Annexure 1 Dormant Account Request for reactivation

Transcription

1 Annexure 1 Dormant Account Request for reactivation ---/---/----- To, MUTHOOT SECURITIES LIMITED I Floor, Alpha Plaza, K P Vallon Road, Kadavanthara, Kochi Sub : REACTIVATION OF DORMANT ACCOUNT Ref : Trading Code Dear Sir, I/We, (Client name) maintaining a trading account with you under the Unique Client Code at your Branch. However, as I/we have not yet commenced transacting with you since registration, you have marked my/our account as Dormant. As I/we wish to transact with you now, I/we request you to kindly reactivate my/our trading account and allow trading. The required KYC application Format, Annexure 1(A) along with the supporting proofs and the initial payment cheque for an amount of Rs. /- bearing cheque number drawn from Bank, Branch is also enclosed herewith. Yours faithfully, Signature : Name : Mobile No : id : Note : To be taken on letter head in case of non individual accounts

2 MUTHOOT SECURITIES LTD KYC Trading Account NSE & BSE [Individuals] Muthoot Securities Ltd. 1 st Floor, Alpha Plaza, K P Vallon Road, Kadavanthra, Kochi

3 ACCOUNT OPENING CHECK LIST FOR BRANCHES I. Identity Proof 1.Copy ofpan card attested by the applicant II. Address Proof (Copy of Any One Item from 1 to 10 below self attested by the applicant) 1. Passport (Validity Page is Mandatory). 2. Aadhaar Card 3. Driving License (Validity Page is Mandatory) 4. Election Id Card. 5. Ration Card. 6. Bank Statement (Not more than 3 months old transactions should be available). 7. Bank Passbook (Not more than 3 months old transactions should be available). 8. Lease or Sale Agreement of Residence (Agreement has to be registered with the Registrar of Properties/Leases). 9. BSNL Land Line Telephone Bill (Not more than 2 months old). 10. Identity Card with address, issued by Central/State Government and its Departments. III. Bank Proof (Copy of Any One Item from 1 to 3 below self attested by the applicant) 1. Cancelled Original Cheque Leaf with Name & Account Number pre-printed. 2. Bank Statement along with copy of cheque leaf (Not more than 3 months old) 3. Bank Passbook along with copy of cheque leaf (Not more than 3 months old) (Proofs should have printed valid MICR and IFSC) IV. General Instructions to Branch Officials 1. Signatures can be in English or Hindi or any of the other languages contained in the 8 th schedule of the Constitution of India. Thumb impressions and signatures other than the above mentioned languages must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate under his/her official seal. 2. Signatures should be preferably in black ink. 3. Details of the Names, Address, and Tel Number(s), etc.,of the Magistrate / Notary Public / Special Executive Magistrate are to be provided in case of attestation done by them. 4. All correspondence / queries shall be addressed to the First / Sole applicant. 5. Witnessing should be duly executed with Signature, Name, Address and Date. 6. Ensure Employee Signature is obtained wherever his/her name is captured. 7. All supporting documents (copy as well as original) should be self attested by the applicant. 8. All supporting copy of documents should be stamped as verified with original by the Branch. 9. All supporting documents should be valid and legible. 10. Recent photographs of the applicant should be pasted and not stapled. 11. Applicant has to sign across the photograph and not on the photograph. 12. Ensure all the signatures of applicant are available in this application form.copy of cancelled cheque leaf/ pass book/bank statement specifying name of the applicant, MICR Code and IFSC of the bank should be submitted. 13. Additional documents (any one) as mentioned below should be obtained in case of Trading in Derivative Segments. Copy of last ITR Acknowledgement Copy of Annual Accounts In case of salary income - Salary Slip, Copy of Form 16 Net worth certificate Copy of latest demats account holding statement. Bank account statement for last 6 months Any other relevant documents substantiating ownership Self-declaration with relevant supporting documents. of assets. *In respect of other clients, documents as per risk management policy of the stock broker need to be provided by the client from time to time. Page 1 of 13

