7/26/2018 I:\SC\Administration\Office Management Documents\Sanction Page Payment 1 Status Report\Sanction Payment Status Report Website July 2018.

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1 Name 1 Adams, Timothy UNPAID 2 Advantage Financial Group Inc. UNPAID 3 Allen, John Alexander Partially Paid 4 Atlantic Industrial Paid 5 Baie Chedabucto Bay Paid 6 Beaton, Larry Paid 7 Berry, Wayne UNPAID 8 Bevis, Chris Paid 9 Black, Emeric Neil Paid 10 Bowser, Paul Paid 11 Byrne, Vincent Partially Paid 12 Brown, Steven Paid 13 Campbell, John George Paid 14 Canaccord Paid 15 Canaccord Capital Paid 16 Chan, Hermes Paid 17 Clarke Inc./Geosam Invest Paid 18 Clarke, Bruce Partially Paid 19 Clarke, Steven Paid 20 Colpitts, Blois Paid 21 Courtney,Raymond Paid 22 Credential Asset Management Inc. Paid 23 CST Consultants Paid 24 Desjardins Paid 25 Dunbar, Glenn UNPAID 26 Duncan, Greg Paid 27 During, John Paid 28 EBI UNPAID 29 Elsie, Randall Paid 30 Evangeline WindFields Paid 31 Fleming, William Paid 32 Getta, Alexander "Sandy" Paid 33 Global Maxfin Paid 34 Globeinvest Capital Mgmt Paid 35 Glooscap Wind Field Paid 36 Harrigan, Michael Partially Paid 37 Helical Corporation UNPAID 38 Helical Corporation Paid 39 Hibbert, Lyndon/Healthy Wealthy Partially Paid 40 Hicks, Eric Paid 41 Hill, Trevor Wayne UNPAID 42 Homburg Partially Paid 43 Investors Group Paid 44 Investors Group Paid 45 IPC Paid 46 IPC Investment Paid 47 Johnson, Douglas UNPAID 48 Johnson, J. Arnold Paid 49 Keogan, Russel Paid 50 Keybase Paid 51 Langille, Jeremiah UNPAID 52 Leonard, Andrew/SAG UNPAID 53 Lynch, Michael D. Paid 54 MacDermott, Ralph/ACT Partially Paid 55 Marino, Mario Paid 56 Medmira Inc. Paid 57 NBFL Paid 58 Northeastern Comm. Invest. Paid 59 Northumberland Wind Field Inc Paid 60 Olympian Financial Paid 61 OptionsXpress, Inc Paid 62 Oxford Software Investments Paid 63 Publicover, Taura Irene Partially Paid 64 Quadrus Investment Ltd. Paid 65 Quadrus Investment Ltd. Paid 66 Rawding, John Paid 67 Rethy, Stephen Paid 68 River John Oceanfront Paid 69 Robinson, Christopher Paid 70 ROI Capital Inc. Paid 71 Royal Roads Paid 72 Rust, Grant Paid 73 Scallop Shell Polution Solution Partially Paid 74 Schriver, Bruce Partially Paid 75 Scotia Securities Paid 76 Scotian Wind Inc. Paid 77 Select Money Strategies Paid 78 Smith, Dr. James A Paid 79 Stone, Mark UNPAID 80 Stone, Teddy UNPAID 81 Sponagle, Quintin Earl UNPAID 82 Stratus Offshore UNPAID 83 Stratus Offshore UNPAID 84 Stuckless, Everett UNPAID 85 TD Waterhouse Canada Inc. Paid 86 Torgerson, Magnus UNPAID 87 TradeStation Securities Inc. Paid 88 Trusthouse/Raymond Partially Paid 89 Ucore Rare Metals Inc. Paid 90 Union Securities Inc. Paid 7/26/2018 I:\SC\Administration\Office Management Documents\Sanction Page Payment 1 Status Report\Sanction Payment Status Report Website July 2018.xls

2 Name 91 Unique CEDC Paid 92 Vestcap Investment Management Inc. Paid 93 Weir, Carol Paid 94 Weir, Lowell Paid 95 Westbrook, John UNPAID 7/26/2018 I:\SC\Administration\Office Management Documents\Sanction Page Payment 2 Status Report\Sanction Payment Status Report Website July 2018.xls

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Province of Newfoundland and Labrador Approved Locked-in Retirement Income Fund Arrangements Under The Pension Benefits Act, 1997

Province of Newfoundland and Labrador Approved Locked-in Retirement Income Fund Arrangements Under The Pension Benefits Act, 1997 Allianz Life Insurance Company of North America Allianz Life Insurance