ACCOUNT OPENING FORM NON-INDIVIDUAL

Transcription

1 Happy Savings Happy Investing ACCOUNT OPENING FORM NON-INDIVIDUAL Client Name Client Code Internal Ref. No. DP Code ANMOL SHARE BROKING LIMITED ANMOL COMO BROKING PRIVATE LIMITED No 10, 4 th Floor, Lakshmi Complex, #40, K.R. Fort Road, Bangalore T: F: E: info@anmolshare.com URL: Member: NSE, BSE, CDSL, MCX* * Through Anmol Como Broking Private Limited

2 Important Instructions 1 All details to be filled in CAPITAL BLOCK letters using Blue/ Black Ink only. 2 Holder s Names in all the required fields should be filled as per the supporting documents submitted. 3 ID& Mobile number is very important, account related passwords and transaction details will be communicated on that. 4 Provide correct Bank IFSC & MICR code for hassle free Transactions in future. 5 Ensure signatures on all MANDATORY forms &the VOLUNTARY documents, which are opted by you 6 Self-Attestation of all KYC documents 7 In case of any correction in the form- Please sign next to the correction& ensure it is identical to the original signature. Name of stock broker/trading member/clearing member: SEBI Registration Number and Date Registered and Correspondence Office Address ANMOL SHARE BROKING LIMITED NSE (CM) INB BSE (CM) INB NSE (DER) INF BSE (DER) INF NSE (CUR) INE CDSL -IN-DP-CDSL (April 15, 2010) 4th Floor, Lakshmi Complex, K. R. Fort Road, Bangalore Tel.: Fax: Website: Name of the Compliance Officer Name of the CEO Service Tax Registration Number PAN No. CIN No. Mr. Mahesh Bajaj Ph Mr. Mahesh Bajaj Ph AAFCA2999A ST001 AAFCA2999A U67120KA2005PL id: maheshbajaj@anmolshare.com id: maheshbajaj@anmolshare.com For any grievance/dispute: Please contact stock broker (Anmol Share Broking Limited) at the above address or id - info@anmolshare.com/ grievance@anmolshare.com and phone no In case not satisfied with the response, please contact BSE at is@bseindia.com and phone no and NSE at ignse@nse.co.in and phone no

3 INDEX Sl. No. Name of the Document Brief Significance of the Document Page No. MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI &THE EXCHANGES 1 Account Opening Form 2 Information required as per PMLA Tariff sheet 4 Power of Attorney (POA) 5 A. KYC form - Document captures the basic information about the constituents and an Instruction/checklist. (To be filled by customer) B. Document captures the additional information about the constituent relevant to trading account. Details of client with respect to PMLA 6 Document detailing the Demat fee schedule & rate/amount of brokerage and other charges levied on the client for trading on the stock exchange(s). VOLUNTARY FORM AS PROVIDED BY THE STOCK BROKER Authorization for Running Account 6 Other authorizations POA in favor of Anmol Share Broking Limited., facilitates hassle free settlement of securities transaction, NFO / IPO Application, mutual fund purchase and redemption for and on behalf of the client Authorization letter to Anmol Share Broking Limited, facilitates maintaining of fund with the member for every pay-in of funds obligation / margin obligation Other authorizations are required for operational convenience of broking as well as Demat account 7 Formats HUF, Share Holding Patern and Partnership Formats DIS Booklet Option for issuance of DIS Booklet 15 9 Office Use Acknowledgement and office use copy MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES (Booklet 2) Rights and Obligations (Trading) Rights and Obligations (DP) Risk Disclosure Document (RDD) 4 Guidance note 5 Policies and Procedures Document stating the Rights & Obligations of stock broker/trading member, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet wireless technology based trading). Documents detailing Rights & Obligations of beneficial owner and depository participant Document detailing risks associated with dealing in the securities market. Document detailing do s and don ts for trading on exchange, for the education of the investors. Document describing significant policies and procedures of the stock broker Booklet 1: To be filled by client and returned to ASBL. Booklet 2: Client Acknowledgement copy- to be read and understood by the client for future reference Important Note: Signature Types 1/16 First holder/ Client** SH 1/7 Second Holder TH 1/7 Third Holder **Signature of First Holder will be followed by numbers only First Witness Second Witness Guardian Introducer FW SW G

4 CHECK LIST FOR FILLING KYC FORM (List of documents to be Submitted) - For Individual Acceptable Documents(Self attested copies required) Please Tick PAN card of Account Holder Photograph One Colored Front Face Photograph on photographic Paper(Passport Size) 1. Unique identification number(uid) (Aadhaar) Proof of 2. Valid Passport(Name, Address & Photo page) Identity (Any 3. Voter ID(front and back) One) 4. Valid Driving License (Name, Address & Photo page) 5. PAN Card Proof of Address (Any One) Bank Proof Provide for all the Bank Account Mentioned (AnyOne) Proof of Income (Any One) 6.Other (Pls. Specify) 1. Valid Passport(Name,Address & Photo page) 2. Voter ID (front and back) 3. Valid Driving License (Name, Address & Photo page) 4.Unique Identification Number (UID) (Aadhaar) 5. Bank Statement/ Passbook (not more than 3 month sold, seal & signature of the bank official) 6. Banker s Certificate on letter head of the Bank(ORIGINAL) 7. Electricity Bill(notmorethan3monthsold) 8. Resident Landline Tel. Bill(notmorethan3monthsold) 9. Registered Flat Sale Agreement of Residence 10.RegisteredLease/Leave & License Agreement 11.Other*(Pls. Specify) 1. Bank Statement/Bank Passbook with cheque leaf (not more than 3 months old, seal & signature of Bank Official) 2. Banker s Certificate on letter head of the Bank(ORIGINAL) 3. Cancelled Personalized Cheque leaf 1. Copy of ITR Acknowledgement 2. Copy of Annual Accounts 3. In case of salary income Salary Slip, Copy of Form Net-worth certificate 5. Copy of Demat Account Holding Statement 6. Bank Account Statement for last 6 months reflecting income IMPORTANT INSTRUCTIONS - GENERAL specifying name of the constituent, MICR Code or/and IFSC Code of the bank Trading Account will be in the name of First/Sole holder of Demat and/or Bank A/c only Thumb impression &signatures other than English, Hindi or any other language not contained in the 8 th Schedule of the Constitution of India must be attested by Magistrate or Notary Public or special Executive Magistrate Witness should be a person other than co-holder / joint holder The applicant should authenticate any corrections/ alteration in the account opening form All the fields in the Form must be filled up otherwise the Form may be rejected The Applicant has to sign wherever sign mark is mentioned {F-First Holder, S-Second Holder, T-Third Holder} In case of Second or Third Holder applying for Demat account, download the Know Your Client (KYC) form from our website and submit along with AOF, with proofs. Cheque/DD towards Registration fees & other charges should be drawn in favor of Anmol Share Broking Limited It is mandatory to provide complete Bank Account details. In absence of complete details, form may be rejected. IMPORTANT INSTRUCTIONS DEMAT For Demat Account, Joint Holder and Nominee cannot be the same person Photographs to be signed across and pasted (Not Stapled) for all the holders in Demat as well as the nominee and his/her guardian In case of joint applicants for Demat Account, copy of PAN, Proof of Address and Proof of Identity for all Applicants is mandatory Demat Account cannot be linked with Trading Account where minor is the joint holder in Demat account

