Cultivating a sustainable business relationship Our global service offering in banking, financial markets and supervisory law
|
|
- Percival Fowler
- 5 years ago
- Views:
Transcription
1 Cultivating a sustainable business relationship Our global service offering in banking, financial markets and supervisory law
2
3 Cultivating a sustainable business relationship Contents Your key contacts 4 Swiss presence 5 Global reach 6 Relationship firms 8 Why Eversheds Sutherland? 9 Key services 10 3
4 Cultivating a sustainable business relationship Your key contacts Marc Raggenbass Partner, Attorney-at-law, LL.M. Zurich Head of Banking, Financial Markets and Supervisory Law T: E: marc.raggenbass@eversheds-sutherland.ch Urs Reinwald Partner, Attorney-at-law, LL.M. Zurich Corporate M&A, Banking and Finance T: E: urs.reinwald@eversheds-sutherland.ch Patrick Eberhardt Partner, Attorney-at-law, LL.M. Geneva Head of International Trade Finance and International Trade T: E: patrick.eberhardt@eversheds-sutherland.ch 4
5 Cultivating a sustainable business relationship Swiss presence offices in Zurich, Geneva and Berne 40 attorneys-at-law and lawyers fully-integrated organization with national and international practice and sector groups partner-centric approach, leverage where appropriate expert local legal advice for supervisory bodies, public law institutions, listed companies, small and medium enterprises and private individuals 5
6 Cultivating a sustainable business relationship Global reach presence in 32 countries 66 offices across Europe, Asia, Africa, the Middle East and the United States approximately 700 partners and more than 2,400 attorneys-at-law and lawyers global organization driven by shared vision and values combining know-how of globally-applicable standards as well as local laws direct access to financial market authorities in all major financial centers experienced cross-border practice groups with focus on financial market 6
7 Cultivating a sustainable business relationship Eversheds Sutherland worldwide Europe Austria Vienna Belgium Brussels Estonia Tallinn Finland Hämeenlinna Helsinki Jyväskylä Pori Tampere Turku France Paris Germany Berlin Dusseldorf Hamburg Munich Hungary Budapest Ireland Dublin Italy Milan Rome Latvia Riga Lithuania Vilnius Luxembourg Luxembourg City Netherlands Amsterdam Rotterdam Poland Warsaw Romania Bucharest Russia Moscow St Petersburg Spain Madrid United Kingdom Belfast Birmingham Cambridge Cardiff Edinburgh Ipswich Leeds London Manchester Newcastle Nottingham Africa, Asia and Middle East Brunei Darussalam Bandar Seri Begawan China Beijing Hong Kong Shanghai Iraq Bagdad Erbil Jordan Amman Qatar Doha Saudi Arabia Riyadh Singapore Singapore South Africa Durban Johannesburg Mauritius Port Louis Tunisia Tunis United Arab Emirates Abu Dhabi Dubai USA Atlanta Austin Houston New York Sacramento Washington DC Sweden Stockholm 7
8 Cultivating a sustainable business relationship Relationship firms international network of more than 200 relationship law firms regional alliances in Latin America (20 law firms in 17 jurisdictions), Asia (30 law firms in 40 jurisdictions) and Africa (30 law firms spread across the continent) global project management and technology-based solutions with a single point of contact implementation and execution of best-practice standards 8
9 Cultivating a sustainable business relationship Why Eversheds Sutherland? Professional expertise We are trusted advisers to banks, financial institutions and financial market infrastructures in Switzerland and abroad in all matters relating to domestic and foreign banking, financial markets and supervisory law. We will work with you to proactively manage legal and regulatory risks, assess and influence regulatory policy through structured thought leadership and wider industry engagement, and manage the implications of regulatory change in a way which is practical and outcome focused. Industry know-how You will benefit from access to Eversheds Sutherland s worldwide network of highly qualified lawyers with relevant industry experience. Our team is made up of attorneys-at-law who have worked at audit firms, regulators and as in-house counsel. They bring a unique perspective to regulatory issues, reflecting the full range of technical, practical and operational considerations at play in any given project. Multidisciplinary approach Our multidisciplinary approach allows us to offer advisory services as well as legal services from a single source. In addition to providing project support, we also offer dedicated services in areas such as audit and risk management. Furthermore, our full range of services covers technology, HR, corporate risk, contract management, litigation management and managed services. International network As a client, you will benefit from an international network providing them access to global legal standards, local laws and legal practices, selfregulatory standards as well as local supervisory and regulatory organizations. 9 9
