Collective Investments Schemes Report for the year ended 31 December 2015

Transcription

1 Collective Investments Schemes Report for the year ended 31 December 2015

2 CONTENTS Vision, mission and values 1 Section A Departmental structure 2 General overview 3 Regulatory developments 7 Section B Portfolios: New, withdrawn/amalgamated 8 Section C Annexure 1: Registered CIS portfolios by managers 16 Annexure 2: Registered CIS in participation bonds and property 52

3 Vision, mission and values VISION The FSB s vision is to promote and maintain a sound financial investment environment in South Africa. MISSION The FSB s mission is to promote the:»» Fair treatment of consumers of financial services and products»» Financial soundness of financial institutions»» Systemic stability of financial services industry»» Integrity of financial markets and institutions. COLLECTIVE INVESTMENT SCHEMES REPORT VALUES At the FSB we will act professionally at all times in all that we say and do. Accordingly, we undertake to:»» Demonstrate the highest level of technical competence»» Conduct all our business at the highest level of confidence»» Collaborate effectively as team members to deliver effective services»» Enhance stakeholder synergy through collaboration»» Apply the regulatory framework in a consistent and fair manner»» Treat all people with respect and empathy. 1

4 Section A: Departmental structure CIS DEPARTMENT PERSONAL ASSISTANT Florence Legodi DEPUTY EXECUTIVE OFFICER Jurgen Boyd ASSISTANT Valencia Letsoalo HEAD Kedibone Dikokwe SENIOR SPECIALIST Marius de Jongh SENIOR LEGAL ADVISER Tholoana Makhu TEAM MANAGER: REGISTRATION AND COMPLIANCE Susan Schutte TEAM MANAGER: REGISTRATION AND COMPLIANCE Annelize Slabbert MANAGER: SUPERVISION Chwayita Mtebele SPECIALIST Mamidi Sekoati REGISTRATION AND COMPLIANCE REGISTRATION AND COMPLIANCE SUPERVISION INFORMATION DISCLOSURE 1 x Specialist Analyst Tiva Mbhenyani 1 x Senior Analyst Mpho Moahlodi 2 x Analysts Lucky Ngobeni Lebogang Mobango 1 x Senior Analyst Vacant 4 x Junior Analysts Daniel Mogale Lesego Chababa Lawrence Matjila Ayanda Meyi 1 x Registry Clerk Aubrey Modjadji 2 x Senior Analysts Bobby Muluvhu Kabelo Maponya 2 x Analysts Sydney Modingwana Jabulani Mahlangu 2 x Junior Analysts Tendani Dzhivhuho Mokgatla Tloubatla 1 x Senior Analyst May Botha 1 x Analyst Mpho Musetsho 1 x Intern Pebetse Mabona 2

5 Section A: General overview A. LIAISON WITH INDUSTRY BODIES During the period, the office of the Registrar continued to liaise with relevant industry bodies on regulatory and supervisory matters. The collective investment schemes (CIS) industry is represented by the following bodies:»» The Association for Savings and Investment South Africa (ASISA)»» SA Real Estate Investment Trust Association»» The Association of Participation Mortgage Schemes Management companies»» The Fiduciary Institute of South Africa. INDUSTRY OVERVIEW South African collective investment schemes in securities During the period, 207 local portfolios were approved, while cessation and amalgamation activities resulted in the withdrawal of 73 portfolios. COLLECTIVE INVESTMENT SCHEMES REPORT The Registrar approved an additional bringing the total number of registered managers to 50 as compared to 49 registered s as at the end of s offered investors a choice of portfolios, of which 566 were third-party portfolios. This is an increase of 133 portfolios from the previous year. Number of portfolios for the year ended December Number of portfolios 3

6 Section A: General overview CONTINUED Net inflows and assets under management for the year ended 31 December 2015 The South African CIS industry set a new record of R2 trillion worth of assets under management at the end of 2015 compared to R1 953 trillion in The assets under management grew by R47 billion. During the period, the CIS industry attracted net inflows of R101 billion, marginally, below the previous record net inflows of R108 billion achieved in Net inflows and assets under management for the year ended 31 December Assets under management Net inflows CIS industry net inflows 22% 1% 2% 75% South African funds Worldwide funds Regional funds Global funds The vast majority of funds were destined for the South African fund sector, which attracted slightly more than 75% of net inflows. The global fund sector attracted the second largest percentage of net inflows, totalling 22% of net inflows. This was followed by the worldwide fund sector at 2.25% and regional fund sector at 0.59%, respectively. Source of investment of net inflows The bulk of the inflows to the CIS in securities industry as at the end of December 2015 came directly from individuals (32%). Intermediaries, such as independent financial advisers, generated 20% of inflows. Linked investment services providers (companies that enable clients to invest in a wide range of collective investment schemes) generated 24% of sales and the remaining 24% was received from institutional investors such as pension and provident funds. Source of sales 24% 32% 20% 24% Direct investors Institional investors Intermediaries Linked investment service providers 4

7 Section A: General overview CONTINUED Foreign collective investment schemes in securities (FCIS) FCIS are offshore schemes authorised for promotion in the Republic of South Africa, subject to certain prescribed conditions. Only authorised FCIS can be marketed to South African investors. FCIS portfolios are denominated in foreign currencies, typically the US dollar, pound, euro and yen. The number of FCIS portfolios available for investment in South Africa increased from 349 to 376 as at the end of December During the period, 75 FCIS portfolios were approved. The cessation and amalgamation activities of 2015 resulted in the withdrawal of 48 FCIS portfolios. The FCIS total assets under management increased to R364 billion at the end of December 2015, compared with R286 billion at the end of December COLLECTIVE INVESTMENT SCHEMES REPORT The FCIS experienced net inflows of R2 billion at the end of December 2015, compared to net inflows of R3 billion in The lower net inflows into FCIS during 2015, can to some extent be attributed to the marked selloff due to US dollar strength. During 2015 the US dollar strengthened by around 25% against the rand, with many investors most likely using this period of dollar strength to lock-in profits. This is particularly evident by the third quarter outflows from FCIS of R4.4 billion and fourth quarter outflows from FCIS of R12.7 billion. Foreign portfolios assets under management and net inflows as at December Number of portfolios under management Net inflows/outflows 5

8 Section A: General overview CONTINUED Collective investment schemes in property CIS in property industry contracted during the review period. The number of participatory interests declined sharply from 3.9 billion to 251 million, while market capitalisation dropped to R7 billion at the end of December 2015, compared to R34 billion a year earlier. This was mainly due to the conversion of most schemes from collective investment schemes in property to company-structured, JSE-listed real estate investment trusts (REITs). Market capitalisation versus participatory interest in issue for the year ended December Market capitalisation Participatory interest in issue (billion) Collective investment schemes in participation bonds The aggregate owing to the participants at 31 December 2015 was R1.3 billion (2014: R1.2 billion). There are currently four managers and 132 participation bonds. Registered bonds versus mortgage participants Number of participants Number of participation bonds 6

9 Section A: Regulatory developments During the year under review, the department focused on enhancing regulations to promote growth in the industry and offer better protection to investors. Key activities are noted below: 1. Reviewing capital adequacy requirements for participation bond managers Following the introduction of tax-free savings investments by National Treasury, participation bond scheme managers indicated an interest to make tax-free savings products available. The Registrar accordingly published Board Notice 138 of 2015 in the Government Gazette on 17 July 2015, amending capital adequacy requirements for participation bond schemes to enable them to issue tax-free savings products while maintaining sufficient liquidity for these products. 2. Conditions of registration and fit-and-proper requirement The Registrar published a draft notice for public comment in November 2015, calling for submissions to proposed provisions that will support the Treating Customers Fairly initiative, and address some shortcomings identified in the 2014 financial sector assessment programme conducted by the International Monetary Fund. The draft notice also incorporates requirements governing the delegation of functions under section 4(5) of the Collective Investment Scheme Control Act, It is envisaged that the notice will be finalised for gazetting by 31 March COLLECTIVE INVESTMENT SCHEMES REPORT 3. Money market portfolio After announcing the restructuring of the Good Bank by the African Bank curator, the Registrar, in consultation with the industry, exempted money market portfolios which held certain African Bank Limited debt instruments from the requirement of a maximum of 13 months maturity duration. 4. Hedge fund regulations On 25 February 2015, the Minister of Finance declared the business of a hedge fund to be a collective investment scheme under Government Notice 38503, with an effective date of 1 April Subsequent to the declaration, the Registrar prescribed the requirement for hedge funds, which were published in the Government Gazette of 6 March 2015, also with an effective date of 1 April

10 Section B: Portfolios: New, withdrawn/amalgamated Local approved 1. IDS Management Company (RF) Proprietary Limited was approved on 26 March 2015 as manager of the IDS Collective Investment Scheme. FOREIGN COLLECTIVE INVESTMENT SCHEMES APPROVED 1. Ashburton Investments SICAV Global Growth Fund was approved on 16 January PSG Konsult Houghton Global High Growth USD IC Limited was approved on 19 January PSG Konsult Houghton Global High Growth GBP IC Limited was approved on 19 January PSG Konsult Houghton Global Income USD IC Limited was approved on 19 January PSG Konsult Houghton Global Income GBP IC Limited was approved on 19 January Momentum Mutual Fund ICC Limited - Capstone Global Flexible Fund IC Ltd was approved on 28 January Nedgroup Investments Income MultiFund was approved on 10 February Nedgroup Investments Balanced MultiFund was approved on 10 February Nedgroup Investments Growth MultiFund was approved on 10 February ACPI Balanced UCITS Fund was approved on 10 February ACPI Focused Equity UCITS Fund was approved on 10 February ACPI Global HealthCare UCITS Fund was approved on 10 February Prescient Africa Equity Fund was approved on 2 March PineBridge Europe Equity Fund was approved on 10 March PineBridge US Large Cap Research Enhanced Fund was approved on 10 March PineBridge Asia ex Japan Small Cap Equity Fund was approved on 10 March PSG Global Equity Fund IC Limited was approved on 16 March PSG Global Flexible Fund IC Limited was approved on 16 March Coronation Global Equity Select Fund was approved on 1 April PSG Global Equity Sub-Fund was approved on 1 April PSG Global Flexible Sub-Fund was approved on 7 April Allan Gray Africa ex-sa Bond Fund was approved on 7 April High Street Global Balanced Fund was approved on 8 April Anchor Global Equity Fund was approved on 9 April Anchor Global Capital Fund was approved on 10 April Dodge & Cox Worldwide Funds plc US Stock Fund was approved on 10 April Dodge & Cox Worldwide Funds plc Global Stock Fund was approved on 10 April Dodge & Cox Worldwide Funds plc International Stock Fund was approved on 10 April Dodge & Cox Worldwide Funds plc US Bond Fund was approved on 10 April Grindrod Global Equity Income Growth Fund was approved on 22 April Brackenham Global Balanced Fund was approved on 11 May Grindrod Global Managed Growth Fund was approved on 18 May Sanlam FOUR Stable Global Equity Fund was approved on 18 May Counterpoint Global Equity Fund was approved on 5 June Counterpoint Global Equity Fund was approved on 8 June Sanlam FOUR Global Equity Fund was approved on 9 June PineBridge Global Focus Equity Fund was approved on 11 June PineBridge Global Dynamic Asset Allocation Funds was approved on 3 September Nedgroup Global Core Fund - ABAX Global Equity Fund was approved on 26 November Ishares China Large Cap UCITS ETF was approved on 26 November Ishares Global High Corp Bond UCITS ETF was approved on 26 November Ishares Euro Dividend UCITS ETF was approved on 26 November Ishares Asia Pacific Dividend UCITS ETF was approved on 26 November Ishares Core MSCI Emerging markets IMI UCITS ETF was approved on 26 November Ishares Global Corporate Bond UCITS ETF was approved on 26 November Ishares developed Markets property yield UCITS was approved on 26 November Ishares MSCI USA Dividend IQ UCITS ETF was approved on 26 November Ishares Asia Property Yield UCITS ETF was approved on 26 November

11 Section B: Portfolios: New, withdrawn/amalgamated CONTINUED LOCAL PORTFOLIOS APPROVED DURING THE YEAR 1. 10X PRIME HIGH EQUITY FUND 2. ABSA ACCESS BCI AGGRESSIVE FUND 3. ABSA ACCESS BCI BALANCED FUND 4. ABSA ACCESS BCI CAUTIOUS FUND 5. ABSA ACCESS BCI GROWTH FUND 6. ABSA ACCESS BCI PASSIVE AGGRESSIVE FUND 7. ABSA ACCESS BCI PASSIVE BALANCED FUND 8. ABSA ACCESS BCI PASSIVE CAUTIOUS FUND 9. ABSA ACCESS BCI PASSIVE GROWTH FUND 10. ABSA ACCESS BCI PASSIVE STABLE FUND 11. ABSA ACCESS BCI STABLE FUND 12. ABSA GLOBAL CORE EQUITY FEEDER FUND 13. ABSA SMART ALPHA PROPERTY FUND 14. ABSA WEALTH BCI AGGRESSIVE FUND OF FUNDS 15. ABSA WEALTH BCI BALANCED FUNDS OF FUNDS 16. ABSA WEALTH BCI CAUTIOUS FUND OF FUNDS 17. ABSA WEALTH BCI GROWTH FUND OF FUNDS 18. ABSA WEALTH BCI STABLE FUND OF FUNDS 19. AFENA GLOBAL FLEXIBLE FUND OF FUNDS 20. ALLAN GRAY SA EQUITY FUND 21. ALTRE BCI GLOBAL PROPERTY FUND 22. AMITY BCI GLOBAL DIVERSIFIED FUND OF FUNDS 23. AMITY BCI MANAGED SELECT FUND 24. AMITY BCI STABLE SELECT FUND 25. ANCHOR BCI AFRICA FLEXIBLE INCOME FUND 26. ANCHOR BCI BOND FUND 27. ANCHOR BCI DIVERSIFIED GROWTH FUND 28. ANCHOR BCI DIVERSIFIED MODERATE FUND 29. ANCHOR BCI DIVERSIFIED STABLE FUND 30. ANCHOR BCI FLEXIBLE INCOME FUND 31. ANCHOR BCI GLOBAL CAPITAL PLUS FEEDER FUND 32. ANCHOR BCI GLOBAL EQUITY FEEDER FUND 33. ANCHOR BCI MANAGED FUND 34. ANCHOR BCI PROPERTY FUND 35. ANCHOR SECURITIES BCI FLEXIBLE FUND 36. ARGON BCI ABSOLUTE RETURN FUND 37. ARGON BCI BALANCED FUND 38. ARGON BCI EQUITY FUND 39. ARGON BCI FLEXIBLE INCOME FUND 40. ARGON BCI MONEY MARKET FUND 41. ARGON BCI WW FLEXIBLE FUND 42. ASHBURTON CAUTIOUS FUSION FUND 43. ASHBURTON GROWTH FUSION FUND 44. ASHBURTON MODERATE FUSION FUND 45. ASSETBASE CPI +2% PRESCIENT FUND OF FUNDS 46. ASSETBASE CPI +4% PRESCIENT FUND OF FUNDS 47. ASSETBASE CPI +6% PRESCIENT FUND OF FUNDS 48. ASSETBASE GLOBAL FLEXIBLE PRESCIENT FUND OF FUNDS 49. ASSETMIX CI BALANCED FUND OF FUNDS 50. ASSETMIX CI CONSERVATIVE FUND OF FUNDS 51. ASSETMIX CI MODERATE FUND OF FUNDS 52. ATLANTIC BCI ENHANCED INCOME ABIL RETENTION FUND 53. ATLANTIC BCI ENHANCED INCOME FUND 54. ATLANTIC BCI REAL INCOME ABIL RETENTION FUND 55. ATLANTIC BCI REAL INCOME FUND 56. ATLANTIC BCI STABLE INCOME FUND 57. BAOBAB BCI PRUDENTIAL MANAGED FUND 58. BATAUNG PRIME EQUITY FUND 59. BATELEUR EQUITY PRESCIENT FUND 60. BCI BEST BLEND GLOBAL PROPERTY FUND 61. BCI BEST BLEND WORLDWIDE FLEXIBLE FUND 62. BCI ENHANCED EQUITY FUND 63. BCI FLEXIBLE GROWTH FUND 64. BCI FRANKLIN GLOBAL REAL ESTATE FEEDER FUND 65. BCI INSTITUTIONAL WORLDWIDE FLEXIBLE GROWTH FUND 66. BCI TEMPLETON GLOBAL BALANCED FEEDER FUND 67. BCI TEMPLETON GLOBAL FEEDER FUND 68. BCI VALUE FUND 69. BCI WORLDWIDE DIVERSIFIED FUND 70. BCI WORLDWIDE OPPORTUNITIES FUND 71. CALEO BCI BALANCED FUND OF FUNDS 72. CALEO BCI EQUITY FUND 73. CAPSTONE BCI BALANCED FUND 74. CAPSTONE BCI MANAGED FUND 75. CATALYST FLEXIBLE PROPERTY PRESCIENT FUND 76. CATALYST GLOBAL REAL ESTATE PRESCIENT FEEDER FUND 77. CATALYST SA PROPERTY EQUITY PRESCIENT FUND 78. CITADEL SA MULTI-FACTOR EQUITY H4 FUND COLLECTIVE INVESTMENT SCHEMES REPORT 9

