University of Louisville PURCHASING DEPARTMENT LOUISVILLE, KENTUCKY

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1 University of Louisville PURCHASING DEPARTMENT LOUISVILLE, KENTUCKY Invitation No: IB Date December 6, 2016 Title: Belknap Academic Classroom Building, Bid Pack III Addendum No. Five (5) Post Bid Addendum One (1) The following shall clarify and/or modify the original bid document(s) as issued by the University of Louisville. 1. No bids were received for BC-14 Metal Panels. This amendment is being issued with changes to the Original Bid Documents, Specifications, Plans and all previously issued Amendments. 2. Bids for BC-14 Metal Panels will be received on December 21, 2016 at 2:00 pm for this Bid Category. Bidder must acknowledge receipt of this and any addenda either with bid or by separate letter. Acknowledgement must be received in the Office of Purchasing, Service Complex Building, University of Louisville no later than December 21, If by separate letter, the following information must be placed in the lower left hand corner of the envelope: Invitation No: IB Title: Belknap Academic Classroom Building, Bid Pack III Due Date: December 21, 2016 BY: Curtis Monroe Authorized Purchasing Officer Receipt Acknowledged: FIRM BY:

2 MEMORANDUM TO: FROM: All Planholders K. Norman Berry Associates Architects DATE: December 5, 2016 RE: CC: UofL Belknap Academic Classroom Building Addendum Five (1 page) [Post bid addendum 1] BP-3 John Stratton The following items are incorporated into the Contract Documents for the project: All original bid documents (drawings, specifications and addenda 1-4) remain in place with the following additional clarifications: 1. Reference Specification Section Modular Metal Wall Panels Note for the Metalwerks Arcwall DBV Basis of Design Panel the battens are to be manufactured and extruded integrally with the wall panels (not applied). 2. Reference Addendum No. 4 item 73 and note that the specification section referenced should have been in lieu of the listed. End of addendum Five

3 Addendum #5 (Post bid addendum #1) December 6, 2016 University of Louisville Belknap Academic Classroom Building Bid Package #3 TO ALL BIDDERS: This addendum forms part of the Contract Documents and modifies the project manual and/or construction drawings for the above mentioned project. Acknowledge receipt of the addendum in the space provided on the bid form. Failure to do so may subject the trade package contractor to disqualification. General 1. No bids were received for BC 14 Metal Panels. This addendum just pertains to BC 14. Refer to the cover sheet for the new bid date and time. The bid documents remain the same, unless revised by addenda. Attached is a current bid form to use. (502) FAX NO. (502) P.O. BOX ALLMOND AVE. LOUISVILLE, KY

4 FORM OF PROPOSAL BC-14 Metal Panels This Form of Proposal shall be used in submitting a proposal for the work. Copies will be furnished upon request by the authority issuing the Contract Documents. THIS PROPOSAL SUBMITTED BY (Name and Address of Bidder) DATE:, TELEPHONE: TO: If by U.S. Mail: If delivered by Courier or Overnight Carrier Service: University of Louisville University of Louisville Purchasing Department Purchasing Department Belknap Campus OR Belknap Campus Room 101, Service Complex Room 101, Service Complex Louisville, Kentucky Louisville, Kentucky GENTLEMEN: The Bidder, in compliance with your Invitation to Bid No. IB Belknap Academic Classroom Building (Bid Package 3) and having carefully examined the complete Contract Documents as defined in Article 1 of the General Conditions, as well as the Specifications for the work as prepared by K Noman Berry Architects and their consultants hereby proposes to furnish all labor, materials, equipment, services and supervision required to perform specifics of the Contract Documents, within the time set forth therein and for the stated LUMP SUM BID Amount. The Bidder hereby acknowledges receipt of the following Addenda: ADDENDUM NO. DATED ADDENDUM NO. DATED ADDENDUM NO. DATED ADDENDUM NO. DATED ADDENDUM NO. DATED ADDENDUM NO. DATED (IF NONE HAS BEEN ISSUED AND RECEIVED, INSERT THE WORD, NONE.) BC-14, FP-1