4 ACCOUNT OPENING KIT - INDEX Sl No Name of the Document Brief Significance of the Document Page No MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI / REGULATOR 1 Trading Member Details Details of Trading Member Account Opening Form KRA Application Form Trading Account Application Form PART I KRA Application Form 4-5 PART II - Information pertaining to Trading Account Tariff Sheet Trading A/c Demat A/c Document detailing the rate/amount of brokerage and other charges levied on the client for trading on the stock exchange(s). Document detailing the charges levied on the client pertaining to Demat Account VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER 4 Power of Attorney Authorisation towards Settlement of securities against exchange obligations Authorisation for Digital Contract Note / Statements Authorisation for sending Contract notes or Statements to the registered id of the client Running Account Authorisation Authorisation for maintaining Running Account and preference for actual settlement of funds and securities 7 Authorisation for Verbal Order Acceptance Authorisation for accepting verbal order of the client *** Above mentioned document numbered 4, 5, 6 and 7 are voluntary in nature & are hence optional only. Page 2 of 13

5 TRADING MEMBER DETAILS Name of Stock Broker/ Trading / Clearing Member M/s. Muthoot Securities Limited Capital Market INB NSE Future & Options INF SEBI Registration Details BSE Currency Derivatives INE Capital Market INB Future & Options INF Currency Derivatives INE CDSL CDSL: Reg. No : IN-DP-CDSL NSDL NSDL: Reg. No : IN-DP-NSDL Address 41/4108,MUTHOOT CHAMBERS, BANERJI ROAD, ERNAKULAM,KOCHI Registered Office Address Correspondence Office Address Phone Fax Website ALPHA PLAZA, 1 st FLOOR, K.P.VALLON Address ROADKADAVANTHARA, ERNAKULAM,KOCHI , KERALA Phone Fax Website Details of Compliance Officer Name Ms. Anu R Kaimal Phone Id anu.kaimal@muthootsecurities.com Name Mr. Ragesh G R Details of CEO Phone Id rageshgr@muthootsecurities.com For any grievance/dispute please contact M/s. Muthoot Securities Limited at the above address or idgrievance@muthootsecurities.com and Phone No In case not satisfied with the response, please contact the concerned exchange(s) at the below given details. Exchange Investor grievance E mail id Investor grievance cell Contact number NSE ignse@nse.co.in Delhi iscdelhi@bseindia.com BSE Kolkata Chennai isc.kolkata@bseindia.com iscchennai@bseindia.com Mumbai crasto@bseindia.com / 34 Page 3 of 13

6 I Kn ow You r Client (K YC ) Ap plicat ion Form (For Indivi dual s On ly ) Please fill in ENGLIS H and in BLOCK LETTERS A. Identi ty Det ail s (pleas e see gui del ine s ove rle af) Application No. : 1. N ame o f A pplicant (As a ppearing i n s upporting i dentification d ocument). Name PHO TOG RAP H Father s/spouse Name 2. G ender Male F emale B. M arital s tatus Single M arried C. Date of Birth d d / m m / y y y y 3. N ationality Indian O ther (Please s pecify) Please affix the recent passport size photograph and sign across it 4. Status Please tick ( ) Resident Individual Non Resident Foreign National (Passport Copy Mandatory for NRIs & Foreign Nationals) 5. PAN Please enclose a duly attested copy of your PAN Card Aadhaar Number, if any: 6. Proof of Identity submitted for PAN exempt cases Please Tick ( ) UID (Aadhaar) Passport Voter ID Driving Licence Others (Please see guideline D overleaf B. Add ress Det ail s (pl eas e see gui del ine s ove rle af) 1. Address for Correspondence City / Town / Village State Country Pin Code 2. Con tact Det ail s Tel. (Off.) (ISD) (STD) Tel. (Res.) Mobile (ISD) (STD) Fax Id. (ISD) (ISD) (STD) (STD) 3. Proof of address to be provided by Applicant. Please submit ANY ONE of the follow ing valid documents & tick ( ) against the document attached. Passport Ration Card Registered Lease/Sale Agreement of Residence Driving License Voter Identity Card * Latest Bank A/c Statement/Passbook * Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Gas Bill Others (Please specify) * Not more than 3 Months old. Validity/Expiry date of proof of address submitted d d / m m / y y y y 4. Pe rma nen t Add ress o f Res ide nt Ap pli can t if di ffer ent f rom ab ove B 1 OR Ov ers eas A ddr ess ( Man dat ory ) for N on- Res ide nt Ap pli can t City / Town / Village Pin Code State Country 5. Proof of address to be provided by Applicant. Please submit ANY ONE of the follow ing valid documents & tick ( ) against the document attached. Passport Ration Card Registered Lease/Sale Agreement of Residence Driving License Voter Identity Card * Latest Bank A/c Statement/Passbook * Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Gas Bill Others (Please specify) * Not more than 3 Months old. Validity/Expiry date of proof of address submitted d d / m m / y y y y 6. An y other info rmation: DE CLAR ATION I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. SIGN ATU RE OF AP PLICAN T Place: Date: FOR OFFICE US E ON LY AMC/Intermediary name OR code Seal/Stamp of the intermediary should contain Staff Name (Originals Verified) Self Certified Document copies received Designation (Attested) True copies of documents received Name of the Organization Signature Main Intermediary Page 4 Date of 13 IPV Done on d d / m m / y y y y Seal/Stamp of the intermediary should contain Staff Name Designation Name of the Organization Signature Date

