Shareholder information

Transcription

1 Shareholders at 31 December 2011 According to information available to the directors, the following are the only shareholders holding, directly or indirectly, in excess of 5% of the ordinary issued share capital of the company: Ordinary shares held 31 December December 2010 Number % Number % The Bank of New York Mellon* 164,886, ,587, Paulson & Co., Inc 32,570, ,000, Allan Gray Unit Trust Management Limited 24,710, ,668, * Shares held through various custodians in respect of ADSs issued by the Bank, as AngloGold Ashanti s ADS custodian. Top 20 shareholders The 20 largest holders of the ordinary share capital of the company as at 31 December 2011 were: Number % 1 Paulson & Co., Inc. 32,570, Allan Gray Unit Trust Management Limited 24,710, Fidelity Management & Research 16,539, Public Investment Corp. of South Africa 16,140, NWQ Investment Management Co. LLC 15,296, Tradewinds Global Investors LLC 14,401, Van Eck Global 13,128, Investec Asset Management (Pty) Limited (South Africa) 11,202, Old Mutual Investment Group South Africa (Pty) Limited 9,952, The Vanguard Group, Inc. 8,915, Wellington Management Co. LLP 7,824, BlackRock Fund Advisors 7,499, Government of Singapore Investment Corp. Pte Limited 7,386, Comgest SA 6,492, Government of Ghana 6,373, BlackRock Investment Management (UK) Limited 6,291, T. Rowe Price Associates, Inc. 6,148, Franklin Advisors, Inc. 6,030, Coronation Management Co. Limited 5,493, Abax Investments Pty. Limited 5,407, The above list of shareholders does not necessarily reflect the beneficial shareholders. P323

2 Analysis of ordinary shareholdings as at 31 December 2011 Number of % of total Number of % of Size of shareholding shareholders shareholders shares issued shares issued , , , , , , ,001 5, ,008, ,001 10, ,745, , , ,761, Over 100, ,168, Total 9, ,242, Shareholder spread at 31 December 2011 Pursuant to the Listings Requirements of the JSE, with the best knowledge of the directors and after reasonable enquiry, the spread of shareholders was as follows: Number % of Number % of Class of shares shares issued of holders shareholders Ordinary shares Non-public shareholders: Directors 26, Strategic holdings 6,373, Public shareholders 375,842, , Total 382,242, , A redeemable preference shares B redeemable preference shares } All shares are held by a wholly-owned subsidiary company Stock exchange listings at 31 December 2011 The primary listing of the company s ordinary shares is on the Johannesburg Stock Exchange (JSE). Its ordinary shares are also listed on stock exchanges in London and Ghana, as well as being quoted in New York in the form of American Depositary Shares (ADSs), in Australia, in the form of CHESS Depositary Interests (1) (CDIs) and in Ghana, in the form of Ghanaian Depositary Shares (GhDSs). Delistings AngloGold Ashanti delisted the company s ordinary shares from the Euronext Paris exchange with effect from 23 December 2011 and from the Euronext Brussels with effect from 30 December (1) Clearing House Electronic Sub-register System. P324 Overview and strategy Review of the year Governance Financial statements Other

3 Stock exchange information at 31 December JSE (Share code: ANG) Rands per share: Market price high low year end Shares traded , , , , ,717 London Stock Exchange (Share code: AGD) Pounds per share: Market price high low year end Shares traded , Euronext Paris (Share code: VA) (2) Euros per share: Market price high low year end Shares traded ,102 1,926 1,609 Ghana Stock Exchange (Share code: AGA) (listing commenced 27 April 2004) Ghana Cedis per share: (3) Market price high low year end Shares traded Euronext Brussels (Share code: ANG) (4) Euros per IDR: Market price high low year end IDRs traded Each IDR is equal to one ordinary share (2) Delisted with effect from 23 December 2011 (3) Adjusted to address change in currency (4) Delisted with effect from 30 December 2011 P325