12 Section B: Portfolios: New, withdrawn/amalgamated CONTINUED 79. COHESIVE CAPITAL WORLDWIDE FLEXIBLE PRESCIENT FUND 80. COLOURFIELD BCI DIMENSIONAL EQUITY FUND 81. CORESHARES GREEN EXCHANGE TRADED FUND 82. CORESHARES SA S&P TOP50 EXCHANGE TRADED FUND 83. CORESHARES TOP40 EQUALLY WEIGHTED EXCHANGE TRADED FUND 84. CORION PRIME GROWTH FUND 85. CORION PRIME STABLE FUND 86. CORONATION GLOBAL EQUITY SELECT [ZAR] FEEDER FUND 87. CORONATION SA EQUITY FUND 88. COUNTERPOINT MET GLOBAL EQUITY FEEDER FUND 89. CRATOS BCI EQUITY FUND 90. CS BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 91. DESTINY MULTI ASSET MET FUND OF FUNDS 92. DESTINY PRUDENTIAL MET FUND OF FUNDS 93. DINAMIKA BCI WORLDWIDE FLEXIBLE FUND 94. DISCOVERY AGGRESSIVE DYNAMIC ASSET OPTIMISER FUND OF FUNDS 95. DISCOVERY CONSERVATIVE DYNAMIC ASSET OPTIMISER FUND OF FUNDS 96. DISCOVERY GLOBAL REAL ESTATE SECURITIES FEEDER FUND 97. DISCOVERY MODERATE DYNAMIC ASSET OPTIMISER FUND OF FUNDS 98. DISCOVERY TARGET RETIREMENT 2050 FUND 99. DISCOVERY WORLDWIDE BEST IDEAS FUND 100. DOLBERG SPENCER BCI FLEXIBLE INCOME FUND 101. FAIRTREE MET EQUITY FUND 102. FAIRTREE MET FLEXIBLE BALANCED FUND 103. FAL BCI BALANCED FUND 104. FLORIN BCI FLEXIBLE FUND 105. GLOBAL MARATHON IP FUND 106. GRINDROD GLOBAL EQUITY INCOME GROWTH FEEDER FUND 107. GRINDROD INSTITUTIONAL PROPERTY INCOME FUND 108. GTC ABSOLUTE BOND FUND 109. GTC EQUITY FUND 110. GTC ABSOLUTE EQUITY FUND 111. GTC PASSIVE EQUITY FUND 112. GTC PASSIVE HIGH EQUITY FUND OF FUNDS 113. HARVARD HOUSE BCI PROPERTY FUND 114. IDS MONEY MARKET FUND 115. INSTIT BCI BALANCED FUND 116. INSTIT BCI CAUTIOUS FUND 117. INSTIT BCI PROPERTY FUND 118. INVESTEC WEALTH & INVESTMENT ABSOLUTE INCOME FUND 119. INVESTEC WEALTH & INVESTMENT BALANCED HIGH EQUITY FUND 120. INVESTEC WEALTH & INVESTMENT DYNAMIC EQUITY FUND 121. INVESTMENT SOLUTIONS PASSIVE AGGRESSIVE UNIT TRUST 122. INVESTMENT SOLUTIONS PASSIVE CONSERVATIVE UNIT TRUST 123. LAURIUM BALANCED PRESCIENT FUND 124. M1 CAPITAL GLOBAL EQUITY PRESCIENT FUND 125. MARU MET SWIX ENHANCED FUND 126. MATRIX NCIS EQUITY FUND 127. MAZI CAPITAL PRIME AFRICA FUND 128. MAZI CAPITAL PRIME BALANCED FUND 129. MAZI CAPITAL PRIME DEFENSIVE BALANCED FUND 130. MAZI CAPITAL PRIME EQUITY FUND 131. MAZI CAPITAL PRIME INCOME FUND 132. MAZI CAPITAL PRIME PROPERTY FUND 133. MOMENTUM SWIX INDEX FUND 10

13 Section B: Portfolios: New, withdrawn/amalgamated CONTINUED 134. MORNINGSTAR BCI GLOBAL BALANCED PASSIVE FUND OF FUNDS 135. MORNINGSTAR BCI GLOBAL EQUITY FUND OF FUNDS 136. MVUNONALA IP BALANCED FUND 137. NEDGROUP INVESTMENTS CORE GLOBAL FEEDER FUND 138. OBSIDIAN SANLAM COLLECTIVE INVESTMENTS EQUITY FUND 139. OCTAGON SANLAM COLLECTIVE INVESTMENTS CAUTIOUS FUND OF FUNDS 140. OCTAGON SANLAM COLLECTIVE INVESTMENTS GROWTH FUND OF FUNDS 141. OCTAGON SANLAM COLLECTIVE INVESTMENTS WORLDWIDE FLEXIBLE FUND OF FUNDS 142. OLD MUTUAL CORE DIVERSIFIED FUND 143. OLD MUTUAL SYMMETRY AGGRESSIVE BALANCED FUND OF FUNDS 144. OLD MUTUAL SYMMETRY GLOBAL EQUITY FUND OF FUNDS 145. OLD MUTUAL SYMMETRY MAXIMUM RETURN FUND OF FUNDS 146. OPTIMUM BCI EQUITY FUND 147. OPTIMUM BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 148. PBI BCI BALANCED FUND OF FUNDS 149. PBI BCI CONSERVATIVE FUND OF FUNDS 150. PORTFOLIOMETRIX BCI SA BOND FUND 151. PORTFOLIOMETRIX BCI SA INCOME FUND 152. PORTFOLIOMETRIX BCI SA PROPERTY FUND 153. PPS BALANCED INDEX TRACKER FUND 154. PPS GLOBAL BALANCED FUND OF FUNDS 155. PRESCIENT AFRICA SUSTAINABLE EQUITY FUND 156. PRESCIENT OPTIMISED INCOME FUND 157. PRESCIENT WEALTH WORLDWIDE FLEXIBLE FUND 158. PRUDENTIAL CORPORATE BOND FUND 159. PRUDENTIAL MAXIMA FUND 160. QUATTRO CI CAUTIOUS FUND OF FUNDS 161. QUATTRO CI GROWTH FUND OF FUNDS 162. QUATTRO CI MODERATE FUND OF FUNDS 163. QUATTRO CI WORLDWIDE FLEXIBLE FUND OF FUNDS 164. RENAISSANCE BCI GLOBAL BEST IDEAS FEEDER FUND 165. REZCO STABLE FUND 166. ROXBURGH CI BALANCED FUND OF FUNDS 167. ROXBURGH CI BALANCED PLUS FUND OF FUNDS 168. ROXBURGH CI CONSERVATIVE FUND OF FUNDS 169. SASFIN MET FLEXIBLE INCOME FUND 170. SATRIX QUALITY INDEX FUND 171. SATRIX SWIX TOP 40 INDEX FUND 172. SEED BALANCED FUND 173. SEED EQUITY FUND 174. SEED INCOME FUND 175. SEED STABLE FUND 176. SELECT MANAGER BCI CAUTIOUS FUND OF FUNDS 177. SELECT MANAGER BCI FLEXIBLE EQUITY FUND 178. SELECT MANAGER BCI FLEXIBLE GROWTH FUND OF FUNDS 179. SELECT MANAGER BCI GLOBAL MODERATE FUND OF FUNDS 180. SELECT MANAGER BCI PRUDENTIAL FUND OF FUNDS 181. SESFIKILE BCI PROPERTY FUND 182. STANLIB CAPPED PROPERTY INDEX TRACKER FUND 183. STANLIB HIGH EQUITY BALANCED FUND OF FUNDS 184. STANLIB INFLATION LINKED BOND INDEX TRACKER FUND 185. STANLIB LOW EQUITY BALANCED FUND OF FUNDS 186. STANLIB MULTI-MANAGER SHARI AH BALANCED FUND OF FUNDS 187. STONEWOOD BCI GLOBAL EQUITY FEEDER FUND 188. SYGNIA ALL BOND INDEX FUND 189. SYGNIA ENHANCED YIELD FUND 190. SYGNIA GROWTH EQUITY FUND 191. SYGNIA SKELETON INTERNATIONAL EQUITY FUND OF FUNDS COLLECTIVE INVESTMENT SCHEMES REPORT 11

14 Section B: Portfolios: New, withdrawn/amalgamated CONTINUED 192. SYGNIA SKELETON WORLDWIDE FLEXIBLE FUND 193. THIRD CIRCLE MET PROTECTED EQUITY FUND 194. THIRD CIRCLE MET PROTECTED INCOME FUND 195. THIRD CIRCLE MET PROTECTED WORLDWIDE FLEXIBLE FUND 196. TOWER CAPITAL FLEXIBLE PRESCIENT FUND 197. TRUFFLE MET BALANCED FUND 198. TRUFFLE MET FLEXIBLE FUND 199. TRUFFLE MET FLEXIBLE INCOME FUND 200. TRUFFLE MET GENERAL EQUITY FUND 201. TRUFFLE MET INSTITUTIONAL EQUITY FUND 202. TRUFFLE MET MONEY MARKET FUND 203. WARWICK MET EQUITY FUND 204. WARWICK MET INTERNATIONAL MANAGED FEEDER FUND 205. WEALTHWORKS BCI CAUTIOUS FUND OF FUNDS 206. WEALTHWORKS BCI MANAGED FUND OF FUNDS 207. WWC CI ALSI BETA FUND LOCAL PORTFOLIOS WITHDRAWN DURING THE YEAR 1. 1ST FUSION CI ENHANCED INCOME FUND 2. AFRICAN GATEWAY PRIME EQUITY FUND 3. AIMS MET REAL INCOME FUND OF FUNDS 4. ATLANTIC ENHANCED INCOME PSG ABIL RETENTION FUND 5. ATLANTIC ENHANCED INCOME PSG FUND 6. ATLANTIC REAL INCOME PSG ABIL RETENTION FUND 7. ATLANTIC REAL INCOME PSG FUND 8. ATLANTIC STABLE INCOME PSG FUND 9. BAOBAB BCI AGGRESSIVE FLEXIBLE FUND 10. BCI FLEXIBLE FUND 11. BCI HIGH DIVIDEND FUND 12. BLUEALPHA MET ALL SEASONS FUND 13. CARTESIAN BCI FLEXIBLE INCOME FUND 14. CATALYST GLOBAL REAL ESTATE PSG FUND 15. CATALYST SA PROPERTY EQUITY PSG FUND 16. CENTAUR MET BALANCED FUND 17. CENTAUR MET FLEXIBLE FUND 18. CLARUS MET OPTIMAL FUND 19. CLARUS MET REAL INCOME FUND 20. DESTINY MULTI ASSET PSG FUND OF FUNDS 21. DESTINY PRUDENTIAL PSG FUND OF FUNDS 22. EFFICIENT BCI MONEY MARKET FUND 23. EFFICIENT BCI PRUDENTIAL LOW FUND OF FUNDS 24. FAIRTREE FLEXIBLE BALANCED PRESCIENT FUND 25. FAIRTREE EQUITY PRESCIENT FUND 26. GRINDROD RAFI ENHANCED SA STRATEGY FUND 27. MAZI CAPITAL MET DEFENSIVE BALANCED FUND 28. MAZI CAPITAL MET EQUITY FUND 29. MAZI CAPITAL MET INCOME FUND 30. MAZI CAPITAL MET MONEY MARKET FUND 31. MAZI CAPITAL MET PROPERTY FUND 32. MERGENCE BALANCED PRESCIENT FUND 33. MET G555 INSTITUTIONAL FLEXIBLE FUND OF FUNDS 34. MOMENTUM MOM EMERGING MANAGER VALUE FUND 35. NEDGROUP INVESTMENT CORE EQUITY FUND 36. PERSONAL TRUST HIGH YIELD GROWTH FUND 37. PRESCIENT INCOME SAVER FUND 38. PRESCIENT OPTIMISED BALANCED FUND OF FUNDS 39. PRESCIENT OPTIMISED CONSERVATIVE FUND OF FUNDS 40. PRESCIENT OPTIMISED GROWTH FUND OF FUNDS 41. PRESCIENT OPTIMISED MODERATE FUND OF FUNDS 42. PRIME PROTECTED INCOME FUND 43. RECM GLOBAL FEEDER FUND 44. RECM INSTITUTIONAL WORLDWIDE FLEXIBLE FUND 45. RMB GOVI TRACKER FUND 12

15 Section B: Portfolios: New, withdrawn/amalgamated CONTINUED 46. RMB INFLATION X TRACKER FUND 47. RMB MID CAP TRACKER FUND 48. RMB PROPERTY TRACKER FUND 49. RMB SWIX TRACKER FUND 50. RMB TOP 40 TRACKER FUND 51. SANLAM AFRICAN FRONTIER MARKETS FEEDER FUND 52. SANLAM GLOBAL BALANCED FUND OF FUNDS 53. SANLAM INVESTMENT MANAGEMENT INDEX FUND 54. SATRIX MSCI EMERGING MARKET EQUITY INDEX FEEDER FUND 55. SATRIX MSCI EUROPE EX-UK EQUITY INDEX FEEDER FUND 56. SATRIX MSCI NORTH AMERICA EQUITY INDEX FEEDER FUND 57. SATRIX MSCI UK EQUITY INDEX FEEDER FUND 58. SEED ABSOLUTE RETURN FUND 59. SEED EQUITY FUND 60. SEED FLEXIBLE FUND 61. SELECT MANAGER MET EQUITY FUND OF FUNDS 62. SESFIKILE SANLAM COLLECTIVE INVESTMENTS PROPERTY FUND 63. STANDARD BANK TARGETED INVESTMENT FUND 64. STANLIB SHARI AH INCOME FUND 65. SYGNIA ALPHA PLUS FUND 66. TRUFFLE BALANCED FUND 67. TRUFFLE FLEXIBLE FUND 68. TRUFFLE FLEXIBLE INCOME FUND 69. TRUFFLE GENERAL EQUITY FUND 70. TRUFFLE INSTITUTIONAL EQUITY FUND 71. TRUFFLE MONEY MARKET FUND 72. TRUFFLE SMALL COMPANIES FUND 73. UAM MET BALANCED FUND FOREIGN PORTFOLIOS APPROVED DURING THE YEAR 1. ABAX GLOBAL EQUITY FUND 2. ACPI BALANCED UCITS FUND 3. ACPI FOCUSED EQUITY UCITS FUND 4. ACPI GLOBAL HEALTHCARE UCITS FUND 5. ALLAN GRAY AFRICA EX-SA BOND FUND 6. ANCHOR GLOBAL CAPITAL FUND 7. ANCHOR GLOBAL EQUITY FUND 8. APS GLOBAL FLEXIBLE FUND OF FUNDS 9. BLACKROCK EMERGING MARKETS EQUITY INDEX FUND 10. BLACKROCK EMERGING MARKETS GOVERNMENT BOND INDEX FUND 11. BLACKROCK EURO AGGREGATE BOND INDEX FUND 12. BLACKROCK EURO GOVERNMENT BOND INDEX FUND 13. BLACKROCK EUROPE EQUITY INDEX FUND 14. BLACKROCK GLOBAL GOVERNMENT BOND INDEX FUND 15. BLACKROCK JAPAN EQUITY INDEX FUND 16. BLACKROCK NORTH AMERICA EQUITY INDEX FUND 17. BLACKROCK PACIFIC EX JAPAN EQUITY INDEX FUND 18. BLACKROCK WORLD EQUITY INDEX FUND 19. BRACKENHAM GLOBAL BALANCED FUND 20. CAPSTONE GLOBAL FLEXIBLE FUND IC LIMITED 21. CORONATION GLOBAL EQUITY SELECT FUND 22. COUNTERPOINT GLOBAL EQUITY FUND 23. DODGE AND COX WORLDWIDE FUNDS PLC GLOBAL STOCK FUND 24. DODGE AND COX WORLDWIDE FUNDS PLC INTERNATIONAL STOCK FUND 25. DODGE & COX WORLDWIDE FUNDS PLC US BOND FUND 26. DODGE & COX WORLDWIDE FUNDS PLC US STOCK FUND COLLECTIVE INVESTMENT SCHEMES REPORT 13

