ISee separate instructions.

Transcription

1 For 990-T Departent of the Treasury nternal Revenue Service A Check box if address changed Exept Organization Business ncoe Tax Return (and proxy tax under section 0(e)) For calendar year 2011 or other tax year beginning, 2011, and ending, 20. See separate instructions. Nae of organization ( Check box if nae changed and see instructions.) OMB No À¾µµ Open to Public nspection for 501(c)() Organizations Only D Eployer identification nuber (Eployees' trust, see instructions.) B Exept under section THE JAMES RVNE FOUNDATON X 501( C )( ) Print Nuber, street, and roo or suite no. f a P.O. box, see instructions or 408(e) 220(e) E Type 408A 50(a) 575 MARKET STREET, SUTE (a) C Book value of all assets at end of year F City or town, state, and ZP code Group exeption nuber (See instructions.) Unrelated business activity codes (See instructions.) G Check organization type 501(c) corporation 501(c) trust 401(a) trust Other trust H Describe the organization's priary unrelated business activity. During the tax year, was the corporation a subsidiary in an affiliated group or a parent-subsidiary controlled group? Yes No f "Yes," enter the nae and identifying nuber of the parent corporation. J The books are in care of Telephone nuber Part Unrelated Trade or Business ncoe (A) ncoe (B) Expenses (C) Net 1a Gross receipts or sales b Less returns and allowances c Balance1c 2 Cost of goods sold (Schedule A, line 7) 2 4a b c Gross profit. Subtract line 2 fro line 1c Capital gain net incoe (attach Schedule D) Net gain (loss) (For 4797, Part, line 17) (attach For 4797) Capital loss deduction for trusts ncoe (loss) fro partnerships and S corporations (attach stateent) Rent incoe (Schedule C) Unrelated debt-financed incoe (Schedule E) nterest, annuities, royalties, and rents fro controlled organizations (Schedule F) nvestent incoe of a section 501(c)(7), (9), or (17) organization (Schedule G) Exploited exept activity incoe (Schedule ) Advertising incoe (Schedule J) Other incoe (See instructions; attach schedule.) 1 Total. Cobine lines through 12 Part X a 4b 4c ,25,18. -1,25,18. Deductions Not Taken Elsewhere (See instructions for liitations on deductions.) (Except for contributions, deductions ust be directly connected with the unrelated business incoe.) Copensation of officers, directors, and trustees (Schedule K) Salaries and wages Repairs and aintenance Bad debts nterest (attach schedule) Taxes and licenses Charitable contributions (See instructions for liitation rules.) Depreciation (attach For 452) Less depreciation claied on Schedule A and elsewhere on return Depletion Contributions to deferred copensation plans Eployee benefit progras Excess exept expenses (Schedule ) Excess readership costs (Schedule J) Other deductions (attach schedule) Total deductions. Add lines 14 through 28 SAN FRANCSCO, CA Unrelated business taxable incoe before net operating loss deduction. Subtract line 29 fro line 1 Net operating loss deduction (liited to the aount on line 0) Unrelated business taxable incoe before specific deduction. Subtract line 1 fro line 0 Specific deduction (Generally $1,000, but see line instructions for exceptions.) NVESTMENT N PARTNERSHPS Unrelated business taxable incoe. Subtract line fro line 2. f line is greater than line 2, enter the saller of zero or line 2 4 JSA For Paperwork Reduction Act Notice, see instructions. 1E For 990-T (2011) 21 22a JOHN R. JENKS, CO/TREASURER ,25,18. ATCH 1-1,25,18. GQM54D 2789 V OTH b X -1,25,18. -1,25,18. 1, ,25,18.

2

3 THE JAMES RVNE FOUNDATON For 990-T (2011) Page Schedule C - Rent ncoe (Fro Real Property and Personal Property Leased With Real Property) (see instructions) 1. Description of property () (a) Fro personal property (if the percentage of rent for personal property is ore than 10% but not ore than 50%) 2. Rent received or accrued (b) Fro real and personal property (if the percentage of rent for personal property exceeds 50% or if the rent is based on profit or incoe) (a) Deductions directly connected with the incoe in coluns 2(a) and 2(b) (attach schedule) () Total Total (b) Total deductions. (c) Total incoe. Add totals of coluns 2(a) and 2(b). Enter Enter here and on page 1, here and on page 1, Part, line, colun (A) Part, line, colun (B) Schedule E - Unrelated Debt-Financed ncoe (see instructions) () 1. Description of debt-financed property 4. Aount of average acquisition debt on or allocable to debt-financed property (attach schedule) 5. Average adjusted basis of or allocable to debt-financed property (attach schedule) 2. Gross incoe fro or allocable to debt-financed property. Colun 4 divided by colun 5 % % () % %. Deductions directly connected with or allocable to debt-financed property (a) Straight line depreciation (attach schedule) 7. Gross incoe reportable (colun 2 x colun ) Enter here and on page 1, Part, line 7, colun (A). Totals Total dividends-received deductions included in colun 8 Schedule F - nterest, Annuities, Royalties, and Rents Fro Controlled Organizations (see instructions) Exept Controlled Organizations 1. Nae of controlled organization 2. Eployer identification nuber. Net unrelated incoe (loss) (see instructions) 4. Total of specified payents ade 5. Part of colun 4 that is included in the controlling organization's gross incoe (b) Other deductions (attach schedule) 8. Allocable deductions (colun x total of coluns (a) and (b)) Enter here and on page 1, Part, line 7, colun (B).. Deductions directly connected with incoe in colun 5 () JSA Nonexept Controlled Organizations () Totals 7. Taxable ncoe 8. Net unrelated incoe (loss) (see instructions) 9. Total of specified payents ade 10. Part of colun 9 that is included in the controlling organization's gross incoe Add coluns 5 and 10. Enter here and on page 1, Part, line 8, colun (A). 11. Deductions directly connected with incoe in colun 10 Add coluns and 11. Enter here and on page 1, Part, line 8, colun (B). For 990-T (2011) 1E GQM54D 2789 V OTH1

4 For 990-T (2011) Page 4 Schedule G - nvestent ncoe of a Section 501(c)(7), (9), or (17) Organization (see instructions). Deductions 5. Total deductions 4. Set-asides 1. Description of incoe 2. Aount of incoe directly connected and set-asides (col. (attach schedule) (attach schedule) plus col. 4) () Enter here and on page 1, Part, line 9, colun (A). Totals Schedule - Exploited Exept Activity ncoe, Other Than Advertising ncoe (see instructions) () 1. Description of exploited activity Totals THE JAMES RVNE FOUNDATON Gross unrelated business incoe fro trade or business Enter here and on page 1, Part, line 10, col. (A).. Expenses directly connected with production of unrelated business incoe Enter here and on page 1, Part, line 10, col. (B). 4. Net incoe (loss) fro unrelated trade or business (colun 2 inus colun ). f a gain, copute cols. 5 through 7. Schedule J - Advertising ncoe (see instructions) ncoe Fro Periodicals Reported on a Consolidated Basis Part 5. Gross incoe fro activity that is not unrelated business incoe. Expenses attributable to colun 5 Enter here and on page 1, Part, line 9, colun (B). 7. Excess exept expenses (colun inus colun 5, but not ore than colun 4). Enter here and on page 1, Part, line Nae of periodical 2. Gross advertising incoe. Direct advertising costs 4. Advertising gain or (loss) (col. 2 inus col. ). f a gain, copute cols. 5 through Circulation incoe. Readership costs 7. Excess readership costs (colun inus colun 5, but not ore than colun 4). () Totals (carry to Part, line (5)) Part ncoe Fro Periodicals Reported on a Separate Basis (For each periodical listed in Part, fill in coluns 2 through 7 on a line-by-line basis.) 1. Nae of periodical 2. Gross advertising incoe. Direct advertising costs 4. Advertising gain or (loss) (col. 2 inus col. ). f a gain, copute cols. 5 through Circulation incoe. Readership costs 7. Excess readership costs (colun inus colun 5, but not ore than colun 4). JSA () (5) Totals fro Part Enter here and on page 1, Part, line 11, col. (A). Enter here and on page 1, Part line 11, col. (B). Totals, Part (lines 1-5) Schedule K - Copensation of Officers, Directors, and Trustees (see instructions) 1. Nae 2. Title. Percent of tie devoted to business % % () % % Total. Enter here and on page 1, Part, line 14 Enter here and on page 1, Part, line Copensation attributable to unrelated business For 990-T (2011) 1E GQM54D 2789 V OTH1

5 For 800 Departent of the Treasury nternal Revenue Service (99) Nae(s) shown on return General Business Credit OMB No See separate instructions. Attach to your tax return. Attachent Sequence No. 22 dentifying nuber JAMES RVNE FOUNDATON, THE Current Year Credit for Credits Not Allowed Against Tentative Miniu Tax (TMT) Part (See instructions and coplete Part(s) before Parts and ) General business credit fro line 2 of all Parts with box A checked Passive activity credits fro line 2 of all Parts with box B checked Enter the applicable passive activity credits allowed for 2011 (see instructions) 2 Carryforward of general business credit to Enter the aount fro line 2 of Part with box C checked. See instructions for schedule to attach 5 Carryback of general business credit fro Enter the aount fro line 2 of Part with box D checked (see instructions) Add lines 1,, 4, and 5 Part Allowable Credit 7 Regular tax before credits: ndividuals. Enter the aount fro For 1040, line 44, or For 1040NR, line 42 Corporations. Enter the aount fro For 1120, Schedule J, Part, line 2; or the applicable line of your return 7 Estates and trusts. Enter the su of the aounts fro For 1041, Schedule G, lines 1a and 1b; or the aount fro the applicable line of your return 8 Alternative iniu tax: ndividuals. Enter the aount fro For 251, line 5 Corporations. Enter the aount fro For 42, line 14 8 Estates and trusts. Enter the aount fro Schedule (For 1041), line 5 9 Add lines 7 and 8 10a Foreign tax credit 10a b Personal credits fro For 1040 or 1040NR (see instructions) 10b c Add lines 10a and 10b 10c 11 Net incoe tax. Subtract line 10c fro line 9. f zero, skip lines 12 through 15 and enter -0- on line 1a ,95. 1, Net regular tax. Subtract line 10c fro line 7. f zero or less, enter Enter 25% (.25) of the excess, if any, of line 12 over $25,000 (see instructions) 1 14 Tentative iniu tax: ndividuals. Enter the aount fro For 251, line Corporations. Enter the aount fro For 42, line Estates and trusts. Enter the aount fro Schedule (For 1041), line Enter the greater of line 1 or line a Subtract line 15 fro line 11. f zero or less, enter -0-1a b For a corporation electing to accelerate the research credit, enter the bonus depreciation aount attributable to the research credit (see instructions) 1b c Add lines 1a and 1b 1c 17a Enter the saller of line or line 1c 17a C corporations: See the line 17a instructions if there has been an ownership change, acquisition, or reorganization. b Enter the saller of line or line 1a. f you ade an entry on line 1b, go to line 17c; otherwise, 17b skip line 17c (see instructions) c Subtract line 17b fro line 17a. This is the refundable aount for a corporation electing to accelerate the research credit. nclude this aount on For 1120, Schedule J, Part, line 19c (or the applicable line of your return) 17c For Paperwork Reduction Act Notice, see separate instructions. For 800 (2011) JSA 1X EK /17/2012 1:21:2 V

6 For 800 (2011) JAMES RVNE FOUNDATON, THE Page 2 Part Allowable Credit (Continued) Note. f you are not required to report any aounts on lines 22 or 24 below, skip lines 18 through 25 and enter -0- on line Multiply line 14 by 75% (.75) (see instructions) Enter the greater of line 1 or line 18 Subtract line 19 fro line 11. f zero or less, enter -0- Subtract line 17b fro line 20. f zero or less, enter -0- Cobine the aounts fro line of all Parts with box A, C, or D checked Passive activity credit fro line of all Parts with box B checked 2 Enter the applicable passive activity credit allowed for 2011 (see instructions) Add lines 22 and 24 Epowerent zone and renewal counity eployent credit allowed. Enter the saller of line 21 or line 2 5 Subtract line 1 fro line 11. f zero or less, enter -0- Add lines 17b and 2 Subtract line 28 fro line 27. f zero or less, enter -0- Enter the general business credit fro line 5 of all Parts with box A checked Enter the total eligible sall business credit fro line of all Parts with box E checked Passive activity credits fro line 5 of all Parts with box B and line of all Parts with box F checked 2 Enter the applicable passive activity credits allowed for 2011 (see instructions) Carryforward of business credit to Enter the aount fro line 5 of Part with box C checked and line of Part with box G checked. See instructions for schedule to attach Carryback of business credit fro Enter the aount fro line 5 of Part with box D checked and line of Part with box H checked (see instructions) Add lines 0, 1,, 4, and 5 7 Enter the saller of line 29 or line 8 Credit allowed for the current year. Add lines 28 and 7. Report the aount fro line 8 (if saller than the su of Part, line, and Part, lines 25 and, see instructions) as indicated below or on the applicable line of your return: ndividuals. For 1040, line 5, or For 1040NR, line 50 Corporations. For 1120, Schedule J, Part, line 5c Estates and trusts. For 1041, Schedule G, line 2b For 800 (2011) JSA 1X EK /17/2012 1:21:2 V

7 For 800 (2011) JAMES RVNE FOUNDATON, THE Page Part General Business Credits or Eligible Sall Business Credits (see instructions) Coplete a separate Part for each box checked below. (see instructions) A B C D f g h i j X General Business Credit Fro a Non-Passive Activity General Business Credit Fro a Passive Activity General Business Credit Carryforwards General Business Credit Carrybacks E F G H Eligible Sall Business Credit Fro a Non-Passive Activity Eligible Sall Business Credit Fro a Passive Activity Eligible Sall Business Credit Carryforwards Eligible Sall Business Credit Carrybacks f you are filing ore than one Part with box A, B, E, or F checked, coplete and attach first an additional Part cobining aounts fro all Parts with box A, B, E, or F checked. Check here if this is the consolidated Part (a) Description of credit Note: On any line where the credit is fro ore than one source, a separate Part is needed for each pass-through entity. 1 a nvestent (For 48, Part only) (attach For 48) 1a b Reserved for future use 1b c ncreasing research activities (For 75) 1c d Low-incoe housing (For 858, Part only) 1d e Disabled access (For 882) (do not enter ore than $5,000 in colun (c) of k l n o p q r s t u v w x y z aa bb zz 2 4a b c d e f g h i j z 5 Parts with box A, B, E, or F checked, cobined) Renewable electricity, refined coal, and ndian coal production (For 885) ndian eployent (For 8845) Orphan drug (For 8820) New arkets (For 8874) Sall eployer pension plan startup costs (For 8881) (do not enter ore than $500 in colun (c) of Parts with box A, B, E, or F checked, cobined) Eployer-provided child care facilities and services (For 8882) Biodiesel and renewable diesel fuels (attach For 884) Low sulfur diesel fuel production (For 889) Distilled spirits (For 890) Nonconventional source fuel (For 8907) Energy efficient hoe (For 8908) Energy efficient appliance (For 8909) Alternative otor vehicle (For 8910) Alternative fuel vehicle refueling property (For 8911) Reserved for future use Mine rescue tea training (For 892) Agricultural cheicals security (For 891) (do not enter ore than $2 illion in colun (c) of Parts with box A, B, E, or F checked, cobined) Eployer differential wage payents (For 892) Carbon dioxide sequestration (For 89) Qualified plug-in electric drive otor vehicle (For 89) Qualified plug-in electric vehicle (For 884, Part only) New hire retention (For 5884-B) General credits fro an electing large partnership (Schedule K-1 (For 105-B)) Other Add lines 1a through 1zz and enter here Enter the aount fro For 8844 nvestent (For 48, Part ) (attach For 48) Work opportunity (For 5884) Alcohol and cellulosic biofuel fuels (For 478) Low-incoe housing (For 858, Part ) Renewable electricity, refined coal, and ndian coal production (For 885) Eployer social security and Medicare taxes paid on certain eployee tips (For 884) Qualified railroad track aintenance (For 8900) Sall eployer health insurance preius (For 8941) Reserved for future use Reserved for future use Other Add lines 4a through 4z and enter here Add lines 2,, and 5 1e 1f 1g 1h 1i 1j 1k 1l 1 1n 1o 1 p 1q 1r 1s 1t 1u 1v 1 w 1x 1y 1z 1aa 1bb 1zz 2 4a 4b 4c 4d 4e 4f 4g 4h 4i 4j 4z 5 (b) f claiing the credit fro a pass-through entity, enter the EN (c) Enter the appropriate aount 2,045. JSA For 800 (2011) 1X EK /17/2012 1:21:2 V ,000. 1,

8 For 5884-B New Hire Retention Credit OMB No (Deceber 2010) Attach to your tax return. Departent of the Treasury Attachent nternal Revenue Service Use Part to list additional retained workers. Sequence No. 5 Nae(s) shown on return dentifying nuber THE JAMES RVNE FOUNDATON A credit of up to $1,000 is allowed for each retained worker. A retained worker generally is a qualified eployee (see instructions) whose first 52 consecutive weeks of eployent ended in the current tax year. However, the worker's wages (as defined for incoe tax withholding purposes) for the second 2 consecutive weeks ust equal at least 80% of the worker's wages for the first 2 consecutive weeks. Part New Hire Retention Credit for Retained Workers Use a separate colun for each retained worker. f you need ore coluns, use Part and include the totals on line 10. (a) Retained Worker No. 1 (b) Retained Worker No. 2 (c) Retained Worker No. 1 Enter the retained worker's social security nuber 2 1 Enter the first date of eployent fro the retained worker's For W-11 or siilar stateent Enter the retained worker's wages for the first 2 consecutive weeks of eployent 4 Multiply line by 80% (.80) 5 Enter the retained worker's wages for the second 2 consecutive weeks of eployent. f line 4 is larger than this aount, the qualified eployee is not a retained worker and should not be listed on this for Add lines and 5 Multiply line by.2% (.02) Maxiu credit allowable Enter the saller of line 7 or line / 08 / 2010 / / 2010 / / ,50. 28,280. 8,72. 74,022. 4,589. 1, , , , Add coluns (a) through (c) on line 9 above and coluns (a) through (c) on lines 9 of any attached Parts Enter the total nuber of retained workers for who you are receiving a credit on line 10 (see instructions) 12 New hire retention credit fro partnerships and S corporations (see instructions) , Current year credit. Add lines 10 and 12. Partnerships and S corporations, report this aount on Schedule K; all others, report this aount on the applicable line of For 800 (e.g., line 1aa of the 2010 For 800) 1 1,000. For Paperwork Reduction Act Notice, see instructions. For 5884-B ( ) JSA 1X EK /17/2012 1:21:2 V

9 For 42 Departent of the Treasury nternal Revenue Service Nae 1 Alternative Miniu Tax - Corporations Attach See separate instructions. to the corporation's tax return. Note: See the instructions to find out if the corporation is a sall corporation exept fro the alternative iniu tax (AMT) under section 55(e). Taxable incoe or (loss) before net operating loss deduction 2 Adjustents and preferences: a Depreciation of post-198 property b Aortization of certified pollution control facilities c Aortization of ining exploration and developent costs d Aortization of circulation expenditures (personal holding copanies only) e Adjusted gain or loss f Long-ter contracts g Merchant arine capital construction funds h Section 8(b) deduction (Blue Cross, Blue Shield, and siilar type organizations only) i Tax shelter far activities (personal service corporations only) j Passive activities (closely held corporations and personal service corporations only) k Loss liitations l Depletion Tax-exept interest incoe fro specified private activity bonds n ntangible drilling costs o Other adjustents and preferences Pre-adjustent alternative iniu taxable incoe (AMT). Cobine lines 1 through 2o 4 Adjusted current earnings (ACE) adjustent: a ACE fro line 10 of the ACE worksheet in the instructions 4a b Subtract line fro line 4a. f line exceeds line 4a, enter the difference as a negative aount (see instructions) 4b 4c 5 7 c Multiply line 4b by 75% (.75). Enter the result as a positive aount d Enter the excess, if any, of the corporation's total increases in AMT fro prior year ACE adjustents over its total reductions in AMT fro prior year ACE adjustents (see instructions). Note: You ust enter an aount on line 4d (even if line 4b is positive) e ACE adjustent. f line 4b is zero or ore, enter the aount fro line 4c f line 4b is less than zero, enter the saller of line 4c or line 4d as a negative aount Cobine lines and 4e. f zero or less, stop here; the corporation does not owe any AMT Alternative tax net operating loss deduction (see instructions) STMT 1 Alternative iniu taxable incoe. Subtract line fro line 5. f the corporation held a residual interest in a REMC, see instructions 4d OMB No Eployer identification nuber JAMES RVNE FOUNDATON, THE ,1. 8 Exeption phase-out (if line 7 is $10,000 or ore, skip lines 8a and 8b and enter -0- on line 8c): a Subtract $150,000 fro line 7 (if copleting this line for a eber of a controlled group, see instructions). f zero or less, enter -0-8a b Multiply line 8a by 25% (.25) 8b c Exeption. Subtract line 8b fro $40,000 (if copleting this line for a eber of a controlled group, see instructions). f zero or less, enter -0-8c 40, Subtract line 8c fro line 7. f zero or less, enter Multiply line 9 by 20% (.20) Alternative iniu tax foreign tax credit (AMTFTC) (see instructions) Tentative iniu tax. Subtract line 11 fro line Regular tax liability before applying all credits except the foreign tax credit 1 14 Alternative iniu tax. Subtract line 1 fro line 12. f zero or less, enter -0-. Enter here and on For 1120, Schedule J, line, or the appropriate line of the corporation's incoe tax return 14 For Paperwork Reduction Act Notice, see the instructions. For 42 (2011) 1 2a 2b 2c 2d 2e 2f 2g 2h 2i 2j 2k 2l 2 2n 2o 4e 5 7-1,25,18. 25,298. -, ,17. -8,1. -8,1. -8,1. JSA 1X EK /17/2012 1:21:2 V

10 THE JAMES RVNE FOUNDATON ATTACHMENT 1 FORM 990T - LNE 5 -NCOME (LOSS) FROM PARTNERSHPS AQUA NTERNATONAL PARTNERS -59,557. AXOM ASA PRVATE CAPTAL FUND, LP -2,177. BAUPOST VALUE PARTNERS-V, LP 124,807. BUCKEYE -1,717. DENHAM COMMODTY PARTNERS FUND V, LP -4,218. ENERGY CAPTAL PARTNERS -A, LP -45,248. ENERGY CAPTAL PARTNERS -A (TE-L NDRECT), LP 140,289. FRST RESERVE X, LP -1,97,. FR X ONSHORE, LP -70,555. FR X ONSHORE AV -8,14. FR X-E ONSHORE AV, LP 42,954. FREDMAN FLESHER & LOWE -8,217. GOLDEN GATE CAPTAL OPPORTUNTY FUND, LP -175,12. GMO FORESTRY FUND 8-B LP -19,187. H&F CAYMAN AV, LP 19,71. HFCP V DOMESTC AV, LP 228,028. HFCP V AV, LP -,999. HOUSATONC EQUTY NVESTORS V, LP 41,808. HOUSATONC EQUTY NVESTORS V, LP 8. JP MORGAN ALTERNATVE PROPERTY FUND DOMESTC, LP,517. OCH-ZFF REAL ESTATE TE FUND, LP 2,78,588. OCH-ZFF REAL ESTATE PARALLEL FUND A, LP -95,711. OCM OPPORTUNTES VB, LP 10,449. OCM OPPORTUNTES VB AF (DELAWARE), LP -2,09. SEQUOA CAPTAL ,412. SEQUOA CAPTAL US GROWTH FUND V, LP -01. SEQUOA CAPTAL US GROWTH FUND, V, LP -. SEQUOA CAPTAL GROWTH FUND, LP,90. SEQUOA CAPTAL NDA GROWTH FUND, LP -. SEQUOA CAPTAL NDA GROWTH FUND, LP SHV SPECAL PURPOSE, LP 84,08. SPO PARTNERS, LP -45,19. STARWOOD NTERNATONAL OPPORTUNTY FUND V, LP 9,20. STARWOOD GLOBAL OPPORTUNTY FUND V-A, LP -755,004. TA X SMM AV 1,44. TA X FS-B FEEDER 11,708. TA X AM-A AV 12. TA X ECM AV 5,89. TCW ENERGY XV-A, LP -20,809. THE VARDE FUND X, LP 91. VENTURE NVESTMENT ASSOCATES, LP -5. NCOME (LOSS) FROM PARTNERSHPS -1,25,18. GQM54D 2789 V OTH1

11 The Jaes rvine Foundation Charitable Contribution Carryforwards to 2011 For 990T, 12/1/2011 For 990T, Line 20, Charitable Contribution Deduction Total Contributions in ,052,82 10% Taxable ncoe Liit - Charitable Contributions Carryover fro ,052,82 Charitable Contribution Deduction Allowed 2011 For 990T, Line 20 - Generated Utilized Reaining ,278,1 17,5 78,20, ,282,42-7,282, ,009, -,009, ,792,97-5,792, ,052,82 0,052,82 Contribution Carryover as of 12/1/ ,98,05 ATTACHMENT 2

12 The Jaes rvine Foundation Net Operating Loss Carryforwards to 2011 For 990T, 12/1/2011 For 990T, Line 1, Net Operation Loss Deduction NOL Carryover NOL Carryover Fro Previous Year Generated Utilized to Following Year (1,798,05) - (1,798,05) 2007 (1,798,05) - 157,802 (1,40,2) 2008 (1,40,2) (2,1,47) - (4,01,70) 2009 (4,01,70) (2,177,100) (,478,80) 2010 (,478,80) (512,802) - (,991,08) 2011 (,991,08) (1,25,18) (8,1,791) NOL Carryover as of 12/1/2011 (8,1,791) For 42, Line, Net Operation Loss Deduction NOL Carryover NOL Carryover Fro Previous Year Generated Utilized to Following Year (1,798,05) - (1,798,05) 2007 (1,798,05) - 157,802 (1,40,2) 2008 (1,40,2) (2,1,47) - (4,01,70) 2009 (4,01,70) (1,841,440) (,14,14) 2010 (,14,14) (2,98) - (,410,114) 2011 (,410,114) (8,1) (7,27,745) AMT NOL Carryover as of 12/1/2011 (,410,114) ATTACHMENT

13 The Jaes rvine Foundation Capital Loss Carryforward to 2011 For 990T, 12/1/2011 Net Capital Losses Deduction Capital Loss Carryover Capital Loss Carryover Fro Previous Year Generated Utilized to Following Year (207,8) - (207,8) 2010 (207,8) (494,572) - (702,48) 2011 (702,48) (1,89,704) - (2,59,142) Net Capital Loss Carryover as of 12/1/2011 (2,59,142) ATTACHMENT 4

14 The Jaes rvine Foundation General Business Credit Carryforward to 2012 For 990T, 12/1/2011 For 800 General Business Credit Carryover Credit Carryover Credit Carryover Fro Previous Year Generated Utilized to Following Year ,045-2,045 For 800 General Business Creidit Carryover as of 12/1/2011 2,045 ATTACHMENT 5

15 SCHEDULE D (For 1120) Capital Gains and Losses OMB No Attach to For 1120, 1120-C, 1120-F, 1120-FSC, 1120-H, 1120-C-DSC, 1120-L, 1120-ND, 1120-PC, 1120-POL, 1120-RET, 1120-RC, 1120-SF, or certain Fors 990-T. See separate instructions. À¾µµ Eployer identification nuber Departent of the Treasury nternal Revenue Service Nae THE JAMES RVNE FOUNDATON Part Short-Ter Capital Gains and Losses - Assets Held One Year or Less 1 (a) Description of property (b) Date acquired (c) Date sold (d) Sales price (e) Cost or other (f) Gain or (loss) basis (see (Exaple: 100 shares of Z Co.) (o., day, yr.) (o., day, yr.) (see instructions) instructions) (Subtract (e) fro (d)) 2 Short-ter capital gain fro installent sales fro For 252, line 2 or 7 Short-ter gain or (loss) fro like-kind exchanges fro For Unused capital loss carryover (attach coputation) 5 Net short-ter capital gain or (loss). Cobine lines 1 through 4 Part Long-Ter Capital Gains and Losses - Assets Held More Than One Year ATCH ( ) LONG-TERM CAPTAL GANS AND LOSSES -1,89, Enter gain fro For 4797, line 7 or 9 8 Long-ter capital gain fro installent sales fro For 252, line 2 or 7 9 Long-ter gain or (loss) fro like-kind exchanges fro For Capital gain distributions (see instructions) 11 Net long-ter capital gain or (loss). Cobine lines through 10 Part Suary of Parts and Enter excess of net short-ter capital gain (line 5) over net long-ter capital loss (line 11) 12 1 Net capital gain. Enter excess of net long-ter capital gain (line 11) over net short-ter capital loss (line 5) ,89, Add lines 12 and 1. Enter here and on For 1120, page 1, line 8, or the proper line on other returns Note. f losses exceed gains, see Capital losses in the instructions. 14 For Paperwork Reduction Act Notice, see the nstructions for For Schedule D (For 1120) (2011) JSA 1E GQM54D 2789 V OTH1

16 THE JAMES RVNE FOUNDATON FEDERAL CAPTAL GAN AND DVDENDS LOSSES LONG-TERM CAPTAL GAN DVDENDS AND LOSSES ATTACHMENT 1 15% LONG-TERM CAPTAL GAN AND DVDENDS LOSSES AQUA NTERNATONAL PARTNERS -1,981,549. AXOM ASA PRVATE CAPTAL -10,402. BAUPOST V 2,12. FRST RESERVE X 5,44. FR X-E ONSHORE AV, LP 8,70. H&F CAYMAN AV, LP -15,720. HFCP V DOMESTC AV, LP 77,718. HFCP V AV, LP -4. OCM OPPORTUNTES FUND VB 14,475. OCM OPPORTUNTES FUND VB AF 5,48. TA X FS-B FEEDER 11. TOTAL 15% LONG-TERM CAPTAL GAN AND DVDENDS LOSSES -1,89,704. TOTAL LONG-TERM CAPTAL GAN AND DVDENDS LOSSES -1,89,704. ATTACHMENT 1 GQM54D 2789 V OTH