5 N Know Your Client (KYC) Application Form (For Non-Individuals Only) Place for Intermediary Logo Application No. : Please fill in ENGLISH and in BLOCK LETTERS A. Identity Details (please see guidelines overleaf) 1. Name of Applicant (Please write complete name as per Certificate of Incorporation / Registration; leaving one box blank between 2 words. Please do not abbreviate the Name). 2. Date of Incorporation B. Address Details (please see guidelines overleaf) 1. Address for Correspondence d d / m m / y y y y Place of Incorporation 3. Registration No. (e.g. CIN) Date of commencement of business d d / m m / y y y y 4. Status Please tick ( ) Private Ltd. Co. Public Ltd. Co. Body Corporate Partnership Trust / Charities / NGOs FI FII HUF AOP Bank Government Body Non-Government Organisation Defence Establishment Body of Individuals Society LLP Others (Please specify) 5. Permanent Account Number (PAN) (MANDATORY) Please enclose a duly attested copy of your PAN Card City / Town / Village Postal Code State Country 2. Contact Details Tel. (Off.) (ISD) (STD) Tel. (Res.) Mobile (ISD) (STD) Fax Id. 3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. *Latest Telephone Bill (only Land Line) *Latest Electricity Bill * Latest Bank Account Statement Registered Lease / Sale Agreement of Office Premises Any other proof of address document (as listed overleaf). (Please specify) d d / m m / y y y y 4. Registered Address (If different from above) (ISD) (ISD) (STD) (STD) City / Town / Village Postal Code State Country 5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. *Latest Telephone Bill (only Land Line) *Latest Electricity Bill * Latest Bank Account Statement Registered Lease / Sale Agreement of Office Premises Any other proof of address document (as listed overleaf). (Please specify) *Not more than 3 Months old. Validity/Expiry date of proof of address submitted d d / m m / y y y y C. Other Details (please see guidelines overleaf) 1. Name, PAN, DIN/Aadhaar Number, residential address and photographs of Promoters/Partners/Karta/Trustees/whole time directors (Please use the Annexure to fill in the details) 2. Any other information: I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. Place: DECLARATION NAME & SIGNATURE(S) OF AUTHORISED PERSON(S) Date: AMC/Intermediary name OR code Anmol Share Broking Limited (Originals Verified) Self Certified Document copies received (Attested) True copies of documents received FOR OFFICE USE ONLY Seal/Stamp of the intermediary should contain Staff Name Designation Name of the Organization Signature Date