16 Section B: Portfolios: New, withdrawn/amalgamated CONTINUED 27. GLOBAL EQUITY CLASS 28. GLOBAL GROWTH FUND 29. GRINDROD GLOBAL EQUITY INCOME GROWTH FUND 30. GRINDROD GLOBAL MANAGED GROWTH FUND 31. HIGH STREET GLOBAL BALANCED FUND 32. ISHARES $ EMERGING MARKETS CORPORATE BOND UCITS ETF 33. ISHARES ASIA PACIFIC DIVIDEND UCITS ETF 34. ISHARES ASIA PROPERTY YIELD UCITS ETF 35. ISHARES CHINA LARGE CAP UCITS ETF 36. ISHARES CORE EURO STOXX UCITS ETF 37. ISHARES CORE MSCI EMERGING MARKETS IMI UCITS ETF 38. ISHARES CORE MSCI JAPAN IMI UCITS ETF 39. ISHARES CORE MSCI PACIFIC EX JAPAN UCITS ETF 40. ISHARES CORE MSCI WORLD UCITS ETF 41. ISHARES CORE S&P 500 UCITS ETF 42. ISHARES DEVELOPED MARKETS PROPERTY YIELD UCITS 43. ISHARES EMERGING MARKETS DIVIDEND UCTIS ETF 44. ISHARES EURO DIVIDEND UCITS ETF 45. ISHARES FTSE 100 UCITS ETF 46. ISHARES GLOBAL CORPORATE BOND UCITS ETF 47. ISHARES GLOBAL GOVERNMENT BOND UCITS ETF 48. ISHARES GLOBAL HIGH CORP BOND UCITS ETF 49. ISHARES GLOBAL INFRASTRUCTURE UCITS ETF 50. ISHARES GLOBAL WATER UCITS ETF 51. ISHARES MSCI BRAZIL UCITS ETF 52. ISHARES MSCI EMERGING MARKETS MINIMUM VOLATILITY UCITS ETF 53. ISHARES MSCI KOREA UCITS ETF 54. ISHARES MSCI USA DIVIDEND IQ UCITS ETF 55. ISHARES MSCI WORLD MINIMUM VOLATILITY UCITS ETF 56. ISHARES S&P 500 MINIMUM VOLATILITY UCITS ETF 57. NEDGROUP GLOBAL CORE FUND 58. NEDGROUP INVESTMENTS BALANCED MULTI FUND 59. NEDGROUP INVESTMENTS GROWTH MULTI FUND 60. NEDGROUP INVESTMENTS INCOME MULTI FUND 61. PINEBRIDGE ASIA EX JAPAN SMALL CAP EQUITY FUND 62. PINEBRIDGE EUROPE EQUITY FUND 63. PINEBRIDGE GLOBAL DYNAMIC ASSET ALLOCATION FUNDS 64. PINEBRIDGE GLOBAL FOCUS EQUITY FUND 65. PINEBRIDGE US LARGE CAP RESEARCH ENHANCED FUND 66. PRESCIENT AFRICA EQUITY FUND 67. PSG GLOBAL EQUITY SUB-FUND 68. PSG GLOBAL FLEXIBLE SUB-FUND 69. PSG KONSULT HOUGHTON GLOBAL HIGH GROWTH GBP IC LIMITED 70. PSG KONSULT HOUGHTON GLOBAL HIGH GROWTH USD IC LIMITED 71. PSG KONSULT HOUGHTON GLOBAL INCOME GBP IC LIMITED 72. PSG KONSULT HOUGHTON GLOBAL INCOME USD IC LIMITED 73. SANLAM FOUR GLOBAL EQUITY FUND 74. SANLAM FOUR STABLE GLOBAL EQUITY FUND 75. SIM GLOBAL EMERGING MARKETS FUND 14

17 Section B: Portfolios: New, withdrawn/amalgamated CONTINUED FOREIGN PORTFOLIOS WITHDRAWN DURING THE YEAR 1. 8IP ASIA EQUITY OPPORTUNITIES FUND 2. 8IP ASIA PACIFIC EQUITY FUND 3. FIDELITY FUNDS AMERICAN DIVERSIFIED FUND 4. FIDELITY FUNDS AMERICAN GROWTH FUND 5. FIDELITY FUNDS ASEAN FUND 6. FIDELITY FUNDS AUSTRALIAN FUND 7. FIDELITY FUNDS CHINA FOCUS FUND 8. FIDELITY FUNDS EURO BLUE CHIP FUND 9. FIDELITY FUNDS EURO CASH FUND 10. FIDELITY FUNDS EUROPEAN AGGRESSIVE FUND 11. FIDELITY FUNDS EUROPEAN DYNAMIC GROWTH FUND 12. FIDELITY FUNDS EUROPEAN LARGER COMPANIES FUND 13. FIDELITY FUNDS EUROPEAN SMALLER COMPANIES FUND 14. FIDELITY FUNDS FRANCE FUND 15. FIDELITY FUNDS GERMANY FUND 16. FIDELITY FUNDS GLOBAL CONSUMER INDUSTRIES FUND 17. FIDELITY FUNDS GLOBAL FINANCIAL SERVICES FUND 18. FIDELITY FUNDS GLOBAL FOCUS FUND 19. FIDELITY FUNDS GLOBAL INDUSTRIALS FUND 20. FIDELITY FUNDS GLOBAL TECHNOLOGY FUND 21. FIDELITY FUNDS GLOBAL TELECOMMUNICATIONS FUND 22. FIDELITY FUNDS GREATER CHINA FUND 23. FIDELITY FUNDS IBERIA FUND 24. FIDELITY FUNDS INDIA FOCUS FUND 25. FIDELITY FUNDS INDONESIA FUND 26. FIDELITY FUNDS ITALIA FUND 27. FIDELITY FUNDS JAPAN ADVANTAGE FUND 28. FIDELITY FUNDS JAPAN FUND 29. FIDELITY FUNDS JAPAN SMALLER COMPANIES FUND 30. FIDELITY FUNDS KOREA FUND 31. FIDELITY FUNDS MALAYSIA FUND 32. FIDELITY FUNDS NORDIC FUND 33. FIDELITY FUNDS SINGAPORE FUND 34. FIDELITY FUNDS SOUTH EAST ASIA FUND 35. FIDELITY FUNDS SWITZERLAND FUND 36. FIDELITY FUNDS TAIWAN FUND 37. FIDELITY FUNDS THAILAND FUND 38. FIDELITY FUNDS US DOLLAR CASH FUND 39. LLOYDS MONEY FUND LIMITED AUSTRALIAN DOLLAR CLASS FUND 40. LLOYDS MONEY FUND LIMITED EURO CLASS FUND 41. LLOYDS MONEY FUND LIMITED NEW ZEALAND DOLLAR CLASS FUND 42. LLOYDS MONEY FUND LIMITED UNITED STATES DOLLAR CLASS FUND 43. MELVILLE DOUGLAS EURO INCOME CLASS 44. PSG GLOBAL EQUITY FUND IC LIMITED FUND 45. PSG GLOBAL FLEXIBLE FUND IC LIMITED FUND 46. RENAISSANCE FRONTIER MARKETS FUND 47. SELECT GLOBAL EQUITIES FUND 48. STRATEGIC STERLING BOND FUND COLLECTIVE INVESTMENT SCHEMES REPORT 15

18 managers 1 Absa Fund Managers Limited Barclays Sandton South Campus, 2nd Floor, 15 Alice Lane, Sandton, 2156 Leevendre Pillay ABSA ABSOLUTE FUND ABSA AFRICA EQUITY FUND 267 ABSA BALANCED FUND ABSA BOND FUND 283 ABSA EURO INCOME FUND 209 ABSA FUNDISA FUND 20 ABSA GLOBAL CORE EQUITY FEEDER FUND 764 ABSA INCOME ENHANCER ABIL RETENTION FUND 94 ABSA INCOME ENHANCER FUND 282 ABSA INFLATION BEATER FUND 603 ABSA INSTITUTIONAL FIDUCIARY FLEXIBLE GROWTH FUND ABSA INSTITUTIONAL FIDUCIARY FLEXIBLE INCOME FUND ABSA INTERNATIONAL FUND 373 ABSA MANAGED CPI + 3% FUND OF FUNDS 888 ABSA MANAGED CPI + 4% FUND OF FUNDS ABSA MANAGED CPI + 5% FUND OF FUNDS ABSA MANAGED CPI + 6% FUND OF FUNDS 668 ABSA MANAGED FUND 745 ABSA MONEY MARKET FUND ABSA MULTI-MANAGED ABSOLUTE RETURN PRUDENTIAL FUND 556 ABSA MULTI-MANAGED BOND FUND 834 ABSA MULTI-MANAGED EQUITY FUND 920 ABSA OPPORTUNITY INCOME FUND OF FUNDS 161 ABSA PROPERTY EQUITY FUND 981 ABSA PRUDENTIAL FUND OF FUNDS 7 ABSA RAND PROTECTOR FUND 362 ABSA SELECT EQUITY FUND ABSA SMART ALPHA EQUITY FUND 47 ABSA SMART ALPHA FLEXIBLE BALANCED FUND 50 ABSA SMART ALPHA INCOME FUND 53 ABSA SMART PROPERTY FUND 56 ABSA STERLING INCOME FUND 372 ABSA US DOLLAR INCOME FUND 725 ABSA WEALTH PRESERVER PLUS FUND 52 16

19 2 Ci Collective Investment (RF) Proprietary Limited PO Box 330, Gallo Manor, 2052 Brenda Lembrick 1ST FUSION CI DIVERSIFIED GROWTH FUND A 1 1ST FUSION CI GUARDED FUND A 92 1ST FUSION CI TEMPERATE FUND A 161 1ST FUSION DIVERSIFIED GROWTH FUND B 0 ANALYTICS CI BALANCED FUND OF FUNDS 604 ANALYTICS CI CAUTIOUS FUND OF FUNDS 533 ANALYTICS CI MANAGED EQUITY FUND 805 ANALYTICS CI MODERATE FUNDS OF FUNDS 596 ANALYTICS CI WORLDWIDE FLEXIBLE FUND OF FUNDS 225 APS CI CAUTIOUS FUND OF FUNDS 274 APS CI EQUITY FUND OF FUNDS 274 APS CI MANAGED GROWTH FUND OF FUNDS 915 APS CI MODERATE FUND OF FUNDS CI ALPHA FUND 380 CI CAUTIOUS FUND 663 CI CONSERVATIVE STRATEGIC FUND 68 CI DIVERSIFIED INCOME FUND 702 CI ENGINEERED EQUITY CORE FUND 231 CI EQUITY INDEX FUND 503 CI HIGH EQUITY STRATEGIC FUND 25 CI MANAGED FUND 430 CI MODERATE STRATEGIC FUND 293 CI PROPERTY INDEX FUND 358 DYNASTY CI WEALTH ACCUMULATOR FUND OF FUNDS 302 DYNASTY CI WEALTH PRESERVER FUND OF FUNDS 627 MOORE STEPHENS CI BALANCED FUND OF FUNDS A 74 MOORE STEPHENS CI GROWTH FUND OF FUNDS A 70 MOORE STEPHENS CI STABLE FUND OF FUNDS A 102 NFB CI BALANCED FUND OF FUNDS 598 NFB CI CAUTIOUS FUND OF FUNDS 778 NFB CI EQUITY FUND 76 PFPS CI BALANCED FUND OF FUNDS A 61 PFPS CI CAUTIOUS FUND OF FUNDS A 146 PFPS CI MODERATE FUND OF FUNDS A 178 QUATTRO CI CAUTIOUS FUND OF FUNDS A 18 QUATTRO CI GROWTH FUND OF FUNDS A 169 QUATTRO CI MODERATE FUND OF FUNDS A 66 QUATTRO CI WORLDWIDE FLEXIBLE FUND OF FUNDS A 8 WWC CI ALSI BETA FUND 162 COLLECTIVE INVESTMENT SCHEMES REPORT 17

20 3 Allan Gray Unit Trust Management (RF) Proprietary Limited PO Box 51695, V & A Waterfront, Cape Town, 8000 Tali Anderssen ALLAN GRAY BALANCED FUND ALLAN GRAY BOND FUND 600 ALLAN GRAY EQUITY FUND ALLAN GRAY MONEY MARKET FUND ALLAN GRAY OPTIMAL FUND ALLAN GRAY ORBIS GLOBAL EQUITY FEEDER FUND ALLAN GRAY ORBIS GLOBAL FUND OF FUNDS ALLAN GRAY ORBIS GLOBAL OPTIMAL FUND OF FUNDS ALLAN GRAY SA EQUITY FUND 235 ALLAN GRAY STABLE FUND Alusi Management Company Proprietary Limited PO Box 24, Cape Town, 8000 Karen Hiss ALUSI MANAGED FUND OF FUNDS 33 ALUSI SPECTRUM BALANCED FUND OF FUNDS 34 5 Ayanda Collective Investment Solutions Limited PO Box 487, Century City, ASHBURTON MANAGEMENT Company (RF) Proprietary Limited PO Box , Benmore, 2010 Under curatorship Segabe Ditodi ASHBURTON AFRICA EQUITY OPPORTUNITIES FEEDER FUND 2 ASHBURTON BALANCED FUND 407 ASHBURTON DEFENSIVE FUND 801 ASHBURTON GLOBAL FLEXIBLE FUND ASHBURTON GROWTH FUND 824 ASHBURTON MONEY MARKET FUND ASHBURTON MULTI MANAGER BOND FUND 415 ASHBURTON MULTI MANAGER EQUITY FUND 127 ASHBURTON MULTI MANAGER INCOME FUND ASHBURTON MULTI MANAGER PROPERTY FUND 588 ASHBURTON MULTI MANAGER PRUDENTIAL FLEXIBLE FUND 463 ASHBURTON SA EQUITY FUND ASHBURTON SA INCOME FUND 713 ASHBURTON STABLE FUND OF FUNDS 75 ASHBURTON TARGETED RETURN FUND

21 7 Boutique Collective Investment Scheme (RF) Proprietary Limited Cantania Building, Bella Rosa Village, Bellville, 7530 Robert Walton 4D BCI AGGRESSIVE FLEXIBLE FUND OF FUNDS 57 4D BCI CAUTIOUS FUND OF FUNDS 94 4D BCI FLEXIBLE FUND 49 4D BCI MODERATE FUND OF FUNDS 674 ABSA ACCESS BCI AGGRESSIVE FUND 94 ABSA ACCESS BCI BALANCED FUND ABSA ACCESS BCI CAUTIOUS FUND ABSA ACCESS BCI GROWTH FUND 462 ABSA ACCESS BCI STABLE FUND 312 ADB BCI BALANCED FUND OF FUNDS 483 ADB BCI FLEXIBLE PRUDENTIAL FUND OF FUNDS 509 ALTRE BCI REAL RETURN PROPERTY FUND 636 AMITY BCI CONSERVER FUND OF FUNDS 651 AMITY BCI FLEXIBLE GROWTH FUND OF FUNDS 311 AMITY BCI GLOBAL DIVERSIFIED FUND OF FUNDS 49 AMITY BCI PRUDENT FUND OF FUNDS 946 ANCHOR BCI EQUITY FUND ANCHOR BCI FLEXIBLE FUND 82 ANCHOR BCI FLEXIBLE INCOME FUND 324 ANCHOR BCI MANAGED FUND 280 ANCHOR BCI SA EQUITY FUND 223 ANCHOR BCI WORLDWIDE FLEXIBLE FUND 241 ANCHOR BCI WORLDWIDE AGGRESSIVE FLEXIBLE FUND 122 ANTUS BCI GLOBAL EQUITY FUND 237 API BCI MANAGED FUND OF FUNDS 55 API BCI STABLE FUND OF FUNDS 105 API BCI WORLDWIDE OPPORTUNITIES FUND OF FUNDS 75 ARGON BCI ABSOLUTE RETURN FUND 113 ARGON BCI WORLDWIDE FLEXIBLE FUND 6 AS FORUM BCI AGGRESSIVE FUND OF FUNDS 450 AS FORUM BCI CAUTIOUS FUND OF FUNDS 103 AS FORUM BCI MODERATE FUND OF FUNDS 654 ATLANTIC BCI ENHANCED INCOME ABIL RETENTION FUND 69 ATLANTIC BCI ENHANCED INCOME FUND 607 COLLECTIVE INVESTMENT SCHEMES REPORT 19

