HSBC Global Asset Management - Addendums

Transcription

1 HSBC Global Asset Management - Addendums 1

2 HSBC GLOBAL ASSET MANAGEMENT, INDIA ADDENDUMS TO SID, SAI AND KIM 26 September October November December January February February April April 2017

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11 NOTICE CUM ADDENDUM HSBC MUTUAL FUND In accordance with Para B titled "Enhancing Scheme Related Disclosures" under Circular no. SEBI/HO/IMD/DF2/CIR/P/2016/42 dated March 18, 2016 issued by Securities and Exchange Board of India (SEBI), a new section titled "Additional Scheme Related Disclosures" stands inserted/updated under the Scheme Information Document ("SID") / Key Information Memorandum ("KIM") (as applicable) in the following schemes of HSBC Mutual Fund : ADDITIONAL SCHEME RELATED DISCLOSURES: 1. HSBC Fixed Term Series 94 (a closed ended debt scheme) A. Name of the Fund Manager and tenure of managing the scheme Name of the Fund Manager Tenure of Managing the scheme Kapil Punjabi 0.27 B. Portfolio Related Disclosures (as on March 31, 2017) Portfolio - Top 10 Holdings (Issuer-wise) 1 Power Grid Corporation of (I) Ltd National Bank for Agriculture and Rural Development EXIM Power Finance Corporation Limited Small Industries Development Bank of India Rural Electrification Corporation Cash And Cash Equivalents Tata Capital Housing Finance Ltd Cholamandalam Investment and Finance Co.Ltd LIC Housing Finance Limited 8.71 Sector Allocation (% of Net Assets) 1 Financial Services Energy Cash And Cash Equivalents 9.14 Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales as a percentage of the average corpus of the Scheme(s) during a specified period of time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable. Kindly refer the Fund s website, for monthly portfolio disclosures. C. Aggregate investment in the Plan/Scheme by directors, fund manager s and key managerial personnel of the AMC as on March 31, 2017

12 Scheme Name HSBC Fixed Term Series 94 AMC s Board of Directors AuM in INR Fund Manager(s) Nil Other Key Managerial Personnel of AMC Note: The above investments are based on holdings as of March 31, 2017 and sourced from the Fund s Registrars records, on the basis of PAN of the above persons. The investments have been aggregated at a scheme level, irrespective of the date of investment into the scheme. The CEO of the AMC being a Director has been included under AMC Directors and not under Key Managerial Personnel. 2. HSBC Fixed Term Series 96 (a closed ended debt scheme) A. Name of the Fund Manager and tenure of managing the scheme Name of the Fund Manager Tenure of Managing the scheme Kapil Punjabi 0.27 B. Portfolio Related Disclosures (as on March 31, 2017) Portfolio - Top 10 Holdings (Issuer-wise) 1 Cash And Cash Equivalents Power Finance Corporation Limited Power Grid Corporation Of (I) Ltd Small Industries Development Bank Of India National Bank For Agriculture And Rural 7.81 Development 6 Rural Electrification Corporation EXIM Tata Capital Housing Finance Ltd Cholamandalam Investment And Finance Co.Ltd LIC Housing Finance Limited 7.77 Sector Allocation (% of Net Assets) 1 Financial Services Cash And Cash Equivalents Energy 7.84 Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales as a percentage of the average corpus of the Scheme(s) during a specified period of time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable. Kindly refer the Fund s website, for monthly portfolio disclosures.

13 C. Aggregate investment in the Plan/Scheme by directors, fund manager s and key managerial personnel of the AMC as on March 31, 2017 Scheme Name HSBC Fixed Term Series 96 AMC s Board of Directors AuM in INR Fund Manager(s) NIL Other Key Managerial Personnel of AMC Note: The above investments are based on holdings as of March 31, 2017 and sourced from the Fund s Registrars records, on the basis of PAN of the above persons. The investments have been aggregated at a scheme level, irrespective of the date of investment into the scheme. The CEO of the AMC being a Director has been included under AMC Directors and not under Key Managerial Personnel. 3. HSBC Fixed Term Series 98 (a closed ended debt scheme) A. Name of the Fund Manager and tenure of managing the scheme Name of the Fund Manager Tenure of Managing the scheme Sanjay Shah 0.27 B. Portfolio Related Disclosures (as on March 31, 2017) Portfolio - Top 10 Holdings (Issuer-wise) 1 Cash And Cash Equivalents Power Finance Corporation Limited Power Grid Corporation Of (I) Ltd Small Industries Development Bank Of India National Bank For Agriculture And Rural 9.83 Development 6 Rural Electrification Corporation EXIM Tata Capital Housing Finance Ltd Cholamandalam Investment And Finance Co.Ltd LIC Housing Finance Limited 7.34 Sector Allocation (% of Net Assets) 1 Financial Services Cash And Cash Equivalents Energy 9.87