7 I INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM A. IMPORTANT POINTS: Agreement of Residence/Driving License/Flat Maintenance 1. Self attested copy of PAN card is mandatory for all clients. bill/insurance Copy. 2. Copies of all the documents submitted by the applicant should be 2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill self-attested and accompanied by originals for verification. In case - Not more than 3 months old. the original of any document is not produced for verification, then the copies should be properly attested by entities authorized for 3. Bank Account Statement/Passbook - Not more than 3 months old. attesting the documents, as per the below mentioned list. 4. Self-declaration by High Court and Supreme Court judges, giving the 3. If any proof of identity or address is in a foreign language, then new address in respect of their own accounts. translation into English is required. 5. Proof of address issued by any of the following: Bank Managers of Scheduled Commercial Banks/Scheduled Co-Operative 4. Name & address of the applicant mentioned on the KYC form, should Bank/Multinationa Foreign Banks/Gazetted Officer/Notary match with the documentary proof submitted. public/elected representatives to the Legislative 5. If correspondence & permanent address are different, then proofs for Assembly/Parliament/Documents issued by any Govt. or Statutory both have to be submitted. Authority. 6. Sole proprietor must make the application in his individual name & 6. Identity card/document with address, issued by any of the following: capacity. Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, 7. For non-residents and foreign nationals,(allowed to trade subject to Scheduled Commercial Banks, Public Financial Institutions, Colleges RBI and FEMA guidelines), copy of passport/piocard/ocicard and affiliated to Universities and Professional Bodies such as ICAI, overseas address proof is mandatory. ICWAI, ICSI, Bar Council etc.,to their Members. 8. For foreign entities, CIN is optional; and in the absence of DIN no. for 7. For FII/sub account, Power of Attorney given by FII/sub-account to the directors, their passport copy should be given. 9. In case of Merchant Navy NRI s, Mariner s declaration or certified copy of CDC (Continuous Discharge Certificate) is to be submitted. 10.For opening an account with Depository participant or Mutual Fund, for a minor, photocopy of the School Leaving Certificate/Mark sheet issued by Higher Secondary Board/Passport of Minor/Birth Certificate must be provided. 11.Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/military officers, senior executives of state owned corporations, important political party officials, etc. B. Proof of Identity( POI): List of documents admissible as Proof of Identity: 1. PAN card with photograph. This is a mandatory requirement for all applicants except those who are specifically exempt from obtaining PAN (listed in Section D). 2. Unique Identification Number (UID) (Aadhaar) / Passport / Voter ID card / Driving license. 3. Identity card/ document with applicant s Photo, issued by any of the following: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their Members; and Credit cards/debit cards issued by Banks. C. Proof of Address (POA): List of documents admissible as Proof of Address: (*Documents having an expiry date should be valid on the date of submission.) 1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale the Custodians (which are duly notarized and/or apostiled or consularised) that gives the registered address should be taken. 8. The proof of address in the name of the spouse may be accepted. D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected.) 1. In case of transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by Courts e.g. Official liquidator, Court receiver etc. 2. Investors residing in the state of Sikkim. 3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India. 4. SIP of Mutual Funds upto Rs 50,000/- p.a. 5. In case of institutional clients, namely, FIIs, Mfs, VCFs, FVCIs, Scheduled Commercial Banks, Multilateral and Bilateral Development Financial Institutions, State Industrial Development Corporations, Insurance Companies registered with IRDA and Public Financial Institution as defined under section 4A of the Companies Act, 1956, Custodians shall verify the PAN card details with the original PAN card and provide duly certified copies of such verified PAN details to the intermediary. E. List of people authorized to attest the documents: 1. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on the copy). 2. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy/Consulate General in the country where the client resides are permitted to attest the documents. Please Submit the KYC Documents on A4 Size Paper Only. Page 5 of 13