5 FORM OF PROPOSAL LUMP SUM BID The Bidder agrees to furnish all labor, materials, equipment, services and supervision required to complete the project, in accordance with drawings and specifications and any duly issued Addenda for the LUMP SUM BID forth below: Base Bid (USE WORDS) Dollars (USE WORDS) Cents $. (USE FIGURES) *Costs for Payment and Performance bond to be included in Base Bid. Bid Breakout 1. Total Base Bid Above (Inclusive of all materials & taxes): 2. Deduct Kentucky State Sales Tax on Owner Purchased items: See $ $ 3. Total Base Bid Less Kentucky State Sales Tax on Owner Purchased Items: 4. Bid Breakout for Owner Purchased Materials without taxes included: See $ $ BC-14, FP-2

6 Alternate #2 (Alternate metal panels- Refer to Allowance specification for further description): Add/Deduct (Circle one): (USE WORDS) Dollars (USE WORDS) Cents $. (USE FIGURES) Bid Breakout (Alternate #2) 5. Total Alternate #2 Bid Above (Inclusive of all materials & taxes): 6. Deduct Kentucky State Sales Tax on Owner Purchased items (Alt #2): See $ $ 7. Total Alternate #2 Bid Less Kentucky State Sales Tax on Owner Purchased Items: 8. Bid Breakout for Owner Purchased Materials without taxes included (Alt #2): See $ $ BC-14, FP-3

7 PAGE INTENTIONALLY LEFT BLANK BC-14, FP-4

8 Breakdown of Owner Purchased Items (Base Bid only): *To be submitted 24 hours after bid opening Item Description Direct Owner Purchase Amount (w/o tax) Total (This amount should match item #4 above) Breakdown of Owner Purchased Items (Alternate #2): Item Description Direct Owner Purchase Amount (w/o tax) Total (This amount should match item #12 above) BC-14, FP-5

9 Note: The authentication of Bid and Statement of Non-collusion and Non-Conflict of interest must be properly executed for the LUMP SUM BASE bid Proposals to be valid. FORM OF PROPOSAL AUTHENTICATION OF BID AND STATEMENT OF NON-COLLUSION AND NON-CONFLICT OF INTEREST I HEREBY CERTIFY: 1. That I am the bidder (if the bidder is an individual), a partner in the bidder (if the bidder is a partnership), or an officer or employee of the bidding corporation having authority to sign on its behalf (if the bidder is a corporation); 2. That the submitted bid or bids covering University of Louisville, Department of Purchasing, Invitation No. IB have been arrived at by the bidder independently and have been submitted without collusion with, and without any agreement, understanding or planned common course of action with, any other contractor, vendor of materials, supplies, equipment or services described in the Invitation to Bid, designed to limit independent bidding or competition; as prohibited by provision KRS 45A.325; 3. That the contents of the bid or bids have not been communicated by the bidder or its employees or agents to any person not an employee or agent of the bidder its surety on any bond furnished with the bid or bids and will not be communicated to any such person prior to the official opening of the bid or bids; 4. That the bidder is legally entitled to enter into the contract with the University of Louisville and is not in violation of any prohibited conflict of interest, including those prohibited by the provisions of KRS (7); and 45A.330 to 45A.340 and 45A This offer is for Sixty (60) calendar days from the date this bid is opened. In submitting the above it is expressly agreed that upon proper acceptance by the Department of Purchases of any or all items bid above, a contract shall thereby be created with respect to the items accepted; 6. That I have fully informed myself regarding and affirm the accuracy of all statements made in this Form of Proposal including Bid Amount. 7. That the bidder intends to comply in full with all requirements of Federal Executive Order 11246, Equal Employment Opportunity, including submittal of required data by contractor and qualifying subcontractors, upon being designated apparent successful bidder. READ CAREFULLY SIGN IN SPACE BELOW FAILURE TO SIGN MAY INVALIDATE BID SIGNED BY: TITLE FIRM: ADDRESS: CITY STATE ZIP CODE DATE PHONE FAX DUNN & BRADSTREET NUMBER BC-14, FP-6

