D NONE (No reportable positions.)

Transcription

1 O O FINNCIL DISCLOSURE REPOR Report Required by the Ethics in Government ct of 978 Rev FOR CLENDR YER 2007 (5 U.S.C. opp ) I. Person Reporting (last name, first, middle initial) Court or Organization rnold, Morris S 8th U S Circuit Ct of ppeals itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) udge--senior 7. Chambers or Office ddress P. 0. Box 2060 Little Rock, R Sa. Report ype (check appropriate type) 6. Reporting Period D Nomination, D Sb. Initial D mended Report Date [Z nnual D Ol/Ol/2007 Final to 12/3 l/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORN NOES: he i11structio11s acco111panyi11g this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.. POS ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY I. Member Board of rustees of ames Madison Memorial Foundation 5. I. G REE ME NS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) Ol>...,,, rn., PRIES ND ERMS () 0 f" Ul I. (.1 0 (/ (" -r o- (l'z c'. :::oz f' C.. = = = :: ::: :x -< Ul l rn (' rn - <

2 FINNCIL DISCLOSURE REPOR Page 2of11 rnold, Morris S III. N 0 N-INVESMEN IN CO ME. (Reporting i11dividua/ and spuuse; see pp of jilbtg instructions.). Filer's Non-Investment Income 0 NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) University of rkansas--author's royalties $ 1,174 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete tltis sectio11. (Dollar amount not required except for honoraria.) [2 NONE (No reportable non-investment income.) SOURCE ND YPE 1. IV. REIMBURSEMENS --transportation, /odging,food, entertainment. (Includes those to spouse and dependent children; see pp offlling instructions.) [2 NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED 1. 5.

3 FINNCIL DISCLOSURE REPOR Page 3of11 rnold, Morris S V GIFS. (lnc/11des those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPION VLUE l. 5. VI. LIBILIIES. (nc/11des those ofspo11se and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE I. 5.

4 FINNCIL DISCLOSURE REPOR Page 4of11 rnold, Morris S VIL INVESMENS and RUSS -- income, value, transactio11s r111c1udes those of spouse and dependent c11i1dre11; see pp w11g i11s1ructions.;. B. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period i (l) (2) (I) (2) (3) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code I I div., rent, Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (-H) or int.) (-P) Code 3 redemption) Day (-P) (-H) (if private I (I) (2) (4) l. Delta rust and Bank faterest $l 0,000 Univ of rkansas at Little Rock bonds Interest MINERL INERESS--V RIO US LNDS IN EXS: 5. Southland Champion Mineral, Morgan Keegan, Lufkin, X D Royalty L w 6. Grayburg Mineral ccount, Morgan Keegan, Lufkin X c Royalty K w SECURIIES HELD BY DEL RUS INVESMENS--ccount I 9. Prime Cash Series Money Market Fund Interest K O. lltel--shs received in merger Sell I 1116 K Recd merger 11 /16-no gain 11. Norfolk Southem--partial sale K Part 4/03 Sale of partial position 1 Norfolk Southem--remaining sh K Remaining 4/3 K Remaining shares held 1 Windstream SECURIIES HELD BY DEL RUS INVESMENS--ccount II 16. rust Series Prime Cash MM Fund Interest 17. lltel common stock Sell l l/l 6 Recd merger I II l 6-no gain I. Income Gain Codes: =$t,ooo or less B =$ t,00 I - S2,500 C =$2,50 I - $5,000 D =$5,00 I - $15,000 E =$15,00 I - $50,000 (See Columns BI and D4) F =$50,00 I $I 00,000 G =$I 00,00 I $1,000,000 HI =$1,000,00 I - $5,000,000 H2 =More than $5,000,000, Value Codes =$15,000 or les s K =$15,00I $50,000 L =$50,00 I - $I 00,000 M $I 00,00 I - $250,000 (See Columns CI and D) N =$250,00 I - $500,000 0 =$500,00 I - $ t,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000 P =$25,000,00t - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R ::Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W ""Estimated " ""' i

