I I Last Name. First Name and Middle Initial. Department or Agency (IfApplicable)

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1 SF 78 (Rev ) Executive Branch Personnel PUBLC FNANCAL DSCLOSURE REPORT Form Approved: C.F.R. Part U.S. Office of Government Ethics Dateof Appointment, Candidacy, Election, Reporting ncumbent Calendar Year New Entrant, Termination TerminationDate(f'Applior Nomination (Month. Day. Year) Status Covered by Report Nominee, or (l Filer cable)(month,day;year) (Check Appropriate D Candidate Boxes) ZOll 1 Last Name First Name and Middle nitial Reporting ndividual's Name Roemer, Charles E. D OMB No Position for Which Filing Title of Position President Department or Agency (fapplicable) Address (Number. Street. City, State, and ZP Code) Location of Present Office (or forwarding address) 80 Jefferson Highway, Suite 101, Baton Rouge, LA Telephone No. (nclude Area Code) Title of Position(s) and Date(s) Held Position(s) Held with the Federal Government During the Preceding Termination Filers: The reporting 1 Months (f Not Same as Above) period begins at the end of the period covered by your previous filing and ends at the date of termination. Part of -.:, Nam :.:.:=e..::fc.:c:::,n o :::,o=g::;::;::s:.:::,n res io=al :...:: c:.:m o.:.::;= m i.::e:.: tt:: ec.:c:::,n :::,o=sid:.::r.:.=g..:.:.::;= :.:e in Nom i:.:a.::o.:. n::ti:.:n+ D =o..,:you ::::::...:::.:e::;d:..to nt:: n:.:.::...;:reat:.: C.:,::;::;e..:...::::::; a QJua:lifi =le:: d:..diver:.:if.:.= = :.:.:s:: ied..:fu T.:.=st:':'_? -1 Schedule D is not applicable. Presidential Nominees Subject to Senate Confirmation NotApplieable DYes 0 No Certification CERTFY that the statements have made on this form and all attached schedules are true, complete andcorrect to the best ofmy knowledge. Other Review (f desiredby agency) Signature of Reporting ndividual / ),d c;/"" Signature of Other Reviewer Date (Month, Day, Year) to Date (Month, Day, Year) AgencyEthicsOfficial's Opinion Signature of Dill.,nated Agency Ethfficja\/RevieYf0lift1'cial Date (Month, Day, Year) On the basis of information contained in this report, conclude that the filer is in compliance.'..?f(;jl10 A-O-o with applicable laws and regulations(subject to /l /"'> / any comments in the box below),,// </V " Office of Government Ethl:-cS V > {/ Use Only Date (Month, Day, Year) Schedule C, Part (Agreements or Arrangements)-Show any agreements or arrangements as of the date of filing. Comments of Reviewing Officials (f additional space is required, use the reverse side of this sheet)..., - '"' \ 'le W \ _.:,.- ';, JJ (Check box iffiling extension granted & indicate number of days S ) [i/ '. <'.::.:.i:,.j:j J0 ::J!:J':weviewed for Apparent Compliance cs :'} Hd ZNnr [tth the Federal Election Campaign Act t;;.!,r... r r" (", J e, - (Check box if comments are continued on the reverse side) D ljuj')_,: ;,'''l! ;:)...i \_,.J )f:-1 rl' rj 0f1:J i "'i, Schedule D -The reporting period is the preceding two calendar years and the current calendar year up to the date of filing. Agency Use Only OGE Use Only Supersedes (rjor E?'_ihci::"tn1iot Be Used NSN7S0-Q1-Q70-8 OGE/Adobe Acrobat versioo1.0.(t 1/01100)