10 FORM OF PROPOSAL - SUBMITTAL DATA THE FOLLOWING ITEMS ARE HEREWITH ENCLOSED AS REQUIRED: 1. Lump Sum Proposal 2. Bid Bond or certified check in an amount not less than five percent (5%) of total bid. 3. Unit Prices 4. List of Proposed Sub-Subcontractors 5. List of Materials and Equipment (Due by 4:00 PM the day of Bid Opening by apparent low bidder) 6. MBE/WBE Subcontractor/Supplier Form 7. Record of MBE/WBE Solicitation 8. Supplier Certification Form 9. Bidders Qualification Form (24 Hours after bid opening by apparent low bidder) 10. Detailed Project Schedule with Key Milestones (24 Hours after bid opening by apparent low bidder) Failure to submit any of the documentation requested above may be cause for rejection of bid. BC-14, FP-7

11 FORM OF PROPOSAL UNIT PRICES Unit prices shall include the furnishing of all labor, materials, equipment, services and supervision and include all items of cost, overhead and profit for the Contractor and any Subcontractor involved, and shall be used uniformly without modifications for either additions or deductions. The Unit Prices as established in accordance with changes or extra work performed under the Contract. DESCRIPTION UNIT PRICE 1. Metal wall panels $ /Sqft BC-14, FP-8

12 FORM OF PROPOSAL LIST OF PROPOSED SUBCONTRACTORS Bidder to list all proposed subcontractors which will be utilized on this project. All subcontractors are subject to the approval of the University of Louisville Department of Purchases, University Planning Design and Construction and the University s Representative s Failure to submit this list, may be cause for rejection of the Bidder's proposal. Please indicate by a (X) in the far right column if the subcontractor is a Minority-Owned or Woman-Owned Business Enterprise; for each MBE/WBE listed, please complete "MBE/WBE Subcontractor/Supplier Form". SEE ARTICLE 18, INSTRUCTIONS TO BIDDERS FOR COMPLIANCE. BRANCH OF WORK NAME OF SUBCONTRACTORS MBE/WBE None BC-14, FP-9

13 FORM OF PROPOSAL LIST OF MATERIALS AND EQUIPMENT Bidders are hereby advised that if a Bidder so desires, this list may be completed and submitted with his Proposal. In the event that this list does not accompany the Proposal of the apparent low Bidder, the Owner will require the Bidder to completely fill out this list and submit via fax, no later 4:00 PM from the official closing of the reading of Bids. NOTE: Every item listed under the different phases of construction must be clearly identified so that the Owner will definitely know what the Bidder proposes to furnish. If not applicable indicate NA. The use of a manufacturer or dealer's name only, or stating "as per Plan and Specifications" will not be considered as sufficient identification. Where more than one "make" or "brand" is listed for any one item, the Owner shall have the right to select the one to be used. Please indicate by a (X) in the far right column if the subcontractor is a Minority-Owned or Woman-Owned Business Enterprise; for each MBE/WBE listed, please complete "MBE/WBE Subcontractor/Supplier Form". Failure to submit a proper list may result in rejection of the Bidder's proposal. LIST OF MATERIALS ITEMS BRAND OR MANUFACTURER MBE/WBE Metal Panels BC-14, FP-10

