CME Group Schedule 5: Fee Schedule (2017)

Transcription

1 CME Group Schedule 5: Fee Schedule (2017) CME GROUP Annual Data Distribution License Notes CME CBOT NYMEX COMEX Real Time (1, 1a) $12,000 $12,000 $12,000 $12,000 Delayed (1, 1a) $12,000 $12,000 $12,000 $12,000 End of Day $0 $0 $0 $0 Monthly Non- Display Fees Notes CME CBOT NYMEX COMEX Category A: Automated Trading Systems (25, 28) $670 $670 $670 $670 Category A: User Non-Display (26, 28, 29, 31) $375 $375 $375 $375 Category B: Internal Order Processing (25) $670 $670 $670 $670 Category C: Other Internal Non- Display $0 $0 $0 $0 Monthly User/Device Fees Notes CME CBOT NYMEX COMEX Real Time: Professional (3, 4, 21*) $85 $85* $85 $85 Real Time: Non-Professional Market-Depth ( 22) $5 $5 $5 $5 Real Time: Non-Professional Market-Depth BUNDLE ( 22) $15 Real Time: Non-Professional Top-Of-Book ( 23) $1 $1 $1 $1 Real Time: Non-Professional Top-Of-Book BUNDLE ( 23) $3 Real Time E-mini (5) $40 $20 $30 $20 Real Time Per Quote (6) $0.02 $0.02 $0.02 $0.02 Delayed Continuous/Snapshot $0 $0 $0 $0 End of Day $0 $0 $0 $0 Category A: Managed User Non- Display (27, 28, 30) $170 $170 $170 $170 Real Time Member/Member Firm Device (33,34) $0 $0 $0 $0 Real Time Asia Initiative User/Device (35) $0 $0 $0 $0

2 Monthly Access Fees Notes CME CBOT NYMEX COMEX Sub-vendor Access Real Time (17) $375 $375 $375 $375 Sub-vendor Access Delayed (17) $ $ $ $ Sub-vendor Access-EOD (17) $0 $0 $0 $0 Subscriber Site Access Real Time (17) $375 $375 $375 $375 Subscriber Site Access Delayed (17) $ $ $ $ Subscriber Site Access-EOD (17) $0 $0 $0 $0 Monthly Public Web Site Display Fees Notes CME CBOT NYMEX COMEX Direct Web Site Real Time (7,8,9) N/A N/A N/A N/A Direct Web Site Delayed (1,7,8,9) $100 $100 $100 $100 Direct Web Site End of Day (7) $0 $0 $0 $0 Web-hosted Site Real Time (7,8,9) N/A N/A N/A N/A Web-hosted Site Delayed (7,9,11) $100 $100 $100 $100 Web Site (Direct & Hosted) End of Day (7) $0 $0 $0 $0 Other Licenses Notes CME CBOT NYMEX COMEX Historical Redistribution $0 $0 $0 $0 Real Time Widget & Gadget (14,20) N/A N/A N/A N/A Delayed Widget & Gadget (14,20) $0 $0 $0 $0 Real Time Mobile Application (14,20) N/A N/A N/A N/A Delayed Mobile Application (20) see note see note see note see note Intellectual Property Creation (Derived Data) Media Redistribution Other Monthly Fees Notes CME CBOT NYMEX COMEX Wallboard Real Time (18) $250 $250 $250 $250 Wallboard Delayed (18) $100 $100 $100 $100 Wallboard-End of Day (18) $0 $0 $0 $0 Information Board Real Time (15) N/A N/A N/A N/A Information Board Delayed (15) $0 $0 $0 $0 Information Board-End of Day (15) $0 $0 $0 $0