6 N INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM A. IMPORTANT POINTS: Residence/Driving License/Flat Maintenance bill/insurance Copy. 1. Self attested copy of PAN card is mandatory for all clients. 2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Not more than 2. Copies of all the documents submitted by the applicant should be self-attested and 3 months old. accompanied by originals for verification. In case the original of any document is not 3. Bank Account Statement/Passbook - Not more than 3 months old. produced for verification, then the copies should be properly attested by entities 4. Self-declaration by High Court and Supreme Court judges, giving the new address in authorized for attesting the documents, as per the below mentioned list. respect of their own accounts. 3. If any proof of identity or address is in a foreign language, then translation into English 5. Proof of address issued by any of the following: Bank Managers of Scheduled is required. Commercial Banks/Scheduled Co-Operative Bank/Multinationa Foreign 4. Name & address of the applicant mentioned on the KYC form, should match with the Banks/Gazetted Officer/Notary public/elected representatives to the Legislative documentary proof submitted. Assembly/Parliament/Documents issued by any Govt. or Statutory Authority. 5. If correspondence & permanent address are different, then proofs for both have to be 6. Identity card/document with address, issued by any of the following: Central/State submitted. Government and its Departments, Statutory/Regulatory Authorities, Public Sector 6. Sole proprietor must make the application in his individual name & capacity. Undertakings, Scheduled Commercial Banks, Public Financial Institutions,Colleges 7. For non-residents and foreign nationals,(allowed to trade subject to RBI and FEMA affiliated to Universities and Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council guidelines), copy of passport/piocard/ocicard and overseas address proof is etc.,to their Members. mandatory. 7. For FII/sub account, Power of Attorney given by FII/sub-account to the Custodians 8. For foreign entities, CIN is optional; and in the absence of DIN no. for the directors, (which are duly notarized and/or apostiled or consularised) that gives the registered their passport copy should be given. address should be taken. 9. In case of Merchant Navy NRI s, Mariner s declaration or certified copy of CDC 8. The proof of address in the name of the spouse may be accepted. (Continuous Discharge Certificate) is to be submitted. D. Exemptions/clarifications to PAN 10. For opening an account with Depository participant or Mutual Fund, for amin or, (*Sufficient documentary evidence in support of such claims to be collected.) photocopy of the School Leaving Certificate/Mark sheet issued by Higher Secondary 1. In case of transactions undertaken on behalf of Central Government and/or State Board/Passport of Minor/Birth Certificate must be provided. Governmentand by officials appointed by Courts e.g. Official liquidator, Court receiver etc. 11. Politically Exposed Persons (PEP) are defined as individuals who are or have been 2. Investors residing in the state of Sikkim. entrusted with prominent public functions in a foreign country, e.g., Heads of 3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India. States or of Governments, senior politicians, senior Government/judicial/military officers, 4. SIP of Mutual Funds upto Rs 50,000/- p.a. senior executives of state owned corporations, important political party officials, etc. 5. In case of institutional clients, namely, FIIs, Mfs, VCFs, FVCIs, Scheduled Commercial Banks, Multilateral and Bilateral Development Financial Institutions, State Industrial B. Proof of Identity( POI): List of documents admissible as Proof of Identity: Development Corporations, Insurance Companies registered with IRDA and Public 1. PAN card with photograph. This is a mandatory requirement for all Financial Institution as defined under section 4A of the Companies Act, 1956, applicants except those who are specifically exempt from obtaining PAN (listed in Section D). Custodians shall verify the PAN card details with the original PAN card and provide 2. Unique Identification Number (UID) (Aadhaar)/Passport/Voter ID card/driving license. duly certified copies of such verified PAN details to the intermediary. 3. Identity card/ document with applicant s Photo, issued by any of the following: E. List of people authorized to attest the documents: Central/State Government and its Departments, Statutory/Regulatory Authorities, 1. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, the copy). ICWAI, ICSI, Bar Council etc., to their Members; and Credit cards/debit cards issued by 2. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks. Banks registered in India, Notary Public, Court Magistrate, Judge, Indian C. Proof of Address (POA): List of documents admissible as Proof of Address: Embassy/Consulate General in the country where the client resides are permitted to (*Documents having an expiry date should be valid on the date of submission.) attest the documents. 1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale Agreement of F. In case of Non-Individuals, additional documents to be obtained from Non-individuals, over & above the POI & POA, as mentioned below: Types of entity Corporate Partnership firm Trust HUF Unincorporated Association or a body of individuals Banks/Institutional Investors Foreign Institutional Investors (FII) Army/Government Bodies Registered Society Documentary requirements Copy of the balance sheets for the last 2 financial years (to be submitted every year) Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/whole time director/md(to be submitted every year) Photograph, POI, POA, PAN and DIN numbers of whole time directors/two directors in charge of day to day operations Photograph, POI, POA, PAN of individual promoters holding control either directly or indirectly Copies of the Memorandum and Articles of Association and certificate of incorporation Copy of the Board Resolution for investment in securities market Authorised signatories list with specimen signatures Copy of the balance sheets for the last 2 financial years (to be submitted every year) Certificate of registration (for registered partnership firms only) Copy of partnership deed Authorised signatories list with specimen signatures Photograph, POI, POA, PAN of Partners Copy of the balance sheets for the last 2 financial years (to be submitted every year) Certificate of registration (for registered trust only).copy of Trust deed List of trustees certified by managing trustees/ca Photograph, POI, POA, PAN of Trustees PAN of HUF Deed of declaration of HUF/List of coparceners Bank pass-book/bank statement in the name of HUF Photograph, POI, POA, PAN of Karta Proof of Existence/Constitution document Resolution of the managing body & Power of Attorney granted to transact business on its behalf Authorized signatories list with specimen signatures Copy of the constitution/registration or annual report/balance sheet for the last 2 financial years Authorized signatories list with specimen signatures Copy of SEBI registration certificate Authorized signatories list with specimen signatures Self-certification on letterhead Authorized signatories list with specimen signatures Copy of Registration Certificate under Societies Registration Act List of Managing Committee members Committee resolution for persons authorised to act as authorised signatories with specimen signatures True copy of Society Rules and Bye Laws certified by the Chairman/Secretary Please Submit the KYC Documents on A4 Size Paper Only.

7 Details of Promoters/ Partners/ Karta / Trustees and whole time directors forming a part of Know Your Client (KYC) Application Form for Non-Individuals Name of Applicant PAN of the Applicant Sr. No. PAN Name DIN (For Directors) / Aadhaar Number (For Others) Residential / Registered Address Relationship with Applicant (i.e. promoters, whole time directors etc.) Photograph Place for Name & Signature of the Authorised Signatory(ies) Date d d / m m / y y y y Intermediary Logo

8 TRADING ACCOUNT RELATED DETAILS BANK ACCOUNT DETAILS (Account No 1 would be considered for Pay-Out of Funds) Bank 1: Bank name & Address: Account No: MICR Code: Bank 2: Bank name & Address: Account No: MICR Code: Depository Participant Name: Client Name: IFSC Code: IFSC Code: DEPOSITORY ACCOUNT DETAILS Depository Name: CDSL NSDL DP ID: Client ID: Savings Current Savings Current TRADING PREFERENCES*Please Sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off Exchanges Cash F&O* Currency Derivatives* NSE BSE FH 3/16 4/16 5/16 6/16 7/16 *For F&O & Currency, income proof needed & initial margin chq of Rs 25,000 is required PAST ACTIONS Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/ constituent or its Partners/promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years. DEALINGS THROUGH SUB-BROKERS/ AUTHORISED PERSONS/ OTHER STOCK BROKERS/ INTRODUCER DETAILS Status of Introducer: SB Remisier AP Existing Client Employee Others i) Sub-broker/ AP Name/ Introducer Name: SB/ Remisier/ AP Tag/ Emp. Code/ Client Code: SEBI Registration / Exchange No.: Registered office address: Mobile/ Phone: Fax: Website: ii) Whether dealing with any Other Broker / SB / AP(If registered with multiple members, provide details) Yes No Name of Stock Broker (if yes) Name of SB/ AP: Name of Exchange (if yes) Client Code (as given by other broker) Details of disputes/dues pending from/to such stock broker/sub- broker/authorized person: I/ we hereby confirm that I/we have verified the identity & bonafides of client. I/ We shall also ensure that all the dealings with the clients shall be as per the prevailing Rules/ Regulations/ Bye-Laws/ Circulars of the Exchange and SEBI. Further, I/We undertake to abide by the operational policies and procedures of Anmol and also as per the agreement entered with Anmol Share Broking Limited Signature of the SB/ AP/ Introducer (Rubber Stamp required if non-individual introduces client)