10 Cultivating a sustainable business relationship Our global service offering in banking, financial markets and supervisory law Requests for authorizations: we advise in all matters relating to filing applications with the financial supervisory authorities in Switzerland and abroad. Our support includes communication with the responsible supervisory body, the preparation of a business plan and instructions as well as the establishment of a sustainable corporate governance and compliance function. Financing: advising banks and other credit institutions regarding restructuring, documentation and securing of loans, especially in connection with cross-border financial market transactions. This also covers the drafting and negotiation of loan agreements, coordination with foreign lawyers and execution of the customary closing conditions. M&A transactions: our M&A team regularly advises clients in Swiss and international M&A transactions (including structuring of joint ventures and cooperations as well as restructurings) in the financial services industry. Our comprehensive service offering includes obtaining the necessary approvals as well as the preparation of applications to be filed with regulatory bodies. Commodity trading: support in the context of financing of international commodity trading (e.g. oil, gas, metals, agricultural goods). We provide advice regarding the appropriate securitization (pledging, assignment of claims, guarantees, etc.), payment method (letter of credit, documentary collection) as well as freight and storage agreements (e.g. bill of lading, forwarder s certificate of receipt). Capital market and stock exchange law: as a recognized and authorized representative by the SIX Swiss Exchange, we support and advise companies planning an initial public offering (IPO), capital increases and corporate bond issues. We also advise listed companies and investors in complying with stock exchange rules and regulations (reporting obligations, ad-hoc publicity, managment transactions, corporate governance) and disclosure obligations. Moreover we advise in all aspects of capital market and stock exchange law, including takeover law, share repurchases and buyback programs, delistings, etc. Collective investment schemes: advising and supporting Swiss and foreign fund managers in the structuring and distribution of collective investment schemes, taking into consideration both Swiss and international laws and regulations. 10
11 Cultivating a sustainable business relationship Governance and compliance: legal and regulatory assessments in connection with corporate governance, outsourcing, data pooling structures, banking and professional secrecy as well as data protection. Regulatory developments (regulatory landscape): support in identifying and documenting new legal and regulatory requirements (e.g. FinSa, FinIA, Data Protection, AML/KYC) and developments (e.g. FinTech, RegTech, alternative payment systems) as well as analysis of the impact of these developments on the business model. This may also include legal comparisons (impact analysis, gap analysis), for example between Swiss and European legal requirements (FinSa/FinIA vs MiFIR including FMIA vs EMIR/MiFID). Supervisory law: support in implementing and monitoring ongoing compliance with Swiss and foreign legal and regulatory requirements, especially in the area of client protection, market behaviour and product transparency (regulatory compliance). Preparation and review of product and contract documentation, taking into account applicable Swiss laws and regulations. Reorganizations and liquidations: advising and representing financial institutions in the planning and implementation of reorganization measures and voluntary liquidations. Support in connection with returning a FINMA license and assuming the role of liquidator. Sanctions and export restrictions: advising banks and exporters (in particular commodity traders) with respect to export controls and sanctions applying to the finance, services and goods sectors. Representing clients in proceedings in court and with competent authorities (e.g. Swiss State Secretariat for Economic Affairs SECO and federal as well as cantonal law enforcement authorities). Investigations: representing and supporting financial institutions in internal and external investigations, especially in the context of measures for Swiss and foreign regulatory authorities and investigating agents. Representation of financial institutions in administrative and legal proceedings. Education and training: carrying out training and continuing education and seminars for boards of directors, compliance officers and in-house lawyers on new legal and regulatory developments with respect to Swiss and European financial market and supervisory law. Data analysis (data analytics): we help to efficiently configure and analyze large volumes of data in connection with legal and supervisory proceedings, using OpenText based on our ES Locate e-platform. Our services include the provision of staff as well as the required technical infrastructure. 11
12 eversheds-sutherland.ch The information contained in this document is intended for informational purposes only and cannot replace an appropriate legal advice. Eversheds Sutherland Ltd., with its legal domicile in Zurich (Switzerland), can take no responsibility for actions taken based on the information contained in this document. Eversheds Sutherland All rights reserved. Eversheds Sutherland is a global provider of legal services operating through various separate and distinct legal entities. Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an Eversheds Sutherland Entity and together the Eversheds Sutherland Entities ) provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility of the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. Eversheds Sutherland Ltd., with its legal domicile in Zurich (Switzerland), is a member firm of Eversheds Sutherland (Europe) Ltd.
