) form from our website and submit along with AOF, with proofs. Cheque/DD towards Registration fees & other charges should be drawn in favor of Anmol Share Broking Pvt Ltd It is mandatory to provide complete Bank Account details. In absence of complete details, form may be rejected. IMPORTANT INSTRUCTIONS DEMAT For Demat Account, Joint Holder and Nominee cannot be the same person Photographs to be signed across and pasted (Not Stapled) for all the holders in Demat as well as the nominee and his/her guardian In case of joint applicants for Demat Account, copy of PAN, Proof of Address and Proof of Identity for all Applicants is mandatory Demat Account cannot be linked with Trading Account where minor is the joint holder in Demat account

5 N Know Your Client (KYC) Application Form (For Non-Individuals Only) lace for Interm Application No. : Please fill in ENGLISH and in BLOCK LETTERS A. Identity Details (please see guidelines overleaf) 1. Name of Applicant (Please write complete name as per Certificate of Incorporation / Registration; leaving one box blank between 2 words. Please do not abbreviate the Name). 2. Date of Incorporation B. Address Details (please see guidelines overleaf) 1. Address for Correspondence d d / m m / y y y y Place of Incorporation 3. Registration No. (e.g. CIN) Date of commencement of business d d / m m / y y y y 4. Status Please tick ( ) Private Ltd. Co. Public Ltd. Co. Body Corporate Partnership Trust / Charities / NGOs FI FII HUF AOP Bank Government Body Non-Government Organisation Defence Establishment Body of Individuals Society LLP Others (Please specify) 5. Permanent Account Number (PAN) (MANDATORY) Please enclose a duly attested copy of your PAN Card City / Town / Village Postal Code State Country 2. Contact Details Tel. (Off.) (ISD) (STD) Tel. (Res.) Mobile (ISD) (STD) Fax Id. 3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. *Latest Telephone Bill (only Land Line) *Latest Electricity Bill * Latest Bank Account Statement Registered Lease / Sale Agreement of Office Premises Any other proof of address document (as listed overleaf).(please specify) d d / m m / y y y y 4. Registered Address (If different from above) (ISD) (ISD) (STD) (STD) City / Town / Village Postal Code State Country 5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. *Latest Telephone Bill (only Land Line) *Latest Electricity Bill * Latest Bank Account Statement Registered Lease / Sale Agreement of Office Premises Any other proof of address document (as listed overleaf).(please specify) *Not more than 3 Months old. Validity/Expiry date of proof of address submitted d d / m m / y y y y C. Other Details (please see guidelines overleaf) 1. Name, PAN, DIN/Aadhaar Number, residential address and photographs of Promoters/Partners/Karta/Trustees/whole time directors (Please use the Annexure to fill in the details) 2. Any other information: I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. Place: Date: DECLARATION NAME & SIGNATURE(S) OF AUTHORISED PERSON(S) 1/24 AMC/Intermediary name OR code Anmol Share Broking Private Limited (Originals Verified) Self Certified Document copies received (Attested) True copies of documents received FOR OFFICE USE ONLY Seal/Stamp of the intermediary should contain Staff Name Designation Name of the Organization Signature Date

6 N INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM A. IMPORTANT POINTS: Residence/Driving License/Flat Maintenance bill/insurance Copy. 1. Self attested copy of PAN card is mandatory for all clients. 2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Not more than 2. Copies of all the documents submitted by the applicant should be self-attested and 3 months old. accompanied by originals for verification. In case the original of any document is not 3. Bank Account Statement/Passbook - Not more than 3 months old. produced for verification, then the copies should be properly attested by entities 4. Self-declaration by High Court and Supreme Court judges, giving the new address in authorized for attesting the documents, as per the below mentioned list. respect of their own accounts. 3. If any proof of identity or address is in a foreign language, then translation into English 5. Proof of address issued by any of the following: Bank Managers of Scheduled is required. Commercial Banks/Scheduled Co-Operative Bank/Multinationa Foreign 4. Name & address of the applicant mentioned on the KYC form, should match with the Banks/Gazetted Officer/Notary public/elected representatives to the Legislative documentary proof submitted. Assembly/Parliament/Documents issued by any Govt. or Statutory Authority. 5. If correspondence & permanent address are different, then proofs for both have to be 6. Identity card/document with address, issued by any of the following: Central/State submitted. Government and its Departments, Statutory/Regulatory Authorities, Public Sector 6. Sole proprietor must make the application in his individual name & capacity. Undertakings, Scheduled Commercial Banks, Public Financial Institutions,Colleges 7. For non-residents and foreign nationals,(allowed to trade subject to RBI and FEMA affiliated to Universities and Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council guidelines), copy of passport/piocard/ocicard and overseas address proof is etc.,to their Members. mandatory. 7. For FII/sub account, Power of Attorney given by FII/sub-account to the Custodians 8. For foreign entities, CIN is optional; and in the absence of DIN no. for the directors, (which are duly notarized and/or apostiled or consularised) that gives the registered their passport copy should be given. address should be taken. 9. In case of Merchant Navy NRI s, Mariner s declaration or certified copy of CDC 8. The proof of address in the name of the spouse may be accepted. (Continuous Discharge Certificate) is to be submitted. D. Exemptions/clarifications to PAN 10. For opening an account with Depository participant or Mutual Fund, for amin or, (*Sufficient documentary evidence in support of such claims to be collected.) photocopy of the School Leaving Certificate/Mark sheet issued by Higher Secondary 1. In case of transactions undertaken on behalf of Central Government and/or State Board/Passport of Minor/Birth Certificate must be provided. Governmentand by officials appointed by Courts e.g. Official liquidator, Court receiver etc. 11. Politically Exposed Persons (PEP) are defined as individuals who are or have been 2. Investors residing in the state of Sikkim. entrusted with prominent public functions in a foreign country, e.g., Heads of 3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India. States or of Governments, senior politicians, senior Government/judicial/military officers, 4. SIP of Mutual Funds upto Rs 50,000/- p.a. senior executives of state owned corporations, important political party officials, etc. 5. In case of institutional clients, namely, FIIs, Mfs, VCFs, FVCIs, Scheduled Commercial Banks, Multilateral and Bilateral Development Financial Institutions, State Industrial B. Proof of Identity( POI): List of documents admissible as Proof of Identity: Development Corporations, Insurance Companies registered with IRDA and Public 1. PAN card with photograph. This is a mandatory requirement for all Financial Institution as defined under section 4A of the Companies Act, 1956, applicants except those who are specifically exempt from obtaining PAN (listed in Section D). Custodians shall verify the PAN card details with the original PAN card and provide 2. Unique Identification Number (UID) (Aadhaar)/Passport/Voter ID card/driving license. duly certified copies of such verified PAN details to the intermediary. 3. Identity card/ document with applicant s Photo, issued by any of the following: E. List of people authorized to attest the documents: Central/State Government and its Departments, Statutory/Regulatory Authorities, 1. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, the copy). ICWAI, ICSI, Bar Council etc., to their Members; and Credit cards/debit cards issued by 2. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks. Banks registered in India, Notary Public, Court Magistrate, Judge, Indian C. Proof of Address (POA): List of documents admissible as Proof of Address: Embassy/Consulate General in the country where the client resides are permitted to (*Documents having an expiry date should be valid on the date of submission.) attest the documents. 1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale Agreement of F. In case of Non-Individuals, additional documents to be obtained from Non-individuals, over & above the POI & POA, as mentioned below: Types of entity Corporate Partnership firm Trust HUF Unincorporated Association or a body of individuals Banks/Institutional Investors Foreign Institutional Investors (FII) Army/Government Bodies Registered Society Documentary requirements Copy of the balance sheets for the last 2 financial years (to be submitted every year) Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/whole time director/md(to be submitted every year) Photograph, POI, POA, PAN and DIN numbers of whole time directors/two directors in charge of day to day operations Photograph, POI, POA, PAN of individual promoters holding control either directly or indirectly Copies of the Memorandum and Articles of Association and certificate of incorporation Copy of the Board Resolution for investment in securities market Authorised signatories list with specimen signatures ID & Address Proof for all the share holders holding 25% or more share in company Copy of the balance sheets for the last 2 financial years (to be submitted every year) Certificate of registration (for registered partnership firms only) Copy of partnership deed Authorised signatories list with specimen signatures Photograph, POI, POA, PAN of Partners Copy of the balance sheets for the last 2 financial years (to be submitted every year) Certificate of registration (for registered trust only).copy of Trust deed List of trustees certified by managing trustees/ca Photograph, POI, POA, PAN of Trustees PAN of HUF Deed of declaration of HUF/List of coparceners Bank pass-book/bank statement in the name of HUF Photograph, POI, POA, PAN of Karta ID & Address proof of Coparceners Proof of Existence/Constitution document Resolution of the managing body & Power of Attorney granted to transact business on its behalf Authorized signatories list with specimen signatures Copy of the constitution/registration or annual report/balance sheet for the last 2 financial years Authorized signatories list with specimen signatures Copy of SEBI registration certificate Authorized signatories list with specimen signatures Self-certification on letterhead Authorized signatories list with specimen signatures Copy of Registration Certificate under Societies Registration Act List of Managing Committee members Committee resolution for persons authorised to act as authorised signatories with specimen signatures True copy of Society Rules and Bye Laws certified by the Chairman/Secretary Please Submit the KYC Documents on A4 Size Paper Only.

