CONTENTS. List of Basic Notifications I-11 List of Master Directions I-13 List of Circulars I-15 Law relating to NBFCs & Securitisation I-27

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1 CONTENTS List of Basic Notifications I-11 List of Master Directions I-13 List of Circulars I-15 Law relating to NBFCs & Securitisation I-27 1 LAW RELATING TO NON-BANKING FINANCIAL COMPANIES 1.1 : Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, : Non-Banking Financial Company - Systemically Important Non-Deposit taking Company and Deposit taking Company (Reserve Bank) Directions, : Non-Banking Financial Company - Non-Systemically Important Non-Deposit taking Company (Reserve Bank) Directions, : Core Investment Companies (Reserve Bank) Directions, : Non-Banking Financial Companies (Opening of Branch/ Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs) Directions, : Requirement of minimum NOF of Rs. 200 lakh for all deposit taking NBFCs : Non-Banking Financial Companies Auditor s Report (Reserve Bank) Directions, : Guidelines for percentage of assets to be maintained : Guidelines for investment in unencumbered approved securities : Notified Institutions under section 45-I(bb)(iv)(d) of RBI Act : Notified Net owned fund under section 45-IA of RBI Act : Exemptions from the provisions of RBI Act, I-5

2 CONTENTS I : Exemption from application of the provisions of the RBI Act, 1934 in case of Non-Banking Institution authorised to operate under Payment and Settlement Systems Act, : Monitoring of Frauds in NBFCs (Reserve Bank) Directions, : Know Your Customer (KYC) Directions, : Fair Practices Code : Allied activities - Entry into insurance business, issue of credit card and marketing and distribution of certain products : Non-Banking Financial Companies - Corporate Governance (Reserve Bank) Directions, : Miscellaneous Instructions to NBFC-ND-SI : Miscellaneous Instructions to all Non-Banking Financial Companies : Non-Banking Financial Companies (Approval of Acquisition or Transfer of Control) Directions, : Regulation of excessive interest charged by NBFCs : Core Investment Companies - Overseas Investment (Reserve Bank) Directions, : Prudential Guidelines for the Primary Dealers in Government Securities Market : Capital Adequacy Standards and Risk Management Guidelines for Standalone Primary Dealers : Standalone Primary Dealers (Reserve Bank) Directions, : Text of Chapters IIIB, IIIC and V of Reserve Bank of India Act, : Non-Banking Financial Company - Account Aggregator (Reserve Bank) Directions, : Non-Banking Financial Company - Peer to Peer Lending Platform (Reserve Bank) Directions, : Information Technology Framework for the NBFC Sector : Clarifications from Reserve Bank of India [ ] LAW RELATING TO RESIDUARY NON-BANKING COMPANIES 2.1 : Residuary Non-Banking Companies (Reserve Bank) Directions,

3 I-7 CONTENTS 3 LAW RELATING TO MISCELLANEOUS NON-BANK- ING COMPANIES (RESERVE BANK) DIRECTIONS, : Miscellaneous Non-Banking Companies (Reserve Bank) Directions, LAW RELATING TO MORTGAGE GUARANTEE COM- PANIES 4.1 : Mortgage Guarantee Companies (Reserve Bank) Directions, FOREIGN DIRECT INVESTMENTS IN NBFCs SECTOR 5.1 : Foreign Direct Investments in Non-Banking Financial Companies/Asset Reconstruction Company FOREIGN EXCHANGE MANAGEMENT (DEPOSIT) REGULATIONS 6.1 : Foreign Exchange Management (Deposit) Regulations, LENDING TO NON-BANKING FINANCIAL COMPANIES (NBFCs) & OTHER MATTERS 7.1 : Bank Finance to Non-Banking Financial Companies (NBFCs) : Amalgamation/Merger of Non-Banking Financial Companies with Banks : Credit card, debit card and rupee denominated co-branded pre-paid card operations of banks and credit card issuing NBFCs PRESCRIBED RETURNS 8.1 : Non-Banking Financial Company Returns (Reserve Bank) Directions,

4 CONTENTS I-8 9 LAW RELATING TO SECURITISATION 9.1 : Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, : Security Interest (Enforcement) Rules, : Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest (Central Registry) Rules, : Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, : Change in or takeover of the management of the business of the borrower by Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines, : Directions/Instructions issued to Securitisation Companies/ Reconstruction Companies : Notifications issued under Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, : Removal of Difficulty Order of : Removal of Difficulty Order of LAW RELATING TO RECOVERY OF DEBTS AND BANKRUPTCY 10.1 : Recovery of Debts and Bankruptcy Act, : Debts Recovery Tribunal (Financial and Administrative Power) Rules, : Debts Recovery Tribunal (Procedure) Rules, : Debts Recovery Tribunal (Procedure for Appointment as Presiding Officer of the Tribunal) Rules, : Debts Recovery Tribunal (Procedure for Investigation of Misbehaviour or Incapacity of Presiding Officer) Rules, : Debts Recovery Appellate Tribunal (Procedure) Rules, : Debts Recovery Appellate Tribunal (Procedure for Appointment as Chairperson of the Appellate Tribunal) Rules,

5 I-9 CONTENTS 10.8 : Debts Recovery Appellate Tribunal (Financial and Administrative Power) Rules, : Debts Recovery Tribunals (Refund of Court Fee) Rules, SUBJECT INDEX i