14 Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales as a percentage of the average corpus of the Scheme(s) during a specified period of time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable. Kindly refer the Fund s website, for monthly portfolio disclosures. C. Aggregate investment in the Plan/Scheme by directors, fund manager s and key managerial personnel of the AMC as on March 31, 2017 Scheme Name HSBC Fixed Term Series 98 AMC s Board of Directors AuM in INR Fund Manager(s) NIL Other Key Managerial Personnel of AMC Note: The above investments are based on holdings as of March 31, 2017 and sourced from the Fund s Registrars records, on the basis of PAN of the above persons. The investments have been aggregated at a scheme level, irrespective of the date of investment into the scheme. The CEO of the AMC being a Director has been included under AMC Directors and not under Key Managerial Personnel. 4. HSBC Fixed Term Series 125 (a closed ended debt scheme) A. Name of the Fund Manager and tenure of managing the scheme Name of the Fund Manager Tenure of Managing the scheme Sanjay Shah 0.27 B. Portfolio Related Disclosures (as on March 31, 2017) Portfolio - Top 10 Holdings (Issuer-wise) 1 EXIM Small Industries Development Bank of India East North Interconnection Company Limited 9.78 (ENICL) 4 Power Finance Corporation Limited Tata Capital Financial Services Limited Rural Electrification Corporation IRFC Limited National Bank for Agriculture and Rural Development Tata Capital Housing Finance Ltd Cash And Cash Equivalents 6.90 Sector Allocation (% of Net Assets)

15 1 Financial Services Energy Cash And Cash Equivalents 6.90 Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales as a percentage of the average corpus of the Scheme(s) during a specified period of time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable. Kindly refer the Fund s website, for monthly portfolio disclosures. C. Aggregate investment in the Plan/Scheme by directors, fund manager s and key managerial personnel of the AMC as on March 31, 2017 Scheme Name HSBC Fixed Term Series 125 AMC s Board of Directors AuM in INR Fund Manager(s) 16,36,590 NIL Other Key Managerial Personnel of AMC Note: The above investments are based on holdings as of March 31, 2017 and sourced from the Fund s Registrars records, on the basis of PAN of the above persons. The investments have been aggregated at a scheme level, irrespective of the date of investment into the scheme. The CEO of the AMC being a Director has been included under AMC Directors and not under Key Managerial Personnel. 5. HSBC Fixed Term Series 126 (a closed ended debt scheme) A. Name of the Fund Manager and tenure of managing the scheme Name of the Fund Manager Tenure of Managing the scheme Kapil Punjabi 0.27 B. Portfolio Related Disclosures (as on March 31, 2017) Portfolio - Top 10 Holdings (Issuer-wise) 1 Small Industries Development Bank of India National Thermal Power Corporation National Bank For Agriculture And Rural Development 4 Rural Electrification Corporation Bajaj Finance Ltd Sundaram Bnp Home Finance Power Grid Corporation Of (I) Ltd L & T Finance Limited 9.12

16 9 Power Finance Corporation Limited Cash And Cash Equivalents 8.85 Sector Allocation (% of Net Assets) 1 Financial Services Energy Cash And Cash Equivalents 8.85 Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales as a percentage of the average corpus of the Scheme(s) during a specified period of time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable. Kindly refer the Fund s website, for monthly portfolio disclosures. C. Aggregate investment in the Plan/Scheme by directors, fund manager s and key managerial personnel of the AMC as on March 31, 2017 Scheme Name HSBC Fixed Term Series 126 AMC s Board of Directors AuM in INR Fund Manager(s) NIL Other Key Managerial Personnel of AMC Note: The above investments are based on holdings as of March 31, 2017 and sourced from the Fund s Registrars records, on the basis of PAN of the above persons. The investments have been aggregated at a scheme level, irrespective of the date of investment into the scheme. The CEO of the AMC being a Director has been included under AMC Directors and not under Key Managerial Personnel. 6. HSBC Capital Protection Oriented Fund Series II Plan I (A close ended capital protection oriented scheme) A. Name of the Fund Manager and tenure of managing the scheme Name of the Fund Manager Tenure of Managing the scheme Sanjay Shah 2.1 B. Portfolio Related Disclosures (as on March 31, 2017) Portfolio - Top 10 Holdings (Issuer-wise) 1 Power Finance Corporation Limited Small Industries Development Bank Of India Cash And Cash Equivalents 16.80

