General information about company. Scrip code

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1 Page 1 of 18 General information about company Scrip code Name of the company Kirloskar Oil Engines Limited Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)

2 Page 2 of 18 Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No 5 Whether the Listed Entity has any shares in locked-in? No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has with differential voting rights? No

3 Page 3 of 18 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I - Summary Statement holding of specified securities No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y as a % of (A+B+C) (B) Public (C) (C1) (C2) Non Promoter- Non Public DRs held by Employee Trusts

4 Page 4 of 18 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Table I - Summary Statement holding of specified securities No. Of No. of Warrants (Xi) No. Of securities and No. Of Shareholding, as a % assuming full securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of held in (B) Public (C) (C1) (C2) Non Promoter- Non Public DRs held by Employee Trusts

5 Page 5 of 18 Sr. A (1) Indian (d) Sub- (A)(1) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+(V)+ (VI) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Individuals/Hindu undivided Family Any Other (specify) (2) Foreign Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B (1) Institutions Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y as a % of Voting rights Table III - Statement showing shareholding pattern of the Public shareholder Mutual Funds (e) (f) (g) (i) Sub- (B)(1) Foreign Portfolio Investors Financial Institutions/ Banks Insurance Companies Any Other (specify) ( 3 ) Non-institutions (a(i)) (a(ii)) (e) Sub- (B)(3) Public Shareholding (B)=(B)(1)+ (B)(2)+(B) (3) C ( A+B+C2 ) (A+B+C ) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Any Other (specify) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

6 f Page 6 of 18 Sr. A (1) Indian Table II - Statement showing shareholding pattern of the Promoter and Promoter Group No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of held in (d) Sub- (A) (1) (2) Foreign Shareholding of Promoter and Promoter Group (A)=(A) (1)+(A)(2) B (1) Institutions Table III - Statement showing shareholding pattern of the Public shareholder (e) (f) (g) (i) Sub- (B) (1) ( 3 ) Non-institutions (a(i)) (a(ii)) (e) Sub- (B) (3) Public Shareholding (B)=(B)(1)+(B) (2)+(B)(3) C ( A+B+C2 ) (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Disclosure of notes on shareholding pattern Textual Information(1)

7 Page 7 of 18 Text Block Textual Information() Notes: 1. Clarification on total number of shareholders under promoter and promoter group: As on 30 September 2016 as per the Register of Members, the total number of shareholders under the Promoter and Promoter Group are 34. (29 folios of individual promoters and 5 folios of Bodies Corporate). Based on dated 21 January 2016 and 15 July 2016 received from BSE, the total number of individual promoters are revised to 16 instead of 29 in the Table I and II by consolidating different folios on the basis of same PAN. As such total number of shareholders under promoter and promoter group in the Table I and II are appearing as 21. (16 - individual promoters and 5 - Bodies Corporate). In view of aforesaid revision in disclosure, the total number of shareholders of the Company are appearing as instead of The details of consolidated shareholding of promoter holding shares in different capacity are as follows: a.) Atul Chandrakant Kirloskar (out of these in individual capacity, 375 as a Trustee of C.S. Kirloskar Testamentary Trust and 5700 as a Karta of Atul C. Kirloskar HUF) b.) Rahul Chandrakant Kirloskar (out of these in individual capacity (including 5,700 as a Karta of Rahul C. Kirloskar HUF) and 9119 as a Trustee of C. S. Kirloskar Testamentary Trust) c.) Sanjay Chandrakant Kirloskar (out of these 7945 in individual capacity, as a Trustee of Kirloskar Brothers Limited Employees Welfare Trust Scheme, 3055 as a trustee of C.S. Kirloskar Testamentary Trust and 217 as Karta of Sanjay C. Kirloskar HUF) d.) Suman Chandrakant Kirloskar (out of these 2979 and 75 in individual capacity, as Karta of C. S. Kirloskar HUF, as a Trustee of Vijaya Durga Devi Trust and 6292 as a Trustee of C. S. Kirloskar Testamentary Trust) e.) Vikram Shreekant Kirloskar (out of these 6447 in individual capacity (including 2,660 as a Karta of Vikram S. Kirloskar HUF) and equity shares as Trustee of Rooplekha (Life Interest) Trust ) f.) Mrinalini Shreekant Kirloskar (out of these in individual capacity and as Karta of Shreekant S. Kirloskar HUF) g.) Gautam Achyut Kulkarni (out of these and 7206 in individual capacity) 2. Following are list of entities/individuals who forms part of Promoter and Promoter Group but not holding of the Company as on 30 September 2016: Better Value Holdings Private Limited, Kirloskar Brothers Limited, Kirloskar Pneumatic Company Limited, Kirloskar Ferrous Industries Limited, Kirloskar Systems Limited, Asara Sales & Investments Private Limited, Prakar Investments Private Limited, Sri Harihareshwara Finance & Investments Private Limited, VikramGeet Investments & Holdings Pvt. Ltd., Kirloskar Roadrailer Limited, Cees Investments and Consultants Private Limited, Kirloskar Integrated Technologies Private Limited, Kothrud Power Equipment Limited, Kirloskar Proprietary Limited, G. G. Dandekar Machine Works Limited, Mahila Udyog Limited, Kirloskar Corrocoat Private Limited, Karad Projects and Motors Limited (earlier known as Kirloskar Constructions and Engineers Limited), The Kolhapur Steel Limited, Koppal Mines & Minerals Private Limited, Kirloskar Systech Limited, GreenTek Systems (India) Private Limited, Kairi Investments LLC, VSK Holdings Private Limited, Snow Leopard Technology Ventures LLP, Kirloskar DMCC (earlier known as Kirloskar JLT), Snow Leopard Momentum LLP, Kloudworks Consulting Services Limited, Lakeland Universal Limited, BVI, Joburg Industrial Trading (SA)(PTY) Limited, Takshasila Hospital Operating Private Limited, Pneumatic Holdings Limited, CARiQ Technologies Private Limited, Good Brands for a healthy Life Private Limited, Expert Quality Cloud Information Technology Private Limited, Snow Leopard Global Technology, LLP, Kirloskar Energen Private Limited, KOEL Americas Corp., USA, Gauri Kirloskar, Chris Kolenaty, Pia Chris Kolenaty, Aditi A. Kirloskar, Rama S. Kirloskar, Alika R. Kirloskar, Aman R. Kirloskar, Shruti N. Kulkarni, Ambar G. Kulkarni, Komal A. Kulkarni, Gargi N. Kulkarni, Talan A. Kulkarni, Anika N. Kulkarni, Manasi V. Kirloskar and Maya Kolenaty.