5 FINNCIL DISCLOSURE REPOR Page 5of11 rnold, Morris S 05113/2008 VII. INVESVIENS and RUSS -- income, vatue, transactions r1nc1udes those ufspuuse and dependent children; see PP of filing instructions.;. Description of ssets (including trust assets) B c. Income during Gross value at end of ransactions during reporting period reporting period reporting period D. (I) (3) (4) (2) (I) (2) (I) (2) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (-H) or int.) (-P) Code 3 redemption) Day (-P) (-H) (if private 18. General Electric company 19. Halliburton None Sell 3/20 c 20. Proctor and Gamble 21. Dominion Resoursce Inc Upper Dees 2 Calamos Strategic otal Return Fund 2 Windstream-Received in merger-see part Spin off Ill Received in merger in VIII Wachovia SECURIIES HELD BY MORGN SNLEY #3 27. Morgan Stanley ctive ssets Money rust 28. Coca Cola 29. Discover Financial Services--Distribution Stk 6129 Dist fr Morgan Stanley 30. Kimberly Clark Corp-2006 sale-see part None Sell /6 Sold 4/6/06--omitted VIII 31. Morgan Stanley 3 Proctor and Gamble 4/6 3 rinsic None 3 Wyeth I. Income Gain Codes: =Sl,000 or less B =$ l,00 l - $2,500 c =$2,50 l - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 Hl =$1,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes =S l 5,000 or less K =$15,00 l -$50,000 L =$50,00 l - $ l 00,000 M =$100,00 l -$250,000 (See Columns CI and 03) N =$250,001-$500,000 0 =$500,00 l - SI,000,000 pl =$ l,000,00 l -$5,000,000 P2 =$5,000,00 l - $25,000,000 P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated i

6 FINNCIL DISCLOSURE REPOR Page 6of11 rnold, Morris S VII. INVESI\IENS and RUSS -- income, value, transactiom (Includes those of spouse and dependent children; see PP of filing instructions.). Description of ssets (including trust assets) Place "(X)" af\er each asset exempt from prior disclosure I lncom during reporting period I (I) (2) 1 mount ype (e.g., Code I div.1 rent, (-H) or int.) c. Gross value at end of reporting period {I) Value Code 2 (-P) (2) Value Method Code 3 (I) ype (e.g., buy, sell, redemption) D. ransactions during reporting period (2) Date Month Day (3) Value Code 2 (-P) (4) Gain Code I (-H) (5) Identity of buyer/seller (if private 35. Units VK Select IO Industrial / Unit Van Kampen Select IO Industrial Sold 9/20 B SECURIIES HELD BY MORGN SNLEY#4 ccount opened 4/9/ Morgan Stanley ctive sset Money rust 4/ MS US Govt Sec r D 41. MSIF r Ltd Duration Inst 4/1I 4 MSIF ctive Intl lloctn 4 MSIF Emerging Markets 4/11 4 MSIF r Hi Yield Port Inst 45. Van Kampen Comstock I 46. MSIF r Mid Cap Growth Inst 4/ MSIF US Real Estate Port 48. MSIF US Large Cap Gr Port 49. MSIF r US Small Cap Val Inst SECURIIES HELD BY DEL RUS INVESMENS INC--IR c K I. Income Gain Codes; =$ 1,00- or less B =$1,00 I - $2,500 C =$2,50 I -$5,00- D =$5,001 -$15,000 E =$15,0- I - $50,000 (See Columns B 1 and 04) F =$50,00 I - $I 00,000 G =$100,00 I - $1,00-,000 HI =$1,000,00 I - $5,00-,000 H2 =More than $5,0-0,000 Value Codes =$15,000 or less K =$15,00 I $50,000 L =$50,0- I - $I 00,000 M =$100,0-1 - $250,00- (See Columns CI and D) N =$250,00 I - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,0-0,00 I - $25,0-0,000 Pl =$25,0-0,00 I $50,000,000 P4 =More than $50,0-0,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U=Book Value V=Other W =Estimated

7 FINNCIL DISCLOSURE REPOR Page 7of11 rnold, Morris S 05113/2008 VII. INVESMENS and RUSS -- income, value, transactions (lnc/11des those of spo11se and dependenl children; see PP of filing instructions.). B. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (I) (2) (2) (I) (2) (3) (5) (I) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (-H) or int.) (-P) Code 3 redemption) Day (-P) (-H) (if private (4) 5 -Prime Cash Series Money Market Fund 5 -llied Capital Corp 5 -Dillard's 55. -Mattel Inc 56. -Wachovia Corp 2nd New 57. -MFS r VII Cap Opp Fund Class B 58. -Gabelli Equity rust Inc Gabelli Healthcare & Wellness 7112 cquired 60. -Liberty ll Star Equity Fund SECURIIES HELD BY MORGN--#! S NLEY--IR c M 6 -MS Liquid sset Fund 6 -Chevron exaco 65. -Cisco Systems 66. -Eastman Kodak 67. -Exxon Mobil 68. -General Electric I. Income Gain Codes: =$1,000 or less B =$1,00 I - $2,500 c =$2,501. $5,000 D =$5,00 I - $15,000 E =$15,00 I - $50,000 (See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,00 I $5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less K =$15,001 - $50,000 L =$50,001 $100,000 M =$I 00,00 I - $250,000 (See Columns Cl and D) N =$250,00 I -$500,000 0 =$500,00 I - $1,000,000 PI =$1,000,00 I $5,000,000 P2 =$5,000,00 I - $25,000,000 Pl =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