7 2/24 Sign accross photo SH 1/5 Sign accross photo TH 1/5 Sign accross photo AH 1/1 Sign accross photo AH 1/1 Sign accross photo AH 1/1

8 TRADING ACCOUNT RELATED DETAILS BANK ACCOUNT DETAILS (Account No 1 would be considered for Pay-Out of Funds) Bank 1: Bank name & Address: Account No: MICR Code: Bank 2: Bank name & Address: Account No: MICR Code: Depository Participant Name: Client Name: IFSC Code: IFSC Code: DEPOSITORY ACCOUNT DETAILS Depository Name: CDSL NSDL DP ID: Client ID: Savings Current Savings Current TRADING PREFERENCES*Please Sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off Exchanges Cash & Mutual Funds F&O* Currency Derivatives* NSE + BSE 3/24 4/24 5/24 *For F&O & Currency, income proof needed & initial margin chq of Rs 25,000 is required If, in future, the client wants to trade on any New Segment / New Exchange, separate authorization / letter will be taken from the client. PAST ACTIONS Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/ constituent or its Partners/promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years. DEALINGS THROUGH AUTHORISED PERSONS/ OTHER BROKERS/ INTRODUCER DETAILS Status of Introducer: Remisier AP Existing Client Employee Others i) AP Name/ Introducer Name: Remisier/ AP Tag/ Emp. Code/ Client Code: SEBI Registration / Exchange No.: Registered office address: Mobile/ Phone: Fax: Website: ii) Whether dealing with any Other Broker / AP(If registered with multiple members, provide details) Yes No Name of Stock Broker (if yes) Name of AP: Name of Exchange (if yes) Client Code (as given by other broker) Details of disputes/dues pending from/to such stock broker/ authorized person: I/ we hereby confirm that I/we have verified the identity & bonafides of client. I/ We shall also ensure that all the dealings with the clients shall be as per the prevailing Rules/ Regulations/ Bye-Laws/ Circulars of the Exchange and SEBI. Further, I/We undertake to abide by the operational policies and procedures of Anmol and also as per the agreement entered with Anmol Share Broking Private Limited Signature of the AP/ Introducer (Rubber Stamp required if non-individual introduces client)

9 ADDITIONAL DETAILS Contract Note E-Broking SMS/ Receive Contract Note: Physical Electronic ( mentioned in KRA will be used) Do you wish to avail Internet Trading/Wireless Trading Facility Yes No Do you wish to receive trade confirmation on SMS/ directly from Exchange/CDSL SMS Both Mobile Registration Self Other (please specify Name ) (Relationship with the client ) Gross Annual Income Details: Below 1 Lac 1-5 Lacs 5-10 Lacs Lacs >25 Lacs OR Net Worth in Rs as on date DD/ MM/ YYYY Occupation Private Sector Public Sector Business Retired Govt. Service Professional Agriculturist Housewife Student Forex Dealer Other Please Tick, if Applicable: Politically Exposed Person Related to a Politically Exposed Person TYPE OF ACCOUNT I/We request you to open a Demat Account in my/our name as per the following details Non-Individual Resident Non-Individual Promoter Others Specify Option for Issue of DIS Booklet I / We hereby state that: [Select one of the options given below] Option 1 I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA in favor of / with Anmol Share Broking Pvt Ltd for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member. However, the Delivery Instruction Slip (DIS) booklet should be issued to me / us immediately on my / our request at any later date. Option 2 I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our CDSL account though I / we have issued a Power of Attorney (POA) in favor of / with Anmol Share Broking Pvt Ltd for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member. Yours faithfully Signature First Holder name Second Holder Name Third Holder Name 6/24 SH 2/5 TH 2/5

10 Account Statement DP FACILITIES Send electronic Transaction cum Holding Statement on my id Yes No Automatic Credit ECS Mandate EASI Regn SMS Alert Facility TRUST Facility Pledge Facility Annual Report CAS Facility I/We instruct the DP to receive each and every credit in my/our Account Do you wish to receive dividend/interest credit directly to your Bank Account View ISIN balances, Transactions & value of portfolio on CDSL website (Process will be initiated by DP but will have to be completed by Investor only. To register for Easi please visit website Mobile No. same as mentioned on KRA Page (Mandatory, if you are giving Power Of Attorney (POA). If POA is not granted & you do not wish to avail of this facility, cancel this option ) (Refer Terms and conditions Annexure 2.4) I wish to avail the Transactions Using Secured Texting Facility (TRUST) facility using the Mobile number registered for SMS Alert Facility. I have read and understood the Terms and Conditions prescribed by CDSL for the same. (Refer to Terms and Conditions Annexure 2.6) I/ We would like to instruct DP to accept all the pledge instructions in my/our account without any other further instruction from my/ our end. (If not marked, the default option would be No ) I/ We would like to receive the Annual Report in the opted manner (Tick the applicable box (can tick both boxes if both needed), if not marked, the default option would be in Electronic) I wish to receive the Consolidated Account Statement (CAS) in Physical / Electronic form (Tick the applicable box, if not marked the default option would be in physical) RTA Facility I /we would like to share the id with the RTA KYC Documents I /we would like to receive KYC documents i.e. RDD, Rights & Obligations and Do's & don ts as prescribed by SEBI in electronic form For availing TRUST and SMS Alert Facility, Forms & Terms & Conditions are available on Yes No Yes No Yes No Yes No Yes No Yes No Physical Electronic Physical Electronic Yes No Yes No DECLARATION I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting or suppression of any material information, I am/we are aware that I/we may be held liable for it. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock broker and the tariff sheet. I/We further confirm having read and understood the contents of the Rights and Obligations document(s) and Risk Disclosure Document. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard set of documents has been displayed for Information on stock broker s designated website, if any. I/We have read the terms & conditions of rights & obligations document and agree to abide by and be bound by the same and by the bye laws as are in force from time to time. I / We declare that the particulars given by me/us above are true and correct to the best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate the DP any change (s) in the details/particulars mentioned by me/us in this form. I/We further agree that any false / misleading information given by me/us or suppression of any material information bill render my account liable for termination and suitable action. 7/24 SH 3/5 TH 3/5 (First Holder Signature) (Second Holder Signature) (Third Holder Signature)

11 RISK PROFILE QUESTIONNAIRE Anmol Share Broking Pvt Ltd is required to make enquiries as to the level of service you are seeking, your investment objectives including your risk profile, financial situation, and particular needs. A key consideration is understanding your investment objective and tolerance level. The following questionnaire has been prepared to help you consider the various investment risks and to understand how they impact on your personal circumstances. Investment Risk can be described as the potential for actual investment returns to vary from expectations. The higher the level of investment returns you are seeking, the more risk you generally need to be prepared to accept. An Investment Risk Profile is basically a general description regarding an Investor's approach to risk. IDENTIFYING YOUR INVESTMENT RISK (From Investment Trading Perspective) 1) How familiar are you with investment matters? Please Select Any 1 Not familiar at all with investments and feel uncomfortable. Somewhat familiar. I don't fully understand investments, including the share market. Fairly familiar. I understand the various factors which influence investment performance. Very familiar. I use research and other investment information to make investment decisions. I understand the various factors which influence investment performance. 2) Which age range do you fall into? Between 21 and 40 Between 40 and 50 Between 50 and 60 Between 60 and 70 3) How long would you invest the majority of your money before you think you would need access to it? (Assuming you already have plans in place to meet short term cash flow and/or emergencies.) Please Select Any 1 In a 2 year or less Within 6-10 years Within 3-5 years Not for 10+ years 4) Approximately what percentage of your assets (excluding own use property) is currently held in investment products where the value can fluctuate? Please Select Any 1 Over 50% Between > 25% and 50% 0% Between > 10% and 25% Between > 0% and 10% 5) How long have you been investing in stock market? Please Select Any 1 Very Experienced Have been trading / investing in equity & derivative market for more than 5 years. Very Experienced Have been trading / investing in equity & derivative market for last 3-5 years. Have been trading in equity market and have already started my derivatives trading Have been trading in equity market I am starting my stock market investment with you 6) Any legal action against you in the Court; Yes (Amount Involved) 7) Investing involves a trade-off between risk and return. In order to achieve your expected returns, which statement best describes the degree of losses you are willing to take? I am willing to accept minimal amount of capital loss No I am willing to accept high capital loss I am willing to accept moderate capital loss 8) Have you ever borrowed money to make an investment in securities market? If yes, then mention the name of the lender and the amount borrowed. Yes - Name of the lender: and amount borrowed Rs. No 9) Your immediate family member / Group companies are promoter of any listed company; if yes then mention the details of such company. Yes - Name of the Listed company No 10) Your immediate family member / Group companies are registered with SEBI; if yes then under what capacity. Yes - Mention details No