3 Information Source Annual Data Distribution License Notes Base Real Real Time (14, 32) $6,000 $6,000 Waived $9,000 Waived Waived Delayed (14, 32) $6,000 $6,000 Waived $9,000 Waived Waived End of Day (14, 32) N/A N/A N/A $0 Waived Waived Monthly Non-Display Fees Notes Base Category A: Non-Display (25, 28) $1,150 $1,400 N/A $670 N/A $0 Category A: User Non-Display (26,28,29, 31) N/A N/A N/A $375 N/A $0 Real Category A: Automated Trading Systems: Delayed Category B: Non-Display Internal Order Processing Category C: Non-Display Internal Usage $575 $700 N/A N/A N/A N/A (25) N/A N/A N/A $670 $0 $0 $0 $0 N/A $0 $0 $0 Monthly User/Device Fees Notes Base Real Time (4,13, 32) $3 $4 Waived $50 N/A $0 Real Time: Non-Professional Market Depth Real Time: Non-Professional Top-Of-Book (4,22) N/A N/A N/A $5 N/A N/A (4,23) N/A N/A N/A $1 N/A N/A Real Time Per Quote (6,13) N/A N/A N/A $0.02 N/A N/A Delayed Snapshot (13,16, 32) $2 $3 Waived $0 N/A $0 Delayed Continuous (13,16, 32) $2 $3 Waived $0.35 N/A $0 End of Day N/A N/A N/A $0 $0 N/A Real Category A: Managed User Non-Display Real Time Member/Member Firm Device N/A N/A N/A $170 N/A $0 3, 33,34 N/A N/A N/A $0 N/A N/A Monthly Access Fees Notes Base Sub-vendor Access Real Time (17) $250 $250 $0 $300 N/A $0 Sub-vendor Access Delayed (17) $150 $150 $0 $150 N/A $0 Sub-vendor Access-EOD (17) N/A N/A N/A $0 $0 N/A Real Subscriber Site Access Real Time (17) $250 $250 $0 $300 N/A $0 Subscriber Site Access Delayed (17) $150 $150 $0 $150 N/A $0 Subscriber Site Access-EOD (17) N/A N/A N/A $0 $0 N/A

4 Monthly Public Web Site Display Fees Notes Base Real Direct Web Site Real Time (7,8, 32) $1,000 $1,500 Waived N/A N/A $0 Direct Web Site Delayed (7,8, 32) $500 $750 Waived $100 N/A $0 Direct Website-End of Day (7,8) N/A N/A N/A $0 $0 N/A Web-hosted Site Real Time (7,11) N/A N/A N/A N/A N/A $0 Web-hosted Site Delayed (7,9,10,11) Tiered Tiered N/A $100 N/A $0 Web-hosted Sites End of Day (7,9,10,11) N/A N/A N/A $0 $0 N/A Other Licenses Notes Base Real Real Time Intranet (19, 32) $11,000 $14,000 Waived see note $0 N/A Delayed Intranet (19, 32) $5,500 $7,000 Waived see note $0 N/A Historical Redistribution N/A N/A N/A $0 N/A N/A Real Time Widget/Gadget/ Application Delayed Widget/Gadget/ Application (14, 32) $9,000 $9,500 Waived N/A N/A $0 (14, 32) $6,000 $7,000 Waived $0 N/A $0 Real Time Mobile Application (20, 32) $19,800 $23,700 Waived N/A N/A $0 Delayed Mobile Application (20, 32) $9,900 $11,850 Waived see note N/A $0 Intellectual Property Creation License (Derived Data) Media Publication License Other Monthly Fees Notes Base Real Wallboard Real Time (18, 32) $750 $1,000 Waived $250 N/A $0 Wallboard Delayed (18, 32) $375 $500 Waived $100 N/A $0 Wallboard End of Day (18) N/A N/A N/A $0 $0 N/A Information Board Real Time (15, 32) $500 $750 Waived N/A N/A $0 Information Board Delayed (15, 32) $200 $300 Waived $0 N/A $0 Information Board End of Day (15) N/A N/A N/A $0 $0 N/A Notes: 1. Annual License Fees are prorated based on start date of service to end of first calendar year; fee is payable on January 31 each year or on effective date of contract for new Distributors. License fees applicable per exchange for real time and delayed distribution per Distributor s Group. License Fee covers the display of delayed information (CME, CBOT, NYMEX, COMEX & ) on one direct Distributor Group Web Site, subject to Market Data Policies. If data is used internally only, license fees may not apply. (a) Distributor may elect to pay the Annual License fees in equal monthly instalments by enrolling in the autodebit program. 2. Payable per Distributor granted the applicable rights by CME. 3. Fees apply in accordance with Market Data Policies to all Services, per Unit of Count and are assessed on a monthly basis.