2 SF 78 (Rev ) C.F.R. Part U.S. Office of Government Ethics Reporting ndividual's Name Roemer,, Charles E. SCHEDULE A of 7 Assets and ncome Valuationo fassets ncome: type and amount. f "None (or less than $01)" is at close of reporting period checked, no other entry is needed in Block C for that item. BLOCK A BLOCKB BLOCKC For you, your spouse, and dependent children, report each asset held for investment or the t7.v': li""1 s"o'\' 1(f C "; : li' '?1,=-,-:, ' r;<",,"":-', '\%.-'".':"; li'1 ti Typ '.. }oj e L:.., Amount i i 'd i _ production of income which had a fair market J:j ;!}[ ;A f '-'.' ;h " value exceeding $1,000 at the close of the reporting period, or which generated more than $00 in income during the reporting period, together Other Date with such income. ncome (Mo., Day, (Specify Yr.) Type & o Actual Only if g Amount) Honoraria... o vi 'til... Q)... Q) CentralAireo.L.. fl'" -gr"... t x.1_11t 1 ExamPlesOeJo&lth, Homewn,Sta _.' _.1...,...:... $;: gii ( '!!.: RA:Heartland00 ndex Fund it,;"a?..h rm \>ll li':"''''',l! kl" ;"de i!1!i.. {!.ir ""'.,,, % ;';;'w ; _ LawPartnership -l.lncom Gese Equity Fund _ 111_ i "-, ii_ & i.1_,.-l. + _,...,. '.:u..... "S"",,,, :ij'- '1'1."'..-."'""'. ''''.,,,,,".,r, -...,._ ",;f'..,. _:, ;" C0o'r, X / 1 Cash-Business First Bank Salary $0, ;», }'''1?;, *'" ;; / :":'?:: :', ;'/\ -/x/llx/ i?#. -'f,, j.:l ;;;';l :';.'.;_ ' ;".r1 }i,:,';:; U'E.l-f1 :< -',"-,; -:,;J-'{ f,\"-;,::,,,;;';,. :... j,;,." x;.;...';<. f.?- :..;. lit,,)")' lii.. RA-Business First Bank Cash-Bancorp South Bank * jl h\fl 1:'t;:1 * :r:/ S; /;{i/ ' X r){'1 1;!!i1. "'-:"' rk:. \::t!: :_; o!;.:..t!...;.:. '-\."'i'ij. T,r:,..,t. -'l;o<,;,.::.;j'j: '''',,-.:. ":<::-'::' ;." ::H' lif1 1llf>1 rt:1 [ lit,?1 11ti$'1 l:i1 :K'\ 111 1(1'n;;;ll l\! *, t'x1 B 1 m i g h d B Roemer Holdings LLC (0%) (Family owned real estate in Bossier City, LA) 1w,$1 '.1 1' %.llif11 il 1" iit11 1""''"1 1iE:1 Jj 'Shaw Group Options m lix ; m ii x Xii lnll n1l 1111 H ll * This category applies only if the asset/income is solely,that ofthe filer's spouse or dependent children. f the asset/income is either that of the flier or jointly held by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate. Business First Bancshares Options _ Prior EditionsCannotBeUsed. OG'JAdobc Acrobat version 1.0. ( )