22 ATLANTIC BCI REAL INCOME ABIL RETENTION FUND 3 ATLANTIC BCI REAL INCOME FUND 51 ATLANTIC BCI STABLE INCOME FUND 300 AUTUS BCI BALANCED FUND 450 AUTUS BCI EQUITY FUND 123 AUTUS BCI INCOME PLUS FUND 164 AUTUS BCI OPPORTUNITY FUND (A) 320 AUTUS BCI PROPERTY FUND 117 AUTUS BCI STABLE FUND 432 AUTUS BCI WORLDWIDE FLEXIBLE FUND 146 BAOBAB BCI AGGRESSIVE FLEXIBLE FUND 0 BAOBAB BCI FLEXIBLE OPPORTUNITY FUND 406 BAROQUE BCI MODERATO FUND OF FUNDS 253 BCI BEST BLEND BALANCED FUND 412 BCI BEST BLEND CAUTIOUS FUND 281 BCI BEST BLEND FLEXIBLE INCOME FUND BCI BEST BLEND GLOBAL EQUITY FUND OF FUNDS BCI BEST BLEND GLOBAL PROPERTY FUND 441 BCI BEST BLEND SPECIALIST EQUITY FUND BCI BETAPLUS BALANCED FUND 242 BCI ENHANCED EQUITY FUND 239 BCI ENHANCED INTEREST FUND 119 BCI FLEXIBLE FUND 0 BCI GLOBAL FLEXIBLE FUND 330 BCI INCOME PLUS FUND 307 BCI INSTITUTIONAL WW FLEXIBLE GROWTH FUND 35 BCI PRUDENTIAL FUND OF FUNDS 985 BCI SA EQUITY FUND 791 BCI SELECT EQUITY FUND 242 BCI STABLE FUND OF FUNDS 561 BCI WORLDWIDE OPPORTUNITIES FUND OF FUNDS 410 BLUEALPHA BCI ALL SEASONS FUND 259 BOVEST BCI CONSERVATIVE FUND OF FUNDS 70 BOVEST BCI MANAGED FUND OF FUNDS 146 BOVEST BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 58 CAP INCU WORLDWIDE INSTITUTIONAL FLEX FUND 708 CAPITA BCI BALANCED FUND 226 CAPITA BCI CAUTIOUS FUND 296 CAPITA BCI REAL INCOME FUND 71 CAPITAL INCUBATOR BCI FLEXIBLE FUND

23 CAPSTONE BCI BALANCED FUND 102 CAPSTONE BCI EQUITY FUND 41 CAPSTONE BCI MANAGED FUND 79 CARTESIAN BCI MONEY MARKET FUND 56 CELTIS BCI CONSERVATIVE FUND OF FUNDS 476 CELTIS BCI FLEXIBLE FUND OF FUNDS 212 CELTIS BCI MANAGED FUND OF FUNDS 123 CENTAUR BCI BALANCED FUND CENTAUR BCI FLEXIBLE FUND COLOURFIELD BCI EQUITY FUND COLOURFIELD BCI INCOME FUND 1 60 COLOURFIELD BCI INCOME FUND 2 40 COLOURFIELD BCI MONEY MARKET FUND 272 CONSILIUM BCI FLEXIBLE FUND 65 CONSILIUM BCI WORLDWIDE FLEXIBLE FUND 229 CRATOS BCI EQUITY FUND CLASS 13 CS BCI AGGRESSIVE PRUDENTIAL FUND OF FUNDS 101 CS BCI FLEXIBLE FUND OF FUNDS 168 CS BCI PRUDENTIAL FUND OF FUNDS 290 CS BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 0 DINAMIKA BCI CONSERVATIVE FUND OF FUNDS 444 DINAMIKA BCI WORLDWIDE FLEXIBLE FUND 98 DOLBERG SPENCER BCI EQUITY FUND 52 DOLBERG SPENCER BCI FLEXIBLE FUND 166 DOLBERG SPENCER BCI FLEXIBLE INCOME FUND 723 DOLBERG SPENCER BCI PROPERTY FUND 54 DOTPORT BCI CAUTIOUS FUND OF FUNDS 81 DOTPORT BCI FLEXIBLE FUND OF FUNDS 310 DOTPORT BCI PRUDENTIAL FUND OF FUNDS 316 EFFICIENT BALANCED FUND 303 EFFICIENT BCI AFRICAN FLEXIBLE INCOME FUND 48 EFFICIENT BCI CAUTIOUS FUND 44 EFFICIENT EQUITY FUND OF FUNDS 14 EFFICIENT FIXED INCOME FUND 220 EFFICIENT FLEXIBLE FUND OF FUNDS 124 EFFICIENT GENERAL EQUITY FUND 316 EFFICIENT MONEY MARKET FUND 0 EFFICIENT PROPERTY FUND 30 EFFICIENT PRUDENTIAL HIGH FUND OF FUNDS 65 EFFICIENT PRUDENTIAL MEDIUM FUND OF FUNDS 309 COLLECTIVE INVESTMENT SCHEMES REPORT 21

24 EFFICIENT WORLDWIDE FLEXIBLE FUND 250 EVOLVE BCI CONSERVATIVE FUND 73 EVOLVE BCI MANAGED FUND 49 FOSTER BCI MODERATE FUND OF FUNDS 237 GFA BCI MANAGED FUND OF FUNDS 114 GFA BCI STABLE FUND OF FUNDS 208 HARVARD HOUSE BCI EQUITY FUND 125 HARVARD HOUSE BCI FLEXIBLE INCOME FUND 162 HARVARD HOUSE BCI PROPERTY FUND 3 KANAAN BCI BALANCED FUND OF FUNDS 73 KANAAN BCI FLEXIBLE FUND OF FUNDS 54 MAITLAND FLEXIBLE FUND OF FUNDS 189 MONTROSE BCI CAUTIOUS FUND OF FUNDS 93 MONTROSE BCI FLEXIBLE FUND OF FUNDS 55 MONTROSE BCI MODERATE FUND OF FUNDS 133 NEFG BCI EQUITY FUND 40 NEFG BCI FLEXIBLE FUND 339 NEFG BCI INCOME PROVIDER FUND OF FUNDS 189 OLYMPIAD BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 71 OLYMPIAD MANAGED FUND OF FUNDS 29 OPTIMUM BCI BALANCED FUND 285 OPTIMUM BCI EQUITY FUND 49 OPTIMUM BCI MANAGED GROWTH FUND 211 OPTIMUM BCI STABLE FUND 140 ORA BCI WORLDWIDE FLEXIBLE FUND 103 PLEXUS WEALTH BCI BALANCED FUND OF FUNDS 192 PLEXUS WEALTH BCI CONSERVATIVE FUND OF FUNDS 234 PLEXUS WEALTH BCI PROPERTY FUND 251 PORTFOLIOMETRIX BCI BOND FUND OF FUNDS 828 PORTFOLIOMETRIX BCI EQUITY FUND OF FUNDS PORTFOLIOMETRIX BCI GLOBAL EQUITY FUND OF FUNDS 838 PORTFOLIOMETRIX BCI INCOME FUND OF FUNDS 530 PORTFOLIOMETRIX BCI SA PROPERTY FUND 329 QUANTUM BCI BALANCED FUND OF FUNDS 290 QUANTUM BCI CAPITAL PLUS FUND OF FUNDS 330 QUANTUM BCI CORE INCOME FUND 181 QUANTUM BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 86 RCI BCI FLEXIBLE FUND 313 REBALANCE BCI INFLATION PLUS 3 FUND 295 REBALANCE BCI INFLATION PLUS 5 FUND

25 REBALANCE BCI INFLATION PLUS 7 FUND 105 REITWAY BCI GLOBAL PROPERTY FUND RENAISSANCE BCI CAUTIOUS FUND 362 RENAISSANCE BCI GLOBAL BEST IDEAS FEEDER FUND 169 RENAISSANCE BCI MANAGED FUND 280 RUDIARIUS BCI AFRICA EQUITY FUNDS SA ASSET MANAGEMENT BCI CAUTIOUS FUND 89 SA ASSET MANAGEMENT BCI MANAGED FUND 194 SA ASSET MANAGEMENT BCI MODERATE FUND 231 S-BRO BCI BALANCED FUND OF FUNDS 902 S-BRO BCI DEFENSIVE FUND OF FUNDS 813 SESFIKILI BCI PROPERTY FUND 481 SIMPLISITI BCI FLEXIBLE FUND OF FUNDS 169 SIMPLISITI BCI INCOME PLUS FUND OF FUNDS 76 SIMPLISITI BCI MANAGED PROTECTOR FUND OF FUNDS 377 SKYBLUE BCI CUMULUS MODERATE FUND OF FUNDS 648 SKYBLUE BCI KIMBERLITE CAUTIOUS FUND OF FUNDS 130 SKYBLUE BCI SOLAR FLEXIBLE FUND OF FUNDS 79 SOUTHERN CHARTER BCI BALANCED FUND OF FUNDS 425 SOUTHERN CHARTER BCI DEFENSIVE FUND OF FUNDS 154 SOUTHERN CHARTER BCI GROWTH FUND OF FUNDS 692 SOUTHERN CHARTER BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 65 STONEWOOD BCI WORLDWIDE FLEXIBLE FUND 892 STONEWOOD BCI GLOBAL EQUITY FEEDER FUND 55 STONEWOOD BCI WORLDWIDE FLEXIBLE FUND OF FUNDS 148 STRINGFELLOW BCI FLEXIBLE FUND OF FUNDS 121 STRINGFELLOW BCI STABLE FUND OF FUNDS 128 TANTALUM BCI CAUTIOUS FUND 131 TANTALUM BCI STRATEGIC INCOME FUND 168 UAM BCI BALANCED FUND 78 VERSO BCI BALANCED GROWTH FUND OF FUNDS 774 VERSO BCI EQUITY FUND OF FUNDS 193 VERSO BCI INCOME PLANNER FUND OF FUNDS 562 VERSO BCI MONEY MARKET FUND 361 VERSO BCI SA EQUITY FUND VERSO BCI SECURE GROWTH FUND OF FUNDS VISIO BCI ACTINIO PORTFOLIO VISIO BCI GENERAL EQUITY FUND WEALTHWORKS BCI CAUTIOUS FUND OF FUNDS 33 WEALTHWORKS BCI MANAGED FUND OF FUNDS 43 COLLECTIVE INVESTMENT SCHEMES REPORT 23

26 8 Cadiz Collective Investments Limited PO Box 2385, Claremont, 7735 Fraser Shaw CADIZ ABSOLUTE YIELD ABIL RETENTION FUND 0 CADIZ ABSOLUTE YIELD FUND 0 CADIZ EQUITY LADDER FUND 0 CADIZ INFLATION PLUS ABIL RETENTION FUND 0 CADIZ INFLATION PLUS FUND 0 CADIZ MANAGED FLEXIBLE FUND 0 CADIZ MASTERMIND FUND 0 CADIZ MMKT ABIL RETENTION FUND 0 CADIZ MONEY MARKET FUND 0 CADIZ PROTECTED INCOME FUND 0 CADIZ STABLE ABIL RETENTION FUND 0 CADIZ STABLE FUND 0 9 Community Growth Management Company Limited Zulfa Abdurahman PO Box 206, Cape Town, 8000 COMMUNITY GROWTH FUND 467 COMMUNITY GROWTH GILT FUND 259 COMMUNITY GROWTH MONEY MARKET FUND Coronation Management Company (RF) Proprietary Limited PO Box 993, Cape Town, 8000 Anton Bosch CORONATION BALANCED DEFENSIVE FUND CORONATION BALANCED PLUS FUND CORONATION BOND FUND 834 CORONATION CAPITAL PLUS FUND CORONATION EQUITY FUND CORONATION FINANCIAL FUND 540 CORONATION GLOBAL CAPITAL PLUS [ZAR] FEEDER FUND CORONATION GLOBAL EMERGING MARKETS FLEXIBLE FUND CORONATION GLOBAL EQUITY SELECT (ZAR) FEEDER FUND 100 CORONATION GLOBAL MANAGED FUND CORONATION GLOBAL OPPORTUNITIES EQUITY [ZAR] FEEDER FUND CORONATION GLOBAL STRATEGIC USD INCOME (ZAR) FEEDER FUND 876 CORONATION INDUSTRIAL FUND CORONATION JIBAR PLUS FUND CORONATION MARKET PLUS FUND CORONATION MONEY MARKET FUND CORONATION OPTIMUM GROWTH FUND CORONATION PREFERENCE SHARE FUND

27 CORONATION PROPERTY EQUITY FUND CORONATION RESOURCES FUND 108 CORONATION SA EQUITY FUND 0 CORONATION SMALLER COMPANIES FUND 159 CORONATION STRATEGIC INCOME FUND CORONATION TOP 20 FUND DB X-Trackers Proprietary Limited Private Bag X991174, Sandton, 2146 Sorelle Gross DB X-TRACKERS DJ EURO STOXX DB X-TRACKERS FTSE DB X-TRACKERS MSCI JAPAN ETF 71 DB X-TRACKERS MSCI USA ETF DB X-TRACKERS MSCI WORLD ETF Discovery Life Collective Investments Proprietary Limited PO Box , Sandton, 2146 Zubair Mahmood DISCOVERY BALANCED FUND DISCOVERY CAUTIOUS BALANCED FUND 898 DISCOVERY DIVERSIFIED INCOME FUND DISCOVERY DYNAMIC EQUITY FUND 766 DISCOVERY EQUITY FUND DISCOVERY FLEXIBLE PROPERTY FUND DISCOVERY GLOBAL BALANCED FUND OF FUNDS 561 DISCOVERY GLOBAL EQUITY FEEDER FUND 717 DISCOVERY GLOBAL REAL ESTATE SECURITIES FEEDER FUND 287 DISCOVERY GLOBAL VALUE EQUITY FEEDER FUND 83 DISCOVERY MODERATE BALANCED FUND 372 DISCOVERY MONEY MARKET FUND DISCOVERY TARGET RETIREMENT 2010 FUND 44 DISCOVERY TARGET RETIREMENT 2015 FUND 148 DISCOVERY TARGET RETIREMENT 2020 FUND 271 DISCOVERY TARGET RETIREMENT 2025 FUND 364 DISCOVERY TARGET RETIREMENT 2030 FUND 360 DISCOVERY TARGET RETIREMENT 2035 FUND 352 DISCOVERY TARGET RETIREMENT 2040 FUND 327 DISCOVERY TARGET RETIREMENT 2045 FUND 341 DISCOVERY TARGET RETIREMENT 2050 FUND 20 DISCOVERY WORLDWIDE BEST IDEAS FUND 481 COLLECTIVE INVESTMENT SCHEMES REPORT 25