Connected globally, committed locally Financial institutions sector
Connected globally, committed locally Financial institutions operate against a backdrop of an ever changing regulatory landscape, global economic uncertainty and new market entrants. A co-ordinated global
More informationLooking out for investors Our experienced global team
Contents Introduction 3 4 Case study: 5 Reshaping public sector pensions in the UK Some of the clients we work with 6 Case study: 7 Launching the Northern Powerhouse Investment Fund Spotlight on global
More informationResults and Impact Report. Sustainable Stock Exchanges initiative
Results and Impact Report Sustainable Stock s initiative 2017 Consensus Building Broad engagement with exchanges on sustainability Seven new partner exchanges, reaching nearly 10,000 new listed companies
More informationReal Estate Investment Beyond(?) the Global Credit Crisis
Real Estate Investment Beyond(?) the Global Credit Crisis James Valente (james.valente@ipd.com) Director, North America November 29 th 2011 2011 ipd.com Overview Variation in regional trends Global investment
More informationTHE AFRICA OPPORTUNITY
PETER WELBORN THE AFRICA OPPORTUNITY API CONFERENCE 2016 Africa: the growth 1continent AFRICA S POPULATION GROWTH Africa has the fastest population growth of any global region. Africa s population has
More informationEXECUTION VENUE LIST 2018 BANK JULIUS BAER & CO. LTD.
15 TH MAY 2018 1/5 EXECUTION VENUE LIST 2018 BANK JULIUS BAER & CO. LTD. Cash Equities, Exchange Traded Funds & Securitized Derivatives Europe Austria Wiener Boerse AG Broker Network Cyprus Cyprus Stock
More informationALLIANZ REAL ESTATE REAL ESTATE INVESTMENTS FROM A GLOBAL INVESTOR S PERSPECTIVE
ALLIANZ REAL ESTATE REAL ESTATE INVESTMENTS FROM A GLOBAL INVESTOR S PERSPECTIVE Investors Forum 2018 Alexander Gebauer CEO Western Europe Brussels, January 18 th 2018 Vertigo, Luxembourg AGENDA 01 at
More informationSaudi Arabia opens Stock Market to Foreign Investors. May 2015
Saudi Arabia opens Stock Market to Foreign Investors May 2015 2 Saudi Arabia opens Stock Market to Foreign Investors May 2015 Following the restriction on direct ownership of securities listed on the Saudi
More informationSaudi Arabia opens Stock Market to Foreign Investors. May 2015
Saudi Arabia opens Stock Market to Foreign Investors May 2015 2 Saudi Arabia opens Stock Market to Foreign Investors May 2015 Following the restriction on direct ownership of securities listed on the Saudi
More informationBank of Ireland Hotel Sector Briefing
Bank of Ireland Hotel Sector Briefing 29 th November 2018 Sarah Duignan Director, Client Relationships sduignan@str.com 2018 STR, Inc. All Rights Reserved. Any reprint, use or republication of all or a
More informationOur Asset Management practice
Our Asset Management practice 2017 2 Our Asset Management practice 2017 Allen & Overy LLP 2017 3 How we can assist you Allen & Overy is characterised by its all-encompassing approach to alternative investment
More informationOur Financial Services Regulatory practice
Our Financial Services Regulatory practice 2017 2 Our Financial Services Regulatory practice 2017 Allen & Overy LLP 2017 3 How we can assist you Ranked Tier 1 for Financial Services Regulatory: Non-contentious
More informationWhy choose us? United States.
Why choose us? United States 2 Why choose us? Our New York and Washington, D.C. offices Covering North America from the financial and regulatory hubs of the United States They are very hardworking and
More informationArbitrability of IP Disputes in Russia
Arbitrability of IP Disputes in Russia Date Natalia Gulyaeva Partner, Head of IP, Media and Technology Practice CIS IP Arbitration Pros? When does IP arbitration make sense? disputes related to IP license
More informationBEST EXECUTION POLICY
BEST EXECUTION POLICY Effective from 3 January 2018 TABLE OF CONTENT 1. Introductory provisions 2. Execution Venues and Quality of Executions 3. Execution venues where the Company executes customer's instructions
More informationWill Rising Interest Rates Pummel Your Portfolio?
Will Rising Interest Rates Pummel Your Portfolio? ULI Fall Meeting Chicago - November 2013 Dr. Richard Barkham, MRICS Global Research Director, Grosvenor Group Eileen Marrinan, CRE Director of Research,
More informationClifford Chance LLP. Annual Review 2013
Clifford Chance LLP Annual Review 02 Clifford Chance LLP Annual review What s in this report? 03 Firm at a glance 04 Review of progress for year ended 30 April 06 Governance 07 Financial performance 09
More informationPensions Group. Employment & Benefits.