17 4 National Bank For Agriculture And Rural Development 5 Power Grid Corporation Of (I) Ltd Kotak Mahindra Prime Limited LIC Housing Finance Limited EXIM 5.04 Sector Allocation (% of Net Assets) 1 Financial Services Cash And Cash Equivalents Energy Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales as a percentage of the average corpus of the Scheme(s) during a specified period of time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable. Kindly refer the Fund s website, for monthly portfolio disclosures. C. Aggregate investment in the Plan/Scheme by directors, fund manager s and key managerial personnel of the AMC as on March 31, 2017 Scheme Name HSBC Capital Protection Oriented Fund Series II Plan I AMC s Board of Directors AuM in INR Fund Manager(s) 18,21, NIL Other Key Managerial Personnel of AMC Note: The above investments are based on holdings as of March 31, 2017 and sourced from the Fund s Registrars records, on the basis of PAN of the above persons. The investments have been aggregated at a scheme level, irrespective of the date of investment into the scheme. The CEO of the AMC being a Director has been included under AMC Directors and not under Key Managerial Personnel. 7. HSBC Capital Protection Oriented Fund Series II Plan II (A close ended capital protection oriented scheme) A. Name of the Fund Manager and tenure of managing the scheme Name of the Fund Manager Tenure of Managing the scheme Sanjay Shah 2.04 B. Portfolio Related Disclosures (as on March 31, 2017) Portfolio - Top 10 Holdings (Issuer-wise)

18 1 Power Finance Corporation Limited Power Grid Corporation Of (I) Ltd National Bank For Agriculture And Rural Development 4 Cash And Cash Equivalents Kotak Mahindra Prime Limited LIC Housing Finance Limited IRFC Limited EXIM Small Industries Development Bank of India 2.61 Repo) Sector Allocation (% of Net Assets) 1 Financial Services Energy Cash And Cash Equivalents Note: Cash and Cash Equivalents includes Overnight Investments (CBLO/Reverse Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales as a percentage of the average corpus of the Scheme(s) during a specified period of time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable. Kindly refer the Fund s website, for monthly portfolio disclosures. C. Aggregate investment in the Plan/Scheme by directors, fund manager s and key managerial personnel of the AMC as on March 31, 2017 Scheme Name HSBC Capital Protection Oriented Fund Series II Plan II AMC s Board of Directors AuM in INR Fund Manager(s) NIL Other Key Managerial Personnel of AMC Note: The above investments are based on holdings as of March 31, 2017 and sourced from the Fund s Registrars records, on the basis of PAN of the above persons. The investments have been aggregated at a scheme level, irrespective of the date of investment into the scheme. The CEO of the AMC being a Director has been included under AMC Directors and not under Key Managerial Personnel.

19 Apart from point A to C as mentioned above, following illustration showing impact of expense ratio on plan/scheme s return is also disclosed in the SID of the above mentioned Plans/Schemes. D. Illustration: Impact of Expense Ratio on Scheme's return: Collections at Day Zero A 100,000,000 Purchase Price per unit B 10 Units allotted to domestic investors A/B C 10,000,000 Amount Invested D 100,000,000 Yield on investment E 6% Expense ratio F 1.65% AUM after one month AUM including Yield (D*E)/12+D G 100,500,000 Expenses (for one month) (INR)- ((A+G)/2 * F)/12 H 137,844 approximated at average of opening and closing AUM AUM after one month G-H I 100,362,156 NAV per unit I/C J Annualized returns (Pre Expenses) % (G-D)/D*100*12 K 6.00 Annualized returns (Post Expenses) % (I-D)/D*100*12 L 4.35 This addendum shall form an integral part of the SID / KIM of the above mentioned Plan(s)/Scheme(s) as amended from time to Time. Applicants(s)/Unit holder(s) may contact our Customer Service Number or their financial advisor(s), for any additional information/clarifications. You may also visit our website or write to us at hsbcmf@camsonline,com for any other related information. For & on behalf of HSBC Asset Management (India) Private Limited (Investment Manager to HSBC Mutual Fund) Sd/- Authorised Signatory Mumbai, April 28, 2017 Mutual Fund investments are subject to market risks, read all scheme related documents carefully HSBC Asset Management (India) Private Limited, 16, V. N. Road, Fort, Mumbai hsbcmf@camsonline.com, Website: Issued by HSBC Asset Management (India) Private Limited CIN U74140MH2001PTC134220