8 PART II TRADING ACCOUNT APPLICATION[Mandatory Document] A. BANK ACCOUNT DETAILS 1 Bank Name 2 Branch Address 3 Bank A/c No 4 Bank A/c Type 5 MICR Code 6 IFSC Resident Savings A/c Current A/c Others (Please specify, ) NRI NRE NRO B. DEPOSITORY ACCOUNT DETAILS 1 Depository Participant Name MUTHOOT SECURITIES LTD 2 Depository Name NSDL CDSL 3 Beneficiary Name 4 DP Id 5 Beneficiary Id (Client Id) C. TRADING PREFERENCES * Please sign in the relevant boxes by Trading Account Holder. Exchange Segment Exchange Segment NSE Cash X 3 NSE Debt X 4 NSE F & O X 5 NSE Currency Derivatives X 6 BSE Cash X 7 BSE Debt X 8 # If, in future, the client wants to trade on any new segment/new exchange, separate authorization/letter should be produced. D. PAST ACTIONS Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/constituent or its Partners/promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years: E. DEALINGS THROUGH SUB-BROKERS AND OTHER STOCK BROKERS If client is dealing through the Sub-Broker/ Authorised Person, provide the following details: 1 Name of Sub Broker / Authorised Person 2 SEBI Registration Number 3 Registered Office Address 4 Phone Fax Website Whether dealing with any other Stock Broker/Sub-Broker (if case dealing with multiple Stock Brokers/Sub-Brokers, provide details of all) 1 Name of Stock Broker 2 Name of Sub-Broker, if any 3 Client Code 4 Exchange Fax Website Page 6 of 13

9 Details of disputes/dues pending from/to such Stock Broker/Sub-Broker: F. ADDITIONAL DETAILS 1. Whether you wish to receive physical contract note or Electronic Contract Note (ECN) (please specify): Physical Contract Note Yes No X 9 Digital Contract Note Yes No Id: 2 Whether you wish to avail of the facility of Internet Trading/ Wireless Technology (please specify): X 11 3 Number of years of Investment / Trading Experience: 4 Any other information: 5 In case of Non-Individuals, Name, Designation, PAN, UID, Signature, Residential Address and Photograph of Persons authorized to deal in securities on behalf of company/firm/others has to be provided separately. G. NOMINATION OPTION I/We wish to make a nomination and do hereby nominate the following person in whom all rights and/or amount payable in respect of securities held in the Depository by me/us in the said beneficiary owner account shall vest in the event of my/our death. I/We do not wish to make a nomination [Strike off the nomination details below] 1 Name of Nominee (Mr./Ms.) 2 Relationship with Applicant 3 Address and Contact details of Nominee 4 PAN of Nominee State: Country: PIN Mobile No. Tel. (Res.) Id Sl No 5-8 to be filled only if NOMINEE is a MINOR 5 Date of Birth of Nominee 6 Name of Guardian (Mr./Ms.) 7 Address and Contact details of Guardian State: Country: PIN Mobile No. Tel. (Res.) Id 8 Relationship of with Nominee Signature and relevant details of TWO witnesses are mandatory for valid nomination NAME AND ADDRESS OF WITNESS Signature Of Witness With Date X 10 a) b) Date Date Page 7 of 13