3 SF 78 (Rev ) C.F.R.Part U.S. Office of Government Ethics Reporting ndividual's Name Roemer,, Charles E. SCHEDULE A continued (Use only if needed) of 7 As-sets and ncome ValuationofAssets at close of reporting period ncome: type and amount. f "None (or less than $01)" is checked, no other entry is needed in Block C for that item. 7 8 q RA-Ameritrade BLOCK A McDade & Roemer Holdings LLC (0%) (Family owned mineral interests) Bancorp South Bank Common Gulf South Capital Partners LLC (%) (Manager of a private equity group) CRSA Holdings, nc Common - (Third party manaaer & developer of senior housing) Our Lady OfThe Lake Regional Medical Center glsl,:s;; 0'" 1,,?1 ter v)! 1 fj 0;, "i#t;.-( C?... to. q.1.c:. c:. o1 i!il=: c:. ' f.g;>1 r h f(,\!iibi.];,111.. (f..l -!1.7t 1''r'i'"l i*""., i", X ;n. '.' ;,1\ ;;-, ;; ', ;i 1-. """ 'h'-' \ii;''''! _t, }:;;,*z ;;! 1 1{if""'1 "":'" X S, l 1rlX BLOCKB o. ;L.$k lo. 0. to! *81...". 8 ;8i.0", qi... Ol'j l1:i [ i v) lld c g\ 8 i';,l NltAO!;l,;;. o ra' 0 t.'{j <l1 q l""il.., ltji Cl rr: 0 Zc ;>;.... t 8,:-l,$l'.' &i"( r.\, i a Jo",,. E--< "d... "'"."'' -!ii:,"" c i"-"ll f) (1.,- () '"".., '.1 ' '",.,,,,". :-' ''"... 1 f l/") C) Q)Q;: lr,)f1 itli -g ::'..,., X o '. 'tl.. E'l '- t 'i ::J c, Type Amount,,,,,,,,, "! 1li VJ;; g1 )i f!;;::,.1i! 1011 () f). ;>. >< P'! j E'l 0 1'iij!! ":jii, ', '\; ". '..! rtj "i8!t! " ':., 'n' t:: ilt::''i.., OJ ca!s u:l "d f.,,.. () :sa.;; 1,;... 1i. 1il... c1.., Cl,i?j!j.E...' :. x {," " i '>..'<n""j ':',&,: - }jl:t 1 'r, \.,l,:[:;.hif. t*, E,j : tlx. Xli' '.'''-''.'! "::')":';;1'";; :rt;:;-:._.,:a S1 ;,:"fi, :i;-;(: ;l ':: ": jx \1 i!:.;::: ; 1t8 i xl.' ' BLOCKC :,;t"'.l'< >lli:{fl f g t, ;\ 1':':;;"1 ;;; fi i " '''''' ;;. ;] Y: " : jt.?!:- k:. D * This category applies only if the asset/income is solely that of the mer's spouse or dependent children. f the asset/income is either that of the filer or jointly held by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate. Other ncome (Specify Type & Actual Amount) Spouse Part-Time Employer Date (Mo., Day, Yr.) Only if Honoraria Prior Editions Cannot Be Used. OGE/Adobe Acrobat version 1.0. (1l/01/00

4 SF 78 (Rev.0/000) S C.F.R. Part U.S. Officeof Government Ethics Reporti g ndividual's Name Do not complete Schedule 8 if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate SCHEDULE B Roemer,, Charles E. of 7 Part : Transactions Report any purchase, sale, or exchange Do not report a transaction involving NoneD by you, your spouse, or dependent property used solely as your personal children during the reporting period of any residence, or a transaction solely between real property, stocks, bonds, commodity you, your spouse, or dependent child. futures, and other securities when the Check the "Certificate of divestiture" block amount of the transaction exceeded $1,000. to indicate sales made pursuant to a nclude transactions that resulted in a loss. certificate of divestiture from OGE. Example CentralAirlinesCommon dentification of Assets S *This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. f the underlying asset is either held by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate. Part : Gifts, Reimbursements, and Travel Expenses For you, your spouse and dependent children, report the source, a brief description, and the value of: (1) gifts (such as tangible items, transportation, lodging, the U.S. Government; given to your agency in connection with official travel; received from relatives; received by your spouse or dependent child totally food, or entertainment) received from one source totaling more than $0, and () travel-related cash reimbursements received from one source totaling more independent of their relationship to you; or provided as personal hospitality at the donor's residence. Also, for purposes of aggregating gifts to determine the than $0. For conflicts analysis, it is helpful to indicate a basis for receipt, such total value from one source, exclude items worth $10 or less. See instructions as personal friend, agency approval under U.S.c. 111 or other statutory for other exclusions. authority, etc. For travel-related gifts and reimbursements, include travel itinerary, dates, and the nature of expenses provided. Exclude anything given to you by None gj Source (Name and Address) E"amp[esa'::'A.Collers.NY, NY Prank jones, San Francisco, CA _ Brief Description Value --- Airline ticket, hotel room &meals incident to national conference /1/99 (personal activity unrelated to duty) $00 Leather briefcase (personal friend) $00 Prior Editions Cannot Be Used. OGE/Adobe Acrobat version 1.0. (11/01/00