12 Information for Prevention of Money Laundering Act, 2002 CLIENT DETAILS Experience Residential Details Source of Income (Fund Details) No. of years of Investment/ Trading Experience Any other information Owned Rented Do you Invest in stock market with: Own Funds or Borrowed Funds i) Primary source: Salary Business Others Specify ii) Secondary Source: Royalties Rental Dividend Others specify DETAILS OF RELATIVES, HAVING ACCOUNT WITH ANMOL SHARE BROKING PVT LTD Name Relationship UCC OCCUPATION DETAILS/ DETAILS OF CORPORATE/ PARTNERSHIP FIRMS/ TRUST/ETC. WHERE CLIENT IS AFFILIATED Please Tick Occupation Corporate/ Partnership firm/ Trust/ Etc Name of the Firm Address Designation (If Occupation) / Relationship with firm (if corporate): Nature of Business Manufacturing Services Consultancy Trading Others: IS THE CLIENT POLITICALLY EXPOSED PERSON (PEP*) OR RELATED TO A PEP Yes No If yes, please provide below mentioned details Name Relationship PAN *Politically Exposed Persons(PEP) are individuals who are or have been entrusted with prominent public functions in a foreign country, e.g. Heads of States of Governments, senior government/judicial/military officers, senior executives of state corporations, important political party officials, etc. In addition, a Politically Exposed Person includes the immediate family members of a Politically Exposed Person such as spouse, children, parents and other relatives. Politically Exposed Person includes even close associates like advisors, secretaries and other associates of a Politically Exposed Person who conducts transactions on behalf of a Politically Exposed Person. IN CASE OF JOINT ACCOUNT, PLEASE FILL UP ANOTHER KYC FORM FOR THE JOINT HOLDERS (KYC FORM CAN BE DOWNLOADED FROM OUR WEBSITE OR CAN BE COPIED FROM THIS FORM) AND PROVIDE THE BELOW DETAILS Sl No. Particulars Bank Name Branch Name Branch Address 1. Second Holder Details 2. Third Holder Details Note: Client has to provide bank proofs of all the joint holders Bank A/c No A/c Type (Savings/ Current) MICR No. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. Client Signature 8/24

13 Cash Market Future and Options Currency Derivatives BROKERAGE TARIFF SHEET Delivery Intraday Others Max Min Max Min Brokerage levied to your trading account shall be the higher of brokerage value as per the existing rates or Rs. 25/- per settlement / segment, subject to the maximum rates prescribed by the regulator(s) from time to time. Scheme Opted (Select Anyone) Charges BSDA Clients DEMAT TARIFF SHEET Economy Freedom - Lite 1 DP A/c Opening NIL 2 Dematerialization Rs.50+Rs.20/Cert/ISIN 3 Demat Rejection Rs.50/- 4 Rematerialization Rs.50+CDSL Charges 5 Pledge(Creation/ Invocation/Closure) Transaction Charges: Chota Life Time 0.01% or Rs50/- whichever is higher 6 a Buy NIL 0.04% or Rs. Rs.6 + Free (Only 35/- whichever CDSL CDSL b Sell(within Anmol) is higher Charges Charges) c d Off Market (within Anmol) Sell(Outside Anmol/Off-Mkt Trf/Inter- Depository) 0.04% or Rs. 35/- whichever is higher 0.04% or Rs. 35/- whichever is higher 0.01% or Rs. 15/- whichever is higher 0.03% or Rs 30/- whichever is higher 0.01% or Rs. 15/- whichever is higher 0.03% or Rs 30/- whichever is higher Free (Only CDSL Charges) 0.01% or Rs. 15/- whichever is higher 0.03% or Rs 30/- whichever is higher Anmol Lifetime Freedom Free (No Charges) Free (No Charges) 0.03% or Rs 30/- whichever is higher 7 AMC** As per SEBI guidelines Rs.299/- Rs.499/- Rs.3,000/- (Refundable Deposit and not AMC) Rs.5,000/- (Refundable Deposit and not AMC) **AMC for Corporate/ Trust/ AOP etc. is Rs (Other than HUF) and other charges will be of Scheme II (Economy). Demat Tariff Selected

14 TERMS AND CONDITION WRT CHARGES 1. Account Maintenance Charges (AMC) will be charged upfront every year. 2. For New Account, AMC will be charged from respective month. 3. Inter-Settlement charge towards debit transactions of client shares from ASBPL beneficiary & ASBPL collateral account, Rs. 12/- per ISIN would be applicable. 4. Change in tariff scheme will be accepted anytime during the year. The new scheme will be applicable from month in which scheme is changed. No adjustment of previous will be done. 5. In Scheme IV & V (Life Time AMC), client can take full amount if closed after 3 years. In case account is closed or scheme changed within 3 years, Rs 1000/- will be charged and remaining shall be refunded. 6. In case of additional DIS Requisition slip/ book, Rs 100 /- will be charged. 7. Cheque bounce will be charged Rs 100/- per instance. 8. Request for duplicate Contract note will be charged at Rs.25/- per contract note. 9. Trading A/c opening charges of Rs. 150/- will be collected upfront at the time of account opening. 10. Modification Request- Rs. 50/- for address modification, Rs.35/- for other Modifications (except and mobile number). 11. In case of closure of Demat account, AMC for the remaining quarter/s will be refunded. 12. All the charges pertaining to DP will be debited from the Clients Trading Ledger (In case of trading account with Anmol). 13. CDSL charges are charged at actual, Service tax will be charged extra as per regulation. Rates are subject to revision from CDSL. DP reserves the right to amend the tariff at any given point of time. 14. For availing Easiest facility of CDSL, charges will be levied by CDSL would be collected from clients at actual. 15. Other Charges: a. Securities Transaction Tax, SEBI turnover fees, Transaction charges shall be levied as per prevailing rates. b. Statutory levies including but not limited to service tax, stamp duty, Cess shall be levied as per the prevailing rates. c. The schedules of charges are subject to revision at. the discretion of Anmol Share broking Private Ltd. Any revision in the schedule of charges will be notified by within 30 days notice. For Non-individuals: Instruction list Relevant to Trading Account a) Form need to be initialized by all the authorized signatories. b) Copy of Board Resolution or declaration (on the letterhead) naming the persons authorized to deal in securities on behalf of company/firm/others and their specimen signature. Client Signature: 9/24