10 H. INTRODUCER DETAILS Name & Code of the Introducer Status of the Introducer Address of the Introducer Employee Authorized PersonExisting Client Others (Please specify, ) Signature of the Introducer Phone No. of the Introducer PROPRIETARY TRADING DISCLOSURE As directed by SEBI vide Circular No. SEBI/MRD/SE/CIR.-42/2003 dated November 19, 2003, we hereby disclose that we undertake Proprietary Trading in the Cash/Debt segment of BSE in addition to the client basedbusiness with effect from 07th February DECLARATION 1. I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. In case Non-Resident Account, I also declare that I have complied and will continue to comply with FEMA regulations. 2. I confirm having read/been explained and understood the contents of the document on policy and procedures of the Stock Broker and the Tariff Sheet. 3. I further confirm having read and understood the contents of the Rights and Obligations document(s)and Risk Disclosure Document. I do hereby agree to be bound by such provisions as outlined in thesedocuments. I have also been informed that the standard set of documents has been displayed forinformation on stock broker s designated website, if any. Applicant Name Applicant Signature X 12 Segment BROKERAGE SCHEDULE Offline Marcopolo (Online) Delivery Intraday Delivery Intraday Cash / Debt Segment % % % % Index & Stock Futures %OR Rs per lot Rs per lot Equity Options Rs per lot Rs per lot Currency Derivatives Rs per lot Rs per lot Applicant Name Applicant Signature X 13 Page 8 of 13

11 BRANCH OFFICE USE ONLY I / We undertake that we have made the client aware of Policy and Procedures, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of Rights and Obligations document (s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the Policy and Procedures, tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the Rights and Obligations and RDD would be made available on my/our website, if any, for the information of the clients. Name of the Employee Employee Code Designation of Employee Date Signature Documents verified by Client Interviewed By In-Person Verification by TERMINAL MAPPING DETAILS NSE Cash NSE F&O NSE Debt BSE Cash NSE Currency BSE Debt HEAD OFFICE USE ONLY UCC Code allotted to the Client: Signature of the Authorised Signatory Seal/Stamp of the Member Name: Date: Page 9 of 13

12 (A). Brokerage Charges TARIFF SHEET TRADING ACCOUNT - TARIFF [Mandatory Document] Offline Platform Online Platform Segment Delivery Intraday Delivery Intraday Cash / Debt Segment 0.50% 0.05% 0.25% 0.025% Index & Stock Futures 0.05% 0.025% Options Rs 100/- per lot per side Rs.30/- per lot per side Currency Derivatives Rs 20/- per lot per side Rs.15/- per lot per side A minimum Brokerage of 5 Paise per share is applicable. Normal Options brokerage is leviable on Options Exercise Contracts. (B). Other Charges Documentation / processing charges Rs.500/- (One Time ) KRA Registration Charges Rs.35/- + Service Tax Minimum Brokerage per day Rs. 30/-+ Service Tax is leviable For physical contract notes / statements Actual postage charges For Cheque Bounce/Cheque Cancellation Rs.350/- per incident plus actual bank charges Interest on delayed payment 2% per month (Subject to change) Delivery Instruction Charges Rs.20/- (Client Beneficiary / Margin Account to Pool Account) Auction / Short selling penalty to the seller client on Auction/close out value Research Recommendations Subscription fee Rs.100/- per month Statutory Charges - Service Tax, STT, Transaction Charges, Stamp Duty, etc are Applicable as per rules. Muthoot Securities Limited reserves the right to revise the charges mentioned above or add any additional charge by display of the same on the Website / through SMS alert / direct communication. Description Stamp Charges POA Custody Charges Account Maintenance Charges Dematerialization Courier Charges (Per Request) Rematerialization Charges On Market Debit Transactions Off Market Debit Transactions - Equity Off Market Debit Transactions - Debt Pledge / Hypothecation Creation Pledge / Hypothecation Closure Pledge / Hypothecation Invocation DEMAT SERVICES - TARIFF (Schedule A) Tariff Rs.200/- (One Time) Nil Rs.400/-+ Service Tax (Per Annum) Rs. 50/-+ Service Tax (Upto 5 certificate) Rs.10/-+ Service Tax (For each additional certificate) Rs.50/-+ Service Tax (Per Request) Rs.20/-+ Service Tax (Per Instruction) Rs.50/-+ Service Tax (Per Instruction) 0.25% of the face value Rs.100/-+ Service Tax (Per Instruction) Nil Rs.250/-+ Service Tax (Per Instruction) Additional Delivery Instruction Slip Rs.50/-+ Service Tax (For Booklet with 5 Leaves) Note: Service Tax / Statutory Charges as per prevailing rate time to time. Authorisation I/We authorize Muthoot Securities Limited to debit above Demat Services Charges from my/our Trading Account, if not paid otherwise. X 14 First Holder Second Holder Third Holder