5 SF 78 (Rev ) C.F.R.Part Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate U.S.Office of Government Ethics Reporting ndividual's Name SCHEDULE B continued Roemer,, Charles E. (Use only if needed) of 7 Part : Transactions dentification of Assets *This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. f the underlying asset is either held by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate. Prior Editions Cannot Be Used. ageladobe Acrobat version 1.0.(

6 SF78 (Rev.0/000) C.F.R. Part U.S.Office of Government Ethics Reporting ndividual's Name Roemer,, Charles E. SCHEDULE C of 7 Part : Liabilities a mortgage on your personal residence None Report liabilities over $10,000 owed to anyone creditor at any time during the reporting period by you, your spouse, or dependent children. Check the highest amount owed during the reporting period. Excl ude unless it is rented out; loans secured by automobiles, household furniture or appliances; and liabilities owed to certain relatives listed in instructions. See instructions for revolving charge accounts. i Date nterest Term if Examples Creditors (Name and Address) Type of Liability ncurred Rate applicable % yr...::..!!k,whington,d!::!0!lla..!l!:..o..!l.!:ental..!:.0pert!!!:!:. johnjones, 1j St.,Washington,DC Promissory note % on demand _ *This category applies only if the liability is solely that of the filer's spouse or dependent children. f the liability is that of the filer or a joint liability of the filer with the spouse or dependent children, mark the other higher categories, as appropriate. Part : Agreements or Arrangements Report your agreements or arrangements for: (1) continuing participation in an of absence; and () future employment. See instructions regarding the reportemployee benefit plan (e.g. pension, 01k, deferred compensation); () continua ing of negotiations for any of these arrangements or benefits. NoneD tion of payment by a former employer (including severance payments); () leaves Status and Terms of any Agreement or Arrangement Parties Date Example Pursuant to partnership agreement, will receive lump sum payment of capital account & partnership share Doe jones & Smith, Hometown, State 7/8 calculated on service performed through 1/00. Will continue to receive reduced compensation Business First Bank, Baton Rouge LA 0/11 Prior Editions Cannot BeUsed. OGE/Adobe Acrobat version 1.0. (1l/0n00)

7 . SF 78 (Rev ) C.F.R. Part U.S.Office of Government Ethics Reporting ndividual's Name Roemer,, Charles E. SCHEDULE D 7 of 7 Part : Positions Held Outside U.S. Government Report any positions held during the applicable reporting period, whether compensated or not. Positions include but are not limited to those of an officer, director, trustee, general partner, proprietor, representative, employee, or consultant of any corporation, firm, partnership, or other business enterprise or any non-profit organization or educational institution. Exclude positions with religious, social, fraternal, or political entities and those solely of an honorary nature. None 0 Organization (Name and Address) Type of Organization Position Held From (Mo., Yr.) To (Mo.,Yr.) Kt'l Assn. of Rock Collectors, NY, NY Non-profiteducation President /9 Present Examples Doe Jones & Smith, Hometown, State Law firm Partner 7/ Business First Bank, Baton Rouge LA Commercial Bank President/CEO 01/00 Present Part : Compensation in Excess of $,000 Paid by One Source Do not complete this part if you are an ncumbent, Termination Filer, or Vice Report sources of more than $,000 compensation received by you or your non-profit organization when Presidential or Presidential Candidate. business affiliation for services provided directly by you during anyone year of you directly provided the the reporting period. This includes the names of clients and customers of any services generating a fee or payment of more than $,000. You corporation, firm, partnership, or other business enterprise, or any other need not report the U.S. Government as a source. None 0 Source (Name and Address) Brief Description of Duties Examples : Jones & Smith, Hometown, State Legalsetvices Metro University (client of Doe Jones & Smith), Moneytown, State Legal setvices in connection with university construction Prior Editions Cannot Be Used. OGE/Adobe Acrobat version 1.0. ( )

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