15 POWER OF ATTORNEY IN FAVOUR OF ANMOL SHARE BROKING PRIVATE LIMITED (To be franked) TO ALL TO WHOM THESE PRESENTS SHALL COME, I/WE Residing at/having place of business/registered office at send greetings. WHEREAS I/We wish to avail, I/We am/are a client availing of the Stock Broking and Depository services(hereinafter referred to as said Services) offered by Anmol Share Broking Private Limited, a company registered under the provisions of the Companies Act,1956 having its Registered office at 4thFloor, Bhagavathy Towers, #52, 33rd Cross, Jayanagar 4th Block, Bangalore and (hereinafter referred to as 'ASBPL') with/ without On-Line trading/ E- broking & web based facilities and/ or services through its website or any other website used for offering said Services. AND WHEREAS as consideration for availing said services as well as a prerequisite for fulfilling the various preconditions and requirements so as to avail of the services of ASBPL, I/we am/are desirous of appointing an attorney and confer upon it powers hereinafter stated. NOW THESE PRESENTS WITNESS that I / we, do hereby, jointly and severally nominate, constitute and appoint ASBPL acting through any of its directors, officers and / or agents, as my / our true and lawful Constituted Attorney (hereinafter referred to as the said Attorney) for me / us, in my / our name and on my/ our behalf and at my / our risk and costs to do, exercise and perform all or any of the following acts, deeds and things: In this Power of Attorney the term Securities shall include shares, scrips, stocks, bonds, warrants, options, futures, derivatives, convertible debentures, non-convertible debentures, securitized debt instruments, fixed return investment, equity linked instruments or other marketable Securities of a like nature in or of any incorporated company or other body corporate, negotiable instruments including issuance Bills of Exchange, deposits or other money market instruments, commercial paper, certificate of deposit, units issued by Unit Trust of India and units issued by Mutual Funds, mortgage backed or other asset backed Securities issued by any institution or body corporate, cumulative convertible preference shares issued by any incorporated company and Securities issued by any incorporated company and Securities issued by the Central Government or a State Government for the purpose of raising public loan and having one of the forms specified in Clause (2) of Section 2 of the Public Debt Act, 1944, or any other new form of capital or money market instruments that may be issued in the future by any incorporated company/firm/institution or Government. 1. To give delivery/receive instructions, borrowing and lending instructions, pledge instructions, pledge closure instructions in the course of business relating to operation of Demat account No maintained with Depository Participant of ASBPL with CDSL towards the obligation for transactions done through ASBPL on Bombay Stock Exchange Limited, National Stock Exchange of India Limited or any other Exchange under my/our instructions. 2. Pursuant to my/our instruction or instruction of my/our Authorized Representative, to make applications for or to renounce and sign renunciation forms in respect of bonds/debentures, right shares and additional shares of any Company/ Body/ Authority. 3. To debit my/our ledger account maintained with ASBPL for fees/charges etc. and to discharge all financial obligations relating to transactions undertaken by me on any of the Stock Exchanges through ASBPL. 4. Pursuant to my/our instruction or instruction of my/our Authorized Representative to do all such acts and things as may be necessary to effect the subscription / purchase / redemption or any other transaction for mutual funds/ online Mutual Fund or otherwise of initial public offer / follow on public offer / right issue /or any other like issues and / or Investment Product for which services are availed from ASBPL. 5. To pledge the securities for the limited purpose of meeting the margin requirements in connection with the trades executed on the stock exchanges. 6. To instruct the Depository Participant to debit securities to the said account and/or transfer securities from the said account to pool/collateral /margin/any other beneficiary account of ASBPL to the extent of shares sold through ASBPL for pay in obligation as well as for margins towards any Stock Exchange in all segments. 7. To issue instructions to my DP to execute the share transfer requests given by me/us in electronic form, in any format and at any time through the website of Anmol Share Broking Private Limited or through the internet or any other electronic mode, towards upfront margin or any other margin obligation towards any stock exchange. 8. To authorize ASBPL to send trades and accounts related information and also consolidated summary of scrip-wise buy and sell positions taken with average rates by way of SMS / on a regular basis. 9. For the purpose of the aforesaid to sign contracts, agreements, transfers, acceptances, receipts, or other instruments, documents and forms, to accept and carry out correspondence with such person(s) or authority/authorities or department(s) and to do all such lawful acts requisite for effecting the same. To do or commit to do all such acts and things as may be necessary or desirable in order to exercise its powers hereinabove or to comply with any laws, orders, rules, regulations or directions of any government or regulatory or other authorities.

16 10. My/Our Attorney ASBPL shall not be liable for any loss that may result from failure/inability of electronic connectivity of rejection of my/our application for any reason whatsoever. 11. In case of mutual fund units wrongly / erroneously subscribed and delivered in my/our account, ASBPL is authorized to automatically transfer the units in their pool/beneficiary/other account without my consent. 12. In case the securities or fund that may have been delivered/credited/transferred to my DP account erroneously or those securities or fund that I was not entitled to receive, then ASBPL is authorized to instruct the DP to reverse such transactions without obtaining any authorization from me. 13. I understand that on production of adequate proof by me you will return to me the security/(ies) or funds that may have been erroneously credited/transferred to your account which you are not entitled to receive from me or us. 14. The Demat account details of ASBPL where shares can be transferred for above purpose is mentioned below: IN IN AND I/We hereby agree that ASBPL shall exercise such powers and Authorities conferred under the above Power of Attorney pursuant only to the instructions in that behalf given by me/us or my/our Authorized Representative, which may be given orally, over the telephone, through the internet, electronically or in any other manner acceptable to ASBPL and such instructions shall be deemed to have been given by me/us and shall not be questioned by me/us and shall be conclusive and binding on me/us. AND I /We hereby agree that all such acts done by my/our above mentioned attorney shall be deemed to be acts done by me/us and if necessary shall be ratified by me/us on the instructions of the said attorney. AND I/WE DO HEREBY CONFIRM AND DECLARE THAT this Power of Attorney shall be valid, effective, operative and shall remain in force till the same is revoked by me/us. I/We hereby agree that any dispute arising out of all trades, transactions and contracts will be settled under the Bye- Laws, Rules and Regulations of the concerned Stock Exchanges where the trades have been executed and depository related issues under the bye Laws of the concerned Depository, where the concerned beneficial owner Demat account is held. This document shall be subject to the jurisdiction of the Courts in Bangalore and all trades, transactions and contracts shall take effect as wholly made, entered into and to be performed in the city of Bangalore. And generally my said attorney shall have the power to do all such acts, deeds and things on my behalf and I could have lawfully done, if personally present. AND I do hereby for myself, my heirs, executors, administrators of acts done and legal representatives ratify and confirm and agree to ratify and by attorney confirm all and whatsoever my said attorney or his substitute or substitutes shall lawfully do or cause to be done by virtue of these presents. Made in Bangalore on this day of 201 In Witness thereof the parties to the agreement have caused these presents to be executed as of the day and year herein below written In case of more co-parceners, please sign on the sides Signature for & on behalf of Signature First Authorised Signatory/ Karta Second Authorised Signatory / Coparcener 10/24 SH 4/5 Third Authorised Signatory / Coparcener Witness 1 Name & Address Signature Witness 2 Name & Address Signature POA registered vide regn no: dated SH 3/8 TH 4/5 The Participant FW SW

17 Date: Anmol Share Broking Private Ltd. (Formerly Known as Anmol Share Broking Limited) 4 th Floor, Bhagavathy Towers, #52, 33 rd Cross, Jayanagar 4 th Block, Bangalore Dear Sir/ Madam, AUTHORISATION OF RUNNING ACCOUNT VOLUNTARY DOCUMENT I/We have been / shall be dealing through you as my/our broker on the Capital Market and/ or Futures & Options Segments/Currency Derivative Segments. As my/our broker i.e. agent I / we direct and authorize you to carry out trading / dealings on my/our behalf as per instructions given below. I am/ we are aware that you and I/we have the option to deliver securities/ make payments of funds to each other for settlement of dealings as per the schedule in force at the relevant time pursuant to directives / regulations/ circulars, issued by exchange Regulatory authorities. However, I/we find it difficult to carry out repeated pay-in of funds and securities. Further, I/we also desire to use my/our securities and monies as margin / collateral without which we cannot deal / trade. Therefore I /we hereby direct and authorize you to maintain running account(s) for me/us and from time to time debit these securities and funds from running accounts and make pay-in of securities and funds to exchanges/ clearing corporations/other receiving party(ies) to settle my/our trades/ dealings. Similarly, where I/we have to receive securities/ funds in settlement of trades/ dealings please keep the securities and monies with you and make credit entries for the same in running accounts of securities and funds maintained by you. Further, subject to your discretion and valuation please treat my/our securities and funds lying to my/our credit in running accounts as margin/ collateral for my/our dealings/ trading. In the event I/we have outstanding obligations on the settlement date, you may retain the requisite securities/funds towards such obligations and may also retain the funds expected to be required to meet margin obligations for next 5 trading days, calculated in the manner specified by the exchanges. I/we hereby further direct and authorize you to retain net amount up to Rs.10, 000/- (net amount across segment and across stock exchanges) as prescribed by the exchange while settling the account on monthly/quarterly (as the case may be) basis in additions to funds being withheld as permitted by SEBI circular MIRSD/SE/Cir-19/2009 in case I/we have traded even once during the last one month/quarter as the case may be. While settling the account please send a 'statement of accounts' containing an extract from ledger for funds and an extract from the register of securities displaying all receipts/deliveries of funds/securities. Please explain in the statement(s) being sent the retention of funds/securities and the details of the pledge, if any. I/ We agree that I/We shall bring any discrepancy arising from the statement of a/c on settlement preferably within 7 working days from the date of receipt of funds/securities or statement as the case may be to the notice of Trading Member so as to allow the Trading Member to take remedial steps, if any are warranted. Please do not carry out above stated settlement of running account in the event I/we avail margin trading facility. Further, do not carry out settlement of running account referred to above for funds given by me/us towards collaterals/margin in the form of bank guarantee (BG)/Fixed Deposit receipts (FDR). Please further note that I am entitled to revoke the Running Account Authorization at any time. My/our preference for actual settlement of funds and securities is at least: Quarterly Monthly Yours Faithfully, Thanking you. Client Signature: 11/24 Name: Client Code:

18 To Anmol Share Broking Private Ltd. (Formerly Known as Anmol Share Broking Limited) 4 th Floor, Bhagavathy Towers, #52, 33 rd Cross, Jayanagar 4 th Block, Bangalore OTHER AUTHORISATIONS - VOLUNTARY DOCUMENT I / We understand that the following terms and conditions are voluntary and are required in order to ensure smooth functioning of the operations in the course of trading/investing in securities by the client through ASBPL. I am/ we are informed and satisfied that ASBPL also does proprietary trading occasionally. Excess Contracts: I / We agree that I / We shall not, acting alone or in concert with others, directly or indirectly, hold and control excess number of permitted futures contracts and shares as fixed from time to time by the said Exchanges. I/We further agree to receive from ASBPL the ledgers, transaction statements, bills or other Statement(s), related notices circulars, amendments and records for Trading as well as Demat account which may be sent by ASBPL from time to time electronically in lieu of the physical mode. I hereby agree to pay the entire amount due to the broker on its due date. The amount due to the broker shall include all types of margin and pay - in obligation. In case if I do not make payment by due date I understand and agree to pay penal charge on the amount remaining outstanding as levied by the stock broker and/or sell the securities lying with the stock broker. As I/We agree to open an account with you, I/We agree to intimate/inform the details of my relatives, from time to time ('Relative shall mean and include relatives as defined under Section 2(77) of The New Companies Act, 2013) that may open trading account with you on the "Stock Exchange, In case/fail to intimate/ inform you, I authorize you to identify the same if possible at your end. In case of any default in the account of any of such 'relatives, I/we hereby authorize you to set off and adjust the outstanding amounts of money and / or securities in any of the said accounts against credits of money and / or securities available or arising in my/our account irrespective of the fact that such credits in the accounts may pertain to transactions in any segment of any exchange and/or against the value of margins and/or collateral securities provided to you by me / us. I/We also authorize you to pass appropriate journal entries in order to give effect to the same any time after three months from the date of the transaction or as may be deemed fit by you I/we hereby acknowledge that all the documents as above sent by ASBPL through will be considered as having delivered to me/us once the leaves your server unless the same is rejected by me/our server and bounced mail notification is not received by you. I/We further agree that in the absence of my communication from me/us regarding non receipt of documents through , or notification of any discrepancy within two days from the date of issuance of Digital Contract Note through , you may construe that there is a deemed acknowledgment of the document(s) sent by you electronically. I/We further agree that ASBPL shall not take cognizance of out of office/out-of-station auto replies and the client shall be deemed to have received such electronic mails. I/We understand that I am required to intimate any change in the Id mentioned herein through a physical letter to you, however if I/We am/are an internet client then in that event the request for change in id can be made by me/us through a secured access provided by ASBPL using client specific user id and password. I/We shall be liable for ail losses, damages and actions which may arise as a consequence of your adhering to and carrying out my/our directions given above. I / We hereby authorizes ASBPL to send Trade confirmations, research calls, investment ideas etc. including all commercial communication even though I am registered with National Do Not Call registry established under the telecom unsolicited commercial communications Regulations, 2007 or under the new regulation Access provider is required to set up a customer preference registration facility under the Telecom Commercial Communications Customer preference Regulations, Place: Client Signature: Date: 12/24

19

20 Anmol Share Broking (P.) Ltd. for mo 13/24 Anmol Share Broking (P) Ltd. (ASBPL) for collecting manda ASBPL wh ASBPL d Anmol Share Broking (P) Ltd. 4th floor, Bhagavathy tower, #52 33rd Cross, Jayanagar 4th Block, Bangalore anmolshare.com

21 To Anmol Share Broking Private Ltd. 4 th Floor, Bhagavathy Towers, #52, 33 rd Cross, Jayanagar 4 th Block, Bangalore Format of Declaration from HUF Re: Opening of a Trading Account and Demat Account We, the undersigned, declare that we are the only members of Hindu Undivided Family ( HUF ) under the name and style of M/s with ASBPL (The Company) respectively for the purpose of dealing in shares, securities, derivatives and other financial & saving instruments. Mr. is the Karta / Manager of the above HUF and is authorized to open and operate singly the trading account and demat account with ASBPL in the name of the HUF. We confirm that the activities and business of the said HUF is carried on mainly by the said Karta as also by the other signatories hereto in the interest and for the benefit of the entire body or co-parceners of the HUF. We further confirm that the Karta is authorized to sign on behalf of the HUF and has full and unrestricted authority to bind all members of the HUF however constituted from time to time. We declare and state that the Karta is authorized to execute all deeds, documents, papers, agreements, power of attorney (ies), documents creating security, Demand Promissory Notes etc. in respect of the opening and operation of the Account. We understand that in case of a HUF a beneficiary account can be opened with Depository Participant by the karta as per the current regulations. To facilitate the operation of Trading account with ASBPL and for the purpose of completing the obligations arising out of the same, we authorize ASBPL to effect transfers to and from the beneficiary account opened by the karta. We also authorize the Karta to execute such power of attorney (ies) (including but not limited to powers of attorney to operate any bank account of the HUF and any demat account opened for the HUF We request and authorize the Company to honour operations and instructions under the signature(s) of the Karta in respect of the Account. We note that all online transaction request placed by clients are authenticated by a user-id & password and other security features. We authorize the Company to allot such user id, password etc. to the above Karta on behalf of the HUF. We, the undersigned members of the HUF, undertake to bind not only the present members of the said HUF (both adult and minors) but also all future members thereof (both adults and minors) and all persons entitled to a share therein and ourselves personally and our respective interest in the HUF properties as well as our separate estates towards discharge of our obligations to the Company arising out of the transactions done in the said Trading Account / Demat Account. We also undertake that any and all claims due to the Company from the said HUF shall be recoverable personally from all or any of us and also from the entire family properties of the HUF of which the first signatory is the Karta, including the share of the minor co-parceners. We hereby undertake to inform the Company of the death or birth of co-parcener or of any change occurring at any time in the membership of the HUF during the subsistence of the Account. We confirm to have read and understood the terms and conditions applicable to the Account and relating thereto and shall always be bound by and abide with them and their amendments from time to time. Yours faithfully, Full Name: Signature: 14/24 Sl No Name & Relationship of co-parcener Signature of Co-Parcener Sl No Name & Relationship of co-parcener Signature of Co-Parcener [To be signed by all members including female members of the HUF. Names should be suffixed with details like s/o, d/o, w/o as the case may be, with address where the address is different from the HUF address. Minor's name (and date of birth) to be mentioned like A (minor) through B (natural guardian)].

22 As on Specimen for Shareholding Pattern Latest share holding pattern including list of all those holding more than 5% in the share capital of the company, duly certified by the company secretary / Whole time director / Managing Director / Director of the company. (Copy of updated shareholding pattern to be submitted every year) Sr. no. Names No. of shares Face value per share Value % held Certified by Name Date: 14/24 Signature of Company secretary/ Whole time director/md/ Director Format for Declaration from Partnership Firm (To be obtained on pre-printed letter head of the partnership firm) To, Anmol Share Broking Private Ltd. Bangalore. Date: Dear Sir/ Madam, We refer to the trading account being opened/opened with you in the name of and declare and authorize you as under. We recognize that a beneficiary account cannot be opened with a depository participant in the name of a partnership firm as per regulations. To facilitate the operation of the above trading account with you and for the purpose of completing the securities transfer obligations pursuant to the trading operations, we authorize you to recognize the beneficiary account no with depository opened as a joint account in the names of the partner of the firm. We agree that the obligations for shares purchased and / or sold by the firm will be handled and completed through transfer to /from the above-mentioned account. We recognize and accept transfers made by you to the above-mentioned beneficiary account as complete discharge of obligations by you in respect of trades executed in the above trading account of the firm. We hereby authorize, partner in the firm to execute/sign and submit document, agreements, deeds etc. as any be necessary to enter into the agreement and engage in business with Anmol Share Broking Private Ltd and to place order for buying and selling of securities, sell, purchase, transfer, endorse, negotiate and do other things that may be necessary to engage in business on behalf of the partnership firm and to sign any authority letter including adjustment of balances. Further, we acknowledge that we undersigned being partners of the above mentioned firm are responsible for the liabilities thereof. We shall also advise you in writing for any change that take place in the constitution of the firm at any time in the future. Name of Partners ( In Block Letters) Signatures 14/24 14/24 *(to be signed by all the partners of the firm under stamp of the firm) 14/24