13 POWER OF ATTORNEY FOR DEMAT ACCOUNT - [Voluntary Document] Stamp To all to whom these presents shall come I/ we,, (Name of the beneficial owner/s), residing at/having its registered office at, X 15 First Holder Second Holder Third Holder send greetings whereas I/we hold Beneficial Owner Account (Client BO Id) with, through Muthoot Securities Limited (hereinafter called MSTL) registered withsecurities and Exchange Board of India (SEBI).And Whereas I/ we am/ are desirous to buy and sell securities throughmstlwho is a stock broker registered with SEBI and member of recognized stock exchanges. And Whereas I/ we am/ aredesirous of appointing MSTL as my/our constituted attorney to operate my/ our beneficial Owner account on my/ ourbehalf for a limited purpose in the manner hereinafter appearing and subject to conditions as provided herein. Now know you all and these present witness that I/ we do hereby nominate, constitute and appoint MSTL as my true and lawful attorney and authorise it to perform the following functions on my behalf: i. To transfer securities held in my/our aforementioned beneficial owner account(s) or any other account informed by me in writing to MSTL from time to time to the DematAccount Nos. NSE CM BP ID-IN565533, BSE CM BP ID-IN655605, NSE CM ID-M51497, BSE CM ID-3226, NSE EARLY PAYIN , BSE EARLY PAYIN , NSE CDSL PAYIN A/C , BSE CDSL PAYIN of the MSTL maintained for the purpose of settlement of trades executed by me/us on any recognized stock exchange through MSTL. However, the said power will be restricted to transfer of securities to the Clearing Member Id allotted to MSTL by any existing or future exchange that the MSTL has joined/ will join as a member or to any demat accounts linked to the said Clearing Member Id provided that I/we have executed a Client Member Agreement with MSTL for such exchanges; and for transferring securities for the purpose of delivering to MSTL s Client Margin Demat Account No , towards any segment (including currency segment) in respect of Margin obligation, as applicable with respect to my/our transactions. ii. To return to me/us, the securities or funds that may have been received by the stock broker erroneously or those securities or funds that the stock broker was not entitled to receive from me/us; iii. To send consolidated summary of my/our scrip-wise buy and sell positions taken with average rates to me/us by way of SMS/ on a daily basis, notwithstanding any other document to be disseminated as specified by SEBI from time to time. iv. To apply for various products like Mutual Funds, Public Issues (shares as well as debentures), rights, offer of shares, tendering shares in open offers etc. pursuant to oral/written/electronic instructions given by me/us to the stock broker. I/we ratify the instructions given by the aforesaid stock broker to the depository participant named hereinabove in the manner specified herein. I/we further agree and confirm that the powers and authorities conferred by this Power of Attorney shall continue until it is revoked (without notice) in writing by me and that the said revocation shall be effective from the date on which the revocation notice is received by MSTLin his office at Kochi, Muthoot Securities Limited,Ist Floor, Alpha Plaza, K P Vallon Road, Kadavanthara, Kochi Signed and delivered by (For and on behalf of the Beneficial Owner/s) X 16 First Holder Second Holder Third Holder Signed and delivered by (For and on behalf of Muthoot Securities Limited) Witness 1 Witness 2 Name Authorised Signatory Address Signature Page 11 of 13