28 13 Element Unit Trust Limited Sharifa Jaffer PO Box 13, Cape Town, 8000 ELEMENT BALANCED FUND 30 ELEMENT EARTH EQUITY FUND 63 ELEMENT FLEXIBLE FUND 192 ELEMENT GLOBAL EQUITY FUND 104 ELEMENT ISLAMIC BALANCED FUND 96 ELEMENT ISLAMIC EQUITY FUND 137 ELEMENT ISLAMIC GLOBAL EQUITY FUND 64 ELEMENT REAL INCOME FUND 169 ELEMENT SPECIALIST INCOME FUND Fedgroup Management Proprietary Limited PO Box , Sandton, 2146 JWB Field FEDGROUP GENERAL EQUITY FUND 277 FEDGROUP AGGRESSIVE FUND OF FUNDS 3 FEDGROUP BALANCED FUND OF FUNDS 1 FEDGROUP CONSERVATIVE FUND OF FUNDS 1 FEDGROUP FLEXIBLE FUND OF FUNDS 1 FEDGROUP INCOME PLUS FUND 70 FEDGROUP MONEY MARKET FUND Foord Unit Trusts Limited PO Box 135, Howard Place, Pinelands, 7450 Paul Cluer FOORD ABSOLUTE RETURN FUND FOORD BALANCED FUND FOORD CONSERVATIVE FUND FOORD DOMESTIC BALANCED FUND FOORD EQUITY FUND FOORD FLEXIBLE FUND OF FUNDS FOORD GLOBAL EQUITY FEEDER FUND 161 FOORD INTERNATIONAL FEEDER FUND Glacier Management Company Limited PO Box 3412, Tiger Valley, 7536 Tasneem Gangat GLACIER INTERNATIONAL MULTI-CURRENCY FUND 48 GLACIER MONEY MARKET FUND Grant Thornton Capital Management Company Proprietary Limited Private Bag X28, Benmore, 2010 Lelani Kemp GT INFLATION LINKED BOND FUND 171 GT REAL ESTATE FUND 118 GTC ABSOLUTE BOND FUND

29 GTC ABSOLUTE EQUITY FUND 313 GTC ACTIVE EQUITY FUND 84 GTC BALANCED WEALTH FUND OF FUNDS 706 GTC BOND FUND 370 GTC CAPITAL PLUS FUND OF FUNDS GTC EQUITY FUND 83 GTC FIXED INCOME FUND 777 GTC PASSIVE EQUITY FUND 132 GTC PROSPERITY WEALTH FUND OF FUNDS 769 GTC VALUE FUND 649 GTC WEALTH ACCUMULATOR FUND OF FUNDS 132 GTC WEALTH ACCUMULATOR PLUS FUND 145 GTC WEALTH PRESERVER FUND 0 GTC WEALTH PRESERVER PLUS FUND 0 GTC WEALTH PROTECTOR FUND OF FUNDS Grindrod Collective Investments Proprietary Limited 5 Arundel Close, Kingsmead Office Park, Durban, 4001 Sthembiso Nzimande GRINDROD BALANCED FUND 236 GRINDROD DIVERSIFIED PREFERENCE SHARE FUND 381 GRINDROD EQUITY INCOME GROWTH FUND 277 GRINDROD GLOBAL INCOME GROWTH FUND OF FUNDS 79 GRINDROD GLOBAL PROPERTY INCOME FUND 280 GRINDROD HIGH INCOME FUND 192 GRINDROD MANAGED GROWTH FUND 599 GRINDROD STABLE GROWTH FUND Gryphon Collective Investments (RF) Proprietary Limited Private Bag X20, Tiger Valley, 7526 Sunette Swart GRYPHON ALL SHARE TRACKER FUND 0 GRYPHON DIVIDEND INCOME FUND 0 GRYPHON FLEXIBLE FUND OF FUNDS 0 GRYPHON GLOBAL EQUITY FUND 0 GRYPHON MONEY MARKET FUND 0 GRYPHON PRUDENTIAL FUND OF FUNDS 0 20 H4 Collective Investments (RF) Proprietary Limited PO Box 23388, Claremont, 7735 Philip Bredenhann CITADEL BALANCED H4 FUND CITADEL GLOBAL EQUITY H4 FUND OF FUNDS 479 CITADEL SA BOND H4 FUND CITADEL SA DIVIDEND EQUITY H4 FUND B1 324 COLLECTIVE INVESTMENT SCHEMES REPORT 27

30 CITADEL SA EQUITY H4 FUND CITADEL SA INCOME H4 FUND CITADEL SA MONEY MARKET H4 FUND 548 CITADEL SA MULTI-FACTOR EQUITY H4 FUND 950 CITADEL SA PROPERTY H4 FUND 693 CITADEL SA PROTECTED EQUITY H4 FUND 256 H4 DIVERSIFIED FUND 323 H4 GROWTH FUND 286 H4 STABLE FUND 219 H4 WORLDWIDE EQUITY FUND IDS Management Company (RF) Proprietary Limited PO Box 24, Cape Town, 8000 Karen Hiss IDS MONEY MARKET FUND 5 22 Itransact Fund Managers (RF) Proprietary Limited PO Box 5433, Weltevreden Park,1715 Mark Gill IFM BALANCED VALUE FUND OF FUNDS 94 IFM TECHNICAL FUND 76 IFM DYNAMIC FUND OF FUNDS 9 IFM INCOME PROVIDER FUND OF FUNDS 4 23 Investec Fund Managers SA (RF) Proprietary Limited PO Box 1655, Cape Town, 8000 Sangeeth Sewnath INVESTEC ABSOLUTE BALANCED FUND INVESTEC ABSOLUTE INCOME FUND INVESTEC ACTIVE QUANTS FUND INVESTEC AFRICA FUND INVESTEC CAUTIOUS MANAGED FUND INVESTEC COMMODITY FUND 311 INVESTEC CORPORATE BOND FUND INVESTEC CORPORATE MONEY MARKET FUND INVESTEC DIVERSIFIED INCOME FUND INVESTEC EMERGING COMPANIES FUND INVESTEC EQUITY FUND INVESTEC FLEXIBLE BOND FUND INVESTEC GILT FUND INVESTEC GLOBAL EQUITY FUND OF FUNDS INVESTEC GLOBAL OPPORTUNITY INCOME FUND OF FUNDS 210 INVESTEC GLOBAL STRATEGIC MANAGED FEEDER FUND INVESTEC HIGH INCOME FUND INVESTEC MANAGED FUND

31 INVESTEC MONEY MARKET FUND INVESTEC OPPORTUNITY FUND INVESTEC OPPORTUNITY INCOME FUND INVESTEC PROPERTY EQUITY FUND INVESTEC SA VALUE FUND 219 INVESTEC STEFI PLUS FUND 703 INVESTEC VALUE FUND INVESTEC WEALTH & INVESTMENT BALANCED FUND OF FUNDS 902 INVESTEC WEALTH & INVESTMENT EQUITY FUND 354 INVESTEC WORLDWIDE EQUITY FEEDER FUND Investment Solutions Unit Trusts Limited Gigi Vorlaufer PO Box , Sandton, 2196 INVESTMENT SOLUTIONS ENHANCED INCOME FUND 392 INVESTMENT SOLUTIONS FLEXIBLE FUND OF FUNDS 30 INVESTMENT SOLUTIONS GLOBAL EQUITY FEEDER FUND 189 INVESTMENT SOLUTIONS GLOBAL FIXED INCOME FEEDER FUND 90 INVESTMENT SOLUTIONS INCOME FUND INVESTMENT SOLUTIONS INFLATION LINKED BOND FUND INVESTMENT SOLUTIONS INSTITUTIONAL EQUITY UNIT TRUST INVESTMENT SOLUTIONS MULTI-MANAGER BALANCED FUND OF FUNDS INVESTMENT SOLUTIONS MULTI-MANAGER EQUITY FUND OF FUNDS 134 INVESTMENT SOLUTIONS PERFORMER MANAGED UNIT TRUST INVESTMENT SOLUTIONS PROPERTY EQUITY UNIT TRUST INVESTMENT SOLUTIONS PURE FIXED INTEREST FUND INVESTMENT SOLUTIONS REAL RETURN FOCUS FUND 412 INVESTMENT SOLUTIONS STABLE FUND OF FUNDS INVESTMENT SOLUTIONS STRATEGIC GLOBAL FEEDER FUND 191 INVESTMENT SOLUTIONS US DOLLAR FEEDER FUND 25 INVESTMENT SOLUTIONS YIELD UNIT TRUST FUND IP Management Company Proprietary Limited PO Box 23271, Claremont, 7735 Brett Paton EMPEROR IP MOMENTUM EQUITY FUND 31 EMPEROR IP GLOBAL MOMENTUM EQUITY FUND 1 FG IP INTERNATIONAL FLEXIBLE FUND OF FUNDS 439 FG IP JUPITER INCOME FUND OF FUNDS 361 FG IP MERCURY EQUITY FUND OF FUNDS 446 FG IP NEPTUNE GROWTH FOF 76 FG IP SATURN FLEXIBLE FUND OF FUNDS COLLECTIVE INVESTMENT SCHEMES REPORT 29

32 FG IP VENUS CAUTIOUS FUND OF FUNDS FLAGSHIP IP EQUITY FUND 24 FLAGSHIP IP FLEXIBLE VALUE FUND 283 FLAGSHIP IP PRUDENTIAL VARIABLE FUND 259 FLAGSHIP IP WORLDWIDE FLEXIBLE FUND 470 FLAGSHIP IP WORLDWIDE FLEXIBLE FUND OF FUNDS 231 FOCUS IP WEALTH FUND 337 GLOBAL IP OPPORTUNITY FUND 208 GLOBAL MARATHON IP FUND 0 IP EQUITY FUND 69 IP FLEXIBLE FUND 67 IP TRIATHLON FUND 158 MI PLAN IP BETA EQUITY FUND RING FENCE 136 MILTONOPTIMAL IP INTEREST PLUS ABIL RETENTION FUND 10 MIPLAN IP ALTERNATE RETURN FUND 13 MIPLAN IP BETA EQUITY FUND 23 MI-PLAN IP ENHANCED INCOME ABIL RETENTION FUND 16 MIPLAN IP ENHANCED INCOME FUND 340 MIPLAN IP GLOBAL MACRO FUND 413 MIPLAN IP GLOBAL PROPERTY FEEDER FUND 78 MIPLAN IP INFLATION PLUS 3 FUND 86 MIPLAN IP INFLATION PLUS 5 FUND 223 MIPLAN IP INFLATION PLUS 7 FUND 281 MIPLAN IP SARASIN EQUISAR FEEDER FUND 142 MITON OPTIMAL IP DEFENDED FUND OF FUNDS 63 MITONOPTIMAL IP ACTIVE BETA FUND 111 MITONOPTIMAL IP DIVERSIFIED INCOME FUND OF FUNDS 263 MITONOPTIMAL IP FLEXIBLE FUND OF FUNDS 158 MITONOPTIMAL IP FOREIGN FLEXIBLE FEEDER FUND 61 MITONOPTIMAL IP HIGH CONVICTION EQUITY FUND 117 MITONOPTIMAL IP INTEREST PLUS FUND 97 MITONOPTIMAL IP PRUDENTIAL FUND OF FUNDS 244 MITONOPTIMAL IP SA INFLATION LINKED INDEX FUND 78 MITONOPTIMAL IP SMART EQUITY FUND 48 MITONOPTIMAL IP WORLDWIDE FLEXIBLE FUND OF FUNDS 266 MULTI ASSET IP BALANCED DEFENSIVE FUND 45 MULTI ASSET IP BALANCED FUND 53 MULTI ASSET IP BALANCED PLUS FUND 56 30

33 MVUNONALA IP FLEXIBLE INCOME FUND 54 PAN AFRICAN IP INCOME HUNTER FUND 12 Prosperity IP WW Flexible FOF 179 ROCK CAPITAL TOP 20 GLOBAL FUND 58 SOUTHCHESTER IP OPTIMUM INCOME FUND 1 TRILLIAN IP FCF EQUITY FUND 22 TRUE NORTH IP FLEXIBLE EQUITY FUND 131 TRUE NORTH IP PROPERTY FUND 67 VUNANI IP ACCELERATED GROWTH FUND 6 26 Kagiso Collective Investments Limited PO Box 1016, Cape Town, 8000 Russel Sampson KAGISO BALANCED FUND 278 KAGISO EQUITY ALPHA FUND 393 KAGISO GLOBAL FLEXIBLE FUND 437 KAGISO ISLAMIC BALANCED FUND 414 KAGISO ISLAMIC EQUITY FUND 666 KAGISO PROTECTOR FUND 71 KAGISO STABLE FUND 228 KAGISO TOP 40 TRACKER FUND Marriott Unit Trust Management Company Limited PO BOX 572, Durban, 4000 Jessica Jayrajj MARRIOTT CORE INCOME FUND MARRIOTT DIVIDEND GROWTH FUND MARRIOTT FIRST WORLD EQUITY FEEDER FUND 152 MARRIOTT GLOBAL INCOME FUND 18 MARRIOTT HIGH INCOME FUND OF FUNDS MARRIOTT INCOME FUND 105 MARRIOTT INTERNATIONAL GROWTH FEEDER FUND 275 MARRIOTT INTERNATIONAL REAL ESTATE FEEDER FUND 279 MARRIOTT MEDIUM TERM INCOME FUND 550 MARRIOTT MONEY MARKET FUND 384 MARRIOTT PROPERTY EQUITY FUND 452 MARRIOTT PROPERTY INCOME FUND 455 MARRIOTT PRUDENTIAL INCOME FUND OF FUNDS MARRIOTT WORLDWIDE FLEXIBLE FUND OF FUNDS 669 COLLECTIVE INVESTMENT SCHEMES REPORT 31

34 28 MET Collective Investments (RF) Proprietary Limited PO Box 925, Bellville, 7535 Denesh Reddy 36ONE MET EQUITY FUND ONE MET FLEXIBLE OPPORTUNITY FUND AMF MET MANAGED FUND 77 BLUE QUADRANT MET WORLDWIDE FLEXIBLE FUND 369 CANNON MET EQUITY FUND 49 CANNON MET FLEXIBLE FUND 28 CONTEGO B4 MET PROPERTY FUND 120 CONTEGO B6 MET VALUE EQUITY FUND 165 CONTEGO B7 MET GROWTH EQUITY FUND 102 CONTEGO B8 MET GLOBAL DIVERSIFIED FEEDER FUND 245 CONTEGO MET B1 INCOME PLUS FUND 217 CONTEGO MET B2 PROTECTED INCOME FUND 100 CONTEGO MET B3 PROTECTED BALANCED FUND 52 CONTEGO MET B5 PROTECTED EQUITY FUND 219 CONTEGO MET WEALTH ACCUMULATOR FUND OF FUNDS 194 CONTEGO MET WEALTH CREATOR FUND OF FUNDS 180 CONTEGO MET WEALTH PRESERVER FUND OF FUNDS 221 COUNTERPOINT MET BALANCED PLUS FUND 410 COUNTERPOINT MET CAUTIOUS FUND 400 COUNTERPOINT MET ENHANCED INCOME FUND 219 COUNTERPOINT MET HIGH YIELD EQUITY FUND 96 COUNTERPOINT MET MODERATE FUND 102 COUNTERPOINT MET VALUE FUND 149 GCI MET BALANCED FUND OF FUNDS 310 GCI MET Balanced Plus Fund 180 GCI MET FLEXIBLE FUND OF FUNDS 121 GCI MET INCOME FUND 163 GCI MET STABLE FUND OF FUNDS 89 GCI MET WORLDWIDE FLEXIBLE FUND 92 IMALIVEST MET BALANCED FUND 169 IMALIVEST MET WORLDWIDE FLEXIBLE FUND 257 IMARA MET BALANCED FUND 66 IMARA MET EQUITY FUND 496 IMARA MET INCOME FUND 105 INSIGHT CAPITAL FLEXIBLE FUND OF FUNDS 46 JMBUSHA REAL RETURN FUND 17 32