23 CENTRAL KYC REGISTRY Know Your Customer (KYC) Application Form Individual Important Instructions: A) Fields marked with * are mandatory fields. B) Please fill the form in English and in BLOCK letters. C) Please fill the date in DD-MM-YYYY format. D) Please read section wise detailed guidelines / instructions at the end. E) List of State / U.T code as per Indian Motor Vehicle Act, 1988 is available at the end. F) List of two character ISO 3166 country codes is available at the end. G) KYC number of applicant is mandatory for update application. H) For particular section update, please tick ( ) in the box available before the section number and strike off the sections not required to be updated. For office use only (To be filled by financial institution) Application Type* KYC Number Account Type* New Update (Mandatory for KYC update request) Normal Simplified (for low risk customers) Small 1. PERSONAL DETAILS (Please refer instruction A at the end) Prefix First Name Middle Name Last Name Name* (Same as ID proof) Maiden Name (If any*) Father / Spouse Name* Mother Name* Date of Birth* Gender* Marital Status* Citizenship* D D M M Y Y Y Y M- Male F- Female T-Transgender Married Unmarried Others IN- Indian Others (ISO 3166 Country Code ) PHOTO Residential Status* Resident Individual Foreign National Non Resident Indian Person of Indian Origin Sign accross the photo Occupation Type* S-Service ( Private Sector Public Sector Government Sector ) O-Others ( Professional Self Employed Retired Housewife Student) B-Business X- Not Categorised Signature / Thumb Impression 15/24 2. TICK IF APPLICABLE RESIDENCE FOR TAX PURPOSES IN JURISDICTION(S) OUTSIDE INDIA (Please refer instruction B at the end) ADDITIONAL DETAILS REQUIRED* (Mandatory only if section 2 is ticked) ISO 3166 Country Code of Jurisdiction of Residence* Tax Identification Number or equivalent (If issued by jurisdiction)* Place / City of Birth* ISO 3166 Country Code of Birth* 3. PROOF OF IDENTITY (PoI)* (Please refer instruction C at the end) (Certified copy of any one of the following Proof of Identity[PoI] needs to be submitted) A- Passport Number Passport Expiry Date B- Voter ID Card C- PAN Card D- Driving Licence Driving Licence Expiry Date E- UID (Aadhaar) F- NREGA Job Card Z- Others (any document notified by the central government) Identification Number S- Simplified Measures Account - Document Type code Identification Number D D M M Y Y Y Y D D M M Y Y Y Y 4. PROOF OF ADDRESS (PoA)* 4.1 CURRENT / PERMANENT / OVERSEAS ADDRESS DETAILS (Please see instruction D at the end) (Certified copy of any one of the following Proof of Address [PoA] needs to be submitted) Address Type* Proof of Address* Address Line 1* Line 2 Line 3 District* Residential / Business Residential Business Registered Office Unspecified Passport Driving Licence UID (Aadhaar) Voter Identity Card NREGA Job Card Others please specify Simplified Measures Account - Document Type code City / Town / Village* Pin / Post Code* State / U.T Code* ISO 3166 Country Code*

24 4.2 CORRESPONDENCE / LOCAL ADDRESS DETAILS * (Please see instruction E at the end) Same as Current / Permanent / Overseas Address details (In case of multiple correspondence / local addresses, please fill Annexure A1 ) Line 1* Line 2 Line 3 District* Pin / Post Code* City / Town / Village* State / U.T Code* ISO 3166 Country Code* 4.3 ADDRESS IN THE JURISDICTION DETAILS WHERE APPLICANT IS RESIDENT OUTSIDE INDIA FOR TAX PURPOSES* (Applicable if section 2 is ticked) Same as Current / Permanent / Overseas Address details Same as Correspondence / Local Address details Line 1* Line 2 Line 3 City / Town / Village* State* ZIP / Post Code* ISO 3166 Country Code* 5. CONTACT DETAILS (All communications will be sent on provided Mobile no. / -ID) (Please refer instruction F at the end) Tel. (Off) FAX Tel. (Res) ID Mobile 6. DETAILS OF RELATED PERSON (In case of additional related persons, please fill Annexure B1 ) (please refer instruction G at the end) Addition of Related Person Related Person Type* Name* Deletion of Related Person KYC Number of Related Person (if available*) Guardian of Minor Assignee Authorized Representative Prefix First Name Middle Name Last Name (If KYC number and name are provided, below details of section 6 are optional) PROOF OF IDENTITY [PoI] OF RELATED PERSON* (Please see instruction (H) at the end) A- Passport Number B- Voter ID Card C- PAN Card D- Driving Licence E- UID (Aadhaar) F- NREGA Job Card Passport Expiry Date Driving Licence Expiry Date D D M M Y Y Y Y D D M M Y Y Y Y Z- Others (any document notified by the central government) Identification Number S- Simplified Measures Account - Document Type code Identification Number 7. REMARKS (If any) 8. APPLICANT DECLARATION I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. I hereby consent to receiving information from Central KYC Registry through SMS/ on the above registered number/ address. Date : D D M M Y Y Y Y Place : [Signature / Thumb Impression] Signature / Thumb Impression of Applicant 16/24 9. ATTESTATION / FOR OFFICE USE ONLY Documents Received Certified Copies KYC VERIFICATION CARRIED OUT BY INSTITUTION DETAILS Date Emp. Name D D M M Y Y Y Y Name Code Anmol Share Broking Private Limited Emp. Code Emp. Designation Emp. Branch [Institution Stamp] [Employee Signature]

25 Mutual Fund Service System / BSE Star MF/NSE NMF facility activation To, Anmol Share Broking Pvt Ltd 4 th Floor, Bhagavathy Towers, #52, 33 rd Cross, Jayanagar 4 th Block, Bangalore Sub: BSE Star MF facility activation/ Mutual Fund Service System (MFSS) I/We... am/are registered/ registering as your client with Client Code No....and have executed the Trading Member and Client Agreement for the purpose of trading in the Capital Market / F&O / Currency segment of National Stock Exchange of India Ltd/Bombay Stock Exchange Limited. I/We am/are interested in availing the MFSS/BSE Star MF facility of the Exchange/s for the purpose of dealing in the units of Mutual Funds Schemes permitted to be dealt with on the MFSS/BSE Star MF of the Exchange/s. For the purpose of availing the MFSS /BSE Star MF facility, I/we state that Know Your Client details as submitted by me/us for the stock broking may be considered for the purpose of MFSS/BSE Star MF and I/we further confirm that the details contained in same remain unchanged as on date. I/We am/are willing to abide by the terms and conditions as mentioned in the Circular dated November 24, 2009/2nd December, 2009 and as may be specified by NSE/BSE respectively from time to time in this regard. I/We shall ensure also compliance with the requirements as may be specified from time to time by Securities and Exchange Board of India and Association of Mutual Funds of India (AMFI). I/We shall read and understand the contents of the Scheme Information Document and Key Information Memorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/we choose to subscribe/redeem. I/We further agree to abide by the below mentioned Terms & Conditions, rules and regulations of the Mutual Fund Schemes. I/We authorise you to transfer the credit balances lying in my / our Trading Account with Anmol Share Broking Private Limited to my / our MFSS/BSE Star MF account or vice versa as and when debit arises or as and when required. I/we therefore request you to register me/us as your client for participating in MFSS/ BSE STAR MF. Details of terms & conditions for the Investor / Client for using New MFSS facility/ BSE StAR MF platform 1. Pre-requisites for becoming Investor / Client for the New MFSS facility/ BSE STAR MF platform 1.1. The client is desirous of investing in units of mutual fund schemes through the New MFSS/ the BSE STAR MF The Client intends to execute his instruction for the subscription/redemption of units of Mutual Fund Schemes through the Participant/ the broker who is a Mutual fund Intermediary (MFI) of the New MFSS/ BSE STAR MF platform The client has satisfied itself of the capacity of the Participant/MFI to deal in Mutual Fund units and wishes to execute its instruction through the Participant/MFI and the client shall from time to time continue to satisfy itself of such capability of the Participant/MFI before executing transacting through the Participant/MFI The Client has approached to the Participant/MFI with the application for availing the New MFSS facility/ BSE STAR MF platform The client has submitted relevant KYC (Know Your Client) details to the Participants/MFIs. 2.1 The client shall be bound by circulars/notices issued by NSEIL/BSE from time to time including the Circulars issued by NSEIL /BSE since 2009 onwards and circulars issued thereafter and circulars issued there under by SEBI and relevant notifications of Government authorities as may be in force from time to time The client shall notify the Participant/MFI in writing if there is any change in the information in the client registration form provided by the client to the Participant/MFI at the time registering as a client for participating in the New MFSS/ STAR MF platform or at any time thereafter The client shall submit to the Participant/MFI a completed application form in the manner prescribed format for the purpose of placing an order with the Participant/MFI The client has read and understood the risks involved in investing in Mutual Fund Schemes The client shall be wholly responsible for all his investment decisions and instruction The client shall ensure continuous compliance with the requirements of relevant Regulatory authority s viz. NSEIL/BSE, SEBI and AMFI The Client shall pay to the Participant/MFI fees and statutory levies as are prevailing from time to time and as they apply to the Client's account, transactions and to the services that Participant/MFI renders to the Client The client will furnish information to the Participant/MFI in writing, if any winding up petition or insolvency petition has been filed or any winding up or insolvency order or decree or award is passed against him or if any litigation which may have material bearing on his capacity has been filed against him In the event of non-performance of the obligation by the Participant/MFI, the client is not entitled to claim any compensation either from the Investor Protection Fund or from any fund of NSEIL/BSE or NSCCL/ Indian Clearing Corporation Ltd. (ICCL) In case of any dispute between the Participants/MFIs and the investors arising out of the MFSS facility/ BSE STAR MF platform, NSEIL/BSE and / or NSCCL/ICCL agrees to extend the necessary support for the speedy redressal of the disputes. Declaration: I would need to keep sufficient balances in my linked Bank/DP accounts for the transaction to be processed. I have understood the terms and conditions attached herewith and agreed to the same. I understand Anmol Share Broking Private Limited will place my order on a best effort basis. Mutual Fund investments are subject to market risk, I have read the scheme related documents carefully before investing. Thanking you, 17/24

