BNY MELLON ASIAN EQUITY FUND

Transcription

1 BNY MELLON GLOBAL FUNDS, PLC AS AT 28 FEBRUARY 2019 BNY MELLON ASIAN EQUITY FUND INVESTMENT MANAGER INVESTMENT OBJECTIVE To achieve long term capital growth through investment primarily (meaning at least two-thirds of the Fund's assets) in a portfolio of equity and up to one-third of the Sub-Fund's assets in a portfolio of equity-related securities of companies located in Asia (excluding Japan) or deriving a preponderant part of their income therefrom. GENERAL INFORMATION Total net assets (million) USD Active Share (%) 75.9 Benchmark MSCI AC Asia Pacific ex Japan TR Lipper Sector Lipper Global - Equity Asia Pacific Ex Japan Fund type ICVC Fund domicile Ireland Fund manager Caroline Keen Base currency USD Fund launch 29 Jan 1988 Financial year end 31 Dec USD A (ACC.) SHARE CLASS DETAILS Inception date 10 Dec 2001 Min. initial investment USD 5,000 Annual mgmt charge 2.00% Max. initial charge 5.00% ISIN IE Bloomberg MELADA1 NAV USD FUND STATISTICS - 3 YEARS Jensen Alpha Beta 1.04 Correlation 0.92 Annualised Information Ratio Annualised Sharpe Ratio 0.37 Annualised Tracking Error 6.16 R² 0.84 Annualised Standard Deviation Maximum Drawdown VaR Normal 95% FUND RATINGS Newton Investment Management: Newton pursues a distinctive global thematic investment approach and provides added value from extensive proprietary research. Source & Copyright: Morningstar ratings 2019 Morningstar. All Rights Reserved. Ratings are collected on the first business day of the month. IMPORTANT INFORMATION FOR HONG KONG INVESTORS Investment in the Fund may decline in value and investors may potentially sustain a total loss of their investment in the Fund. The Fund may invest in assets which are denominated in currencies other than the base currency of the Fund and may be exposed to fluctuations in currency rates and exchange rate controls. The Fund may invest in emerging markets and is geographically concentrated in Asia (ex Japan). The Fund is subject to political and economic instability risks, and additional risks due to less developed legal structures, and risks of being more volatile in price and less liquid, etc. The Fund may invest in derivatives. A small movement in the price of an underlying investment may result in a disproportionately large movement in the price of the derivative investments. This could cause the Fund to suffer losses. The Fund may invest in smaller companies and they may be more volatile in share prices and less liquid than larger companies. Investors should not rely solely on this document to make investment decision. Please read the offering documents carefully for further details including risk factors. 5 YEAR CUMULATIVE PERFORMANCE (%) PERFORMANCE SUMMARY (%) Annualised 1M 3M YTD 1YR 3YR 5YR USD A Benchmark Sector No. of funds in sector Quartile USD A USD A Benchmark Source: Lipper as at 28 February Performance is shown for USD A unless otherwise stated. Total Return, including ongoing charge, but excluding initial charge, net of performance fees (if applicable), income reinvested gross of tax, expressed in share class currency. The impact of the initial charge which may be up to 5% can be material on the performance of your investment. Performance figures including the initial charge are available upon request. For more information, please contact your bank or financial adviser, or contact us via Tel: (852) contact.im.apac@bnymellon.com

2 BNY Mellon Asian Equity Fund: As at 28 February 2019 GEOGRAPHICAL ALLOCATION (%) INDUSTRIAL ALLOCATION (%) TOP 10 HOLDINGS (%) Fund Tencent Holdings Ltd 6.7 Samsung Electronics Co Ltd 6.3 Alibaba Group Holding Ltd 6.0 Taiwan Semiconductor Manufacturing 5.8 AIA Group Ltd 5.7 Samsung SDI Co Ltd 5.6 CSL Ltd 3.9 3SBio Inc 3.8 Maruti Suzuki India Ltd 3.4 ITC Ltd 3.3 ACTIVE MONEY (%) Top overweight Fund Benchmark Information Technology Health Care Consumer Discretionary Consumer Staples ACTIVE MONEY (%) Top underweight Fund Benchmark Financials Real Estate Materials Energy Industrials Source: BNY Mellon Investment Management EMEA Limited Portfolio holdings are subject to change, for information only and are not investment recommendations. WARNING This material is for retail investors and is not intended as investment advice. Investment involves risk. Past performance is not a guide to future performance. The offering documents and the Key Facts Statements (KFS) should be read before an investment is made. Investment returns may be exposed to exchange rate fluctuations. The value of investments may go down or up. All information has been prepared by BNY Mellon Investment Management EMEA Limited (BNYMIM EMEA). BNYMIM EMEA and its affiliates are not responsible for any subsequent investment advice given based on the information supplied. This document may not be used for the purpose of an offer or solicitation in any jurisdiction or in any circumstances in which such offer or solicitation is unlawful or not authorised. This material should not be published or distributed without due authorization from issuer. No warranty is given as to the completeness of this information and no liability is accepted for omissions in such information. The Fund is a sub-fund of BNY Mellon Global Funds, plc (BNY MGF), an open-ended investment company with variable capital (ICVC) with segregated liability between sub-funds. Incorporated with limited liability under the laws of Ireland and authorised by the Central Bank of Ireland as a UCITS fund. The Fund may not be registered for sale in some markets. In Hong Kong, the issuer of this document is BNY Mellon Investment Management Hong Kong Limited, which is registered with the Securities and Futures Commission (Central Entity Number: AQI762). This document has not been reviewed by the Securities and Futures Commission. BNYMIM EMEA, BNY Mellon Investment Management Hong Kong Limited and any other BNY Mellon entity mentioned are ultimately owned by The Bank of New York Mellon Corporation. AP (12M)

3 紐約梅隆環球基金公司截截 日 紐約梅隆亞洲股票投資基金 投資經理 採用獨特的環球主 投資策略, 並進 廣泛的 研究為投資增值 投資目投透過主要 即基金最少 分之 的資產 投資於股票投資組合, 及 最多 分之一的子基金資產投資於 於亞洲 日本除外 的公司股本相關證券的投資組合, 或由 得大部分收益, 以達致長期資本增長 適用於適適投資適的重要資適 本基金的價值可能 跌, 投資適可能損失本基金的 投資 本基金可投資於以基準貨幣以外的貨幣計值的資產, 須 匯率波動及匯率管制等風險 本基金可投資於新興市場及地理 集中於亞洲 日本除外, 須 政治及經濟不穩定, 缺乏流通性和價格波動, 法 體制或未完善等風險 本基金可投資於 生工, 相關投資的價格輕微變動可造 生工 價格不 比地大幅變動, 致本基金蒙 損失 本基金可投資於 型公司, 較大型公司股價波動性大及流通性 投資適不應只依賴本文件作出投資決定 請參閱銷售文件以得悉基金之詳情包括風險因素 5 年計年年 (%) 一一資料總資產淨值 百萬元 主動投資比率 % 基準 年基金類別基金註冊地基金經理基準貨幣基金 立日期 政 度終結股份類別詳股資料 立日期最 投資 每 管理費最高首次銷售費 編號 編號每股資產淨值 基金三計分三 系數 系數相關性系數 度化資適比率 度化 比率 度化追蹤誤差 方 度化投準差最大跌幅風險值 常 % 基金基基 可變資本投資公司愛爾蘭 美元 日 日 日 % % 表現表要 (%) 年度化 1 個月 3 個月年初至今 1 年 3 年 5 年 美元 基準 年 類基金數目 四分 排 美元 美元 基準 資料來源 : 理柏, 日 除非另 註明, 呈列美元 股份類別之表現 總回報包括持續支付收費, 但不包括首次銷售費, 並扣減表現費 如適用 及收益於除稅前再投資, 以股份類別貨幣呈列 首次銷售費最高可達 %, 或會重大影響投資表現 包括首次銷售費在內的表現數據可應要求提供 過往表現並不代表日 表現 來源及版權 : 基基在每 的第一個營年日收集 Y 如欲索 更多資料, 請聯絡閣 的銀 理 顧問或以電郵聯絡 們

4 紐約梅隆亞洲股票投資基金 截截 日 地 分地 (%) 年分地 (%) 大投資項目 % 流動資金 % 流動資金 % 基金 主要偏重基金基準 主要減持基金基準 資適科 金融 健康護理 地產 非 心 費品 物料 心 費品 能源 工年 資料來源 Y 投資組合持倉或會隨時變動, 而不會另 通知 持倉資料僅作參考用途, 不應視作投資建議 警警本文件供散戶投資適使用, 不擬作為投資建議 投資 及風險, 往年不能作為日 表現的指投 作出投資決定前應股閱銷售文件及產品資料概要 投资收益或會 匯率變動 影響 致投資價值 升或 跌 資料均由 Y Y 編制, 基於本文件資料於 作出的任何投資建議, Y 及 聯營公司概不 責 本文件不可在法例禁 或不認可進 要約或招攬的任何司法管轄 或任何情況 用作要約或招攬用途 除非已獲發 適允許, 本文件不得被出版或發 Y 及 聯營公司並不保證本資料的完整性, 資料遺漏亦概不 擔任何責任 本基金為紐約梅隆環球基金公司的 分基金 紐約梅隆環球基金公司是 據愛爾蘭法 立為可變資本 旗 分基金責任明確劃分及 限責任的投資公司 紐約梅隆環球基金公司已獲愛爾蘭中央銀 認可 本基金可能未於部分市場註冊銷售 在適適, 本文件的刊發人為紐銀梅隆投資管理適適 限公司, 紐銀梅隆投資管理適適 限公司已於證券及期貨 務監察委員會註冊 中央編號 : 本文件未經適適證券及期貨 務監察委員會審閱 Y, 紐銀梅隆投資管理適適 限公司, 及 聯營公司由 Y 最終擁

5 PRODUCT KEY FACTS BNY MELLON ASIAN EQUITY FUND 12 October 2018 This statement provides you with key information about this product. This statement is a part of the offering document. You should not invest in this product based on this statement alone. QUICK FACTS Manager Investment Manager Depositary BNY Mellon Global Management Limited Newton Investment Management Limited Location: United Kingdom Delegation: Internal BNY Mellon Trust Company (Ireland) Limited Ongoing charges over a year # Class Ongoing Charges Base currency Dealing frequency Dividend policy Class USD A 2.25% Class USD B 1.75% Class USD C 1.25% US Dollars Daily Dublin (Ireland) business day No Dividend will be distributed Min. Investment Class Initial Investment Subsequent Investment Financial year end of this fund Class USD A USD5,000 No additional investment amount restriction Class USD B USD10,000 No additional investment amount restriction Class USD C USD5,000,000 No additional investment amount restriction 31 December #The ongoing charges figure is calculated based on expenses for the year ended 31 December 2017 and may vary from year to year. More information on charges is available in the Prospectus. WHAT IS THIS PRODUCT? BNY Mellon Asian Equity Fund (the Fund ) is a sub-fund of BNY Mellon Global Funds, plc (the Company ) which is a fund constituted in the form of a mutual fund. It is domiciled in Ireland and its home regulator is Central Bank of Ireland. Issued by BNY Mellon Global Management Limited 1

6 PRODUCT KEY FACTS: BNY MELLON ASIAN EQUITY FUND OBJECTIVES AND INVESTMENT STRATEGY OBJECTIVES To achieve long term capital growth through investment primarily (meaning at least two-thirds of the Fund's assets) in a portfolio of equity and up to one-third of the Fund's assets in a portfolio of equity-related securities of companies located in Asia (excluding Japan) or deriving a preponderant part of their income therefrom. STRATEGY The Fund will invest primarily, meaning at least two-thirds of the Fund's assets, in a portfolio of equity and up to one-third of the Fund s assets in a portfolio of equity-related securities including convertible bonds (usually unrated), convertible preference shares and warrants (subject to a 10% limit of Net Asset Value of the Fund in the case of warrants) of companies located in Asia (excluding Japan) or deriving a preponderant part of their income from Asia (excluding Japan). Investment may be made in both developed and emerging Asian regions (excluding Japan).Up to one-third of the Fund's assets may also be invested in equity and equity-related securities of companies neither located in Asia (excluding Japan) nor deriving a preponderant part of their income from Asia (excluding Japan). The majority of the Fund s investment shall be listed or traded on Eligible Markets located in Asia and the Pacific Region. The Fund may use financial derivatives instruments ( FDI ) for efficient portfolio management purposes. However, FDI are not used extensively or primarily for investment purposes. WHAT ARE THE KEY RISKS? Investment involves risks. Please refer to the prospectus for details including the risk factors. INVESTMENT RISK The Fund is an investment fund. There is no guarantee of the repayment of principal. The Fund s investment portfolio may fall in value and therefore your investment in the Fund may suffer losses. CURRENCY RISK Underlying investments of the Fund may be denominated in currencies other than the base currency of the Fund. The Net Asset Value of the Fund may be affected unfavorably by fluctuations in the exchange rates between these currencies and the base currency and by changes in exchange rate controls. EMERGING MARKET RISK The Fund may invest in emerging markets. These markets have additional risks due to less developed market infrastructures. These investments may also experience high degree of volatility and fluctuations in their value. Risks include (i) greater risk of expropriation, confiscatory taxation, nationalisation and social, political and economic stability; (ii) the small current size of the markets for securities of emerging markets issuers and the currently low or non-existent volume of trading, resulting in lack of liquidity and in price volatility; (iii) certain national policies which may restrict the Fund's investment opportunities including restrictions on investing in issuers or industries deemed sensitive to relevant national interests; (iv) the absence of developed legal structures governing private or foreign investment and private property; and (v) currency risks/control, settlement risks and custody risks. DERIVATIVES RISK Using derivatives can involve a higher level of risk. A small movement in the price of an underlying investment may result in a disproportionately large movement in the price of the derivative investments. This could increase the volatility of the Fund s price and cause the Fund to suffer losses. This Fund may use derivatives for efficient portfolio management (EPM) purposes. EPM restricts the use of derivatives for the reduction of risk, the reduction of cost and the generation of additional capital or income with no or an acceptable low level of risk. This may reduce the opportunity for the Fund to benefit from favourable market movements. CONCENTRATION RISK The Fund is managed as a concentrated portfolio due to investment being limited to Asia (excluding Japan) region, giving rise to concentration risk. A fall in the markets of Asia (excluding Japan) region may have a greater impact on the Fund s value and more volatility than if the Fund had a more diversified portfolio. Such geographic concentration may result in the Fund being more susceptible to adverse economic, political, policy, foreign exchange, liquidity, tax, legal or regulatory event affecting Asia (excluding Japan) region. SMALLER COMPANIES RISK The Fund may invest in smaller companies. Smaller companies may be riskier and less liquid than larger companies. This means that their share prices may be subject to more fluctuations in price, as they are generally more vulnerable to adverse market factors such as 2

7 PRODUCT KEY FACTS: BNY MELLON ASIAN EQUITY FUND unfavourable economic reports, when compared to investment in larger companies. COUNTERPARTY RISK The insolvency of any institutions providing services such as custody of assets or acting as a counterparty to derivatives or other contractual arrangements, may expose the Fund to financial loss. HOW HAS THE FUND PERFORMED? BNY Mellon Asian Equity Fund USD A 70% 65% 60% 55% 50% 45% 40% 35% 30% 25% 20% 15% 10% 5% 0% -5% -10% -15% -20% -25% -30% -35% -40% -45% -50% -55% -60% 62.0% 39.7% 24.5% 13.9% 2.2% -3.3% -2.1% -11.3% -19.5% -49.0% Past performance information is not indicative of future performance. Investors may not get back the full amount invested. The computation basis of the performance is based on the calendar year end, NAV-To- NAV, with dividend reinvested. These figures show by how much the BNY Mellon Asian Equity Fund USD Class A increased or decreased in value during the calendar year being shown. Performance data has been calculated in USD including ongoing charges and excluding subscription fee and redemption fee you might have to pay. Fund launch date 29 January 1988 Share class USD A launch date 10 December 2001 This share class is a representative share class as it is the most common share class available for retail investors in Hong Kong IS THERE ANY GUARANTEE? This Fund does not have any guarantees. You may not get back the full amount of money you invest. 3

8 PRODUCT KEY FACTS: BNY MELLON ASIAN EQUITY FUND WHAT ARE THE FEES AND CHARGES? CHARGES WHICH MAY BE PAYABLE BY YOU You may have to pay the following fees when dealing in the shares of the Fund. FEE Subscription Fee (Initial Sales Charge) WHAT YOU PAY Class USD A, Class USD B, Class USD C - Up to 5% of the amount you buy Switching Fee Switching fee may be imposed, max. rate up to 5% Redemption Fee None ONGOING FEES PAYABLE BY THE FUND The following expenses will be paid out of the Fund. They affect you because they reduce the return you get on your investments. MANAGEMENT FEE The Fund pays a management fee to the Manager ANNUAL RATE (AS A % OF THE FUND S VALUE) Class USD A 2.0%^ Class USD B 1.5%^ Class USD C 1.0%^ DEPOSITARY FEE The Fund pays a depositary fee to the depositary Max. rate up to 0.15% of the NAV (plus VAT, if any) subject to a minimum annual fee in respect of the Fund of US$30,000 PERFORMANCE FEE The Fund pays a performance fee to the Manager None ADMINISTRATION FEE The Fund pays an administration fee to the fund administrator Max. rate up to 0.60% of the NAV (plus VAT, if any) subject to a minimum fee per annum in respect of the Company of US$800,000 (indexed annually at the rate of inflation) ^ Please note that the current annual rate may be increased with the passing of the majority of shareholder votes at an Extraordinary General Meeting and with the prior regulatory approval. OTHER FEES You may have to pay other fees when dealing in the shares of the Fund. ADDITIONAL INFORMATION You generally buy and redeem shares at the Fund s next-determined net asset value (NAV) after the Hong Kong Representative (HSBC Institutional Trust Services (Asia) Limited) or the Administrator (BNY Mellon Fund Services (Ireland) Designated Activity Company) receives your request in good order on or before 5:00 pm Hong Kong time. This may be further extended to 6:00 pm Hong Kong time at the discretion of the Hong Kong Representative to take into account Hong Kong cut-off times during European daylight savings time and/or business contingency measures in place being the dealing cut off time. An earlier cut-off time may be required by different distributors. The net asset value of this Fund is calculated and the price of shares published on each Valuation Day on BNY Mellon website (this website has not been reviewed by the SFC and may contain information of funds not authorised by the SFC). Investors may obtain the past performance information of other share classes offered to Hong Kong investors upon request. IMPORTANT If you are in doubt, you should seek professional advice. The SFC takes no responsibility for the contents of this statement and makes no representation as to its accuracy or completeness. 4

9 產品資料概要 紐約梅隆亞洲股票投資基金 2018 年 10 月 12 日 本概要提供有關本產品之重要資料 本概要為銷售文件之一部分 閣下不應僅依據本概要而投資本產品 資料便覽 經理 投資經理 存管處 # 每年持續支付收費比率 基準貨幣 交易頻率 派息政策 BNY Mellon Global Management Limited Newton Investment Management Limited 地區 : 英國 委任 : 內部 BNY Mellon Trust Company (Ireland) Limited 股份類別 美元 A 股 2.25% 美元 B 股 1.75% 美元 C 股 1.25% 美元 每個都柏林 ( 愛爾蘭 ) 營業日 並無股息將予分派 最低投資額股份類別首次投資額額外投資額限制 財政年度終結日 美元 A 股 5,000 美元並無額外投資額限制 美元 B 股 10,000 美元並無額外投資額限制 美元 C 股 5,000,000 美元並無額外投資額限制 12 月 31 日 持續支付收費比率 # 持續支付收費比率的計算辦法是根據基金截至 2017 年 12 月 31 日止年度所承擔的開支計算, 並每個年度均可能有所變動 若需要有關收費詳情, 請參閱發行章程 本基金是甚麼產品? 紐約梅隆亞洲股票投資基金 ( 本基金 ) 是紐約梅隆環球基金公司 ( 本公司 ) 的成分基金 本基金為一項互惠基金 其於愛爾蘭註冊, 所在地監管機構為愛爾蘭中央銀行 由 BNY Mellon Global Management Limited 刊發 1

10 產品資料概要 : 紐約梅隆亞洲股票投資基金 目標及投資策略 目標 主要 ( 即以至少三分之二的基金資產 ) 投資於一個由位於亞洲 ( 日本除外 ) 或從當地取得大部分收益的公司所發行股票的組合, 及以最多三分之一的資產投資於該等公司的股票相關證券組合, 以達致長期資本增長 策略 本基金主要 ( 即以至少三分之二的基金資產 ) 投資於一個由位於亞洲 ( 日本除外 ) 或從當地取得大部分收益的公司所發行股票的組合, 及以最多三分之一的資產投資於該等公司的股票相關證券組合, 包括可換股債券 ( 通常未獲評級 ) 可轉換優先股及認股權證 ( 認股權證不得超過基金資產淨值 10% 限額 ) 可投資於亞洲已發展地區及新興地區 ( 日本除外 ) 本基金亦可以最多三分之一的資產投資於由並非位於亞洲 ( 日本除外 ) 亦非從亞洲 ( 日本除外 ) 取得大部分收益的公司所發行的股票及股票相關證券 本基金的投資大部分在亞洲及太平洋地區的合資格市場上市或買賣 本基金可利用金融衍生工具作有效投資組合管理用途 然而, 並不廣泛或主要使用金融衍生工具進行投資 本基金有哪些主要風險? 投資涉及風險 有關風險因素等詳情, 請參閱發行章程 投資風險 本基金為投資基金 並不保證可收回本金 基金投資組合的價值可能下跌, 故閣下於基金的投資或會蒙受損失 貨幣風險 本基金的相關投資可以本基金基準貨幣以外的貨幣計值 本基金資產淨值可能會因該等貨幣與基準貨幣之間的匯率波動以及匯率管制變動而受到不利影響 新興市場風險 本基金可投資於新興市場 由於該等市場的基建發展程度相對較低, 故需承受額外風險 該等投資的波幅較高及價值亦可能出現波動 所涉風險包括 (i) 財產沒收 充公性徵稅 國有化及社會 政治及經濟不穩定等較大風險 ;(ii) 對新興市場證券的發行人來說, 現時市場規模小, 而且交投量低或沒有成交, 導致缺乏流通性和價格波動 ;(iii) 某些國家方針會限制本基金的投資機會, 包括限制就國家利益而言, 屬敏感的發行人或工業的投資 ;(iv) 沒有完善的法律架構規管私人或外國投資及私人財產及 (v) 貨幣風險 / 管制, 結算和託管風險 衍生工具風險 運用衍生工具涉及較高風險 相關投資價格的輕微變動可造成衍生投資價格不成正比地大幅變動 此可能會增加本基金價格的波動性並導致本基金蒙受損失 本基金可就有效投資組合管理 (EPM) 運用衍生工具 為減低風險 減低成本及在無風險或可接受的低風險情況下產生更多資本或收益,EPM 限制衍生工具的應用 此可能會減少本基金受惠於有利市場走勢的機會 集中風險 由於投資局限於亞洲地區 ( 不包括日本 ), 本基金以集中投資組合方式管理 相對於擁有較分散的投資組合的情況而言, 亞洲地區 ( 不包括日本 ) 市場的下跌或會對基金價值造成較大影響並涉及更大波動性 有關地域集中情況可能會使本基金較易因影響亞洲地區 ( 不包括日本 ) 的不利經濟 政治 政策 外匯 流動性 稅務 法律或監管事件而受到影響 小型企業風險 基金可能投資於小型企業, 該類企業的投資風險可能高於大型企業, 而流動性則低於大型企業, 故股價波動可能較大, 原因是與大型企業的投資相比, 小型企業一般較易因不利市場因素 ( 如不利經濟報告 ) 而受到影響 2

11 產品資料概要 : 紐約梅隆亞洲股票投資基金 對手方風險 任何提供資產託管或作為衍生工具交易對手或其他合同安排提供服務的機構的破產可能導致基金遭受經濟損失 基金表現如何? 紐約梅隆亞洲股票投資基金 ( 美元,A 類股份 ) 70% 65% 60% 55% 50% 45% 40% 35% 30% 25% 20% 15% 10% 5% 0% -5% -10% -15% -20% -25% -30% -35% -40% -45% -50% -55% -60% 62.0% 39.7% 24.5% 13.9% 2.2% -3.3% -2.1% -11.3% -19.5% -49.0% 過往表現資料並非未來表現的指標 投資者可能無法取回全數投資金額 計算基金表現時以曆年年末 資產淨值及股息再投資為基準 有關數值顯示紐約梅隆亞洲股票投資基金 ( 美元,A 類股份 ) 於所示曆年的價值升跌幅度 基金表現按美元計算, 包括持續支付收費比率, 但不包括投資者可能須支付的認購費及贖回費 基金成立日期 :1988 年 1 月 29 日 股份類別成立日期 :2001 年 12 月 10 日 此股份類別為代表股份類別, 是現在香港零售投資者最常見的股份類別 本基金有否提供保證? 本基金並不提供任何保證 閣下未必可全數取回投資本金 3

12 產品資料概要 : 紐約梅隆亞洲股票投資基金 投資本基金涉及哪些費用及收費? 閣下或須繳付的費用當進行基金單位交易時, 閣下可能須要支付下列費用 費用閣下須支付認購費 ( 首次銷售費 ) 美元 A 股 美元 B 股 美元 C 股 - 最高達總認購額之 5% 轉換費 贖回費 或會收取最高達 5% 之轉換費 無 基金持續支付的費用下列費用將從基金總值中扣除 閣下之投資回報將會因而減少 管理費年率 ( 佔基金價值百分比 ) 基金向經理支付管理費美元 A 股 - 2.0%^ 美元 B 股 - 1.5%^ 美元 C 股 - 1.0%^ 存管處費用基金向存管處支付存管處費用 不多於資產淨值的 0.15%( 如有增值稅, 另加增值稅 ), 但就本基金而言每年的最低費用為 30,000 美元 表現費 基金向經理支付表現費 行政管理費基金向行政管理人支付行政管理費 無 不多於資產淨值的 0.60% ( 如有增值稅, 另加增值稅 ), 但就本公司而言每年的最低費用為 800,000 美元 ( 每年按通脹率調整 ) ^ 請注意, 所述的現時年率如經股東特別大會獲股東多數票通過和事先得到監管機構批准而可能增加 其他費用 閣下於買賣基金股份時或需支付其他費用 其他資料 閣下認購及贖回基金單位的價格, 一般而言是在香港代表 ( 滙豐機構信託服務 ( 亞洲 ) 有限公司 ) 或行政管理人 (BNY Mellon Fund Services (Ireland) Designated Activity Company) 於香港時間下午 5:00 時或之前 ( 在香港代表酌情下決定, 可延長至香港時間下午六時, 以計及於歐洲夏令時間期間的香港截止時間及 / 或已建立的業務應急措施 )( 即交易截止時間 ) 收妥閣下的完整認購及贖回指示後, 所釐定的下一個基金資產淨值 不同分銷商或會要求較早的截止時間 本基金的資產淨值會於各 營業日 計算, 並於 BNY Mellon 網址 公佈股份價格 ( 本網站未經證監會審閱, 可能載有未經證監會核准及不可向香港零售公眾發售的成分基金的資料 ) 投資者可按需求索取有關香港投資者可認購的其他股份類別之過往表現 重要提示閣下如有疑問, 應諮詢專業意見 證監會對本概要的內容並不承擔任何責任, 對其準確性或完整性亦不作出任何陳述 4

13 BNY MELLON GLOBAL FUNDS, PLC BNY Mellon Asian Equity Fund BNY Mellon Global Bond Fund BNY Mellon Global Equity Fund BNY Mellon Global Opportunities Fund BNY Mellon Pan European Equity Fund 1 BNY Mellon Small Cap Euroland Fund BNY Mellon S&P 500 Index Tracker BNY Mellon U.S. Dynamic Value Fund BNY Mellon Emerging Markets Debt Local Currency Fund BNY Mellon Emerging Markets Corporate Debt Fund (each a Sub-Fund and collectively, the Sub-Funds ) NOTICE TO SHAREHOLDERS ( NOTICE ) The information in this letter is important and requires your immediate attention. If you are in doubt as to the action you should take you should seek advice from your stockbroker, bank manager, solicitor, tax adviser, accountant or other independent financial adviser. The Directors of BNY Mellon Global Funds, plc (the Company or BNY MGF ) accept full responsibility for the accuracy of the contents of this notice as of the date hereof. Unless otherwise indicated, capitalized terms bear the meaning attributed to them in the Irish Prospectus or Hong Kong Extract Prospectus, as the case may be (in each case referred to as the Prospectus ). 28 January 2019 Dear Shareholder, We are writing to notify you of certain updates to the Prospectus which will come into effect on 1 March 2019 (the Effective Date ) unless otherwise stated. The Prospectus and Hong Kong product key facts statements ( KFS ) of each Sub-Fund (except for BNY Mellon Pan European Equity Fund 1 ) will be updated to reflect the same. Please note that with effect from and including the Effective Date, the manager of the Company will change from BNY Mellon Global Management Limited ( BNY MGM ) to BNY Mellon Fund Management (Luxembourg) S.A. ( BNY MFM Lux ). With effect from and including the Effective Date, BNY MFM Lux will be responsible for the management and administration of the Company and each Sub-Fund s affairs subject to the overall supervision and control of the Directors of the Company. BNY MGM and BNY MFM Lux are both ultimately wholly owned subsidiaries of The Bank of New York Mellon Corporation. The change of manager follows a strategic review by The Bank of New York Mellon Corporation Group of its management company operations. As a result of this strategic review, we understand consideration is being given to whether such services should continue to be offered out of BNY MGM. In light of this and given the possibility that management services will no longer be offered out of BNY MGM, we have considered the option of appointing an alternative service provider and in particular, have reviewed the services offered out of BNY MFM Lux, a UCITS and AIFM management company authorised by the Commission de Surveillance du Secteur 1 This Sub-Fund was closed by way of compulsory redemption whereby all of the Shares in issue in the Sub-Fund as of 9 March 2017 were compulsorily redeemed. Shares in the Sub-Fund are no longer available for investment. Directors: Greg Brisk (British), Jonathan Lubran (British), Michael Meagher (Irish), David Dillon (Irish), David Turnbull (N.Z.) Gerald Rehn (U.S.A) One Dockland Central, Guild Street, IFSC, Dublin 1, D01E4X0, Ireland BNY Mellon Global Funds, plc is an umbrella type investment company with variable capital and segregated liability between sub-funds incorporated under the Companies Act 2014 and authorised by the Central Bank of Ireland pursuant to the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (SI. No 352 of 2011) (as may be amended) and registered with the Registrar of Companies. Registered Number CC (3M)

14 Financier. As a result, we, the Directors of the Company have determined that it is in the best interests of Shareholders to appoint BNY MFM Lux as manager in place of BNY MGM. BNY MFM Lux was incorporated in Luxembourg on 10 June 1988 as a public limited company (Société Anonyme). Its registered office in Luxembourg is located at: 2-4, rue Eugène Ruppert L-2453 Luxembourg Luxembourg s financial supervisory authority, Commission de Surveillance du Secteur Financier, has authorised BNY MFM Lux to act as a management company of UCITS funds. This change does not require shareholder approval and you do not need to take any action. The updated Prospectus and KFS of each Sub-Fund reflecting these changes will be available on or around the Effective Date. Important: Save as mentioned above, the updates set out herein will not result in (a) any change in the way the Company or the Sub-Funds are managed or operated or have any effect on existing investors; (b) any change to the level of fees or charges borne by the Company, the Sub-Funds or affected investors; (c) any change in the features and risk profiles of the Company or of the Sub-Funds; or (d) any matters which may materially prejudice the rights and interests of any Shareholders of the Sub-Funds. The costs relating to the above changes will be borne by BNY MGM and/or its affiliates. Data Protection The change of manager for BNY MGF means that BNY MFM Lux will be the new Data Controller for all personal information processed in relation to BNY MGF. Notwithstanding the change of Data Controller, your personal information will continue to be protected to the same high standards. Further information about how your personal information is collected, used and shared, the lawful basis on which such information is used and your associated legal rights is provided in The Bank of New York Mellon EMEA Privacy Notice, which has been issued by The Bank of New York Mellon Corporation in respect of its affiliates, including BNY MFM Lux. The Privacy Notice is accessible at the Privacy link on the BNY Mellon Investment Management website ( 2 ). Please note that where reference is made in the full privacy notice to BNY Mellon Data Subjects that this will also include the collection of information about you if you are a shareholder of, or prospective investor in, the Company. Hong Kong shareholders may obtain a copy of the updated Hong Kong Extract Prospectus, free of charge, at the offices of HSBC Institutional Trust Services (Asia) Limited (the Company s Hong Kong Representative) at 2/F Tower 2 & 3 HSBC Centre, 1 Sham Mong Road, Kowloon, Hong Kong or by contacting their usual Client Services contact. If you have any questions or concerns about the foregoing, please contact your usual Client Services contact or the registered office of the Company or Cindy Ting of HSBC Institutional Trust Services (Asia) Limited by telephone on (852) , or by letter at the following address: HSBC Institutional Trust Services (Asia) Limited, 17/F Tower 2 & 3 HSBC Centre, 1 Sham Mong Road, Kowloon, Hong Kong during normal business hours. Yours faithfully 2 This website has not been reviewed by the Hong Kong Securities and Futures Commission. Directors: Greg Brisk (British), Jonathan Lubran (British), Michael Meagher (Irish), David Dillon (Irish), David Turnbull (N.Z.) Gerald Rehn (U.S.A) One Dockland Central, Guild Street, IFSC, Dublin 1, D01E4X0, Ireland BNY Mellon Global Funds, plc is an umbrella type investment company with variable capital and segregated liability between sub-funds incorporated under the Companies Act 2014 and authorised by the Central Bank of Ireland pursuant to the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (SI. No 352 of 2011) (as may be amended) and registered with the Registrar of Companies. Registered Number CC (3M)

15 David Turnbull Director For and on behalf of BNY Mellon Global Funds, plc Directors: Greg Brisk (British), Jonathan Lubran (British), Michael Meagher (Irish), David Dillon (Irish), David Turnbull (N.Z.) Gerald Rehn (U.S.A) One Dockland Central, Guild Street, IFSC, Dublin 1, D01E4X0, Ireland BNY Mellon Global Funds, plc is an umbrella type investment company with variable capital and segregated liability between sub-funds incorporated under the Companies Act 2014 and authorised by the Central Bank of Ireland pursuant to the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (SI. No 352 of 2011) (as may be amended) and registered with the Registrar of Companies. Registered Number CC (3M)

16 紐約梅隆環球基金公司 紐約梅隆亞洲股票投資基金紐約梅隆環球債券投資基金紐約梅隆環球股票投資基金紐約梅隆環球機會投資基金 1 紐約梅隆泛歐股票投資基金紐約梅隆小型歐元區投資基金紐約梅隆標準普爾 500 指數追蹤紐約梅隆美國動態價值投資基金紐約梅隆新興市場當地貨幣債券基金紐約梅隆新興市場企業債投資基金 ( 各為一隻 成分基金, 合稱 各成分基金 ) 致股東通知 ( 通知 ) 本函件包含重要資料, 閣下務需即時注意 若閣下對應採取的行動有疑問, 應諮詢閣下的股票經紀 銀行經理 律師 稅務顧問 會計師或其他獨立財務顧問的意見 紐約梅隆環球基金公司 ( 本公司 或 紐約梅隆環球基金 ) 的董事對本通知內容截至本通知日期的準確性承擔全部責任 除另有指明外, 專門詞匯均具有愛爾蘭發行章程或香港發行章程摘要 ( 視何者適用而定, 在各情況下均稱為 發行章程 ) 所賦予的涵義 2019 年 1 月 28 日 親愛的股東 : 謹此致函, 告知閣下對發行章程的若干更新, 除另有述明外, 該等更新均會於 2019 年 3 月 1 日 ( 生 1 效日期 ) 生效 發行章程及每隻成分基金 ( 紐約梅隆泛歐股票投資基金除外 ) 的產品資料概要 ( 產品資料概要 ) 將予以更新以作反映 敬請注意, 自生效日期 ( 包括當日 ) 起, 本公司的基金經理將由 BNY Mellon Global Management Limited( 紐約梅隆環球管理有限公司, 簡稱 紐約梅隆環球管理 ) 變更為 BNY Mellon Fund Management (Luxembourg) S.A.( BNY MFM Lux ) 自生效日期 ( 包括當日 ) 起, 基金經理將在本公司董事的整體監督和控制下, 負責本公司及各成分基金的事務的管理和經辦 紐約梅隆環球管理及 BNY MFM Lux 最終均是 The Bank of New York Mellon Corporation 的全資附屬公司 The Bank of New York Mellon Corporation Group 是在對其管理公司營運進行策略性檢討後, 決定作出此基金經理的變更 由於該策略性檢討, 我們了解到正在考慮是否應繼續自紐約梅隆環球管理提供該等服務 有鑑於此, 且考慮到不再自紐約梅隆環球管理提供管理服務的可能性, 我們已考慮委任一名替代服務供應商的方案, 並具體而言已審核自 BNY MFM Lux( 一間獲盧森堡金融業監督委員會認可的 UCITS 及另類投資基金經理管理公司 ) 提供的服務 故此, 作為本公司董事的我們已確定, 委任 BNY MFM Lux 接替紐約梅隆環球管理擔任基金經理的做法符合股東的最佳利益 1 此成分基金藉強制贖回而已被關閉, 據此, 成分基金截至 2017 年 3 月 9 日的所有已發行股份已被強制贖回 成分基金的股份不再可供投資 董事 :Greg Brisk( 英籍 ) Jonathan Lubran( 英籍 ) Michael Meagher( 愛爾蘭籍 ) David Dillon( 愛爾蘭籍 ) David Turnbull( 新西蘭籍 ) Gerald Rehn ( 美籍 ) One Dockland Central, Guild Street, IFSC, Dublin 1, D01E4X0, Ireland 紐約梅隆環球基金公司為傘子型可變資本投資公司, 各成分基金之間獨立負債 ; 根據 2014 年公司法成立, 獲愛爾蘭中央銀行依據 2011 年歐洲共同體 ( 可轉讓證券集合投資計劃 ) 規例 (2011 年 S.I. 352 號 )( 可經修訂 ) 認可, 並向公司註冊處處長進行註冊 註冊編號為 CC Jan 2019 (12m)

17 BNY MFM Lux 於 1988 年 6 月 10 日在盧森堡成立為公眾有限公司 ( 股份有限公司 (Société Anonyme)), 其在盧森堡的註冊辦事處位於 : 2-4, rue Eugène Ruppert L-2453 Luxembourg 盧森堡金融業監督委員會, 即盧森堡的金融監督當局, 已認可 BNY MFM Lux 擔任 UCITS 基金的管理公司 此變動無需獲得股東批准, 故閣下不需要採取任何行動 反映有關變動的經更新的發行章程及每隻成分基金的產品資料概要, 將於生效日期或前後可供取閱 重要事項 : 除上文所述外, 本通知所載的更新不會導致 :(a) 本公司或各成分基金的管理或經辦方式的任何變化, 或對現有投資者造成任何影響 ;(b) 本公司 各成分基金或受影響投資者所承擔的費用或收費水平的任何變化 ;(c) 本公司或各成分基金的特點及風險狀況的任何變化 ; 或 (d) 任何可能會嚴重損害各成分基金任何股東的權利及權益的事宜 關於上述變動的成本將由紐約梅隆環球管理及 / 或其聯營公司承擔 資料保護 紐約梅隆環球基金的基金經理變更, 意味着 BNY MFM Lux 將為就紐約梅隆環球基金所處理的一切個人資料的新任資料控制者 即使資料控制者有所變更, 閣下的個人資料亦將持續按相同的嚴格標準受到保護 有關閣下的個人資料如何予以收集 使用及共享 有關資料予以使用的合法依據, 以及閣下的相關法律權利的進一步資料, 均載於已由 The Bank of New York Mellon Corporation 就其聯營公司 ( 包括 BNY MFM Lux) 刊發的 The Bank of New York Mellon EMEA 私隱通知 該私隱通知可於 BNY Mellon Investment Management 網站 ( 2 ) 的 私隱 連結閱覽 敬請注意, 凡在私隱通知全文中提述 紐約梅隆資料當事人, 此亦兼指在閣下是本公司的股東或準投資者時收集關於閣下的資料的情況 香港股東可於滙豐機構信託服務 ( 亞洲 ) 有限公司 ( 即本公司香港代表 ) 的辦事處 ( 地址為香港九龍深旺道 1 號滙豐中心第 2 及 3 座 2 樓 ) 免費索取一份經更新的香港發行章程摘要, 亦可聯絡其慣常接觸的客戶服務部聯絡人以作索取 若閣下對上述事宜有所疑問或關注, 敬請在一般辦公時間內聯絡閣下慣常接觸的客戶服務部聯絡人或本公司註冊辦事處, 或者致電 (852) 或致函下列地址以聯絡滙豐機構信託服務 ( 亞洲 ) 有限公司的 Cindy Ting: 香港九龍深旺道 1 號滙豐中心第 2 及 3 座 17 樓滙豐機構信託服務 ( 亞洲 ) 有限公司 董事 David Turnbull 代表紐約梅隆環球基金公司謹啟 2 此網站未經香港證券及期貨事務監察委員會審閱 董事 :Greg Brisk( 英籍 ) Jonathan Lubran( 英籍 ) Michael Meagher( 愛爾蘭籍 ) David Dillon( 愛爾蘭籍 ) David Turnbull( 新西蘭籍 ) Gerald Rehn ( 美籍 ) One Dockland Central, Guild Street, IFSC, Dublin 1, D01E4X0, Ireland 紐約梅隆環球基金公司為傘子型可變資本投資公司, 各成分基金之間獨立負債 ; 根據 2014 年公司法成立, 獲愛爾蘭中央銀行依據 2011 年歐洲共同體 ( 可轉讓證券集合投資計劃 ) 規例 (2011 年 S.I. 352 號 )( 可經修訂 ) 認可, 並向公司註冊處處長進行註冊 註冊編號為 CC Jan 2019 (12m)

18 董事 :Greg Brisk( 英籍 ) Jonathan Lubran( 英籍 ) Michael Meagher( 愛爾蘭籍 ) David Dillon( 愛爾蘭籍 ) David Turnbull( 新西蘭籍 ) Gerald Rehn ( 美籍 ) One Dockland Central, Guild Street, IFSC, Dublin 1, D01E4X0, Ireland 紐約梅隆環球基金公司為傘子型可變資本投資公司, 各成分基金之間獨立負債 ; 根據 2014 年公司法成立, 獲愛爾蘭中央銀行依據 2011 年歐洲共同體 ( 可轉讓證券集合投資計劃 ) 規例 (2011 年 S.I. 352 號 )( 可經修訂 ) 認可, 並向公司註冊處處長進行註冊 註冊編號為 CC Jan 2019 (12m)