9 Contract Note E-Broking SMS/ Mobile Registration ADDITIONAL DETAILS Receive Contract Note: Physical Electronic ( mentioned in KRA will be used) Do you wish to avail Internet Trading/Wireless Trading Facility Yes No Do you wish to receive trade confirmation on SMS/ directly from Exchange/CDSL SMS Self Other (please specify Name ) (Relationship with the client ) Gross Annual Income Details: Below 1 Lac 1-5 Lacs 5-10 Lacs Lacs >25 Lacs OR Net Worth in Rs as on date DD/ MM/ YYYY Private Sector Public Sector Business Retired Govt. Service Occupation Professional Agriculturist Housewife Student Forex Dealer Other Please Tick, if Applicable: Politically Exposed Person Related to a Politically Exposed Person TYPE OF ACCOUNT I/We request you to open a Demat Account in my/our name as per the following details Individual Resident Individual Director Individual Director's Relative Individual promoter Others Specify Name of the First Holder Name of the Second Holder Name of the Third Holder PAN PAN PAN Account Statement Automatic Credit ECS Mandate EASI Regn STANDING INSTRUCTIONS Send electronic Transaction cum Holding Statement on my id As per SEBI Regulation- Daily Weekly Yes No Fortnightly Monthly I/We instruct the DP to receive each and every credit in my/our Account Yes No Do you wish to receive dividend/interest credit directly to your Bank Account Yes No View ISIN balances, Transactions & value of portfolio online on CDSL website Yes No DECLARATION I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock broker and the tariff sheet. I/We further confirm having read and understood the contents of the Rights and Obligations document(s) and Risk Disclosure Document. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard set of documents has been displayed for Information on stock broker s designated website, if any. I/We have read the terms & conditions of DP-BO agreement and agree to abide by and be bound by the same and by the bye laws as are in force from time to time. I / We declare that the particulars given by me/us above are true and correct to the best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate the DP any change (s) in the details/particulars mentioned by me/us in this form. I/We further agree that any false / misleading information given by me/us or suppression of any material information bill render my account liable for termination and suitable action. 8/16 SH 3/7 TH 3/7 (First Holder Signature) (Second Holder Signature) (Third Holder Signature)

10 Information for Prevention of Money Laundering Act, 2002 CLIENT DETAILS Experience Education Residential Details Source of Income (Fund Details) No. of years of Investment/ Trading Experience Any other information Non Metric SSC/HSC Graduate Lawyer other specify Owned Rented Do you Invest in stock market with: Own Funds or Borrowed Funds i) Primary source: Salary Business Others Specify ii) Secondary Source: Royalties Rental Dividend Others specify DETAILS OF RELATIVES/ RELATED PARTIES HAVING ACCOUNT WITH ANMOL SHARE Name Relationship UCC OCCUPATION DETAILS/ DETAILS OF CORPORATE/ PARTNERSHIP FIRMS/ TRUST/ETC. WHERE CLIENT IS AFFILIATED Please Tick Occupation Corporate/ Partnership firm/ Trust/ Etc Name of the Firm Address Designation (If Occupation) / Relationship with firm (if corporate): Nature of Business Manufacturing Services Consultancy Trading Others: IS THE CLIENT POLITICALLY EXPOSED PERSON (PEP*) OR RELATED TO A PEP Yes No If yes, please provide below mentioned details Name Relationship PAN *Politically Exposed Persons(PEP) are individuals who are or have been entrusted with prominent public functions in a foreign country, e.g. Heads of States of Governments, senior government/judicial/military officers, senior executives of state corporations, important political party officials, etc. In addition, a Politically Exposed Person includes the immediate family members of a Politically Exposed Person such as spouse, children, parents and other relatives. Politically Exposed Person includes even close associates like advisors, secretaries and other associates of a Politically Exposed Person who conducts transactions on behalf of a Politically Exposed Person. IN CASE OF JOINT ACCOUNT, PLEASE FILL UP ANOTHER KYC FORM FOR THE JOINT HOLDERS (KYC FORM CAN BE DOWNLOADED FROM OUR WEBSITE OR CAN BE COPIED FROM THIS FORM) AND PROVIDE THE BELOW DETAILS Sl No. Particulars Bank Name Branch Name Branch Address 1. Second Holder Details 2. Third Holder Details Note: Client has to provide bank proofs of all the joint holders Bank A/c No A/c Type (Savings/ Current) MICR No. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. Client Signature 10/16

11 Cash Market Future and Options Currency Derivatives BROKERAGE TARIFF SHEET Delivery Intraday Others Max Min Max Min Min. Delivery charges of Rs.25/- per contract apply subject to exchange norms. Additional Statutory charges applied as per exchange norms. Select Anyone:- Economy DEMAT TARIFF SHEET Freedom - Lite Basic 1 Account Opening NIL* 2 Dematerialization Rs.50+Rs.2/Cert/ISIN 3 Demat Rejection Rs.50/- Chota Life Time 4 Dematerialization Rs.50+CDSL Charges 5 Pledge(Creation/In vocation/closure) 0.01% or Rs50/- whichever is higher Transaction 6 Charges: - a Buy NIL NIL NIL NIL Free (Only 0.03% or Rs30/- CDSL whichever is b Sell(within Anmol) Charges) higher c d Off Market (within Anmol) Sell(Outside Anmol/Off-Mkt Trf/Inter- Depository) Rs.6+CDSL Charges 0.01% or Rs15/- whichever is higher 0.03% or Rs30/- whichever is higher 0.01% or Rs15/- whichever is higher 0.03% or Rs30/- whichever is higher 0.03% or Rs30/- whichever is higher 0.03% or Rs30/- whichever is higher 7 AMC*(Ind & HUF) Rs.299/- Rs.499/- Rs.99/- Free-1st Free-1st Free-1st Issuance; Issuance; Issuance; Rs.25/- Rs.25/- Rs.25/- 8 DIS Issue thereafter thereafter thereafter Free (Only CDSL Charges) 0.01% or Rs15/- whichever is higher 0.03% or Rs30/- whichever is higher Rs.3,000/- (Deposit and not AMC) Free-1st Issuance; Rs.25/- thereafter Anmol Lifetime Freedom Free (No Charges) Free (No Charges) Free (No Charges) Rs.5,000/- (Deposit and not AMC) Free (No Charges) * AMC for Corporate / Trust / AOP etc (other than Ind & HUF) is Rs 500/- (inclusive of CDSL Charges) and transaction charges will be of Scheme - I ( Economy ) Demat Tariff Selected: I have read and agree to the Terms and Conditions mentioned in the Form Client Signature: 11/16