14 INSTRUCTIONS FOR FILING EMPLOYMENT UTILIZATION REPORT The Employment Utilization Report is to be completed by each subject contractor (both prime and sub) and signed by a responsible official of the company. The reports are to be filed within five (5) calendar days after being designated successful bidder and they shall include the total work-hours for each employee classification in each trade in Jefferson County, Kentucky for the reporting period. The Contractor shall submit a report for its aggregate work force and collect and submit reports for each subcontractor's aggregate work force to the University of Louisville Compliance Officer. Additional copies of this form may be obtained from the Purchasing Department. Compliance Agency Contractor University of Louisville assigned responsibility for equal employment opportunity. (Secure this information from the contracting officer.) Any contractor who has a construction contract with the University of Louisville. Minority Includes Blacks, Hispanics, American Indians, Alaskan Natives, and Asian and Pacific Islanders-both men and women. 1. Covered Area Jefferson County, Kentucky 2. Employer's Identification Number Federal Social Security Number used on Employer's Quarterly Federal Tax Return (U.S. Treasury Department Form 941). 3. Current Goals (Minority & Female) Minority % Female - 3.5% 4. Reporting Period Monthly, or as directed by the Compliance Officer, beginning with the effective date of contract. 5. Construction Trade Only those construction crafts which contractor employs in Jefferson County, Kentucky. 6. Work-Hours of Employment a. The total number of male hours and (a-e) the total number of female hours worked by employees classification. b.-e. The total number of male hours and the total number of female hours worked by each specified group of minority employees in each classification. Classification The level of accomplishment or status of the worker in the trade (Journey Worker, Apprentice, Trainee). BC-14, FP-11

15 INSTRUCTIONS FOR FILING EMPLOYMENT UTILIZATION REPORT 7. Minority Percentage The percentage of total minority work-hours of all work hours (the sum of columns 6b, 6c, 6d, and 6e; just one figure for each construction trade). 8. Black Percentage The percentage of black males and females computed from the total number of blacks in 6b. 9. Total Number of Employees Total number of male and total number of female employees working in each classification of each trade in the contractor's aggregate work force during reporting period. 10. Total Number of Minority Employees Total number of male minority employee and total number of female minority employees working in each classification in each trade in the contractor's aggregate work force during reporting period. BC-14, FP-12

16 FORM OF PROPOSAL MBE/WBE SUBCONTRACTOR/SUPPLIER FORM. does commit itself that on the following project: NAME OF COMPANY PROJECT NAME IB BID NUMBER The Bidder agrees to furnish information required by the University of Louisville to indicate the Minority and Woman- Owned Business which it intends to utilize. Breach of this commitment constitutes breach of the Bidder's contract if awarded. NAME OF MINORITY/ WOMAN-OWNED BUSINESS MBE/ WBE TELEPHONE TYPE OF WORK ESTIMATED DOLLAR VALUE PERCENT The undersigned will enter into a formal agreement with the minority or woman-owned business firms for work listed in this schedule conditioned upon execution of a contract with the University of Louisville. Subcontractors and other persons and organizations proposed by the Bidder and accepted by the Owner and the Architect/ Engineer must be used on the work for which they were proposed and accepted and shall not be changed except with the written approval of the Owner and the Architect/Engineer. The undersigned hereby certifies that he or she has read the terms of this commitment and is authorized to bind the Bidder to the commitment herein set forth. Signature and title of authorized official of the company and the date must be properly executed on this document or the bid will be deemed non-responsive. NAME OF AUTHORIZED OFFICER TITLE BC-14, FP-13

17 SIGNATURE DATE FORM OF PROPOSAL RECORD OF MBE/WBE SOLICITATION certifies that the following BIDDER S NAME Minority/Women-Owned firms were contacted to solicit pricing as subcontractors/suppliers for Invitation to Bid No. IB FIRM NAME MBE/WBE WORK ITEMS SOLICITED RESULT: NO RESPONSE OR NOT LOW BIDDER The above firms were not selected for use on this project for the reasons stated in the RESULT column. Failure to submit any of the documentation requested above and in Section may be cause for rejection of bid. Signature Date BC-14, FP-14