8 FINNCIL DISCLOSURE REPOR Page 8of11 rnold, Morris S VII. INVESMENS and RUSS -income, value, transactions (lncludes those of,pouse and dependent children; see PP of filing instructions.). 8. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (1) (2) (!) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div.1 rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (-H) or int.) (-P) Code 3 redemption) Day (-P) (-H) (if private 69. -Intel 70. -Nokia Cp dr 71. -Pepsico Inc. 7 -Southwest irlines 7 -Walmart Stores 7 -Walmart De Mexico SaV Ord 75. -ING Group 76. -Morgan Stan Cap II 7250 *31 L % Sold 5121 Redeemed-no gain or loss 77. -Morgan Stanley I! Cum 6250 *33MHOl 6.250% 78. -Virginia Power Cap 7.375% 79. -Prt Stateg Fund SECURIIES HELD BY MORGN SNLEY--IR ROLLOVER--See VIII K IR Rollover ]/] K Inadvertently omitted 8 -ML Liquid sset Fund 8 -Focus Frowth Fund D 8 -U S Government Sec r D 85. -MSIF r Ltd Duration Inst I. Income Gain Codes: =$1,000 or less B =$1,00 I -$2,500 c =$2,501. $5,000 0 =$5,00t -$15,000 E =$15,00 t $50,000 I (See Columns Bl and 04) F =$50,00 I - $I 00,000 G =$100,00 I - S 1,000,000 HI =$1,000,00 t - $5,000,000 H2 =More than $5,000,000 I Value Codes =$15,000 or less K=$15,00l -$50,000 L =$50,00I $I 00,000 M =$too,ooi -$250,000, (See Columns CI and 03) N =$250,00 I -$500,000 0 =$500,00 I - $1,000,000 PI =$1,000,00I $5,000,000 P2 =$5,000,00 t - $25,000,000 P =$25,000,00 I $50,000,000 P4 =More lhan $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market I (See Column C2) U =Book Value V =Orher W =Estimated ]

9 FINNCIL DISCLOSURE REPOR Page 9of11 rnold, Morris S VII. INVESMENS and RUSS - i11co111e, value, transactions (fllc/11des those of spouse and dependent children; see PP of filing instructions.). B. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (l) (1) (l) (4) (2) (2) Place "(X)" after each asset mount ype (e.g., Value Value exempt from prior disclosure Code I div., rent, Code 2 Method (-H) or int.) (-P) Code 3 (2) (3) (5) ype (e.g., Date Value Gain Identity of buy, sell, Month- Code 2 Code I buyer/seller redemption) Day (-P) (-H) (if private 86. -MSIF r Hi Income Yield Port Inst 87. -Van Kampen Comstock I 88. -MSIF r Mid Cap Crowth Inst 89. -MSIF r US Small Cap Val Inst eachers Insurance & nnuity ssn College c Interest 0 Retirement Eq Fund 9 9 I-CREF (Retirement) B Interest ING Select Plus Deferred Variable nnuity B Interest 1. Income Gain Codes: =$1,000 or less B =$1,00 t - $2,500 C =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,00t -$50,000 (See Columns B 1 and D4) F=$50,00t - $100,000 G =$100,00t -$1,000,000 Ht =$ t,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$ l 5,000 or less K=$15,00t -$50,000 L=$50,00t -$100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,00 t -$500,000 0 =$500,001 - S1,000,000 Pt =$1,000,001 -$5,000,000 P2=$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U ""Book Value V""Other W=Estimated

10 FINNCIL DISCLOSURE REPOR Page 10of11 rnold, Morris S 05113/2008 VIII. DDIIONL INFORMION OR EXPLNIONS. (lndicate partofreport.) Part VII: Line 23: Position in Windstream received in merger 7/18/06 not previously reported. Part VII: Line 30: Sale of position in Kimberly Clark omitted from 2006 report. Sale and gain shown on 2007 report. Part VII: Lines 8 l through 89: IR Rollover account from 2005 not previously reported.

11 FINNCIL DISCLOSURE REPOR Page 11 of 11 rnold, Morris S 05113/2008 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C