12 TERMS AND CONDITION WRT CHARGES 1. Account Maintenance Charges (AMC) will be charged upfront every financial year. 2. For New Account, AMC will be charged from respective Quarter. 3. Change in tariff scheme will be accepted only from April 1 to April 20 free of cost. For any change in middle of the year, flat Rs 200/-(Nonadjustable/Non Refundable) will be charged. The new scheme will be applicable from month in which scheme is changed. No adjustment of previous will be done. 4. In Scheme IV (Life Time AMC), client can take full amount if closed after 3 years. In case account is closed or scheme changed within 3 years, Rs 1000/- will be charged and remaining shall be refunded. 5. In case of loss of DIS Requisition, Rs 100 /- will be charged for request otherwise. 6. Cheque bounce will be charged Rs 100/- per instance. 7. Request for duplicate Contract note will be charged at Rs.25/- 8. In case of closure of Demat account, AMC for the remaining quarter/s will be refunded. 9. All the charges pertaining to DP will be debited from the Clients Trading Ledger (In case of trading account with Anmol). 10. CDSL charges are charged at actual, Service tax will be charged extra as per regulation. 11. For availing Easiest facility of CDSL, charges will be levied by CDSL would be collected from clients at actual. 12. Other Charges: a. Securities Transaction Tax, SEBI turnover fees, Transaction charges shall be levied as per prevailing rates. b. Statutory levies including but not limited to service tax, stamp duty, Education Cess shall be levied as per the prevailing rats. c. The schedules of charges are subject to revision at. the discretion of Anmol Share broking Ltd. Any revision in the schedule of charges will be notified by within 30 days notice. Instruction list Relevant to Trading Account For individuals: a) Stock broker has an option of doing in-person verification through web camera at the branch office of the stock broker/sub-broker s office. b) In case of non-resident clients, employees at the stock broker s local office or overseas office can do in-person verification. Further, considering the infeasibility of carrying out In-person verification of the non-resident clients by the stock broker s staff, attestation of KYC documents by Notary Public, Court, Magistrate, Judge, Local Banker, Indian Embassy / Consulate General in the country where the client resides may be permitted. For non-individuals: a) Form need to be initialized by all the authorized signatories. b) Copy of Board Resolution or declaration (on the letterhead) naming the persons authorized to deal in securities on behalf of company/firm/others and their specimen signature.

13 POWER OF ATTORNEY IN FAVOUR OF ANMOL SHARE BROKING LIMITED (To be franked) TO ALL TO WHOM THESE PRESENTS SHALL COME, I/WE residing at/having place of business/registered office at send greetings. WHEREAS I/We wish to avail, I/We am/are a client availing of the Stock Broking and Depository services(hereinafter referred to as said Services) offered by Anmol Share Broking Limited, a company registered under the provisions of the Companies Act,1956 having its Registered office at 4th Floor, Lakshmi Complex, No-40, K.R. Fort Road, Bangalore K and (hereinafter referred to as 'ASBL') with/ without On-Line trading/ E-broking & web based facilities and/ or services through its website or any other website used for offering said Services. AND WHEREAS as consideration for availing said services as well as a prerequisite for fulfilling the various preconditions and requirements so as to avail of the services of ASBL, I/we am/are desirous of appointing an attorney and confer upon it powers hereinafter stated. NOW THESE PRESENTS WITNESS that I / we, do hereby, jointly and severally nominate, constitute and appoint ASBL acting through any of its directors, officers and / or agents, as my / our true and lawful Constituted Attorney (hereinafter referred to as the said Attorney) for me / us, in my / our name and on my / our behalf and at my / our risk and costs to do, exercise and perform all or any of the following acts, deeds and things: In this Power of Attorney the term Securities shall include shares, scrips, stocks, bonds, warrants, options, futures, derivatives, convertible debentures, non-convertible debentures, securitized debt instruments, fixed return investment, equity linked instruments or other marketable Securities of a like nature in or of any incorporated company or other body corporate, negotiable instruments including issuance Bills of Exchange, deposits or other money market instruments, commercial paper, certificate of deposit, units issued by Unit Trust of India and units issued by Mutual Funds, mortgage backed or other asset backed Securities issued by any institution or body corporate, cumulative convertible preference shares issued by any incorporated company and Securities issued by any incorporated company and Securities issued by the Central Government or a State Government for the purpose of raising public loan and having one of the forms specified in Clause (2) of Section 2 of the Public Debt Act, 1944, or any other new form of capital or money market instruments that may be issued in the future by any incorporated company/firm/institution or Government. 1. To give delivery/receive instructions, borrowing and lending instructions, pledge instructions, pledge closure instructions in the course of business relating to operation of Demat account No maintained with Depository Participant of ASBL with CDSL towards the obligation for transactions done through ASBL on Bombay Stock Exchange Limited, National Stock Exchange of India Limited or any other Exchange under my/our instructions. 2. Pursuant to my/our instruction or instruction of my/our Authorized Representative, to make applications for or to renounce and sign renunciation forms in respect of bonds/debentures, right shares and additional shares of any Company/ Body/ Authority. 3. To debit my/our ledger account maintained with ASBL for fees/charges etc. and to discharge all financial obligations relating to transactions undertaken by me on any of the Stock Exchanges through ASBL. 4. Pursuant to my/our instruction or instruction of my/our Authorized Representative to do all such acts and things as may be necessary to effect the subscription / purchase / redemption or any other transaction for mutual funds/ online Mutual Fund or otherwise of initial public offer / follow on public offer / right issue /or any other like issues and / or Investment Product for which services are availed from ASBL. 5. To pledge the securities for the limited purpose of meeting the margin requirements in connection with the trades executed on the stock exchanges. 6. To instruct the Depository Participant to debit securities to the said account and/or transfer securities from the said account to pool/collateral /margin/any other beneficiary account of ASBL to the extent of shares sold through ASBL for pay in obligation as well as for margins towards any Stock Exchange in all segments. 7. To issue instructions to my DP to execute the share transfer requests given by me/us in electronic form, in any format and at any time through the website of Anmol Share Broking limited or through the internet or any other electronic mode, towards upfront margin or any other margin obligation towards any stock exchange. 8. To authorize ASBL to send trades and accounts related information and also consolidated summary of scrip-wise buy and sell positions taken with average rates by way of SMS / on a regular basis.