14 AUTHORISATION FOR DIGITAL CONTRACT NOTE/ DP STATEMENTS [Voluntary Document] I / We have been / shall be dealing through you as my / our broker on the Capital Market and / or Futures & Options Segments / Currency Derivative Segments. As my / our broker i.e. agent I / we direct and authorize you to carry out trading / dealings on my / our behalf as per instructions given below. I / We understand that, I / we have the option to receive the contract notes in physical form or electronic form. In pursuance of the same, I / we hereby opt for receipt of contract notes in electronic form. I / We understand that for the above purpose, you are required to take from the client an appropriate account for you to send the electronic contract notes. Accordingly, please take the following account(s) / id on your record for sending the contract notes to me / us. X 17 I / We agree not to hold you responsible for late / non - receipt of contract notes sent in electronic form and any other communication for any reason including but not limited to failure of servers, loss of connectivity, in transit etc. I / we agree that the log reports of your dispatching software shall be a conclusive proof of dispatch of contract notes to me / us and such dispatch shall be deemed to mean receipt by me / us and shall not bedisputed by me / us on account of any nonreceipt / delayed receipt for any reason whatsoever. I / We also agree that non-receipt of bounced mail notification by you shall amount to delivery at my / our account(s) / id(s). I / We understand that I am required to intimate any change in the id / account mentioned hereinabove needs to be communicated by me through a physical letter to you, provided however that if I/we am/are an internet client, then in that event the request for change in id / account can be made by me / us through a secured access using client specific user id and password. Please treat this authorization as written ratification of my / our verbal directions / authorisations given and carried out by you earlier. I / We shall be liable for all losses, damages and actions which may arise as a consequence of your adhering to and carrying out my / our directions given above. Yours faithfully, Applicant Name : Place: Date: RUNNING ACCOUNT AUTHORISATION FOR TRADING ACCOUNT - [Voluntary Document] In order to facilitate operations of my/our trading account opened, I/We would like to authorize Muthoot Securities Ltd (MSTL) to maintain a running account, instead of settlement to settlement clearance of funds/securities due to me/us. I hereby authorize MSTL to maintain a running account. I/We shall prefer for actual settlement of funds and securities is at least: (Tick any one below) Once in a Calendar Quarter Once in a Calendar Month Such settlement will be done by MSTL on any day at its discretion in a calendar month or quarter as the case may be. Further I/We authorsie MSTL to maintain a sum of Rs.1000 at all point of time towards charges on my Demat account and on other services. I/We am/are aware that the authorsiation may be revoked by me/us anytime at my /our discretion without any advance notice. MSTL may release the funds/securities to me/us on settlement date or on request or on request or on revocation of authority, if sufficient margins in respect of my/our trading, across the Stock exchanges and across the segments offered by MSTL. Yours faithfully, X 19 Applicant Name : Place: Date: X 18 Page 12 of 13

15 AUTHORISATION FOR VERBAL ORDER ACCEPTANCE - [Voluntary Document] I / We have been / shall be dealing through you as my / our broker on the Capital Market and / or Futures &Options Segments / Currency Derivative Segments. As my / our broker i.e. agent I / we direct and authorize you to carry out trading / dealings on my / our behalf as per instructions given below. I / We understand that MSTL require written instructions for receiving / modifying / cancelling orders. However,since it is not practical to give written instructions for order, I / We authorize MSTL to accept my/our verbal instructions/ orders in person or over phone and execute the same. I / We understand the risk associated with verbal orders and acceptthe same, and agree that I / We shall not be entitledto disown orders under the plea that samewere not under my/our instructions. I / We agree that I / We will not have the right to shift the burden of proof by asking you to prove the placement of orders through telephone recording or otherwise. I / We shall be liable for all losses, damages and actions which may arise as a consequence of your adhering to and carrying out my / our directions given above. Yours faithfully, X 20 Applicant Name : Place: Date: AKNOWLEDGEMENT I/We acknowledge the receipt of copy of the below mentioned documents: 1. Rights and obligations-trading Account 2. Risk Disclosure documents 4. Guidance note Do s and Don ts for trading 5. Policies and Procedures. Applicant Name : X 21 Page 13 of 13