8 Page 8 of 18 Individuals/Hindu undivided Family Searial No Name of the Atul Chandrakant Kirloskar as individual, as a Trustee of C.S. Kirloskar Testamentary Trust and as a Karta of Atul C. Kirloskar HUF Rahul Chandrakant Kirloskar as individual, as a Karta of Rahul C. Kirloskar HUF and as a Trustee of C. S. Kirloskar Testamentary Trust Sanjay Chandrakant Kirloskar as individual, as a Trustee of Kirloskar Brothers Limited Employees Welfare Trust Scheme, as a trustee of C.S. Kirloskar Testamentary Trust and as Karta of Sanjay C. Kirloskar HUF Suman Chandrakant Kirloskar as individual, as Karta of C. S. Kirloskar HUF, as a Trustee of Vijaya Durga Devi Trust and as a Trustee of C. S. Kirloskar Testamentary Trust Vikram Shreekant Kirloskar as individual, as a Karta of Vikram S. Kirloskar HUF and as Trustee of Rooplekha (Life Interest) Trust Mrinalini Shreekant Kirloskar as individual and as Karta of Shreekant S. Kirloskar HUF Roopa Jayant Gupta PAN (II) ABIPK5776G ABIPK5774E ABIPK5775F ABIPK5773D AEOPS9860G ADVPK0581A AEHPG5246H No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg:x Class eg:y as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(Xi) As a % of Number of Locked in shares (XII) No

9 Page 9 of 18 held (b) Number of pledged or otherwise encumbered (XIII) No. held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN

10 Page 10 of 18 Individuals/Hindu undivided Family Searial No Name of the Geetanjali Vikram Kirloskar Gautam Achyut Kulkarni Jyostna Gautam Kulkarni Arti Atul Kirloskar Nihal Gautam Kulkarni Alpana Rahul Kirloskar Akshay Sahni PAN (II) AEUPK3209H AFSPK7808P ABIPK9696F ABEPK3630R AIVPK1270B AARPK0165B AVTPS4937Q No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg:x Class eg:y as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(Xi) As a % of Number of Locked in shares (XII) No. held (b) Number of pledged or otherwise encumbered (XIII) No. held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN

11 Page 11 of 18 Searial No Individuals/Hindu undivided Family Name of the Alok Kirloskar Pratima Sanjay Kirloskar Click here to go back PAN (II) AIFPK2999F ABAPK7978E No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg:x Class eg:y as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(Xi) As a % of Number of Locked in shares (XII) No. held (b) Number of pledged or otherwise encumbered (XIII) No. held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN

12 file:///e:/smita/smita/kirloskar%20engines%20india%20limited/shareholding%20pa... Page 12 of 18 10/8/2016 Any Other (specify) Searial No Category Bodies Corporate Bodies Corporate Bodies Corporate Bodies Corporate Bodies Corporate Click here to go back Name of the Kirloskar Industries Limited Kirloskar Chillers Private Limited Achyut and Neeta Holdings and Finance Pvt. Ltd. Navsai Investments Private Limited Alpak Investments Private Limited PAN (II) AAACP3590P AABCK1730B AABCA5802E AAACN6301N AABCA5788P No. of the No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. held (b) Number of pledged or otherwise encumbered (XIII) No. held (b) Number of equity shares held in

13 Page 13 of 18 Reason for not providing PAN

14 Page 14 of 18 Foreign Portfolio Investors Searial No. 1 Name of the Pinebridge Investments Gf Mauritius Limited Click here to go back PAN (II) AAHCA7302F No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN

15 Page 15 of 18 Searial No. 1 2 Financial Institutions/ Banks Name of the General Insurance Corporate of India Life Insurance Corporation of India Click here to go back PAN (II) AAACG0615N AAACL0582H No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN

16 Page 16 of 18 Insurance Companies Searial No. 1 2 Name of the The New India Assurance Company Limited The Oriental Insurance Company Limited Click here to go back PAN (II) AAACN4165C AAACT0627R No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN

17 Page 17 of 18 Searial No. 1 2 Any Other (specify) Category Other Other Category / More than 1 percentage More than 1 percentage of shareholding More than 1 percentage of shareholding Click here to go back Name of the Nalanda India Fund Limited Nalanda India Equity Fund Limited PAN (II) AACCN5849D AADCN6131F No. of the No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y as a % of Voting rights No. Of No. of No. Of securities and Warrants (X) Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN

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