14 9. For the purpose of the aforesaid to sign contracts, agreements, transfers, acceptances, receipts, or other instruments, documents and forms, to accept and carry out correspondence with such person(s) or authority/authorities or department(s) and to do all such lawful acts requisite for effecting the same. To do or commit to do all such acts and things as may be necessary or desirable in order to exercise its powers hereinabove or to comply with any laws, orders, rules, regulations or directions of any government or regulatory or other authorities. 10. My/Our Attorney ASBL shall not be liable for any loss that may result from failure/inability of electronic connectivity of rejection of my/our application for any reason whatsoever. 11. In case of mutual fund units wrongly / erroneously subscribed and delivered in my/our account, ASBL is authorized to automatically transfer the units in their pool/beneficiary/other account without my consent. 12. In case the securities or fund that may have been delivered/credited/transferred to my DP account erroneously or those securities or fund that I was not entitled to receive, then ASBL is authorized to instruct the DP to reverse such transactions without obtaining any authorization from me. 13. I understand that on production of adequate proof by me you will return to me the security/(ies) or funds that may have been erroneously credited/transferred to your account which you are not entitled to receive from me or us. 14. The Demat account details of ASBL where shares can be transferred for above purpose is mentioned below: IN IN AND I/We hereby agree that ASBL shall exercise such powers and Authorities conferred under the above Power of Attorney pursuant only to the instructions in that behalf given by me/us or my/our Authorized Representative, which may be given orally, over the telephone, through the internet, electronically or in any other manner acceptable to ASBL and such instructions shall be deemed to have been given by me/us and shall not be questioned by me/us and shall be conclusive and binding on me/us. AND I /We hereby agree that all such acts done by my/our above mentioned attorney shall be deemed to be acts done by me/us and if necessary shall be ratified by me/us on the instructions of the said attorney. AND I/WE DO HEREBY CONFIRM AND DECLARE THAT this Power of Attorney shall be valid, effective, operative and shall remain in force till the same is revoked by me/us. I/We hereby agree that any dispute arising out of all trades, transactions and contracts will be settled under the Bye- Laws, Rules and Regulations of the concerned Stock Exchangeswhere the trades have been executed and depository related issues under the bye Laws of the concerned Depository, where the concerned beneficial owner Demat account is held. This document shall be subject to the jurisdiction of the Courts in Bangalore and all trades, transactions and contracts shall take effect as wholly made, entered into and to be performed in the city of Bangalore. And generally my said attorney shall have the power to do all such acts, deeds and things on my behalf and I could have lawfully done, if personally present. AND I do hereby for myself, my heirs, executors, administrators of acts done and legal representatives ratify and confirm and agree to ratify and by attorney confirm all and whatsoever my said attorney or his substitute or substitutes shall lawfully do or cause to be done by virtue of these presents. Made in Bangalore on this day of 201 In Witness thereof the parties to the agreement have caused these presents to be executed as of the day and year herein below written Signature for and on behalf of First holder Second Holder Third Holder The Participant Signature 12/16 SH 5/7 TH 5/7 Witness 1 Name & Address Signature FW Witness 2 POA Registered vide regn no: Name & Address Signature SW

15 Date: Anmol share Trading Limited, 4 th Floor, Lakshmi Complex, K R (Fort) Road Bangalore Dear Sir/ Madam, AUTHORISATION OF RUNNING ACCOUNT I/We have been / shall be dealing through you as my/our broker on the Capital Market and/ or Futures & Options Segments/Currency Derivative Segments. As my/our broker i.e. agent I / we direct and authorize you to carry out trading / dealings on my/our behalf as per instructions given below. I am/ we are aware that you and I/we have the option to deliver securities/ make payments of funds to each other for settlement of dealings as per the schedule in force at the relevant time pursuant to directives / regulations/ circulars, issued by exchange Regulatory authorities. However, I/we find it difficult to carry out repeated pay-in of funds and securities. Further, I/we also desire to use my/our securities and monies as margin / collateral without which we cannot deal / trade. Therefore I /we hereby direct and authorize you to maintain running account(s) for me/us and from time to time debit these securities and funds from running accounts and make pay-in of securities and funds to exchanges/ clearing corporations/other receiving party(ies) to settle my/our trades/ dealings. Similarly, where I/we have to receive securities/ funds in settlement of trades/ dealings please keep the securities and monies with you and make credit entries for the same in running accounts of securities and funds maintained by you. Further, subject to your discretion and valuation please treat my/our securities and funds lying to my/our credit in running accounts as margin/ collateral for my/our dealings/ trading. In the event I/we have outstanding obligations on the settlement date, you may retain the requisite securities/funds towards such obligations and may also retain the funds expected to be required to meet margin obligations for next 5 trading days, calculated in the manner specified by the exchanges. I/we hereby further direct and authorize you to retain net amount up to Rs.10, 000/- (net amount across segment and across stock exchanges) as prescribed by the exchange while settling the account on monthly/quarterly (as the case may be) basis in additions to funds being withheld as permitted by SEBI circular MIRSD/SE/Cir-19/2009 in case I/we have traded even once during the last one month/quarter as the case may be. While settling the account please send a 'statement of accounts' containing an extract from ledger for funds and an extract from the register of securities displaying all receipts/deliveries of funds/securities. Please explain in the statement(s) being sent the retention of funds/securities and the details of the pledge, if any. I/ We agree that I/We shall bring any discrepancy arising from the statement of a/c on settlement preferably within 7 working days from the date of receipt of funds/securities or statement as the case may be to the notice of Trading Member so as to allow the Trading Member to take remedial steps, if any are warranted. Please do not carry out above stated settlement of running account in the event I/we avail margin trading facility. Further, do not carry out settlement of running account referred to above for funds given by me/us towards collaterals/margin in the form of bank guarantee (BG)/Fixed Deposit receipts (FDR). Please further note that I am entitled to revoke the Running Account Authorization at any time. My/our preference for actual settlement of funds and securities is at least: Quarterly Monthly Yours Faithfully, Thanking you. Client Signature: 13/16 Name: Client Code:

16 VOLUNTARY DOCUMENT To Anmol Share Broking Ltd. 4th Floor, Lakshmi Complex # 40, K. R. Fort Road, Bangalore I / We understand that the following terms and conditions are voluntary and are required in order to ensure smooth functioning of the operations in the course of trading/investing in securities by the client through ASBL. I am/ we are informed and satisfied that ASBL also does proprietary trading occasionally. Excess Contracts: I / We agree that I / We shall not, acting alone or in concert with others, directly or indirectly, hold and control excess number of permitted futures contracts and shares as fixed from time to time by the said Exchanges. I/We further agree to receive from ASBL the ledgers, transaction statements, bills or other Statement(s), related notices circulars, amendments and records for Trading as well as Demat account which may be sent by ASBL from time to time electronically in lieu of the physical mode. I hereby agree to pay the entire amount due to the broker on its due date. The amount due to the broker shall include all types of margin and pay - in obligation. In case if I do not make payment by due date I understand and agree to pay penal charge on the amount remaining outstanding as levied by the stock broker and/or sell the securities lying with the stock broker. As I/We agree to open an account with you, I/We agree to intimate/inform the details of my relatives, from time to time ('Relative shall mean and include relatives as defined under Section 6 of The Companies Act, 1956) that may open trading account with you on the "Stock Exchange, In case/fail to intimate/ inform you, I authorize you to identify the same if possible at your end. In case of any default in the account of any of such 'relatives, I/we hereby authorize you to set off and adjust the outstanding amounts of money and / or securities in any of the said accounts against credits of money and / or securities available or arising in my/our account irrespective of the fact that such credits in the accounts may pertain to transactions in any segment of any exchange and/or against the value of margins and/or collateral securities provided to you by me / us. I/We also authorize you to pass appropriate journal entries in order to give effect to the same any time after three months from the date of the transaction or as may be deemed fit by you I/we hereby acknowledge that all the documents as above sent by ASBL through will be considered as having delivered to me/us once the leaves your server unless the same is rejected by me/our server and bounced mail notification is not received by you. I/We further agree that in the absence of my communication from me/us regarding non receipt of documents through , or notification of any discrepancy within two days from the date of issuance of Digital Contract Note through , you may construe that there is a deemed acknowledgment of the document(s) sent by you electronically. I/We further agree that ASBL shall not take cognizance of out of office/out-of-station auto replies and the client shall be deemed to have received such electronic mails. I/We understand that I am required to intimate any change in the Id mentioned herein through a physical letter to you, however if I/We am/are an internet client then in that event the request for change in e- mail id can be made by me/us through a secured access provided by ASBL using client specific user id and password. I/We shall be liable for ail losses, damages and actions which may arise as a consequence of your adhering to and carrying out my/our directions given above. I / We hereby authorizes ASBL to send Trade confirmations, research calls, investment ideas etc. including all commercial communication even though I am registered with National Do Not Call registry established under the telecom unsolicited commercial communications Regulations, 2007 or under the new regulation Access provider is required to set up a customer preference registration facility under the Telecom Commercial Communications Customer preference Regulations, Place: Client Signature: 14/16 Date:

17 Format of Declaration from HUF To Anmol Share Broking Ltd. 4th Floor, Lakshmi Complex # 40, K. R. Fort Road, Bangalore Re: Opening of a Trading Account and Demat Account We, the undersigned, declare that we are the only members of Hindu Undivided Family ( HUF ) under the name and style of M/s with ASBL (The Company) respectively for the purpose of dealing in shares, securities, derivatives and other financial & saving instruments. Mr. is the Karta / Manager of the above HUF and is authorized to open and operate singly the trading account and demat account with ASBL in the name of the HUF. We confirm that the activities and business of the said HUF is carried on mainly by the said Karta as also by the other signatories hereto in the interest and for the benefit of the entire body or co-parceners of the HUF. We further confirm that the Karta is authorized to sign on behalf of the HUF and has full and unrestricted authority to bind all members of the HUF however constituted from time to time. We declare and state that the Karta is authorized to execute all deeds, documents, papers, agreements, power of attorney(ies), documents creating security, Demand Promissory Notes etc in respect of the opening and operation of the Account. We understand that in case of a HUF a beneficiary account can be opened with Depository Participant by the karta as per the current regulations. To facilitate the operation of Trading account with ASBL and for the purpose of completing the obligations arising out of the same, we authorize ASBL to effect transfers to and from the beneficiary account opened by the karta. We also authorize the Karta to execute such power of attorney(ies) (including but not limited to powers of attorney to operate any bank account of the HUF and any demat account opened for the HUF We request and authorize the Company to honour operations and instructions under the signature(s) of the Karta in respect of the Account. We note that all online transaction request placed by clients are authenticated by a user-id & password and other security features. We authorize the Company to allot such user id, password etc to the above Karta on behalf of the HUF. We, the undersigned members of the HUF, undertake to bind not only the present members of the said HUF (both adult and minors) but also all future members thereof (both adults and minors) and all persons entitled to a share therein and ourselves personally and our respective interest in the HUF properties as well as our separate estates towards discharge of our obligations to the Company arising out of the transactions done in the said Trading Account / Demat Account. We also undertake that any and all claims due to the Company from the said HUF shall be recoverable personally from all or any of us and also from the entire family properties of the HUF of which the first signatory is the Karta, including the share of the minor co-parceners. We hereby undertake to inform the Company of the death or birth of co-parcener or of any change occurring at any time in the membership of the HUF during the subsistence of the Account. We confirm to have read and understood the terms and conditions applicable to the Account and relating thereto and shall always be bound by and abide with them and their amendments from time to time. Yours faithfully, Full Name: Signature: Sl No Name & Relationship of co-parcener Signature of Co-Parcener Sl No Name & Relationship of co-parcener Signature of Co-Parcener [To be signed by all members including female members of the HUF. Names should be suffixed with details like s/o, d/o, w/o as the case may be, with address where the address is different from the HUF address. Minor's name (and date of birth) to be mentioned like A (minor) through B (natural guardian)].

18 Specimen for Shareholding Pattern As on Latest share holding pattern including list of all those holding more than 5% in the share capital of the company, duly certified by the company secretary / Whole time director / Managing Director / Director of the company. (copy of updated shareholding pattern to be submitted every year) Sr. no. Names No. of shares Face value per share Value % held Certified by Name Date: Signature of Company secretary/ Whole time director/md/ Director Format for Declaration from Partnership Firm (To be obtained on pre-printed letter head of the partnership firm) To, Anmol Share Broking Limited. Bangalore. Date: Dear Sir/ Madam, We refer to the trading account being opened/opened with you in the name of and declare and authorize you as under. We recognize that a beneficiary account cannot be opened with a depository participant in the name of a partnership firm as per regulations. To facilitate the operation of the above trading account with you and for the purpose of completing the securities transfer obligations pursuant to the trading operations, we authorize you to recognize the beneficiary account no with depository opened as a joint account in the names of the partner of the firm. We agree that the obligations for shares purchased and / or sold by the firm will be handled and completed through transfer to /from the above-mentioned account. We recognize and accept transfers made by you to the above-mentioned beneficiary account as complete discharge of obligations by you in respect of trades executed in the above trading account of the firm. We hereby authorize, partner in the firm to execute/sign and submit document, agreements, deeds etc. as any be necessary to enter into the agreement and engage in business with Anmol Share Broking Ltd and to place order for buying and selling of securities, sell, purchase, transfer, endorse, negotiate and do other things that may be necessary to engage in business on behalf of the partnership firm and to sign any authority letter including adjustment of balances. Further, we acknowledge that we undersigned being partners of the above mentioned firm are responsible for the liabilities thereof. We shall also advise you in writing for any change that take place in the constitution of the firm at any time in the future. Name of Partners ( In Block Letters) Signatures *(to be signed by all the partners of the firm under stamp of the firm)

