Part Two: 12-Month Financial Transitionist Core Training. Core Training February 10, 2016 May 17, 2016 August 16, 2016 November 9, 2016

Transcription

1 SUDDEN MONEY INSTITUTE FINANCIAL TRANSITIONIST TRAINING PROGRAM Part Two: 12-Month Financial Transitionist Core Training Core Training 2016 February 10, 2016 May 17, 2016 August 16, 2016 November 9, 2016 Core Training sections begin the second month of every quarter.

2 Part Two: 12-Month Financial Transitionist Core Training The Sudden Money Institute is a community of elite advisors willing to make a clear commitment to excellence and continuous learning in the area of Financial Transitions Planning. As Certified Financial Transitionists, we are the national experts in Financial Transitions Planning. We are committed to preparing our certificants to meet these high expectations with continuous training, support and development. 12-Month Financial Transitionist Core Training includes: Orientation: 30 minute virtual session Virtual Training: 6 Module Training Blocks Coaching: Training Time: Workshop: Certification: 3 Private Coaching calls 90 minutes a month virtual SMI Faculty Webinars: Quarterly Annual Conference: Two-Day, Mid-Year Retreat, (Phoenix, AZ in April of 2016) 1.5 Day in-person, additional fee Palm Beach Gardens, FL November 2016 Additional registration fee Payment options: $425/month or One payment of $5,100 ($4,845 one-time payment) Partners in the same firm receive a 30% discount. Client Support Client case support Client materials Co-branding Special Interests: Women in Transition Family Wealth, Inheritance and Stewardship Sale of a Business Divorce Widows Pre-Windfall or Liquidity Professional Athletes Business Development Packaged presentations Customized presentations PowerPoint presentations Customized Workbooks CE credit programs for COIs Women, Meaning & Money Shared Best Practices SMI Website Listing and Referrals SMI Community Events All SMI advisors invited to join Monthly SMI Advisor Call Webcasts with the Experts Virtual Training with SMI Faculty Annual Conference Task Force Calls 12 CE Credits for the year

3 Things you should know: Time commitment is 90 minutes per month for virtual sessions, plus experience-based assignment work with clients. Private coaching calls are scheduled individually. Coaching is available with Susan Bradley or a SMI faculty of your choice. Peggy Frye, CFP, CeFT Moira Somers, PhD, CPsych Kathleen Rehl, PhD, CFP, CeFT Courtney Pullen, MA, LPC Client and marketing materials are co-branded as requested. Seminars in a box and COI presentations are co-branded as requested. Partners receiving the 30% discount share coaching time. The discount does not apply to live events.

4 Samples of SMI Advisor Materials Client Workbooks and Worksheets Business Development Seminars Workshops Retreats 4

5 SUDDEN MONEY INSTITUTE FINANCIAL TRANSITIONIST DESIGNATION PROGRAM Financial Transitionist Training Application and Agreements For Financial Advisors and Allied Professionals

6 Advisor Application Process 1. Complete the Sudden Money Institute application. 2. Please include the following items with your application: Business card Business brochures you use ADV Part II (if an RIA) 3. Enclose payment or sign up for 12 monthly payments Core Training Fee: $5,100 One time payment $4,845 (%5 discount) or 12 monthly payments $425 per month 4. Read, sign and return the SMI Advisor Agreements. *If your application is accepted, you will join the Sudden Money 12-Month Certified Financial Transitionist Core Training Program. Once we have received your completed application and fees, we will contact you to schedule a program orientation. If your application is declined, your application fee will be returned less a $300 processing fee. 2

7 Sudden Money Institute Advisor Application Name: Date: Title: Phone: Company Name: Address FAX: CE Credit Number: Last 4 digits of your SS#: or CFP Board ID: Do you have an assistant that you would like to receive all SMI correspondence? Yes or No Assistant Name : How did you hear about SMI? _ Professional Experience: How long have you served clients in a professional capacity? Please include dates / positions / responsibilities / references / firm telephone. Professional Designations and Dates Acquired: 3

8 Sudden Money Institute Advisor Application Here at SMI we make it a priority to keep up with our advisors and love the opportunity to announce their accomplishments. If you utilize any of the following for professional purposes please let us know how we can find you! Facebook: Twitter: LinkedIn: Other: Check out Sudden Money Institute on Facebook, Twitter, and LinkedIn 3

9 Sudden Money Institute Advisor Application Licenses/Registrations: Type/State /Year Acquired: Registered Investment Advisor: NASD Series: Life Insurance: Variable Annuities: Are you registered with the SEC as an Investment Advisor under the Investment Advisors Act of 1940? Yes No If yes, please attach a copy of your ADV Part II. Continuing Education: Approximately how many CE hours do you receive each year? How do you receive your CE credits? Please describe other programs you attend that may not offer CE credit. Include why you chose these programs and what you feel you will gain from attending. Financial Services Industry Activities or Affiliation: Do you or have you served as a director, trustee, officer or committee member of any professional society or organization? 4

10 Sudden Money Institute Advisor Application Memberships: Please list the professional organizations of which you are a member: Educational Background: Please list the names of colleges, universities and professional schools which you have attended. Include the years attended and if/when graduated. Name of Institution Date Attended / Degree Designation Professional Practice Overview: What is your typical client profile and what types of services do you provide? Have you worked with clients in transition? If so, please describe: How do you determine and discuss your client s feelings and values in relation to their money? 5

11 Sudden Money Institute Advisor Application Do you have a professional Mission Statement? If so, please describe or attach: Do you specialize or intend to specialize in any of the following Sudden Money areas? Inheritance Retirement Package Settlements Divorce Loss of Spouse Sale of Business Lottery Windfall Employment Contract / Stock Options Sports & Entertainment Contract Insurance Proceeds Please list awards, honors, accomplishments, achievements and acknowledgements which you have received: Have you ever been dismissed involuntarily or terminated from a Broker-Dealer Association? Yes No Have you ever been involved in any professional disciplinary proceedings or legal actions other than those explained thoroughly with the application? Yes No If you answered yes to either of the above questions, please attach a thorough explanation. I certify that all the information I submitted on this application is correct to the best of my knowledge. Your signature: Date: 6

12 Sudden Money Institute Advisor Payment Information 12-Month Financial Transitionist Core Training Fee $5,100 ($4,845 if paid at one time) 12 monthly payments of $425 The Mid-Year Retreat is included in the cost of the Core training and there is a fee for the Annual Conference. My Check is enclosed, payable to the Sudden Money Institute Please charge my Credit Card: Type of Credit Card: VISA MC AMEX Name on Credit Card: Credit Card Number: Expiration Date: Address of Card: Street City/State Zip Code Phone Number on file: Authorizing Signature: Date: I authorize the Sudden Money Institute to charge my credit card $4,845 today. I authorize the Sudden Money Institute to charge my credit card $425 per month for 12 months. Authorizing Signature: Date: 7