SRM INSTITUTE OF SCIENCE AND TECHNOLOGY FACULTY OF SCIENCE AND HUMANITIES DEPARTMENT OF COMMERCE LESSON PLAN ODD SEMESTER

Transcription

1 SRM INSTITUTE OF SCIENCE AND TECHNOLOGY FACULTY OF SCIENCE AND HUMANITIES DEPARTMENT OF COMMERCE LESSON PLAN ODD SEMESTER M.COM GENERAL - II YEAR III SEMESTER SKILL BASED ELECTIVE PCM15E54 FINANCIAL INSTITUTES AND FINANCIAL MARKETS L T P TOTAL CREDIT Maximum: 100 marks (Internal: 50 marks; External: 50 marks) Subject Handled by: Dr. G. Sangeetha OBJECTIVES: To provide students with an introduction to the theory and practice of financial markets and institutions. To help students to gain a thorough understanding of the working of financial markets and instruments. UNIT I-. Introduction to the Financial System Assets and liabilities, portfolio, financial Instruments, stocks and flows, lending, borrowing, and wealth MON I TUES II WEDNES III FRI V Issue of Syllabus and Introduction to Financial Institutes and markets Introduction to Financial Institutes and financial Markets Introduction to the financial systems Meaning financial system kinds asset based financial system corporate counselling venture capital Financial system based on liabilities lending process factoring fees based financial services SATUR HOLI SUN HOLI MON I Portfolio meaning Scope nature TUES II Financial instruments meaning nature - types

2 WEDNES III FRI V Types of financial systems Financial markets money markets Capital markets Forex markets call markets Financial instruments Money market instruments Commercial Papers Treasury Bills Euro bonds SATUR HOLI SUN HOLI MON I Capital market instruments Corporate bonds Corporate shares Hybrid instruments TUES II Stock flows meaning nature WEDNES III FRI V Wealth management meaning need of wealth management in financial institutes Case Study/ Role Play/ Seminar Revision Unit I SATUR HOLI SUN HOLI UNIT II Risk and Returns Portfolio Theory and Asset Pricing Models Risk, expected return, system risk, specific risk, portfolio, capital market line, security market line, beta, arbitrage pricing theory, Fama-French Three-factor model MON I Risk and Returns meaning & importance TUES II Portfolio Theory Asset pricing models Risk WEDNES III Critics of the theory analysis the inference to use the theory FRI V Expected Return its elements in the theory SATUR HOLI SUN HOLI MON I Critics of the expected return and its need in risk management TUES II System Risk, Specific Risk

3 WEDNES III Portfolio Capital Market line FRI V Security Market Line, Concept of Beta SATUR HOLI SUN HOLI MON I Security Market Line, Concept of Beta TUES II Difference of capital market line and security market line Arbitrage Pricing Theory WEDNES III Fama French Three Factor Model FRI V Revision Unit I and II Cycle Test I SATUR HOLI SUN HOLI UNIT III Banking and the Money Markets Deposit-taking institutions, banks, structure of Central Banks, monetary policy, insurance companies, pension funds, unit trusts, investment trusts MON I Banking and the Money Markets TUES II Forms of Deposit and the usage WEDNES III Money market need general characteristics objectives importance segments FRI V Money market institutions structure SATUR HOLI SUN HOLI MON I Structure of Central Banks Mon etary Policy TUES II Central banks need in financial markets need of monetary policies in central banks WEDNES III CYCLE TEST - I

4 FRI V -DO SATUR HOLI SUN HOLI MON I Insurance companies TUES II Insurance companies portfolio structure nature WEDNES INDEPENDENCE HOLI THURS III Pension funds, Unit trusts and investment trusts SATUR HOLI SUN HOLI MON V Case Study/ Role Play/ Seminar Revision Unit III UNIT IV Securities markets Discount market, parallel markets capital markets, share markets, bonds, equities, hedge funds - private equity, financial crisis Interest rates and Foreign Exchange markets loanable funds theory Interest rates Liquidity preference theory of interest rates, structure of interest rates, significance of term structure theory interest rate parity exchange rate risk derivatives markets and speculations TUES I Meaning of securities market with a case study WEDNES BAKRID HOLI THURS II FRI III Forms of securities market Parallel market meaning nature of market Discount market meaning nature of market difference between parallel and discount market SATUR HOLI SUN HOLI TUES V Stock market structure role in economy

5 WEDNES I Forms of stock market shares, bonds, equities THURS II Features of stock market hedge bull market private equities FRI III Financial Crisis SATUR HOLI SUN HOLI TUES V WEDNES I THURS II FRI III Interest rate exchange Meaning Nature and effect in the economy Foreign rate exchange loan funds theory for real interest rates Liquidity preference theory- Trend of stock market speculation market Structure of interest rate and its significance Economic impact towards stock market SATUR HOLI SUN HOLI TUES V Revision Unit III and Unit IV Cycle UNIT V Financial Market Management and Regulation Financial mark et financial crisis, regulation theory, risk management in financial Hedging with financial derivatives. failure and institutions, WEDNES I Financial market management meaning need of market management THURS GANESH CHATURTHI HOLI FRI II Discussion about the theory in interest rate SATUR HOLI SUN HOLI MON III CYCLE TEST II WEDNES V -DO-