Pensions Group Employment & Benefits www.allenovery.com 2 Pensions Group Employment & Benefits Highly regarded team of pensions specialists with notable strength in handling the full range of pensions
More informationP3: Causes of Globalisation
Learning Aim B P3: Causes of Globalisation The main features of globalisation e.g. trading blocs, international mobility of labour and capital, international currencies, multinational corporations, international
More informationPROPERTY EU EUROPEAN LOGISTICS INVESTMENT BRIEFING
PROPERTY EU EUROPEAN LOGISTICS INVESTMENT BRIEFING RICHARD HOLBERTON, SENIOR DIRECTOR, EMEA RESEARCH, CBRE FEBRUARY 19 TH 2015 AGENDA Economy Market Activity Forecasts Issues ECONOMY 2014 Some Alarms and
More informationBank of Greece 2 nd conference on real estate market. Property valuations during crisis: consequences and risks
Bank of Greece 2 nd conference on real estate market Property valuations during crisis: consequences and risks Ioannis Ganos MRICS Chairman RICS Hellas Bluehouse Capital Agenda 1. European Economic Environment
More informationDC flexibility: providing DC access through external providers.
DC flexibility: providing DC access through external providers www.allenovery.com DC flexibility: providing DC access through external providers March 2015 Background Many schemes and sponsors are being
More informationOrder Execution Policy January 2018
Order Execution Policy January 2018 This policy is applicable to the below LCM entities: LCM Group Louis Capital Markets UK LLP, London LCM products ALL Cash Equities Options on cash/index Option/Future
More informationOctober MYTHS ABOUT FRANCE
October 2007 10 MYTHS ABOUT FRANCE Myth N 1:«Once a world power, France is now on the decline.» Reality: World s 6 th largest economic power at the heart of a 493 million strong consumer market in 2006
More informationORDER EXECUTION POLICY
ORDER EXECUTION POLICY EFFECTIVE DATE: 3 JANUARY 2018 Head office : 130 Wood Street - London EC2V 6DL - United Kingdom Louis Capital Markets UK LLP: Authorised and regulated in the United Kingdom by the
More informationFranklin Templeton Investments Our Global Perspective
Greg Johnson Chief Executive Officer Franklin Resources, Inc. Franklin Templeton Investments Our Global Perspective Dealer Use Only / Not for Distribution to the Public World-Class Investment Management
More informationIslamic Finance News Forum London, October 17 th, Christine Chardonnens MSCI Barra
Islamic Finance News Forum London, October 17 th, 2008 Christine Chardonnens MSCI Barra Islamic Indices 1. Construction and methodology highlights, including dividend purification 2. Performance and risk
More informationEmployers pension consultation obligations
Financial institutions Energy Infrastructure, mining and commodities Transport Technology and innovation Life sciences and healthcare Employers pension consultation obligations Briefing December 2017 Introduction
More informationABN AMRO (Channel Islands) Limited Order Execution Policy
ABN AMRO (Channel Islands) Limited Order Execution Policy 1. Introduction 1.1. What is the aim of this policy? In this policy document, the bank has set out the procedures and rules used to execute your
More informationReal Estate Investment Strategy
Real Estate Investment Strategy 8th of July, 2015 Alessandro Bronda Head of Global Real Estate Investment Strategy Group Real Estate Zurich s real estate strategy Zurich has a systematic and structured
More informationFunds Europe & Funds Global - Audience 2018
Funds Europe & Funds Global - Audience 2018 1 About Funds Europe & Funds Global...Page 3 Readership by Seniority....Page 4 Print Circulation. Page 5 Online Audience Page 6 Email Audience.... Page 8 Media
More informationThe New Arbitration Law in Qatar and the UNCITRAL model law: Key differences
The New Arbitration Law in Qatar and the UNCITRAL model law: Key differences Philip Norman Simmons & Simmons Middle East LLP 20 March 2018 Contents Requirements for arbitrators Arbitrators liability Stay
More informationTax Newsflash January 31, 2014
Tax Newsflash January 31, 2014 Luxembourg s New Double Tax Treaties As of 1 January 2014, Luxembourg further enlarged its double tax treaty network with the entry into force of the new double tax treaties
More informationInformation on the Order Execution and Order Allocation Policy for UBS AG London Branch, Wealth Management
UBS AG London Branch 5 Broadgate London, EC2M 2AN Tel. +44-20-7568-0000 www.ubs.com/uk Information on the Order Execution and Order Allocation Policy for UBS AG London Branch, Wealth Management UBS AG
More informationIPG is an active international knowledge platform connecting independant lawyers, accountants and tax advisors across the globe.