5 4. Fees cover all contracts (pit traded and electronic). 5. Entitlements for E-mini packages are limited to specific E-mini contracts only for CBOT, CME, NYMEX and COMEX (Please contact exchange for full list of E-mini contracts). 6. Per Quote/Request is a delivery mechanism and a unit of count as outlined in Schedule 4. Per Quote pricing is available only where indicated on Schedule 5 and for Distributors who qualify. 7. Display of data on a public website is at CME s sole discretion and available to any Distributor that meets the conditions specified in the Market Data Policies. 8. Fees apply per Web Site displaying information on the public internet, subject to Market Data Policies. Public Internet Display of Streaming Real Time Data is permitted for Index Data only. Real Time CME, CBOT, NYMEX, COMEX and may be distributed to registered users only, subject to password or similar controls, but Distribution License Fees and User Fees apply. See Schedule 4, Market Data Policies. 9. Web Sites and Web-hosted Sites must be reported in accordance with Market Data Policies. 10. Delayed Web-Hosted Sites Pricing- Web sites Only Delayed Web-Hosted Sites (per site, per month) Base 1-50 Web sites $300 $ Web sites $250 $ Payable by Distributor for each hosted website displaying delayed data on a Web Sites(s). Please note that the display of Real Time data on a hosted website is not permitted for any of the exchanges. 12. $10 per subscriber fee for display of Market Profile graphic. Market Profile charge is assessed per unit of count. 13. Base and packages must have a $25 (monthly) minimum per Distributor or Distributor account for Real Time and Delayed users. Those Distributors who do not meet that minimum will be charged a difference in fees up to $25 per month. 14. Payable per Distributor, prorated based on start date of service to end of first calendar year; fee is payable on January 31 each year or on effective date of contract for new Distributors. License fee applicable for Base and for Real Time and Delayed. If data is used internally only, license fees may not apply. 15. Fees apply per Information Board displaying information, payable by Distributor, subject to Market Data Policies. Public display of Real Time data is permitted only as outlined in Schedule 4 and 5. Distribution or display to an Information Board is expressly prohibited where N/A is indicated on Schedule For Only: Data must be updated at intervals of no less than one minute. 17. Sub-vendor and Subscriber site access fees are payable by Distributor per unit of count. 18. Fees apply per Wallboard displaying information, payable by Distributor, subject to Market Data Policies. 19. Intranet License is applicable to Base and only. For and any CME Group s, per user/device fees apply. 20. Mobile Application License is applicable to Base and only, per application. For and any CME Group s the Widget & Gadget License applies. 21. *Kansas City Board of Trade (KCBT) HRW Wheat (Hard Red Winter Wheat) User/Device Fees Real Time Package is $25 monthly. 22. Depth of Market Package $15 monthly, per device, for all CME Group s. Includes only data for contracts traded electronically (no pit traded data) 23. Top of Book Package $3 monthly, per device, for all CME Group s. Includes only data for contracts traded electronically (no pit traded data)

6 24. {HOLD} 25. The License applies once to each contracting firm (including subsidiaries and affiliates covered under the agreement through identification and approval on Schedule 3 to the MDLA) ($670), per category, per exchange. 26. The fees apply once to each user ($375), per category, per exchange. 27. The fees apply once to each managed user ($170), per category, per exchange. 28. Multiple algorithms or strategies are covered under one Category A Non-Display License, per exchange. 29. User Non-Display is for a single user (natural person only) licensed with CME. 30. Managed User Non-Display is for a single user (natural person only) licensed with a Distributor. 31. If the User is also classified as a Sub-Vendor, this fee ($375) is inclusive of the Sub-Vendor Access Fee. 32. The Fee Waived package is separate from the Base and packages. All existing reporting requirements for information will now be applied to the Fee Waived entitlement package for real time and delayed use. Currently, there are no license fees associated with the Fee Waived package. 33. The Real Time Member/Member Firm Device Fee applies only to those Subscribers who have executed the Member Netting Agreement or the Member Netting Addendum with CME, neither of which are a Subscriber Agreement, and that have been approved by CME under the Member Netting program. Distributors will be notified when a Member or Member Firm has been approved into the program by CME, including an effective date for this Fee. 34. Member/Member Firm should refer to the Member Netting Agreement or Member Netting Addendum, for applicable per user fees. 35. The Real Time Asia Initiative User/Device Fee applies only to those Subscribers who (i.) have executed the Asia Initiative Addendum with CME, which is not a Subscriber Agreement, and (ii.) have been approved by CME under the Asia Initiative program. Distributors will be notified when a Subscriber has been approved into the program by CME, including an effective date for this Fee. CME reserves rights as specified in Market Data Policies to withdraw the availability of any of these services if a Distributor fails to comply with the qualifying conditions. In the event of any unauthorized use or display of Information by Distributor or Subscribers, CME reserves the right to hold Distributor liable for Data Distribution License, Web Site and User Fees as specified in this Schedule.