6 THURS I Regulation of the financial market FRI MUHARRAM HOLI SATUR HOLI SUN HOLI MON II Financial market failure and financial crisis TUES III Regulation theory risk management in financial institution THURS V Hedging with financial derivatives FRI I How the financial institution overcome the crisis SATUR HOLI SUN HOLI MON II Case study regarding the financial derivatives TUES GANDHI JAYANTHI HOLI WEDNES III Seminar regards theory, speculation, derivatives, and stock exchange market FRI V Case Study/ Role Play/ Seminar Revision Unit V SATUR HOLI SUN HOLI REVISION AND EXAMINATION SCHEDULE MON I ISSUE OF QUESTION BANK WITH ANSWERS TUES II REVISION PART A ALL FIVE UNITS WEDNES III REVISION PART B ALL FIVE UNITS FRI MODEL EXAMINATION - ALL UG & II PG SATUR HOLI

7 SUN HOLI MON MODEL EXAMINATION - ALL UG & II PG TUES -DO WEDNES -DO THURS AYUDHA POOJA HOLI FRI DUSSEHRA HOLI SATUR HOLI SUN HOLI MON MODEL EXAMINATION - ALL UG & II PG TUES -DO WEDNES SEMESTER PRACTICAL EXAMINATION THURS -DO FRI -DO SATUR HOLI SUN HOLI MON SEMESTER PRACTICAL EXAMINATION TUES -DO WEDNES -DO THURS SEMESTER PRACTICAL EXAMINATION FRI -DO SATUR HOLI SUN HOLI MON TUES DEEPAVALI HOLI

8 WEDNES THURS SEMESTER THEORY EXAMINATION REFERENCE BOOKS: 1. Howells, P., and K. Bain Financial Markets and Institutions, 5thed. Financial Times/Prentice Hall (20 07). 2.Pilbeam, K., Financial Markets and Institu tions, 3r ded. Palgr ave Macmillan (20 10). 3.Valdez, S. an d Molyneux P., An Introduction to Glo bal Financial Markets, 6th ed. Palgrave Macmillan (2010). 4.Mishkin, F. a nd Eakins S., Fina ncial Mark ets and Institutions, 6thed. Pearson Edu cation (20 08). QUESTION PAPER PATTERN UNIT BASED EXAMINATION PART A PART B TOTAL MARKS CYCLE TEST I - Unit I and II II Unit III and IV MODEL EXAMINATION Full Syllabus 5 Questions Equally Distributed- All questions to be answered and each carries FOUR Marks 10 Questions 2 Questions from each Unit - All Questions carry 2 Marks each 2 Questions 1 Question from each Unit Internal Choice Pattern Each Carries 15 5 Questions 1 Question from each Unit Internal Choice All Questions carry 16 Marks each Part A 20 Marks and Part B 30 Marks = Total Marks 50 Marks Part A 20 Marks and Part B 80 Marks = Total Marks 100 Marks SEMESTER EXAMINATION Full Syllabus 10 Questions 2 Questions from each Unit - All Questions carry 2 Marks each 5 Questions 1 Question from each Unit Internal Choice All Questions carry 16 Marks each Part A 20 Marks and Part B 80 Marks = Total Marks 100 Marks EVALUATION AND MARKS 1. Internal Examination 40 Marks Cycle Test I Marks obtained for 50 will be converted to 10 Cycle Test II Marks obtained for 50 will be converted to 10 Model Examination Marks obtained for 100 will be converted to Assignment 5 Marks 5 Marks will be awarded for Assignment/Project/Seminar/Class Work Maintenance 3. Attendance 5 Marks Attendance Marks is as 95% and More Attendance 5 Marks 90% to 94.99% - 4 Marks

9 85% to 89.99% - 3 Marks 80% to 84.99% - 2 Marks 75% to 79.99% - 1 Mark Less than 75% - Nil 4. External Examination 50 Marks Examination will be conducted at the end of the Semester marks Obtained for 100 will be converted to Qualification to Higher Semester and Passing Criteria Student must appear for minimum of Three Subjects in the Current Semester to qualify for higher semester failure will lead to detention in the present semester Passing minimum is 40% in End Semester (External) Examination and 40% Overall (Internal and External) ATTENTION TO STUDENTS: *** Students securing less than 75% Attendance in the semester and students fail to appear for minimum of THREE Examinations will be detained in the semester and they have to redo the semester in the next Academic Year the same semester on payment of fees as prescribed by the Institution***