4 Stock exchange information at 31 December (continued) New York Stock Exchange (Share code: AU) US dollars per ADS: Market price high low year end ADSs traded , , , , ,041 Each ADS is equal to one ordinary share Australian Securities Exchange (Share code: AGG) Australian dollars per CDI: Market price high low year end CDIs traded 000 1,848 6,023 6,574 5,854 14,993 Each CDI is equal to one-fifth of one ordinary share Ghana Stock Exchange (Share code: AADS) (listing commenced 27 April 2004) Ghana Cedis per GhDS: (2) Market price high low year end GhDSs traded Each GhDS is equal to one-hundredth of one ordinary share Shareholders diary Financial year-end 31 December Annual reports 2011 published on or about 31 March 2012 Annual general meeting 11:00 SA time 10 May 2012 Quarterly reports Released on or about Quarter ended 31 March May 2012 Quarter ended 30 June August 2012 Quarter ended 30 September November 2012 Quarter ended 31 December February 2013 Dividends Last date to trade ordinary Payment Payment shares cum date to date to Dividend number Declared dividend shareholders ADS holders 2011 Final number February March March March Q1 Interim number 113* *8 May 2012 *25 May 2012 *8 June 2012 *18 June Q2 Interim number 114* *3 August 2012 *24 August 2012 *7 September 2012 *17 September Q3 Interim number 115* *6 November 2012 *23 November 2012 *7 December 2012 *17 December 2012 * Proposed, subject to board approval. P326 Overview and strategy Review of the year Governance Financial statements Other

5 Dividend policy Dividends are proposed by and approved by the board of directors of AngloGold Ashanti, based on the company s financial performance. Dividends are recognised when declared by the board of directors of AngloGold Ashanti. During the third quarter of 2011, the company changed the timing of dividend payments to quarterly rather than half-yearly. AngloGold Ashanti expects to continue to pay dividends, although there can be no assurance that dividends will be paid in the future or as to the particular amounts that will be paid from year to year. The payment of future dividends will depend upon the board s ongoing assessment of AngloGold Ashanti s earnings, after providing for long-term growth, cash/debt resources, compliance with the solvency and liquidity requirements of the Companies Act of 2008, the amount of reserves available for dividend, based on the going concern assessment, and restrictions placed by the conditions of the convertible bonds, other debt facilities, protection of the investment grade rating and other factors. Withholding tax On 21 February 2007, the South African government announced that a 10% withholding tax on dividends and other distributions payable to shareholders would be implemented. In his budget speech on 22 February 2012, the South African Minister of Finance announced that the withholding tax on dividends and other distributions payable to shareholders will be increased from 10% to 15% effective 1 April This withholding tax replaces the Secondary Tax on Companies and although this may reduce the tax payable by AngloGold Ashanti s South African operations, thereby potentially increasing distributable earnings, the withholding tax on dividends and other distributions will generally reduce the amount of dividends or other distributions received by AngloGold Ashanti shareholders, subject to certain exceptions. The method for collection of this withholding tax will be communicated to shareholders in due course. Annual general meeting Shareholders on the South African register who have dematerialised their shares in the company (other than those shareholders whose shareholding is recorded in their own names in the sub-register maintained by their CSDP) and who wish to attend the annual general meeting to be held on 10 May 2012 in person, will need to request their CSDP or broker to provide them with the necessary authority in terms of the custody agreement entered into between them and the CSDP or broker. Voting rights The South African Companies Act 71 of 2008 (as amended) provides that if voting is by a show of hands, any person present and entitled to exercise voting rights has one vote, irrespective of the number of voting rights that person would otherwise be entitled to. If voting is taken by way of poll, any shareholder who is present at the meeting, whether in person or by duly appointed proxy, shall have one vote for every share held. There are no limitations on the right of non-south African shareholders to hold or exercise voting rights attaching to any shares of the company. CDI holders are not entitled to vote in person at meetings, but may vote by way of proxy. Holders of E ordinary shares are entitled to vote at meetings, but do not hold the right to veto. Options granted in terms of the share incentive scheme do not carry rights to vote. Change of details Shareholders are reminded that the onus is on them to keep the company, through their nominated share registrars, apprised of any change in their postal address and personal particulars. Similarly, where shareholders received dividend payments electronically (EFT), they should ensure that the banking details which the share registrars and/or CSDPs have on file are correct. Annual reports Should you wish to receive a printed copy of AngloGold Ashanti s 2011 annual reports, please request same from the contact persons listed at the end of this report or from the company s website or from companysecretary@anglogoldashanti.com. P327