19 Date: DP Id First Holder name Second Holder Name Third Holder Name To, Anmol Share Broking Limited No10, 4th Floor, Lakshmi Complex, No 40, K R Road, Bangalore Dear Sir / Madam, OPTION FORM FOR ISSUE OF DIS BOOKLET Client Id I / We hereby state that: [Select one of the options given below] Option 1 I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA in favor of / with Anmol Share Broking Limited for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member. However, the Delivery Instruction Slip (DIS) booklet should be issued to me / us immediately on my / our request at any later date. Yours faithfully Name First Holder name Second Holder Name Third Holder Name Signature 15/16 SH 6/7 TH 6/7 Option 2 I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our CDSL account though I / we have issued a Power of Attorney (POA) in favor of / with Anmol Share Broking Limited for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member. Yours faithfully Name Signature First Holder name Second Holder Name Third Holder Name 15/16 SH 6/7 TH 6/7 ===========================================(Please Tear Here)========================================== ACKNOWLEDGEMENT RECEIPT Received OPTION FORM FOR ISSUE / NON ISSUE OF DIS BOOKLET from: DP Id First Holder name Second Holder Name Third Holder Name Client Id Depository Participant Seal and Signature

20 Acknowledgement To, Anmol Share Broking Limited, I/We hereby acknowledge that the following documents were made available to me: 1. Rights and Obligations of Stock Brokers, Sub-brokers and Clients (Trading) 2. Rights and Obligations of Beneficial owner and Depository Participant (DP) 3. Risk Disclosure Document for Capital Market and Derivatives Segments 4. Guidance Note - Do s and Don ts for Trading on the Exchange(s) for Investors 5. Policies & Procedures of Anmol Share, pursuant to SEBI circular dtd December 03, General Terms & Conditions governing securities Trading & Broking services of Anmol Share 7. Copy of Account Opening Form I/We understand that the Voluntary documents executed by me/us are out my/our free will. I/We hereby confirm that I/We have clearly understood and agree to abide by the Policies and procedures as well as Terms and Conditions (containing Para 1 to 105) described by Anmol Share Broking Limited (ASBL). I/We also understand and agree that these Policies and Procedures as well as Terms and Conditions can be changed by ASBL from time to time with prior notice of 15 days and subject to posting of the amendments and modifications therein on its website and their applicability with prospective effect. I/We aware that the login Id and password of my trading account will be sent on my ID & alerts on Mobile no. furnished in KYC form and any changes thereof. I am also interested and agree to receive updates/ information regarding the following products/ services: Commodity Trading Mutual Funds Insurance Life Insurance Medical Insurance General (Assets/ Property/ Travel/ Fire/ Business etc) Interest-bearing instruments like bonds/ debentures etc Financial Planning Portfolio Management Investment Advisory Real Estate I also wish to refer the following people, whom you can contact for similar services to be provided: Name Contact Number ID Name First Holder name Second Holder Name Third Holder Name Signature 16/16 SH 7/7 TH 7/7 ===========================================(Please Tear Here)========================================== ACKNOWLEDGEMENT Sl No Anmol Share Broking Limited. 4th Floor, Lakshmi Complex, 40, K. R. Fort Road, Bangalore Tel.: (91) (80) Fax : (91) (80) info@anmolshare.com/ grievance@anmolshare.com We hereby acknowledge the receipt of the Account Opening Form (Trading & Demat) from: First Holder name Cheque Details Amount Chq No. Date Second Holder Name Margin cheque detail Third Holder Name A/c opening cheque detail POA Registered vide regn no Employee Name and Signature

21 UCC Code allotted to client: FOR OFFICE USE ONLY Sr.No. Entity Name Code Branch Sales (Sourcing) RM (Service) Client Risk Profile High Medium Low Margin Cheque Details A/C Opening Cheque Details Amount Cheque No. Bank Name Date Branch & City Cheque deposit Date Original Verified) True Copy of documents received (Self-Attested) Self Certified documents copies received Declaration: I hereby declare that I have met the client in person and verified the person with the photo provided in the Account opening form (in person verification) and have verified all the proofs with original (OSV). I am aware of Civil and Criminal liability that any devolve upon me (irrespective of whether I remain in employment or not) as per Law and Company policies, in the event of false declaration to this effect I/We undertake that we have made the client aware of Policy and Procedures, tariff sheet and all the nonmandatory Documents. I/We have also made the client aware of Rights and Obligations document(s), RDD and Guidance Note. I/We Have given/sent him a copy of all the KYC documents. I/We undertake that any change in the Policy and Procedures, Tariff sheet and all non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in sheet and all non-mandatory documents would be duly intimated to the clients. I/We undertake that any change in the Rights and Obligations and RDD would be made available on my/our website, if any, for the information of the Clients. Name of the employee Employee code Designation Date & Signature Documents verified by Originals Client interviewed By In Person Verification By FINAL CHECKLIST Pre Confirmation Call (Before filling the from) Form Filling and Stamping NSE - CM Upload NSE - FO Upload BSE - CM Upload KYC- KRA Upload CDSL Upload Client Mapping Client confirmation and Welcome call NSE - CDS upload BSE- FO Upload POA Linking Welcome Kit Signature of Authorizer:

22 Stock Broking Derivatives Currency Commodity Broking Depository Services Bonds, NCDs, FDs IPOs OFFERING YOU A RANGE OF SERVICES Mutual Funds Life Insurance Medical Insurance General Insurance Happy Savings :) Happy Investing :) ANMOL SHARE BROKING LIMITED 4th Floor, Lakshmi Complex, No 40, K R Fort Road, Bangalore B: E: info@anmolshare.com