35 LION OF AFRICA MET EQUITY FUND 9 LION OF AFRICA MET REAL RETURN FUND 70 MAZI CAPITAL MET EQUITY FUND 0 MAZI CAPITAL MET PROPERTY FUND 0 MET CAPITAL PRESERVER PLUS FUND 120 MET G555 INSTITUTIONAL FLEXIBLE FUND OF FUNDS 499 MET GENERAL EQUITY FUND 566 MET INCOME PLUS FUND 286 MET ODYSSEY BALANCED FUND OF FUNDS 112 MET ODYSSEY CONSERVATIVE FUND OF FUNDS 82 METOPE MET PROPERTY FUND 5 NORTHSTAR MET INCOME FUND 203 NORTHSTAR MET MANAGED FUND 429 PERPETUA MET BALANCED FUND 5 PERPETUA MET EQUITY FUND 254 PIC MET BOND FUND 18 PIC MET MONEY MARKET FUND 52 PLATINUM MET BALANCED FUND OF FUNDS 529 PLATINUM MET INCOME PROVIDER FUND OF FUNDS 222 PLATINUM MET WORLDWIDE FLEXIBLE FUND OF FUNDS 290 ROOTSTOCK MET WORLDWIDE FLEXIBLE FUND SAFFRON MET INFLATION BOND FUND 545 SAFFRON MET TOP 20 FUND 286 SAFFRON OPPORTUNITY INCOME FUND 535 SASFIN MET BALANCED FUND 120 SASFIN MET EQUITY FUND 429 SASFIN MET FLEXIBLE INCOME FUND 191 SASFIN MET PRUDENTIAL FUND A1 606 SASFIN MET STABLE FUND 99 SEED ABSOLUTE RETURN FUND 313 SEED EQUITY FUND 166 SEED FLEXIBLE FUND 835 SELECT MANAGER MET CAUTIOUS MANAGED FUND OF FUNDS 385 SELECT MANAGER MET FLEXIBLE FUND 261 SELECT MANAGER MET FLEXIBLE GROWTH FUND OF FUNDS 510 SELECT MANAGER MET GLOBAL GROWTH FUND OF FUNDS 361 SELECT MANAGER MET MONEY MARKET FUND 302 SELECT MANAGER MET PRUDENTIAL FUND OF FUNDS 796 COLLECTIVE INVESTMENT SCHEMES REPORT 33

36 STEWART MET ABSOLUTE RETURN BLEND FUND OF FUNDS 76 STEWART MET MACRO EQUITY FUND OF FUNDS 283 THIRD CIRCLE MET DEFENSIVE FUND OF FUNDS 688 THIRD CIRCLE MET FLEXIBLE FUND OF FUNDS 362 THIRD CIRCLE MET TARGET RETURN FUND 374 WARWICK MET ENHANCED INCOME 484 WARWICK MET EQUITY FUND 37 WARWICK MET INTERNATIONAL MANAGED FEEDER FUND 5 WARWICK MET MANAGED FUND 465 WARWICK MET MANAGED FUND OF FUNDS 94 WARWICK MET PROPERTY FUND Momentum Collective Investments (RF) Proprietary Limited 268 West Avenue, Centurion, 0157 Denesh Reddy AMPERSAND MOMENTUM CPI PLUS 2 FUND OF FUNDS AMPERSAND MOMENTUM CPI PLUS 4 FUND OF FUNDS AMPERSAND MOMENTUM CPI PLUS 6 FUND OF FUNDS 399 AMPERSAND MOMENTUM EQUITY FUND 848 AMPERSAND MOMENTUM FLEXIBLE PROPERTY INCOME FUND 495 FNB GROWTH FUND 274 MOMENTUM AFRICA EQUITY FUND 0 MOMENTUM BALANCED FUND MOMENTUM BEST BLEND BALANCED FUND OF FUNDS MOMENTUM BEST BLEND FLEXIBLE INCOME FUND 964 MOMENTUM BEST BLEND SPECIALIST EQUITY FUND MOMENTUM BEST BLEND STABLE FUND OF FUNDS 185 MOMENTUM BEST BLENT MULTIFOCUS FUND OF FUNDS MOMENTUM BOND FUND MOMENTUM CAPITAL ENHANCER FUND 283 MOMENTUM CONSERVATIVE FUND 670 MOMENTUM DIVERSIFIED YIELD FUND 187 MOMENTUM ENHANCED YIELD FUND MOMENTUM EQUITY FUND MOMENTUM FACTOR 3 FUND OF FUNDS 450 MOMENTUM FACTOR 5 FUND OF FUNDS 838 MOMENTUM FACTOR 7 FUND OF FUNDS 891 MOMENTUM FACTOR EQUITY FUND OF FUNDS 46 MOMENTUM FINANCIALS FUND 471 MOMENTUM FLEXIBLE FUND 224 MOMENTUM INCOME PLUS FUND

37 MOMENTUM INDUSTRIAL FUND 101 MOMENTUM INFLATION LINKED BOND FUND 292 MOMENTUM INTERNATIONAL BALANCED FEEDER FUND 339 MOMENTUM INTERNATIONAL CONSERVATIVE FEEDER FUND 242 MOMENTUM INTERNATIONAL EQUITY FEEDER FUND MOMENTUM INTERNATIONAL INCOME FUND 168 MOMENTUM MAXIMUM INCOME FUND 653 MOMENTUM MOM ACTIVE BOND FUND 606 MOMENTUM MOM EMERGING MANAGER GROWTH FUND MOMENTUM MOM FOCUSED EQUITY FUND 256 MOMENTUM MOM HIGH GROWTH FUND MOMENTUM MOM MACRO GROWTH FUND 290 MOMENTUM MOM MACRO VALUE FUND MOMENTUM MOM MANAGED BOND FUND 199 MOMENTUM MOM MONEY MARKET FUND 392 MOMENTUM MOM OPPORTUNISTIC EQUITY FUND 808 MOMENTUM MOM PROPERTY EQUITY FUND MOMENTUM MOM REAL RETURN FUND MOMENTUM MOM SPECIALIST EQUITY FUND MOMENTUM MOM ULTRA LONG-TERM VALUE FUND MOMENTUM MONEY MARKET FUND MOMENTUM OPTIMAL YIELD FUND 509 MOMENTUM POSITIVE RETURN FUND 157 MOMENTUM PROPERTY FUND MOMENTUM RESOURCES FUND 95 MOMENTUM SMALL/MID-CAP FUND 340 MOMENTUM TOP 25 FUND 491 MOMENTUM TOP 40 INDEX FUND 296 MOMENTUM VALUE FUND Nedgroup Collective Investments Limited PO Box 1510, Cape Town, 8000 Liezel Momberg NEDGROUP INVESTMENTS BOND FUND 627 NEDGROUP INVESTMENTS BRAVATA WORLDWIDE FLEXIBLE FUND 937 NEDGROUP INVESTMENTS CORE INCOME FUND NEDGROUP INVESTMENTS CORPORATE MONEY MARKET FUND NEDGROUP INVESTMENTS ENTREPRENEUR FUND NEDGROUP INVESTMENTS FINANCIAL FUND 502 NEDGROUP INVESTMENTS FLEXIBLE INCOME FUND NEDGROUP INVESTMENTS FUNDISA FUND 57 COLLECTIVE INVESTMENT SCHEMES REPORT 35

38 NEDGROUP INVESTMENTS GLOBAL CAUTIOUS FEEDER FUND 168 NEDGROUP INVESTMENTS GLOBAL EQUITY FEEDER FUND NEDGROUP INVESTMENTS GLOBAL FLEXIBLE FUND NEDGROUP INVESTMENTS GROWTH FUND NEDGROUP INVESTMENTS MANAGED FUND NEDGROUP INVESTMENTS MINING AND RESOURCES FUND 326 NEDGROUP INVESTMENTS MONEY MARKET FUND NEDGROUP INVESTMENTS OPPORTUNITY FUND NEDGROUP INVESTMENTS PRIVATE WEALTH BALANCED FUND OF FUNDS NEDGROUP INVESTMENTS PRIVATE WEALTH CONSERVATIVE FUND OF FUNDS NEDGROUP INVESTMENTS PRIVATE WEALTH CORE EQUITY FUND NEDGROUP INVESTMENTS PRIVATE WEALTH DEFENSIVE FUND OF FUNDS 936 NEDGROUP INVESTMENTS PRIVATE WEALTH GROWTH FUND OF FUNDS 250 NEDGROUP INVESTMENTS PRIVATE WEALTH HIGH GROWTH FUND OF FUNDS NEDGROUP INVESTMENTS PRIVATE WEALTH PREFERENCE SHARE FUND 272 NEDGROUP INVESTMENTS PRIVATE WEALTH PROPERTY EQUITY FUND 910 NEDGROUP INVESTMENTS PRIVATE WEALTH SMALL & MID CAP EQUITY FUND NEDGROUP INVESTMENTS PRIVATE WEATLH BOND FUND 633 NEDGROUP INVESTMENTS PROPERTY FUND NEDGROUP INVESTMENTS QUANTS CORE EQUITY FUND 576 NEDGROUP INVESTMENTS RAINMAKER FUND NEDGROUP INVESTMENTS STABLE FUND NEDGROUP INVESTMENTS VALUE FUND NEDGROUP INVESTMENTS XS ACCELERATED FUND OF FUNDS 941 NEDGROUP INVESTMENTS XS CORE DIVERSIFIED FUND NEDGROUP INVESTMENTS XS CORE GUARDED FUND NEDGROUP INVESTMENTS XS DIVERSIFIED FUND OF FUNDS NEDGROUP INVESTMENTS XS GUARDED FUND OF FUNDS NFP ASSERTIVE FUND OF FUNDS 120 NFP BALANCED FUND OF FUNDS NFP STABLE FUND OF FUNDS Nedgroup Beta Solutions Proprietary Limited PO Box 1144, Johannesburg, 2000 Nicki Perdikis BETTABETA EQUALLY WEIGHTED TOP 40 FUND 444 BETTABETA GREEN EXCHANGE TRADED FUND

39 32 NewFunds Proprietary Limited PO Box 7735, Johannesburg, 2000 Pieter Erasmus MAPPS GROWTH PORTFOLIO 33 MAPPS PROTECT PORTFOLIO 34 NEWFUNDS EQUITY MOMENTUM ETF PORTFOLIO 27 NEWFUNDS GOVI ETF PORTFOLIO 340 NEWFUNDS ILBI ETF PORTFOLIO 120 NEWFUNDS NEWSA INDEX PORTFOLIO 38 NEWFUNDS S&P GIVI SOUTH AFRICA FINANCIALS INDEX ETF PORTFOLIO 32 NEWFUNDS S&P GIVI SOUTH AFRICA TOP 50 INDEX ETF PORTFOLIO 93 NEWFUNDS S&P GIVI SOUTH AFRICAN RESOURCES INDEX ETF PORTFOLIO 6 NEWFUNDS S&P SOUTH AFRICAN INDUSTRIAL INDEX ETF PORTFOLIO 26 NEWFUNDS SHARIAH INDEX ETF 29 NEWFUNDS SWIX 40 ETF PORTFOLIO 15 NEWFUNDS TRACI 3 MONTH ETF PORTFOLIO Novare CIS (RF) Proprietary Limited PO Box 4742, Tyger Valley, 7536 Rene Miles NOVARE CAPITAL PRESERVER FUND OF FUNDS 265 NOVARE MULTIKOR MOD FOF 428 NOVARE WEALTH ACCUMULATOR FUND OF FUNDS 207 NOVARE WORLDWIDE FLEXIBLE FUND OF FUNDS Oasis Crescent Management Company Limited PO Box 1217, Cape Town, 8000 Sherazaan Isaacs OASIS BALANCED FUND OASIS BALANCED STABLE FUND OF FUNDS 89 OASIS BOND FUND 480 OASIS CRESCENT BALANCED HIGH EQUITY FUND OF FUNDS 630 OASIS CRESCENT BALANCED PROGRESSIVE FUND OF FUNDS OASIS CRESCENT BALANCED STABLE FUND OF FUNDS 697 OASIS CRESCENT EQUITY FUND OASIS CRESCENT INCOME FUND OASIS CRESCENT INTERNATIONAL FEEDER FUND OASIS CRESCENT INTERNATIONAL PROPERTY EQUITY FEEDER FUND 598 OASIS GENERAL EQUITY FUND 492 OASIS INTERNATIONAL FEEDER FUND 519 OASIS MONEY MARKET FUND 664 OASIS PROPERTY EQUITY FUND 757 COLLECTIVE INVESTMENT SCHEMES REPORT 37

40 35 Old Mutual Unit Trust Managers Limited PO Box 207, Cape Town, 8000 Pieter Hugo ADVICEWORX OLD MUTUAL ENHANCED INCOME FUND OF FUNDS 6 ADVICEWORX OLD MUTUAL INFLATION PLUS 2-3% FUND OF FUNDS 138 ADVICEWORX OLD MUTUAL INFLATION PLUS 3-4% FUND OF FUNDS 167 ADVICEWORX OLD MUTUAL INFLATION PLUS 4-5% FUND OF FUNDS 483 ADVICEWORX OLD MUTUAL INFLATION PLUS 5-7% FUND OF FUNDS 188 OLD MUTUAL ACTIVE QUANT EQUITY FUND 458 OLD MUTUAL ALBARAKA EQUITY FUND OLD MUTUAL ALBARAKA SHARIAH BALANCED FUND OLD MUTUAL BALANCED FUND OLD MUTUAL BOND FUND 435 OLD MUTUAL CAPITAL BUILDER FUND OLD MUTUAL CORE DIVERSIFIED FUND 210 OLD MUTUAL DIVIDEND INCOME FUND 1 OLD MUTUAL DYNAMIC FLOOR FUND OLD MUTUAL ENHANCED INCOME FUND OLD MUTUAL FINANCIAL SERVICES FUND 803 OLD MUTUAL FLEXIBLE FUND OLD MUTUAL GLOBAL BOND FEEDER FUND 101 OLD MUTUAL GLOBAL CURRENCY FEEDER FUND 366 OLD MUTUAL GLOBAL EMERGING MARKETS FUND OLD MUTUAL GLOBAL EQUITY FUND OLD MUTUAL GLOBAL FTSE RAFI ALL WORLD INDEX FEEDER FUND 442 OLD MUTUAL GOLD FUND 272 OLD MUTUAL GROWTH FUND OLD MUTUAL HIGH YIELD OPPORTUNITY FUND OLD MUTUAL INCOME FUND OLD MUTUAL INDUSTRIAL FUND OLD MUTUAL INSTITUTIONAL MONEY MARKET FUND 556 OLD MUTUAL INTEREST PLUS FUND OLD MUTUAL INTERNATIONAL GROWTH FUND OF FUNDS 306 OLD MUTUAL INVESTORS FUND OLD MUTUAL MAXIMUM RETURN FUND OF FUNDS 213 OLD MUTUAL MINING & RESOURCES FUND 767 OLD MUTUAL MODERATE BALANCED FUND 11 OLD MUTUAL MONEY MARKET FUND OLD MUTUAL MULTI-MANAGER INFLATION PLUS FUND NO 1 0 OLD MUTUAL MULTI-MANAGER INFLATION PLUS FUND NO OLD MUTUAL MULTI-MANAGER MONEY MARKET FUND

41 OLD MUTUAL MULTI-MANAGER PROPERTY EQUITY FUND NO OLD MUTUAL MULTI-MANAGERS AGGRESSIVE BALANCED FOF 1 OLD MUTUAL MULTI-MANAGERS BALANCED FUND OF FUNDS OLD MUTUAL MULTI-MANAGERS CAUTIOUS FUND OF FUNDS 283 OLD MUTUAL MULTI-MANAGERS DEFENSIVE FUND OF FUNDS OLD MUTUAL MULTI-MANAGERS ENHANCED INCOME FUND OF FUNDS 236 OLD MUTUAL MULTI-MANAGERS EQUITY FUND OF FUNDS 290 OLD MUTUAL MULTI-MANAGERS GLOBAL INCOME FUND OF FUNDS 1 OLD MUTUAL MULTI-MANAGERS GLOBAL PROPERTY FUND OF FUNDS 1 OLD MUTUAL MULTI-MANAGERS INCOME FUND NO OLD MUTUAL MULTI-MANAGERS INCOME FUND NO OLD MUTUAL MULTI-MANAGERS INCOME FUND NO OLD MUTUAL MULTI-MANAGERS INCOME FUND NO OLD MUTUAL MULTI-MANAGERS INCOME FUND NO OLD MUTUAL MULTI-MANAGERS INFLATION PLUS FUND NO 2 0 OLD MUTUAL MULTI-MANAGERS INFLATION PLUS FUND NO OLD MUTUAL MULTI-MANAGERS INFLATION PLUS FUND NO OLD MUTUAL MULTI-MANAGERS INFLATION PLUS FUND NO 6 54 OLD MUTUAL MULTI-MANAGERS INFLATION PLUS FUND NO 7 41 OLD MUTUAL MULTI-MANAGERS MAXIMUM RETURN FOF 1 OLD MUTUAL MULTI-MANAGERS SATELLITE EQUITY FUND NO OLD MUTUAL MULTI-MANAGERS SATELLITE EQUITY FUND NO OLD MUTUAL MULTI-MANAGERS SATELLITE EQUITY FUND NO OLD MUTUAL MULTI-MANAGERS SATELLITE EQUITY FUND NO OLD MUTUAL PREMIUM EQUITY FUND 70 OLD MUTUAL REAL INCOME FUND OLD MUTUAL SA QUOTED PROPERTY FUND OLD MUTUAL SMALL COMPANIES FUND OLD MUTUAL STABLE GROWTH FUND OLD MUTUAL TOP 40 FUND 609 OLD MUTUAL TOP COMPANIES FUND OLD MUTUAL UMBONO RAFI 40 TRACKER FUND Personal Trust International Management Company Proprietary Limited PO Box 476, Rondebosch, Cape Town, 8000 Jacqui Meyer PERSONAL TRUST CONSERVATIVE MANAGED FUND PERSONAL TRUST HIGH YIELD GROWTH FUND 0 PERSONAL TRUST INCOME FUND 279 PERSONAL TRUST MANAGED FUND PERSONAL TRUST PRUDENT FUND OF FUNDS PERSONAL TRUST SA EQUITY FUND 661 COLLECTIVE INVESTMENT SCHEMES REPORT 39