IPG is an active international knowledge platform connecting independant lawyers, accountants and tax advisors across the globe. OVER 110 MEMBER FIRMS IN OVER 40 COUNTRIES WORLDWIDE ABOUT US International
More informationMiFID II 31 December MiFID II. Derivatives: trade execution
MiFID II 31 December 2016 1 MiFID II Derivatives: trade execution December 2016 MiFID II 31 December 2016 1 Key Points MiFID II requires certain standardised derivative contracts to be traded through a
More informationInvestor Presentation
Investor Presentation May 2013 48,000 employees 200 offices 70 countries 1 global platform Table of Contents I. Company Description II. Global Growth Strategy III. Financial Overview IV. Appendix 2 Company
More informationIntroducing Alter Domus A GLOBAL OUTLOOK FOCUSED ON LOCAL NEEDS YOU INVEST, WE SET UP. YOU DEVELOP, WE ADMINISTER.
A GLOBAL OUTLOOK FOCUSED ON LOCAL NEEDS YOU INVEST, WE SET UP. YOU DEVELOP, WE ADMINISTER. FULL-SERVICE FUND AND CORPORATE SERVICES Alter Domus is a fully integrated Fund and Corporate Services provider
More informationDerivatives: trade execution
2016 MiFID II Derivatives: trade execution Key Points MiFID II requires certain standardised derivative contracts to be traded through a trading venue This obligation only applies to those classes of derivatives
More informationIS YOUR TAX STRUCTURE
IS YOUR TAX STRUCTURE STATE AID PROOF? CONTENTS 1 2 3 4 5 6 What is EU State Aid? Do EU State Aid rules apply? Potential impact of EU State Aid rules What do you need to do? Meeting your needs DLA Piper
More informationExecution Policy for Professional Clients
Execution Policy for Professional Clients Table of contents 1 EXECUTION POLICY FOR ORDERS OF PROFESSIONAL CLIENTS... 02 1.1 Scope...02 1.2 Execution Standards...02 1.3 Execution Standards per Class of
More informationTaxation on Hong Kong shipping companies, vessels and goods, and potential reforms
Taxation on Hong Kong shipping companies, vessels and goods, and potential reforms Hong Kong Tax System Simple, transparent, straightforward Territorial source principle Hong Kong has: Profits tax, salaries
More informationClient Alert. Recent Changes to CONSOB Rules on Cash Tender Offers and Exchange Offers for Debt Securities Extended into Italy
Number 1230 6 September 2011 Client Alert Latham & Watkins Corporate Department Recent Changes to CONSOB Rules on Cash Tender Offers and Exchange Offers for Debt Securities Extended into Italy Recent changes
More informationClient Alert. UAE Funds Update: Arrival of the UAE s New Investment Funds Regulation. Summary of the Key Changes
Number 1380 9 August 2012 Client Alert Latham & Watkins Corporate Department UAE Funds Update: Arrival of the UAE s New Investment Funds Regulation The Regulation marks a significant step in the development
More information(Re)Inventing Israeli Capital Markets: Infrastructure for Growth
(Re)Inventing Israeli Capital Markets: Infrastructure for Growth Globes Israel Business Conference December 8, 2014 From Scarcity to Innovation Paradox of Israeli Competitive Advantage From Vegetarian
More informationFinancial Accounting Advisory Services
Financial Accounting Advisory Services May 2013 Agenda About EY 3 5 Appendix 13 Contacts 15 Page 2 About EY Page 3 EMEIA Sub-areas Africa Angola, Botswana, Republic of Congo, Equatorial Guinea, Ethiopia,
More informationHKMA reboots virtual banking. February 2018
HKMA reboots virtual banking February 2018 HKMA reboots virtual banking February 2018 1 HKMA reboots virtual banking On 6 February, 2018, the Hong Kong Monetary Authority (the HKMA ) published draft revisions
More informationPRELIMINARY RESULTS 2006
LONDON PARIS SYDNEY NEW YORK PRELIMINARY RESULTS 2006 February 2007 Agenda LONDON Financial Highlights... 3 Financial Results and Segmental Analysis... 4-11 Geographical Review... 12-18 Our Investment
More informationMerger Control Rules in the EEA
Merger Control Rules in the EEA Further information If you would like further information on any aspect of this client note please contact a person mentioned below or the person with whom you usually deal.
