Bank Secrecy Act (BSA) Annual Seminar. Program Date: September 14, Presenter: Patti Blenden

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1 REGISTRATION FORM Bank Secrecy Act (BSA) Annual Seminar Program Date: September 14, 2018 Presenter: Patti Blenden The BCAC is pleased to announce a full-day seminar on a variety of BSA compliance topics. The topics that will be covered are designed to enhance the skills of your Bank Secrecy Act (BSA) and Anti Money Laundering (AML) support staff, your independent audit team, and any personnel responsible for managing and maintaining a strong BSA and AML program. Expand your understanding and expertise in some of the most critical skills they will ever possess skills that can protect your institution s profits in these very challenging times of tight margins and sustained high expectations! Please note that the venue for this event will be at the Aqua Turf Country Club in Plantsville. Directions are attached. The morning session will cover: BSA/AML Regulatory Program Expectations Five Pillars of BSA Compliance Programs Expanded Risk Assessment Requirements Current BSA/AML Exam Trends & Enforcement Actions Customer Identification Programs (CIP) and Customer Due Diligence (CDD) Banking Foreign Customers CIP and High-Risk Products and Services Enhanced Due Diligence Beneficial Ownership and Risky Businesses Third-Party Payment Processors (TPPP) ATM Owners, Mobile Banking, RDC and New Payment Methods The afternoon session will cover: BSA Recordkeeping CTR and CTR Exemptions Monetary Instruments Suspicious Activity Reports (SARs) BSA/AML Training Other Record-Keeping Requirements

2 Money Laundering and Terrorist Financing Trends Core Money Laundering Indicators Effectively Fighting Fraud Money Laundering and Terrorist Financing Money Laundering Threat Assessment and Industry Trends We are very pleased to have as our presenter Patti Blenden, a dynamic and nationally recognized speaker and President of Financial Services, Inc. Ms. Blenden is a frequent presenter for the American Bankers Association where she serves as a faculty member of its prestigious Stonier Graduate School of Banking and National, Intermediate and Graduate Compliance Schools. Additionally, Patti has developed and delivered many briefing/webcast series on mortgage requirements, Bank Secrecy Act, audit and review techniques, deposit regulations and many other compliance subjects. She works extensively with many state and regional banking associations, has been an invited speaker for various State and Federal regulatory agencies and law enforcement agencies. In addition, Patti has a B.S. degree in Accounting from Louisiana Tech University, over 35 years of banking experience, is a Certified Regulatory Compliance Manager (CRCM) and holds a now inactive Certified Public Accountant (CPA). Ms. Blenden will also be answering any advanced questions that you submit ahead of time, as well as any questions that you might have during the presentation. Please be sure to get those advanced questions submitted to us by September 7, Location Aqua Turf Country Club 556 Mulberry Street Plantsville, CT $ 95 Members; $ 120 Non-Members Cost Registration Due September 07, 2018 Who Should Attend Compliance Officers; Auditors; BSA and Risk Officers: Trustees; Senior Management; Commercial, Consumer, Operations, Retail Banking, Lending 8:30 am - 9:00 am Registration AGENDA 9:00 am - 10:30 am Various BSA Topics Patti Blenden 10:30 am - 10:45 am Break 10:45 am - 12:00 pm Various BSA Topics Patti Blenden 12:00 pm - 1:00 pm Lunch 1:00 pm - 2:15 pm Various BSA Topics Patti Blenden 2:15 pm - 2:30 pm Break 2:30 pm - 4:00 pm Various BSA Topics Patti Blenden Please list your advance questions on the registration form. BCAC program information is also posted on the BCAC Website: If you have any questions regarding this BCAC program please contact: Program Chair David McNamara at phone:

3 Bank Compliance Association of Connecticut, Inc. REGISTRATION FORM Bank Secrecy Act Annual Seminar Program Date: September 14, 2018 Registration Due Date: September 7, 2018 Fax the Registration Form first by the due date shown above; then send a copy of the Registration Form with a check payable to BCAC to: Robin Faircloth VP, Compliance Officer Liberty Bank 55 High Street, Middletown, CT Telephone: Fax: rfaircloth@liberty-bank.com ACH payment is also available; contact Robin for details. The BCAC does not accept credit cards. Please print or type Check Applicable Box Name Phone # $95 (or in lieu of member) $120 Group Discount Policy If one or more non-member(s) attends with at least four other individuals from the same bank / organization and one individual is a BCAC member, the cost for each attendee is the member rate. All members from the same holding company will be treated as registering from the same organization. Payment Policy The BCAC will not be able to accommodate individuals/organizations who have not paid in full for prior registrations/attendance. Refund Policy: A refund will be issued if you contact the program chairperson at least 72 hours prior to the scheduled program. The refund will be in the form of a credit toward a future meeting. Cancellation Policy: If the program is canceled, it will be canceled one day prior to the program and registered attendees will be notified where possible. In the event of inclement weather, please call the Hotel on the morning of the seminar to inquire on the status of the meeting. A new flyer will be sent to all members announcing the rescheduled program. At the discretion of the BCAC, a refund will be made or credit will be given for a future program..

4 Advance Questions Please submit by September 07, ) 2) 3) 4) 5) 6) 7) 8) 9)

5 Aqua Turf Country Club 556 Mulberry Street Plantsville, CT (860) I-84 EAST FROM WATERBURY - Take Exit 28, take right onto Route 322. Go straight, under second underpass take left at car wash onto Old Turnpike Road. At first stop sign, take right onto Mulberry Street. Aqua Turf Club is located 1/2 mile on the right. I-84 WEST FROM HARTFORD - Take Exit 29 (left-hand exit). At the end of the exit will be a light. Go straight onto Mulberry Street. Go approximately one mile down the road - Aqua Turf Club will be on your right. FROM I-91 OR THE MERRITT PARKWAY - Take Route 691 West toward Waterbury, take exit 4 (Southington), take a right. At the bottom of the hill (McDonald's on the corner), take a right onto South End Road. Follow until you come to Mulberry Street on the left, the Aqua Turf Club is on Mulberry Street approximately 1/4 mile on the left.