18 Title REQUIRED AFFIDAVIT FOR BIDDERS, OFFERORS AND CONTRACTORS FOR BIDS AND CONTRACTS IN GENERAL: I. Each bidder or offeror swears and affirms under penalty of perjury, that: a. In accordance with KRS 45A.110 and KRS 45A.115, neither the bidder or offeror as defined in KRS 45A.070(6), nor the entity which he/she represents, has knowingly violated any provisions of the campaign finance laws of the Commonwealth of Kentucky; and the award of a contract to the bidder or offeror or the entity which he/she represents will not violate any provisions of the campaign finance laws of the Commonwealth. b. The bidder or offeror swears and affirms under penalty of perjury that, to the extent required by Kentucky law, the entity bidding, and all subcontractors therein, are aware of the requirements and penalties outlined in KRS 45A.485; have properly disclosed all information required by this statute; and will continue to comply with such requirements for the duration of any contract awarded. c. The bidder or offeror swears and affirms under penalty of perjury that, to the extent required by Kentucky law, the entity bidding, and its affiliates, are duly registered with the Kentucky Department of Revenue to collect and remit the sales and use tax imposed by KRS Chapter 139, and will remain registered for the duration of any contract awarded. d. The bidder or offeror swears and affirms under penalty of perjury that the entity bidding is not delinquent on any state taxes or fees owed to the Commonwealth of Kentucky and will remain in good standing for the duration of any contract awarded. e. Pursuant to KRS 45A.480 the bidder or offeror swears and affirms under penalty of perjury, that all contractors and subcontractors employed, or that will be employed, under the provisions of this contract shall be in compliance with the requirements for worker s compensation insurance according to KRS Chapter 342 and unemployment insurance according to KRS Chapter 341. f. The bidder or offeror swears and affirms under penalty of perjury that the entity bidding is properly authorized under the laws of the Commonwealth of Kentucky to conduct business in this state; is duly registered with the Kentucky Secretary of State to the extent required by Kentucky law; and will remain in good standing to do business in the Commonwealth of Kentucky for the duration of any contract awarded. g. By his signature, the offeror certifies that he is legally entitled to enter into this contract with the Commonwealth of Kentucky, and by holding and performing this contract will not be violating any conflictof-interest statue (KRS 45A.330, KRS 45A.335, KRS , KRS 45A.990, KRS ) FOR NON-BID CONTRACTS (I.E. SOLE-SOURCE; NOT-PRACTICAL OR FEASIBLE TO BID; OR EMERGENCY CONTRACTS, ETC): II. Each contractor further swears and affirms under penalty of perjury, that: a. In accordance with KRS , and if this is a non-bid contract, neither the contractor, nor any member of his/her immediate family having an interest of 10% or more in any business entity involved in the performance of any contract awarded, have contributed more than the amount specified in KRS to the campaign of the gubernatorial slate elected in the election last preceding the date of contract award. b. In accordance with KRS (1) and (2), and if this is a non-bid contract, neither the contractor, nor officers or employees of the contractor or any entity affiliated with the contractor, nor the spouses of officers or employees of the contractor or any entity affiliated with the contractor, have knowingly contributed more than $5,000 in aggregate to the campaign of a candidate elected in the election last preceding the date of contract award that has jurisdiction over this contract award. BC-14, FP-15

19 c. In accordance with KRS (3) and (4), and if this is a non-bid contract, to the best of his/her knowledge, neither the contractor, nor any member of his/her immediate family, his/her employer, or his/her employees, or any entity affiliated with any of these entities or individuals, have directly solicited contributions in excess of $30,000 in the aggregate for the campaign of a candidate elected in the election last preceding the date of contract award that has jurisdiction over this contract. REQUIRED AFFIDAVIT FOR BIDDERS, OFFERORS AND CONTRACTORS As a duly authorized representative for the bidder, offeror, or contractor, I have fully informed myself regarding the accuracy of all statements made in this affidavit, and acknowledge that the Commonwealth is reasonably relying upon these statements, in making a decision for contract award and any failure to accurately disclose such information may result in contract termination, repayment of funds and other available remedies under law. Signature Printed Name Title Date Company Name Address Subscribed and sworn to before me by (Affiant) (Title) of (Company Name) this day of,20. Notary Public [seal of notary] My commission expires: BC-14, FP-16

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