42 37 Professional Provident Society Management Company (RF) Proprietary Limited PO Box 44507, Claremont, 7735 Nick Battersby PPS BALANCED FUND OF FUNDS PPS CONSERVATIVE FUND OF FUNDS PPS ENHANCED YIELD FUND PPS EQUITY FUND PPS FLEXIBLE INCOME FUND PPS INSTITUTIONAL BOND FUND PPS INSTITUTIONAL MULTI ASSET FLEXIBLE FUND PPS INSTITUTIONAL MULTI ASSET LOW EQUITY FUND 518 PPS MANAGED FLEXIBLE FUND OF FUNDS 464 PPS MODERATE FUND OF FUNDS Prescient Management Company Limited PO Box 31142, Tokai, 7966 Craig Mockford 27FOUR ASSET SELECT PRESCIENT FUND OF FUNDS FOUR BALANCED PRESCIENT FUND OF FUNDS FOUR GLOBAL EQUITY PRESCIENT FEEDER FUND 65 27FOUR SHARIAH ACTIVE EQUITY PRESCIENT FUND FOUR SHARIAH BALANCED PRESCIENT FUND OF FUNDS FOUR STABLE PRESCIENT FUND OF FUNDS 489 3LAWS CLIMATE CHANGE EQUITY PRESCIENT FUND 5 ABAX ABSOLUTE BALANCED PRESCIENT FUND 32 ABAX ABSOLUTE RETURN PRESCIENT FUND 63 ABAX DIVERSIFIED INCOME PRESCIENT FUND ABAX EQUITY PRESCIENT FUND AEON BALANCED PRESCIENT FUND 61 AEON ENHANCED EQUITY PRESCIENT FUND 14 AFENA EQUITY PRESCIENT FUND 2 AFENA MANAGED PRESCIENT FUND 98 AFENA MONEY MARKET PRESCIENT FUND 49 AFRICAN ALLIANCE EQUITY PRESCIENT FUND 63 AFRICAN ALLIANCE SA S&P GIVI EQUITY PRESCIENT FUND 62 AYLETT BALANCED PRESCIENT FUND 234 AYLETT EQUITY PRESCIENT FUND 574 BATELEUR EQUITY PRESCIENT FUND 210 BATELEUR FLEXIBLE PRESCIENT FUND 581 CLUCASGRAY EQUILIBRIUM PRESCIENT FUND 145 CLUCASGRAY EQUITY PRESCIENT FUND 72 40

43 CLUCASGRAY FUTURE TITANS PRESCIENT FUND 510 COHESIVE CAPITAL FLEXIBLE PRESCIENT FUND 36 COHESIVE CAPITAL WORLDWIDE FLEXIBLE PRESCIENT FUND 114 CORDATUS WORLDWIDE FLEXIBLE PRESCIENT FUND 210 CORDATUS WORLDWIDE FLEXIBLE PRESCIENT FUND OF FUNDS 285 FAIRTREE EQUITY PRESCIENT FUND FAIRTREE FLEXIBLE BALANCED PRESCIENT FUND 56 GREEN OAK INCOME PRESCIENT FUND 83 HUYSAMER EQUITY PRESCIENT FUND 12 HUYSAMER OPPORTUNITY PRESCIENT FUND 5 INTEGRE LARGE CAP PRESCIENT FUND 54 LAURIUM EQUITY PRESCIENT FUND 618 LAURIUM FLEXIBLE PRESCIENT FUND LONG BEACH FLEXIBLE PRESCIENT FUND 54 LONG BEACH MANAGED PRESCIENT FUND 6 M1 CAPITAL EQUITY PRESCIENT FUND 72 MAESTRO EQUITY PRESCIENT FUND 121 MERGENCE ABSOLUTE RETURN PRESCIENT FUND 20 MERGENCE BALANCED PRESCIENT FUND 0 MERGENCE CPI + 6% PRESCIENT FUND 37 MERGENCE EQUITY PRESCIENT FUND 151 NEDBANK ITF BALONDOLOZI ABSOLUTE RETURN PRESCIENT FUND 66 NEDBANK ITF BATELEUR GLOBAL EQUITY PRESCIENT FEEDER FUND 98 NEDBANK ITF PRESCIENT BALANCED FUND 60 NEDBANK ITF PRESCIENT RECM GLOBAL FEEDER FUND 768 PRESCIENT ABSOLUTE BALANCED FUND 507 PRESCIENT AFRICA EQUITY FEEDER FUND 65 PRESCIENT AFRICA SUSTAINABLE EQUITY FUND 13 PRESCIENT BOND QUANTPLUS FUND 349 PRESCIENT CHINA BALANCED FEEDER FUND 317 PRESCIENT CHINA CONSERVATIVE FEEDER FUND 197 PRESCIENT EQUITY DEFENDER FUND 33 PRESCIENT EQUITY FUND 236 PRESCIENT EQUITY INCOME FUND 18 PRESCIENT EQUITY TOP 40 FUND 268 PRESCIENT GLOBAL GROWTH FEEDER FUND 8 PRESCIENT GLOBAL INCOME FEEDER FUND 42 PRESCIENT GLOBAL POSITIVE RETURN FEEDER FUND 21 PRESCIENT INCOME PROVIDER FUND COLLECTIVE INVESTMENT SCHEMES REPORT 41

44 PRESCIENT LIVING PLANET FUND 575 PRESCIENT MONEY MARKET FUND PRESCIENT POSITIVE RETURN QUANTPLUS FUND PRESCIENT PROPERTY EQUITY FUND 5 PRESCIENT STABLE INCOME FUND PRESCIENT WEALTH BALANCED FUND OF FUNDS 142 PRESCIENT WEALTH INCOME FUND 72 PRESCIENT YIELD QUANTPLUS FUND SEED INCOME FUND 143 TOWER CAPITAL CORE INCOME PRESCIENT FUND 234 TOWER CAPITAL EQUITY PRESCIENT FUND 123 TOWER CAPITAL FLEXIBLE PRESCIENT FUND Prime Collective Investment Schemes Management Company Proprietary Limited Private Bag X9, Benmore, 2010 Ali Solem ALPHAWEALTHPRIME SMALL & MID CAP FUND 41 CORION PRIME GROWTH FUND 27 CORION PRIME STABLE FUND 54 HOLLARD PRIME DYNAMIC INCOME FUND 273 HOLLARD PRIME EQUITY FUND 290 HOLLARD PRIME MONEY MARKET FUND 264 HOLLARD PRIME PROPERTY FUND 91 HOLLARD PRIME STRATEGIC ASSERTIVE FUND OF FUNDS 85 HOLLARD PRIME STRATEGIC BALANCED FUND OF FUNDS 117 HOLLARD PRIME STRATEGIC DEFENSIVE FUND OF FUNDS 43 HOLLARD PRIME YIELD-PLUS FUND 195 MAZI CAPITAL PRIME EQUITY FUND 185 MAZI CAPITAL PRIME PROPERTY FUND 256 PRIME ABSOLUTE RETURN FUND 220 PRIME BALANCED FUND OF FUNDS 173 PRIME BALANCED INCOME FUND OF FUNDS 202 PRIME CABERNET STABLE FUND OF FUNDS 722 PRIME CHAMPAGNE FLEXIBLE FUND OF FUNDS 17 PRIME CHARDONNAY MODERATE FUND OF FUNDS 519 PRIME CLARET WORLDWIDE FLEXIBLE FUND OF FUNDS 145 PRIME CLASSIC PORT CONSERVATIVE FUND OF FUNDS 142 PRIME EQUITY FUND OF FUNDS 17 PRIME FLEXIBLE INCOME FUND

45 PRIME GENERAL EQUITY FUND 190 PRIME GLOBAL EQUITY FUND CLASS B 256 PRIME GLOBAL FLEXIBLE FUND OF FUNDS 44 PRIME INCOME PLUS FUND 315 PRIME MANAGED FUND OF FUNDS 303 PRIME MONEY MARKET FUND 178 PRIME OPTIMAL BALANCED FUND OF FUNDS 99 PRIME PROTECTED INCOME FUND 0 PRIME ROSEBANK WEALTH GROUP FLEXIBLE FUND B1 96 PRIME ROSEBANK WEALTH GROUP WORLDWIDE FLEXIBLE FUND B1 326 PRIME SA EQUITY FUND CLASS B 130 PRIME SHIRAZ PRUDENTIAL AGGRESSIVE FUND OF FUNDS 234 PRIME STABLE FUND OF FUNDS 165 PRIME TARGET RETURN FUND 62 PRIME WORLDWIDE FLEXIBLE FUND 232 TRUFFLE BALANCED FUND 937 TRUFFLE FLEXIBLE FUND TRUFFLE FLEXIBLE INCOME FUND 30 TRUFFLE GENERAL EQUITY FUND 416 TRUFFLE INSTITUTIONAL EQUITY FUND TRUFFLE MONEY MARKET FUND Coreshares Index Tracker Managers (RF) Proprietary Limited PO Box 3211, Durban, 4001 Sthembiso Nzimande CORESHARES S&P SOUTH AFRICA TOP50 ETF PORTFOLIO 12 GRINDROD S&P DIVIDEND ARISTOCRATS EXCHANGE TRADED FUND 48 GRINDROD S&P SA LOW VOLATILITY EXCHANGE TRADED FUND 23 PROPERTY INDEX TRACKER PREFERENCE SHARE FUND 278 PROPTRAX INDEX TRACKER SAPY INDEX PORTFOLIO 184 PROPTRAX TEN ETF PORTFOLIO Prudential Portfolio Managers Unit Trusts Limited PO Box 44813, Claremont, 7735 John Kinsley PRUDENTIAL BALANCED FUND PRUDENTIAL CORE VALUE FUND PRUDENTIAL CORPORATE BOND FUND PRUDENTIAL DIVIDEND INCOME FUND 148 PRUDENTIAL DIVIDEND MAXIMISER FUND PRUDENTIAL ENHANCED INCOME FUND PRUDENTIAL ENHANCED SA PROPERTY TRACKER FUND COLLECTIVE INVESTMENT SCHEMES REPORT 43

46 PRUDENTIAL EQUITY FUND PRUDENTIAL GLOBAL CAUTIOUS MANAGED FUND OF FUNDS 88 PRUDENTIAL GLOBAL HIGH YIELD BOND FUND OF FUNDS 253 PRUDENTIAL GLOBAL MAXIMA FUND 41 PRUDENTIAL GLOBAL VALUE FUND OF FUNDS 211 PRUDENTIAL HIGH INTEREST FUND PRUDENTIAL HIGH YIELD BOND FUND 601 PRUDENTIAL INFLATION PLUS FUND PRUDENTIAL MONEY MARKET FUND PSG Collective Investments Limited Private Bag X3, Constantia, 7806 Liesl Keuler CATALYST GLOBAL REAL ESTATE FEEDER FUND CATALYST SA PROPERTY EQUITY FUND 897 DESTINY MULTI ASSET PSG FUND OF FUNDS 164 DESTINY PRUDENTIAL PSG FUND OF FUNDS 313 PSG ALPHEN CAUTIOUS FUND OF FUNDS 166 PSG ALPHEN EQUITY FUND OF FUNDS 465 PSG ALPHEN FOREIGN FLEXIBLE FUND OF FUNDS 338 PSG ALPHEN INCOME FUND OF FUNDS 153 PSG ALPHEN MANAGED FUND OF FUNDS 805 PSG BALANCED FUND PSG EQUITY FUND PSG FLEXIBLE FUND PSG GLOBAL EQUITY FEEDER FUND 99 PSG GLOBAL FLEXIBLE FEEDER FUND 518 PSG INCOME FUND 68 PSG KONSULT CREATOR FUND OF FUNDS PSG KONSULT ENHANCED INTEREST FUND PSG KONSULT GLOBAL CREATOR FEEDER FUND PSG KONSULT INCOME FUND OF FUNDS PSG KONSULT INTERNATIONAL FLEXIBLE FUND OF FUNDS PSG KONSULT MODERATE FUND OF FUNDS PSG KONSULT PRESERVER FUND OF FUNDS PSG MONEY MARKET FUND PSG OPTIMAL INCOME FUND 899 PSG SA EQUITY FUND 153 PSG STABLE FUND

47 43 RE:CM Collective Investments Proprietary Limited PO Box 51615, Waterfront, 8002 Tim Howse RECM BALANCED FUND 1 RECM FLEXIBLE EQUITY FUND 70 RECM GLOBAL EQUITY FEEDER FUND 1 RECM GLOBAL FEEDER FUND 0 RECM GLOBAL FLEXIBLE FUND RECM MONEY MARKET FUND Rezco Collective Investments Limited Ronald Cape PO Box 743, Bela Bela, 0480 REZCO EQUITY FUND 18 REZCO PRUDENTIAL FUND 567 REZCO STABLE FUND 213 REZCO VALUE TREND FUND RMB CIS Management Company (RF) Proprietary Limited 1 Merchant Place, Cnr Fredman Drive and Rivonia Road, Sandton, 2196 Segabe Ditodi RMB CAUTIOUS FUSION FUND 8 RMB GOVERNMENT INFLATION LINKED BOND ETF 378 RMB GROWTH FUSION FUND 102 RMB MID CAP FUND 116 RMB MODERATE FUSION FUND 29 RMB TOP 40 ETF Sanlam Collective Investments (RF) Proprietary Limited PO Box 30, Sanlamhof, 7532 San-Marie Greeff BRACKENHAM SANLAM COLLECTIVE INVESTMENTS MANAGED FUND 510 FIRST AVENUE SANLAM COLLECTIVE INVESTMENTS EQUITY FUND GRAVITON SCI BALANCED FUND 989 GRAVITON SCI CAPITAL GROWTH FUND 662 GRAVITON SCI FLEXIBLE INCOME FUND 456 GRAVITON SCI LOW EQUITY FUND 935 LYNX BALANCED FUND OF FUNDS 445 LYNX CAUTIOUS FUND OF FUNDS 187 LYNX GLOBAL DIVERSIFIED FUND OF FUNDS 341 LYNX OPPORTUNITIES FUND OF FUNDS 59 MEGAFIN SANLAM COLLECTIVE INVESTMENTS BALANCED FUND OF FUNDS 724 MEGAFIN SANLAM COLLECTIVE INVESTMENTS GROWTH FUND OF FUNDS 52 MEGAFIN SANLAM COLLECTIVE INVESTMENTS STABLE FUND OF FUNDS 183 OBSIDIAN SANLAM COLLECTIVE INVESTMENTS BALANCED FUND 450 SANLAM ALTERNATIVE INCOME FUND COLLECTIVE INVESTMENT SCHEMES REPORT 45