26 Broker/Agent Code ARN: SUB-BROKER: Unit Holder Information Name of the First Applicant : PAN Number : KYC: Date of Birth : Father Name : Mother Name : Name of Guardian : PAN : Contact Address : EUIN: City : Pincode : State : Country : Tel.(Off) : Tel.(Res) : Fax (Off) : Fax (Res) : Mobile : Income Tax Slab/Networth : Occupation Details Place of Birth : Country of Tax Residence : Tax Id No. : Politically exposed person / Related to Politically exposed person etc.? Yes No Mode of Holding : Occupation : Name of Second Applicant : PAN Number : KYC: Date of Birth : Income Tax Slab/Networth : Occupation Details Place of Birth : Country of Tax Residence : Tax Id No. : Politically exposed person / Related to Politically exposed person etc.? Yes No Name of Third Applicant : PAN Number : KYC: Date of Birth : Income Tax Slab/Networth : Occupation Details Place of Birth : Country of Tax Residence : Tax Id No. : Politically exposed person / Related to Politically exposed person etc.? Yes No Other Details of Sole/ 1st Applicant Overseas Address : (In case of NRI investor) City : Pincode : Country : Bank Mandate Details Name of Bank : Branch : A/C No. : A/c Type : IFSC Code: Bank Address : City : Pincode : State : Country : Nomination Details Nominee Name : Relationship : Guardian Name (If Nominee is Minor) : Nominee Address : City : Pincode : State : Declaration and Signature I/We confirm that details provided by me/us are true and correct. The ARN holder has disclosed to me/us all the commission (In the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Fund From amongst which the scheme is being recommended to me/us. Date : Place : 1st applicant Signature : 18/24 2nd applicant Signature : 3rd applicant Signature :

27 NMF II Platform Investor Form Advisor/Distributor : Code/Name UnitHolder Information Name of the First Applicant : PAN/Exempt No.: Date of Birth : Father Name : Mother Name : Name of Guardian : Date of Birth : PAN/Exempt No. : Contact Address : City : Pincode : State : Country : Tel.(Off) : Tel.(Res) : Fax.(Off) : Fax.(Res) : Mobile: Mode of Holding : Occupation : Name of Second Applicant : PAN/Exempt No. : Name of Third Applicant : Other Details Overseas Address (If investor is NRI) : City : Pincode : Country : Bank Mandate Details Name of Bank : Branch : A/c No. : A/c Type : Bank Address : City : Pincode : Country : Nomination Details Nominee Name 1 : Date of Birth: Relationship : Guardian Name(If nominee 1 is minor) : Nominee Address : City : Pincode : State : Nominee Name 2 : Date of Birth: Relationship : Guardian Name(If nominee 2 is minor) : Nominee Name 3 : Date of Birth: Relationship : Guardian Name(If nominee 3 is minor) : Declaration and Signature Tax Status* : Second Applicant Second Applicant Mobile : Second Applicant Date of Birth : PAN/Exempt No.: Third Applicant Third Applicant Mobile : Third Applicant Date of Birth : For Signature:- DP ID : IFSC Code : Guardian PAN : Guardian PAN : Guardian PAN : Percentage : Percentage : Percentage : I/We hereby authorize the Distributor, NSE & AMC (including its Registrars) to utilize my/our KYC information, such as identity, address and signature for the purpose of validation and to comply with the legal and regulatory requirements. I/We accept that for any transaction submitted offline i.e. with wet signatures, the signature available in my KYC records would be used for signature verification and in the event of such signature not being available or legible, the AMC would be within its rights to carry out further checks to validate the authenticity of the request or reject any such offline request. Date : Place : Signature 1st Applicant : Signature 2nd Applicant : Signature 3rd Applicant : *Documents Required: Trust Partnership Firm Societies FII & LLP Corporate Minor : : : : 19/24 Trust Deed and Authorised Signatory List Partnership Deed and Authorised Signatory List. Bye-Laws and Authorised Signatory List Overseas Auditors Certificate,Authorised Signatory List,Board Resolution/Authorisation to Invest : Board Resolution and Authorised signatory List : Proof of Date of Birth For all investors, a Cancelled cheque should also be mandatorily submitted as proof of bank account. Individual Investor Additional KYC and FATCA compliance mandatory for IIN activation. Corporate / HUF Investor Additional KYC, FATCA and UBO compliance mandatory for IIN activation. Note: For Corporate and HUF investors all forms have to be submitted in physical post making necessary submissions on NMF II platform. Once the submissions are made on the platform printed version of forms will be generated from NMF platform. This Investor Form was generated through NMF II platform.

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29 20/24-21/24 er entity / Corporate or the bank where I have authorized the debit.

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31 I.Investor Details: Declaration Form of Ultimate Beneficial Ownership [UBO] / Controlling Persons (Mandatory for Non-individual Investors) Name of the Investor: PAN * if PAN is not available, specify Folio No.(s) II: Category Our company is a Listed Company listed /Subsidiary or Controlled by a Listed Company [If this category is selected,no need to provide UBO details] Unlisted Company Partnership Firm / LLP Unincorporated association / body of individuals Public Charitable Trust Private Trust Religious Trust Trust created by a Will Others [please specify] UBO / Controlling Person(s) details S.NoName Of UBO # Country of Tax Residency # Taxpayer Identification Number/PAN/E quivalent ID Number # Identification Type# % of Beneficial Interest # CP/UBO Place & Code# (Refer Country of Instructions Birth# E) Date of Birth [ddmmmyyyy]$ Address$,Address Type*&Contact details [include City,Pincode,St ate,country] Gender$ [Male,Fe male,ot hers] Father's Name$ Nationality $ Occupation [Service,Bu siness,oth ers] # Mandatory fields * Address Type should either Residence or Business or Registered office $ Mandatory if PAN of UBO/Controlling persons is not provided Note:If the given rows are not sufficient,required information in the given format can be enclosed as additional sheet(s)duly signed by Authorized Signatory *Note that some of the mutual Funds may call for additional information/documentation wherever required or if the given information is not clear/incomplete/incorrect and you may to have provide the same as and when solicited Declaration I/We acknowledge and confirm that the information provided above is/are true and correct to the best of my/our knowledge and belief and provided after consulting necessary tax professionals,read & understood the FATCA terms and conditions.in case any of the above specified information is found to be false or untrue or misleading or misrepresenting,i/we am/are aware that I/We may liable for it.image1/we hereby authorize you to disclose,share,remit in any form,mode or manner,all/any of the information provided by me/us,including all changes,updates to such information as and when provided by me/us to mutual Fund,its Sponsor,Asset Management Company,trustees,their employees/associated parties/rtas('the Authorized Parties')or any Indian or Foreign governmental or statutory or judicial authorities/agencies including but not limited to the financial Intelligence Unit-India(FIU-IND),the tax/revenue authorities in India or outside India and other investigation agencies without any obligation of advising me/us of the same.further,i/we,authorize to share the given information to other SEBI Registered Intermediaries to faciliatte single submission/update & for other relevant purposes.i/we also undertake to keep you informed in writing about any changes/modification to the above information in future and also undertake to provide any other additional information/documentary proof as may be required at your end Signature with relevant seal: Place: Authorized Signatory Authorized Signatory Authorized Signatory 22/24 Date:

32 FATCA-CRS Declaration & Supplementary KYC Information Declaration Form for Entities Please seek appropriate advice from your professional tax professional on your tax residency and related FATCA & CRS guidance PART - A PAN* Name Address Type [for KYC address] Residential Business Residential / Business Registered Office Unspecified Place of Birth Country of Birth Gross Annual Income Details in INR Below 1 Lakh 5-10 Lacs 25 Lacs - 1 Cr 1-5 Lacs Lacs > 1 Crore Net Worth in INR. In Lacs Net Worth Date Is the entity involved in / providing any of the following services: Foreign Exchange / Money Changer Services Gaming / Gambling / Lottery Services [e.g. casinos, betting syndicates] Any other information [if applicable] [Please specify] Money Laundering / Pawning To be blank if the same is not applicable Is your [Entity] Country of Tax Residency other than India Yes No If 'Yes', please specify the details of all countries where you hold tax residency and its Tax Identification Number & type S No Country of Tax Residency Tax Payer Identification Number/ Functional Equivalent / Company Identification Number or 1 Global Entity Identification Number Identification Type [TIN or other, please specify] In case the Entity s Country of Incorporation / Tax Residence is US but Entity is not a Specified US Person, mention Entity s exemption code here (Refer Instructions o)

33 Part B [to be filled by Financial Institutions or Direct Reporting NFFEs] We are a GIIN (Global Intermediary Identification Number): Financial Institution / FFI [refer instructions a.] Note: If you do not have a GIIN but you are sponsored by another entity, please provide your sponsor's GIIN above and indicate your sponsor's name below Name of the sponsoring entity Direct Reporting NFFE [refer instructions a.] GIIN not available [tick any one]: Applied For Not required to apply for specify sub-category code Not obtained - Non-participating FFI [refer instructions c.] Part C [Fill any one as applicable - to be filled by NFEs other than Direct Reporting NFFEs] 1 Is the entity is a listed company [whose shares are regularly traded on a recognized stock exchange] [refer instructions d.] Yes (Please specify the name of the Stock Exchange(s) where it is traded regularly) 2 Is the entity a ' Related Entity' of a listed company [whose shares are regularly traded on a recognized stock exchange] [refer instructions e.] Yes (Please specify the name of the listed company, name of the Stock Exchange (s) where it is traded regularly) Name of the listed company: Name of the Stock Exchange: Others 3 Is the entity an Active NFE? Yes - Nature of business Please specify sub-category of Active NFE [refer instructions g.] 4 If the entity a Passive NFE: [refer instructions h.] Yes - Nature of business Also submit UBO Form [provided separately] Declaration: I acknowledge and confirm that the information provided above is true and correct to the best of my knowledge and belief. In case any of the above specified information is found to be false or untrue or misleading or misrepresenting, I/ am aware that I may liable for it. I hereby authorize you [Fund/AMC/RTA/NSE] to disclose, share, remit in any form, mode or manner, all / any of the information provided by me, including all changes, updates to such information as and when provided by me to Mutual Fund, its Sponsor, Asset Management Company, trustees, their employees / RTAs ('the Authorized Parties') or any Indian or foreign governmental or statutory or judicial authorities / agencies including but not limited to the Financial Intelligence Unit-India (FIU-IND), the tax / revenue authorities in India or outside India wherever it is legally required and other investigation agencies without any obligation of advising me of the same. Further, I authorize to share the given information to other SEBI Registered Intermediaries to facilitate single submission / updation & for other relevant purposes. I also undertake to keep you informed in writing about any changes / modification to the above information in future and also undertake to provide any other additional information as may be required at your / Fund s end. As may be required by domestic or overseas regulators/ tax authorities, I/We authorize Fund/AMC/RTA/NSE to withhold and pay out any sums from your account or close or suspend your account(s) without any obligation of advising me of the same. Signature with relevant seal: Date: Authorised Signatory Authorised Signatory Authorised Signatory 23/24 Place:

34 Acknowledgement To, Anmol Share Broking Pvt Ltd, I/We hereby acknowledge that the following documents were received by me: 1. Rights and Obligations of Stock Brokers, Sub-brokers and Clients (Trading) 2. Rights and Obligations of Beneficial owner and Depository Participant (DP) 3. Risk Disclosure Document for Capital Market and Derivatives Segments 4. Guidance Note - Do s and Don ts for Trading on the Exchange(s) for Investors 5. Policies & Procedures of Anmol Share, pursuant to SEBI circular dtd December 03, Copy of Account Opening Form I/We understand that the Voluntary documents executed by me/us are out my/our free will. I/We hereby confirm that I/We have clearly understood and agree to abide by the Policies and procedures as well as Terms and Conditions (containing Para 1 to 105) described by Anmol Share Broking Pvt Ltd (ASBPL). I/We also understand and agree that these Policies and Procedures as well as Terms and Conditions can be changed by ASBPL from time to time with prior notice of 15 days and subject to posting of the amendments and modifications therein on its website and their applicability with prospective effect. I/We aware that the login Id and password of my trading account will be sent on my ID & alerts on Mobile no. furnished in KYC form and any changes thereof. I am also interested and agree to receive updates/ information regarding the following products/ services: Commodity Trading Mutual Funds Insurance Life Insurance Medical Insurance General (Assets/ Property/ Travel/ Fire/ Business etc) Interest-bearing instruments like bonds/ debentures etc Financial Planning Portfolio Management Investment Advisory Real Estate I also wish to refer the following people, whom you can contact for similar services to be provided: Name Contact Number ID Name First Authorised Signatory Second Authorised Signatory Third Authorised Signatory 24/24 SH 5/5 Signature =========================================== (Please Tear Here) ========================================== TH 5/5 ACKNOWLEDGEMENT Form No: Anmol Share Broking Private Limited. 4th Floor, Bhagavathy Towers, #52, 33rd Cross, Jayanagar 4th Block, Bangalore Tel.: (91) (80) M/WhatsApp: info@anmolshare.com/ grievance@anmolshare.com We hereby acknowledge the receipt of the documents (including the Account Opening Form) from: First Holder Name Cheque Details Amount Chq No. Date Second Holder Name Margin Cheque detail Third Holder Name Initial Cheque detail Employee Name and Signature

35 UCC Code allotted to client: FOR OFFICE USE ONLY Sr. No. Branch Sales (Sourcing) RM (Service) Client Risk Profile High Medium Low Margin Cheque Amount Cheque No. Initial Cheque Self-Certified documents copies received Bank Name Date Branch & City Cheque deposit Date Declaration: I hereby declare that I have met the client in person and verified the person with the photo provided in the Account opening form (in person verification) and have verified all the proofs with original (OSV). I am aware of Civil and Criminal liability that any devolve upon me (irrespective of whether I remain in employment or not) as per Law and Company policies, in the event of false declaration to this effect I/We undertake that we have made the client aware of Policy and Procedures, tariff sheet and all the non-mandatory Documents. I/We have also made the client aware of Rights and Obligations document(s), RDD and Guidance Note. I/We Have given/sent him a copy of all the KYC documents. I/We undertake that any change in the Policy and Procedures, Tariff sheet and all non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in sheet and all non-mandatory documents would be duly intimated to the clients. I/We undertake that any change in the Rights and Obligations and RDD would be made available on my/our website, if any, for the information of the Clients. Employee name & code Designation Date & Signature Documents verified by Originals Client interviewed By In Person Verification By FINAL CHECKLIST Pre Confirmation Call (Before filling the from) NSE - CM Upload NSE FO Upload NSE - CDS upload CDSL Upload KYC- KRA Upload Checker check Client confirmation and Welcome call Client Mapping Form Filling and Stamping BSE - CM Upload BSE - FO upload BSE - CDS upload POA Linking DIS Issued Mailer & Message RM introduction Welcome Kit Signature of Authorizer:

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37 Stock Broking Derivatives Commodities Depository Services (Demat) Bonds, NCDs, IPOs Mutual Funds Real Estate Medical Insurance OFFERING YOU A RANGE OF SERVICES Happy Savings :) Happy Investing :) General Insurance Loans Compliance Solutions ANMOL SHARE BROKING PVT LTD 4th Floor, Bhagavathy Towers, #52, 33rd Cross, Jayanagar 4th Block, Bangalore B: E: info@myanmol.com