More informationINVEST WITH A GLOBAL LEADER
INVEST WITH A GLOBAL LEADER Since 1947, our firm has been dedicated to delivering exceptional asset management for our institutional, retail, and high-net-worth clients. By bringing together multiple,
More informationHALF YEAR RESULTS PRESENTATION 2018 RESULTS FOR THE SIX MONTHS ENDED 31 MAY 2018
HALF YEAR RESULTS PRESENTATION 2018 RESULTS FOR THE SIX MONTHS ENDED 31 MAY 2018 2018 Overview Encouraging first half performance with accelerated momentum in Q2 Adjusted operating profit +6% to 20.4m
More informationFunds Europe & Funds Global - Audience 2018
Funds Europe & Funds Global - Audience 2018 1 About Funds Europe & Funds Global...Page 3 Readership by Seniority....Page 4 Print Circulation. Page 5 Online Audience Page 6 Email Audience.... Page 8 Media
More informationInterim Results. 23 November 2000
Interim Results 23 November 2000 Brian Larcombe Operating Review www.3i.com/investor Highlights % Return on opening shareholders funds Total Return 1.0bn - 3.7 MSCI Pan Euro Index Return on opening shareholders
More informationMadrid, October Comparative Analysis of Salaries in Investment Banking in Spain
Madrid, October 2007 Comparative Analysis of Salaries in Investment Banking in Spain 1 CONTENTS: Comparative Analysis of Salaries in Investment Banking in Spain 1 2 3 4 Executive Summary Study Results
More informationFunds Europe & Funds Global Print and Online Audience 2017
Funds Europe & Funds Global Print and Online Audience 2017 1 About Funds Europe & Funds Global...Page 3 Readership by Seniority....Page 4 Print Circulation. Page 5 Online Audience Page 6 Email Audience....
More informationDEPARTURE SCHEDULE FOR CONSOLIDATED CARGO Land Transport Europe & North Africa From Hamburg
Copyright: MAN Truck & Bus AG We transport your goods as complete loads or partial shipments securely and reliably by road to 4 destinations in Europe and North Africa. We offer you bonded warehousing
More informationHSE HR Circular 009/ th March, Subsistence Allowances Abroad
Office of the National Director of Human Resources Health Service Executive Dr. Steevens Hospital Dublin 8 Tel: (01) 635 2319 Fax: (01) 635 2486 E-mail: nationalhr@hse.ie HSE HR Circular 009/2009 25 th
More informationOrder Execution Policy
Order Execution Policy Contents 1 Introduction 1 2 Scope of Application 2 3 Execution factors 3 4 Criteria for determining the importance of execution factors 4 5 Execution venues list of accepted intermediaries
More informationConstruction specialists
MENA Construction Construction specialists Simply put, we are experts in construction. We have excellent construction capability and experience across the Middle East and Africa. We offer a full range
More informationReveal. reward Global Total Remuneration report the hidden
Reveal the hidden reward Global Total Remuneration report 2011 Hay Group s Global Total Remuneration report provides a snapshot of reward packages of the average employee across 58 countries. The report
More informationRe-assessing the Arab-European Financial Relationship: Continuity in the Middle East, Change in Europe
Re-assessing the Arab-European Financial Relationship: Continuity in the Middle East, Change in Europe Andrew Cunningham Founder Darien Middle East www.darienmiddleeast.com French-Arab Banking Dialogue
More informationASSET MANAGEMENT. D. Frigerio Head of Private Banking & Asset Management Division
ASSET MANAGEMENT D. Frigerio Head of Private Banking & Asset Management Division AGENDA Asset Management at a glance CEE - the story so far Poland the benchmark Opportunities and challenges The approach
More informationThe pension scheme master trust market in 2018/19
The pension scheme master trust market in 2018/19 A regulatory revolution 2 The pension scheme master trust market in 2018/19 A regulatory revolution Master trusts have quickly established themselves as
More informationHotel Performance Across Key European Markets
Hotel Performance Across Key European Markets Natalie Weisz Research & Analysis Manager NWeisz@STR.com 2018 STR, Inc. All Rights Reserved. Any reprint, use or republication of all or a part of this presentation
More informationMiFID II 31 December MiFID II. Third country access
MiFID II 31 December 2016 1 MiFID II Third country access December 2016 MiFID II 31 December 2016 1 Key Points MiFID II will allow third country (i.e. non-eu) firms to provide cross-border services in
More informationMANDATORY PROVIDENT FUND SCHEMES AUTHORITY
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Approved Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation (the Regulation) defines
More informationAlter Domus LUXEMBOURG
WE RE WHERE YOU NEED US. Alter Domus is a fully integrated Fund and Corporate services provider, dedicated to international private equity & infrastructure houses, real estate firms, multinationals, private
More informationPinsent Masons in Spain
Pinsent Masons in Spain Pinsent Masons in Spain Pinsent Masons is a sector focussed global law firm. Our strategy is to invest in geographies that connect our clients to where they want to do business.
More informationHogan Lovells (Luxembourg) LLP. What do you know about us?
Hogan Lovells (Luxembourg) LLP What do you know about us? Who is Hogan Lovells? Who is Hogan Lovells? Change is happening faster than ever. To stay ahead, you need to anticipate what s next. Whether that
More informationRemuneration voting 2015 AGM season. CA Brochure_Remuneration Voting (Dinesh Rajan).indd 1
Remuneration voting 2015 AGM season CA1510026 - Brochure_Remuneration Voting (Dinesh Rajan).indd 1 2 Remuneration voting 2015 AGM season Allen & Overy LLP 2015 CA1510026 - Brochure_Remuneration Voting
More informationProduct Liability in the Aviation and Defence sector
Product Liability in the Aviation and Defence sector That s Product Liability in the Aviation and Defence sector Sharing your passion & working your way & in for the long haul & across the whole industry
More informationRestructuring Across Borders
August 2017 Restructuring Across Borders Hungary: corporate restructuring and insolvency procedures Contents Introduction 2 Bankruptcy (csődeljárás) 2 Liquidation (felszámolási eljárás) 3 Adapted proceedings
More informationSingapore. Core Strengths. Financial Markets. Major Projects. Information, Communications & Technology. Corporate and Commercial
Singapore Sep 2016 Singapore Investment Funds Law Firm of the Year and Employment Law Firm of the Year Asian Legal Business Law Awards 2014 Our Singapore office provides a hub to support clients throughout
More informationAn FSE Listings Inc Article FSE Listings Inc- Frankfurt Stock Exchange Listings
FSE Listings How To Prepare Yourself For Listing On The Frankfurt Stock Exchange Author: Mark Bragg An FSE Listings Inc Article FSE Listings Inc- Frankfurt Stock Exchange Listings List your firm fast with
More informationLuxembourg Tax practice
Luxembourg Tax practice 1 Luxembourg Tax practice About us We are a preferred tax adviser to the world s leading corporations and financial institutions, known for our innovative approach to providing
More information2009 Results March 2010
2009 Results March 2010 Michael Page International Financial Results Michael Page International Financial Results 2009 3 Income statement 2009 m 2008 m Change Constant exchange Revenue 716.7 972.8-26.3%
More informationGuide to Treatment of Withholding Tax Rates. January 2018
Guide to Treatment of Withholding Tax Rates Contents 1. Introduction 1 1.1. Aims of the Guide 1 1.2. Withholding Tax Definition 1 1.3. Double Taxation Treaties 1 1.4. Information Sources 1 1.5. Guide Upkeep
More informationFor 175 years, Baker Botts has been among the leading law firms in the world. Today, with 725 lawyers based in 14 offices around the world, the firm
Corporate Practice For 175 years, Baker Botts has been among the leading law firms in the world. Today, with 725 lawyers based in 14 offices around the world, the firm ranks among the largest global law
More informationDouble Tax Treaties. Necessity of Declaration on Tax Beneficial Ownership In case of capital gains tax. DTA Country Withholding Tax Rates (%)
Double Tax Treaties DTA Country Withholding Tax Rates (%) Albania 0 0 5/10 1 No No No Armenia 5/10 9 0 5/10 1 Yes 2 No Yes Australia 10 0 15 No No No Austria 0 0 10 No No No Azerbaijan 8 0 8 Yes No Yes
More informationDUTCH BILL IMPLEMENTING REVISED SHAREHOLDERS' RIGHTS DIRECTIVE SENT TO PARLIAMENT
SHAREHOLDERS' RIGHTS DIRECTIVE SENT On 16 October 2018, a Bill implementing the revised shareholders' directive was sent to Parliament. The objective of the revised shareholders' rights directive is to
More informationInternational arbitration in the telecommunications sector
International arbitration in the telecommunications sector 2015 2 International arbitration in the telecommunications sector 2015 Why Allen & Overy? Lawyers who understand the telecommunications sector
More informationWHY UHY? The network for doing business
The network for doing business the network for doing business UHY has over 6,800 professionals to choose from trusted advisors and consultants operating in more than 250 business centres, based in 81 countries
More informationUAE securities regulator creates regime for promotion and introduction to UAE investors
UAE securities regulator creates regime for promotion and introduction to UAE investors 1 Briefing note February 2017 UAE securities regulator creates regime for promotion and introduction to UAE investors
More informationNORTHERN TRUST CORPORATION
NORTHERN TRUST CORPORATION Frederick H. Waddell Chairman & Chief Executive Officer Citigroup Financial s Conference The Waldorf=Astoria Hotel New York, New York March 11, 2010 2010 Northern Trust Corporation
More informationBearingPoint Tax Reporting Seminar Regulations, Tax & Reporting Review by SIX Financial Information
BearingPoint Tax Reporting Seminar 2016 Regulations, Tax & Reporting Review by SIX Jacob Gertel, Senior Project Manager Legal & Compliance Data November, 2016 Agenda Introduction SIX at a glance SIX Regulatory
More informationEMIR review. Client briefing. Article. Additional types of financial counterparty. Exemption from the clearing obligation for small FCs
Financial institutions Energy Infrastructure, mining and commodities Transport Technology and innovation Life sciences and healthcare EMIR review Client briefing Article May 2017 The European Commission
More informationFOR FINANCIAL PROFESSIONAL USE ONLY. NOT FOR PUBLIC DISTRIBUTION AND NOT FOR USE BY RETAIL INVESTORS
A Global View June 2018 Andy Schofield, Director of Research FOR FINANCIAL PROFESSIONAL USE ONLY. NOT FOR PUBLIC DISTRIBUTION AND NOT FOR USE BY RETAIL INVESTORS. PLEASE REFER TO DISCLOSURE PAGE FOR IMPORTANT
More informationFirms will be required to appoint a single officer with specific responsibility for client assets
MiFID II Safeguarding of client assets Key Points Firms will be required to appoint a single officer with specific responsibility for client assets Title transfer collateral arrangements ("TTCAs") will
More informationEuropean Regional Economic Growth Index Introduction to E-REGI
September 2016 European Regional Economic Growth Index Introduction to E-REGI What is E-REGI? Launched in 2000-2016 is the 17 th edition of E-REGI Europe-wide coverage - 32 countries - 295 European regions
More informationMilan and Rome. Europe. allenovery.com
Milan and Rome Europe allenovery.com Milan and Rome Europe Our experience Banking & Finance Corporate ICM Helping people to achieve their potential With market-leading Italian and international banking
More informationBusiness Developments in Europe, the Middle East, and Africa
Business Developments in Europe, the Middle East, and Africa > Japanese Corporates Through our EMEA network, Mizuho provides Japanese customers with dedicated support and the best solutions based on our
More informationComparative Analysis of Salaries in Investment Banking in Spain
Comparative Analysis of Salaries in Investment Banking in Spain November 2009 CONTENTS: Comparative Analysis of Salaries in the Investment Banking Sector 1 2 Executive Summary Data 3 Conclusions 4 The
More informationRW Baird 2011 Business Solutions Conference
HUDSON HIGHLAND GROUP RW Baird 2011 Business Solutions Conference February 24, 2011 Forward Looking Statement Please be advised that except for historical information, the comments made during this presentation
More informationBrexit Paper 2: International Arbitration
1 Brexit Paper 2: International Arbitration Summary For decades, London has been the seat of choice for parties seeking to resolve international commercial disputes through arbitration. But the capital
More informationShareholders' Rights in a Russian Joint-Stock Company
Shareholders' Rights in a Russian Joint-Stock Company Further information If you would like further information on any aspect of the issues described in this note please contact a person mentioned below
More informationLatham & Watkins Corporate Department
Number 1069 August 5, 2010 Client Alert Latham & Watkins Corporate Department New FINRA Rule 5141 to Replace Current Papilsky Rules Relating to the Sale of Securities in Fixed Price Offerings However,
More informationVontobel Trading Venues
1/5 Vontobel Trading Venues The enclosed list shows the most important trading venues that are taken into consideration in order to achieve the best possible execution for the client. The list is not complete.
More informationFULL YEAR RESULTS PRESENTATION 2017 RESULTS FOR YEAR ENDED 30 NOVEMBER 2017
FULL YEAR RESULTS PRESENTATION 2017 RESULTS FOR YEAR ENDED 30 NOVEMBER 2017 2017 Overview Encouraging full year performance with strong Q4 and exit rate into 2018 Adjusted profit before tax up 9% to 44.5m
More informationClient Alert. UK Takeovers: Defined Benefit Pension Trustees Gain New Rights. The Introduction of Rules in Favour of Pension Trustees
Number 1511 30 April 2013 Client Alert Latham & Watkins Corporate and Tax Department UK Takeovers: Defined Benefit Pension Trustees Gain New Rights. A framework within which the takeover parties and the
More informationParticular disclosure duties regarding the acquisition and disposal of participations in German banks and insurance companies.
Particular disclosure duties regarding the acquisition and disposal of participations in German banks and insurance companies June 2012 Contents Page DISCLOSURE DUTIES REGARDING THE INTENTION TO ACQUIRE
More information