48 SANLAM ASIA PACIFIC FUND OF FUNDS 125 SANLAM DIVERSIFIED INCOME FUND OF FUNDS 718 SANLAM GLOBAL BALANCED FUND OF FUNDS 47 SANLAM GLOBAL CAUTIOUS FUND OF FUND 59 SANLAM GLOBAL EQUITY FUND 801 SANLAM GROWTH INSTITUTIONAL FUND SANLAM INDIA OPPORTUNITIES FEEDER FUND 272 SANLAM INSTITUTIONAL SPECIAL OPPORTUNITIES FUND SANLAM MARKET ALLOCATOR FUND 68 SANLAM MULTI MANAGED ABSOLUTE SOLUTION 5 FUND OF FUNDS 752 SANLAM MULTI MANAGED AGGRESSIVE FUND OF FUNDS 106 SANLAM MULTI MANAGED BALANCED FUND OF FUNDS SANLAM MULTI MANAGED BOND FUND SANLAM MULTI MANAGED CAUTIOUS FUND OF FUNDS 173 SANLAM MULTI MANAGED CONSERVATIVE FUND OF FUNDS 486 SANLAM MULTI MANAGED DEFENSIVE FUND OF FUNDS 403 SANLAM MULTI MANAGED EQUITY FUND 730 SANLAM MULTI MANAGED EQUITY FUND OF FUNDS 60 SANLAM MULTI MANAGED EQUITY INDEX FUND 368 SANLAM MULTI MANAGED FLEXIBLE EQUITY FUND SANLAM MULTI MANAGED INFLATION LINKED BOND FUND 386 SANLAM MULTI MANAGED INSTITUTIONAL AGGRESSIVE EQUITY FUND ONE 37 SANLAM MULTI MANAGED INSTITUTIONAL GENERAL EQUITY FUND TWO SANLAM MULTI MANAGED INSTITUTIONAL INCOME PROVIDER FUND TWO SANLAM MULTI MANAGED INSTITUTIONAL PRUDENTIAL BALANCED FUND ONE SANLAM MULTI MANAGED LONG-TERM GROWTH SOLUTION 7 FUND OF FUNDS SANLAM MULTI MANAGED MODERATE AGGRESSIVE FUND OF FUNDS 776 SANLAM MULTI MANAGED MODERATE FUND OF FUNDS 238 SANLAM MULTI MANAGED PROPERTY FUND 933 SANLAM MULTI MANAGED PROTECTION SOLUTION 3 FUND OF FUNDS 158 SANLAM MULTI MANAGED YIELD PLUS FUND 341 SANLAM MULTI MANAGER INSTITUTIONAL POSITIVE RETURN FUND FOUR SANLAM MULTI MANAGER INSTITUTIONAL POSITIVE RETURN FUND THREE 462 SANLAM MULTI MANAGER INSTITUTIONAL POSITIVE RETURN FUND TWO 446 SANLAM OPTIMISED INCOME FUND 1 SANLAM PAN EUROPE FUND 109 SANLAM SELECT ABSOLUTE FUND

49 SANLAM SELECT BOND PLUS FUND 638 SANLAM SELECT DEFENSIVE BALANCED FUND 481 SANLAM SELECT FLEXIBLE EQUITY FUND 530 SANLAM SELECT MANAGED FUND 743 SANLAM SELECT OPTIMISED EQUITY FUND 261 SANLAM SELECT STRATEGIC INCOME FUND SANLAM SELECT THEMATIC EQUITY FUND SANLAM STABLE GROWTH FUND 464 SANLAM VALUE INSTITUTIONAL FUND SIM ABSOLUTE RETURN INCOME FUND 944 SIM ACTIVE INCOME FUND SIM BALANCED FUND SIM BOND PLUS FUND SIM ENHANCED YIELD FUND SIM FINANCIAL FUND 298 SIM GENERAL EQUITY FUND SIM GLOBAL BEST IDEAS FEEDER FUND 629 SIM GLOBAL EQUITY INCOME FEEDER FUND 34 SIM GLOBAL FINANCIAL FEEDER FUND 125 SIM INDUSTRIAL FUND SIM INFLATION PLUS FUND SIM LOW EQUITY FUND 708 SIM MANAGED AGGRESSIVE FUND OF FUNDS 737 SIM MANAGED CAUTIOUS FUND OF FUNDS SIM MANAGED CONSERVATIVE FUND OF FUNDS 386 SIM MANAGED MODERATE AGGRESSIVE FUND OF FUNDS SIM MANAGED MODERATE FUND OF FUNDS SIM MONEY MARKET FUND SIM PROPERTY FUND SIM RESOURCES FUND 45 SIM SMALL CAP FUND 385 SIM TOP CHOICE EQUITY FUND 947 SIM VALUE FUND SPI EQUITY FUND 101 TRESOR SANLAM COLLECTIVE INVESTMENTS BALANCED FUND 305 TRESOR SANLAM COLLECTIVE INVESTMENTS FLEXIBLE FUND 124 TRESOR SANLAM COLLECTIVE INVESTMENTS INCOME FUND 48 TRESOR SANLAM COLLECTIVE INVESTMENTS STABLE FUND 184 COLLECTIVE INVESTMENT SCHEMES REPORT 47

50 47 Satrix Managers Proprietary Limited PO Box , Benmore, 2010 Brett Landman SATRIX 40 PORTFOLIO SATRIX ALSI INDEX FUND 121 SATRIX BALANCED INDEX FUND SATRIX BOND INDEX FUND 328 SATRIX DIVIDEND PLUS PORTFOLIO SATRIX DIVIDEND+ INDEX FUND 206 SATRIX EQUALLY WEIGHTED TOP 40 INDEX FUND 177 SATRIX FINI PORTFOLIO 732 SATRIX INDI PORTFOLIO SATRIX LOW EQUITY BALANCED INDEX FUND 294 SATRIX MOMENTUM INDEX FUND 110 SATRIX MSCI EMERGING MARKET EQUITY INDEX FEEDER FUND 0 SATRIX MSCI WORLD EQUITY INDEX FEEDER FUND 470 SATRIX PROPERTY INDEX FUND 697 SATRIX QUALITY INDEX FUND 30 SATRIX RAFI 40 TOTAL RETURN ETF 930 SATRIX RAFI40 INDEX FUND 104 SATRIX RESI PORTFOLIO 206 SATRIX SWIX TOP 40 INDEX FUND 1 SATRIX SWIX TOP 40 PORTFOLIO 384 SATRIX TOP 40 INDEX FUND Strategic Investment Service (SIS) Management Company Limited PO Box 44604, Claremont, 7735 Anton Manshon SIS EQUITY FUND SIS INFLATION LINKED BOND FUND 799 SIS INFLATION MATCHING FUND OF FUNDS 49 SIS INFLATION PLUS 1-3 FUND OF FUNDS SIS INFLATION PLUS 3-5 FUND OF FUNDS SIS INFLATION PLUS 5-7 FUND OF FUNDS SIS INFLATION PLUS 7-9 FUND OF FUNDS SIS INTERNATIONAL FIXED INTEREST FUND OF FUNDS 30 SIS INTERNATIONAL FLEXIBLE FUND OF FUNDS SIS INTERNATIONAL GROWTH FUND OF FUNDS SIS MONEY MARKET FUND SIS PROPERTY EQUITY FUND

51 49 STANLIB Collective Investments (RF) Limited PO Box 202, Melrose Arch, 2076 Anthony Katakuzinos CENTRAL FUNDISA FUND 214 KRUGER STANLIB BALANCED FUND OF FUNDS 932 KRUGER STANLIB FLEXIBLE FUND OF FUNDS 227 KRUGER STANLIB GLOBAL FUND OF FUNDS 148 KRUGER STANLIB PRUDENTIAL FUND OF FUNDS 573 MELVILLE DOUGLAS STANLIB BOND FUND 847 MELVILLE DOUGLAS STANLIB DYNAMIC STRATEGY FUND 126 MELVILLE DOUGLAS STANLIB HIGH ALPHA FUND 63 MELVILLE DOUGLAS STANLIB MEDIUM EQUITY FUND OF FUNDS 25 NOBLE PP STANLIB ALL WEATHER FUND OF FUNDS 53 NOBLE PP STANLIB BALANCED FUND OF FUNDS NOBLE PP STANLIB FLEXIBLE FUND 279 NOBLE PP STANLIB STRATEGIC INCOME FUND OF FUNDS 722 NOBLE PP STANLIB WEALTH CREATOR FUND OF FUNDS 372 NOBLE STANLIB FLEXIBLE ABIL RETENTION FOF 9 STANDARD BANK FUNDISA FUND 132 STANLIB INSTITUTIONAL MONEY MARKET FUND STANLIB ABSOLUTE PLUS FUND STANLIB AFRICA EQUITY FUND 38 STANLIB AFRICA INCOME FUND 46 STANLIB AFRICA PROPERTY FUND 366 STANLIB AGGRESSIVE FUND OF FUNDS 93 STANLIB AGGRESSIVE INCOME ABIL RETENTION FUND 140 STANLIB AGGRESSIVE INCOME FUND STANLIB ALBI BOND INDEX TRACKER FUND 114 STANLIB ALSI 40 FUND STANLIB BALANCED CAUTIOUS FUND STANLIB BALANCED FUND STANLIB BALANCED TRUSTEES FUND OF FUNDS STANLIB BOND ABIL RETENTION FUND 23 STANLIB BOND FUND STANLIB CAPPED PROPERTY INDEX TRACKER FUND 269 STANLIB CONSERVATIVE FUND OF FUNDS STANLIB CORPORATE MONEY MARKET FUND STANLIB ENHANCED YIELD ABIL RETENTION FUND 285 STANLIB ENHANCED YIELD FUND COLLECTIVE INVESTMENT SCHEMES REPORT 49

52 STANLIB EQUITY FUND STANLIB EURO CURRENCY FUND OF FUNDS 52 STANLIB EUROPEAN EQUITY FEEDER FUND 750 STANLIB EXTRA INCOME ABIL RETENTION FUND 330 STANLIB EXTRA INCOME FUND STANLIB FINANCIALS FUND 116 STANLIB FLEXIBLE INCOME ABIL RETENTION FUND 124 STANLIB FLEXIBLE INCOME FUND STANLIB GLOBAL BOND FEEDER FUND 693 STANLIB GLOBAL EMERGING MARKETS PROPERTY FEEDER FUND 152 STANLIB GLOBAL EQUITY FEEDER FUND STANLIB GLOBAL FEEDER FUND STANLIB GLOBAL PROPERTY FEEDER FUND STANLIB GROWTH FUND 753 STANLIB INCOME ABIL RETENTION FUND STANLIB INCOME FUND STANLIB INDEX FUND 149 STANLIB INDUSTRIAL FUND STANLIB INFLATION LINKED BOND FUND B STANLIB INFLATION PLUS 3% FUND 85 STANLIB INFLATION PLUS 5% ABIL RETENTION FUND 57 STANLIB INFLATION PLUS 5% FUND STANLIB INSTITUTIONAL MONEY MARKET ABIL RETENTION FUND 127 STANLIB INSTITUTIONAL PROPERTY FUND STANLIB INTERNATIONAL CONSERVATIVE FUND OF FUNDS 256 STANLIB MEDICAL INVESTMENT FUND 422 STANLIB MODERATE FUND OF FUNDS 864 STANLIB MODERATELY AGGRESSIVE FUND OF FUNDS 210 STANLIB MODERATELY CONSERVATIVE FUND OF FUNDS STANLIB MONEY MARKET ABIL RETENTION FUND 459 STANLIB MONEY MARKET FUND STANLIB MULTI MANAGER ABSOLUTE INCOME FUND 0 STANLIB MULTI MANAGER ALL STARS EQUITY FUND OF FUNDS 413 STANLIB MULTI MANAGER BALANCED FUND STANLIB MULTI MANAGER EQUITY FUND STANLIB MULTI MANAGER FLEXIBLE PROPERTY FUND STANLIB MULTI MANAGER GLOBAL EQUITY FEEDER FUND STANLIB MULTI MANAGER INFLATION + 1% FUND OF FUNDS 8 STANLIB MULTI MANAGER INFLATION + 3% FUND OF FUNDS 95 STANLIB MULTI MANAGER INFLATION + 5% FUND OF FUNDS 67 STANLIB MULTI MANAGER LOW EQUITY FUND OF FUNDS STANLIB MULTI MANAGER MEDIUM EQUITY FUND OF FUNDS

53 STANLIB MULTI MANAGER PROPERTY FUND STANLIB MULTI MANAGER REAL RETURN FUND STANLIB MULTI-MANAGER ABSOLUTE INCOME ABIL RETENTION FUND 13 STANLIB MULTI-MANAGER BALANCED ABIL RETENTION FUND 1 STANLIB MULTI-MANAGER BOND FUND STANLIB MULTI-MANAGER DEFENSIVE BALANCED FUND STANLIB MULTI-MANAGER ENHANCED YIELD FUND STANLIB MULTI-MANAGER FLEXIBLE PROPERTY ABIL RETENTION FUND 30 STANLIB MULTI-MANAGER SHARIAH FUND OF FUNDS CLASS A 32 STANLIB PROPERTY INCOME FUND STANLIB PRUDENTIAL BOND ABIL RETENTION FUND 69 STANLIB PRUDENTIAL BOND FUND STANLIB QUANTS FUND 136 STANLIB RESOURCES FUND 533 STANLIB SA EQUITY FUND STANLIB SA PROPERTY ETF FUND 90 STANLIB SHARIAH EQUITY FUND 444 STANLIB SWIX TOP 40 ETF STANLIB TOP 40 ETF 762 STANLIB US DOLLAR CASH FUND OF FUNDS 154 STANLIB VALUE FUND Sygnia Collective Investments RF Proprietary Limited 7th Floor, The Foundry, Cardiff Street, Greenpoint, Cape Town, 8001 Nikki Giles SYGNIA ACTIVE EQUITY FUND 248 SYGNIA AFRICA EQUITY FUND 71 SYGNIA ALL BOND INDEX FUND SYGNIA CPI + 2% FUND SYGNIA CPI + 4% FUND SYGNIA CPI + 6% FUND SYGNIA DIVI INDEX FUND 20 SYGNIA EQUITY FUND SYGNIA GROWTH EQUITY FUND 79 SYGNIA INTERNATIONAL FLEXIBLE FUND OF FUNDS SYGNIA LISTED PROPERTY INDEX FUND 654 SYGNIA SKELETON BALANCED 40 FUND 61 SYGNIA SKELETON BALANCED 60 FUND 32 SYGNIA SKELETON BALANCED FUND 88 SYGNIA SWIX INDEX FUND 268 SYGNIA TOP 40 INDEX TRACKER FUND 58 SYGNIA VALUE FUND COLLECTIVE INVESTMENT SCHEMES REPORT 51

54 Section C: Annexure 2: Registered CIS in participation bonds and property ANNEXURE 2: COLLECTIVE INVESTMENT SCHEMES IN PARTICIPATION BONDS NAME OF MANAGER ADDRESS COMPLIANCE OFFICER ASSETS UNDER MANAGEMENT Rbn (2014) ASSETS UNDER MANAGEMENT Rbn (2015) BLUE BOND INVESTMENT LIMITED FAIRHEADS BONDS MANAGERS PROPRIETARY LIMITED FEDBOND PARTICIPATION MORTGAGE BOND MANAGERS PROPRIETARY LIMITED STABILITAS DEELNEMINGS VERBANDSKEMA (EDMS) BPK PO BOX 61508, MARSHALLTOWN, 2107 PO BOX 4395, CAPE TOWN, 8000 PO BOX , SANDTON, 2146 PO BOX 3673, RANDBURG, 2125 Marcio Rodrigues Geordi Mclntosh 26 7 JWB Field DC Senekal COLLECTIVE INVESTMENT SCHEMES IN PROPERTY NAME OF MANAGER ADDRESS COMPLIANCE OFFICER ASSETS UNDER MANAGEMENT Rbn (2014) ASSETS UNDER MANAGEMENT Rbn (2015) FOUNTAINHEAD PROPERTY TRUST MANAGEMENT LIMITED* SA CORPORATE REAL ESTATE FUND MANAGERS* OASIS CRESCENT PROPERTY FUND MANAGERS LIMITED STRATEGIC REAL ESTATE MANAGERS PROPRIETARY LIMITED* SYCOM PROPERTY FUND MANAGERS LIMITED PROPERTY FUND MANAGERS LIMITED* * Converted to REITs PO BOX 7713, JOHANNESBURG, 2000 PO BOX 333, MUTUAL PARK, 7451 PO BOX 1217, CAPE TOWN, 8000 PO BOX , SANDTON, 2146 PO BOX 31079, TOKAI, 7966 PO BOX 2555, RIVONIA, 2128 Aaron Suckerman Len van Niekerk Nazeem Ebrahim James Templeton Baden Marlow Rual Bornman

55 BASTION GRAPHICS

56 RP: 103/2017 ISBN: