"COPY FOR PUBLIC DISCLOSURE" Exempt Organization Business Income Tax Return. OMB No Form 990-T (and proxy tax under section 6033(e))

Transcription

1 "COPY FOR PUBLC DSCLOSURE" Exept Organization Business ncoe Tax Return OMB No For 990-T (and proxy tax under section 0(e)) Departent of the Treasury nternal Revenue Service A Check box if address changed For calendar year 01 or other tax year beginning, 01, and ending, 0. See separate instructions. nforation about For 990-T and its instructions is available at Do not enter SSN nubers on this for as it ay be ade public if your organization is a 01(c)(). Nae of organization ( Check box if nae changed and see instructions.) D À¾µ Open to Public nspection for 01(c)() Organizations Only Eployer identification nuber (Eployees' trust, see instructions.) B Exept under section GORDON E. & BETTY. MOORE FOUNDATON X 01( C )( ) Print Nuber, street, and roo or suite no. f a P.O. box, see instructions or 408(e) 0(e) E Type 408A 0(a) 11 PAGE MLL ROAD 9(a) C Book value of all assets at end of year F City or town, state or province, country, and ZP or foreign postal code Group exeption nuber (See instructions.) Unrelated business activity codes (See instructions.) G Check organization type 01(c) corporation 01(c) trust 401(a) trust Other trust H Describe the organization's priary unrelated business activity. During the tax year, was the corporation a subsidiary in an affiliated group or a parent-subsidiary controlled group? Yes No f "Yes," enter the nae and identifying nuber of the parent corporation. J The books are in care of Telephone nuber Part Unrelated Trade or Business ncoe (A) ncoe (B) Expenses (C) Net 1a Gross receipts or sales b Less returns and allowances c Balance 1c Cost of goods sold (Schedule A, line 7) 4a b c Gross profit. Subtract line fro line 1c Capital gain net incoe (attach For 8949 and Schedule D) Net gain (loss) (For 4797, Part, line 17) (attach For 4797) Capital loss deduction for trusts ncoe (loss) fro partnerships and S corporations (attach stateent) Rent incoe (Schedule C) Unrelated debt-financed incoe (Schedule E) nterest, annuities, royalties, and rents fro controlled organizations (Schedule F) nvestent incoe of a section 01(c)(7), (9), or (17) organization (Schedule G) Exploited exept activity incoe (Schedule ) Advertising incoe (Schedule J) Other incoe (See instructions; attach schedule.) 1 Total. Cobine lines through 1 Part X 4a 4b 4c ,488,7. 4,488,7. Deductions Not Taken Elsewhere (See instructions for liitations on deductions.) (Except for contributions, deductions ust be directly connected with the unrelated business incoe.) Copensation of officers, directors, and trustees (Schedule K) Salaries and wages Repairs and aintenance Bad debts nterest (attach schedule) Taxes and licenses Charitable contributions (See instructions for liitation rules.) Depreciation (attach For 4) 1 Less depreciation claied on Schedule A and elsewhere on return a Depletion Contributions to deferred copensation plans Eployee benefit progras Excess exept expenses (Schedule ) Excess readership costs (Schedule J) Other deductions (attach schedule) Total deductions. Add lines 14 through 8 Unrelated business taxable incoe before net operating loss deduction. Subtract line 9 fro line 1 Net operating loss deduction (liited to the aount on line 0) Unrelated business taxable incoe before specific deduction. Subtract line 1 fro line 0 Specific deduction (Generally $1,000, but see line instructions for exceptions.) Unrelated business taxable incoe. Subtract line fro line. f line is greater than line, enter the saller of zero or line For Paperwork Reduction Act Notice, see instructions. For 990-T (01) E SX PALO ALTO, CA PARTNERSHP NVESTMENTS MARY ANN FAKE ,190,77. 8,190,77. -,701,914. ATCH 1 -,701, b X 18, ,974. 4,0,789. 4,0,789. 0

2 For 990-T (01) Page Part Tax Coputation Organizations Taxable as Corporations. See instructions for tax coputation. Controlled group a ebers (sections 11 and 1) check here See instructions and: Enter your share of the $0,000, $,000, and $9,9,000 taxable incoe brackets (in that order): (1) $ () $ () $ $ $ b Enter organization's share of: (1) Additional % tax (not ore than $11,70) () Additional % tax (not ore than $100,000) the aount on line 4 fro: Tax rate schedule or Schedule D (For 1041) 7 Proxy tax. See instructions 7 Alternative iniu tax 9 Total. Add lines 7 and 8 to line c or, whichever applies 9 c ncoe tax on the aount on line 4 c Trusts Taxable at Trust Rates. See instructions for tax coputation. ncoe tax on 8 8 Part V Tax and Payents 40 a Foreign tax credit (corporations attach For 1118; trusts attach For 111) 40a b Other credits (see instructions) 40b c General business credit. Attach For 800 (see instructions) 40c 84,4. d Credit for prior year iniu tax (attach For 8801 or 887) 40d 41 Subtract line 40e fro line Total tax. Add lines 41 and a Payents: A 01 overpayent credited to 01 44a 48,80. b 01 estiated tax payents 44b c Tax deposited with For c d Foreign organizations: Tax paid or withheld at source (see instructions) 44d e Backup withholding (see instructions) 44e f Credit for sall eployer health insurance preius (Attach For 8941) 44f g Other credits and payents: For 49 For 41 Other Total 44g 4 Total payents. Add lines 44a through 44g 4 4 Estiated tax penalty (see instructions). Check if For 0 is attached 4 47 Tax due. f line 4 is less than the total of lines 4 and 4, enter aount owed Overpayent. f line 4 is larger than the total of lines 4 and 4, enter aount overpaid Enter the aount of line 48 you want: Credited to 014 estiated tax 48,80. Refunded 49 e Total credits. Add lines 40a through 40d 40e 4 Other taxes. Check if fro: For 4 For 811 For 897 For 88 Other (attach schedule) 4 Part V Stateents Regarding Certain Activities and Other nforation (see instructions) 1 At any tie during the 01 calendar year, did the organization have an interest in or a signature or other authority over a financial account (bank, securities, or other) in a foreign country? f YES, the organization ay have to file For TD F 90-.1, Report of Foreign Bank and Financial Accounts. f YES, enter the nae of the foreign country here During the tax year, did the organization receive a distribution fro, or was it the grantor of, or transferor to, a foreign trust? f YES, see instructions for other fors the organization ay have to file. Enter the aount of tax-exept interest received or accrued during the tax year $,0. 1 nventory at beginning of year 1 nventory at end of year Purchases 7 Cost of goods sold. Subtract line Cost of labor fro line. Enter here and in 4 a Additional section A costs Part, line 7 (attach schedule) 4a 8 Do the rules of section A (with respect to b Other costs (attach schedule) 4b property produced or acquired for resale) apply Total. Add lines 1 through 4b to the organization? Schedule A - Cost of Goods Sold. Enter ethod of inventory valuation Sign Here Under penalties of perjury, declare that have exained this return, including accopanying schedules and stateents, and to the best of y knowledge and belief, it is true, correct, and coplete. Declaration of preparer (other than taxpayer) is based on all inforation of which preparer has any knowledge. M Paid Preparer Use Only E GORDON E. & BETTY. MOORE FOUNDATON May the RS discuss this return with the preparer shown below Signature of officer Date Title (see instructions)? Yes No Print/Type preparer's nae Preparer's signature Date PTN Check if self-eployed M SEE ATTACHMENT 84,4. 84,4. 84,4. Yes Yes No No 0 48,80. 48,80. X X KELL ARCHBALD P00180 Fir's nae ERNST & YOUNG U.S. LLP Fir's EN 4-9 Fir's address N. CENTRAL AVENUE, SUTE 00 Phone no PHOENX, AZ 8004 SX X X For 990-T (01)

3 GORDON E. & BETTY. MOORE FOUNDATON For 990-T (01) Page Schedule C - Rent ncoe (Fro Real Property and Personal Property Leased With Real Property) (see instructions) 1. Description of property (1) () () (4) (a) Fro personal property (if the percentage of rent for personal property is ore than 10% but not ore than 0%). Rent received or accrued (b) Fro real and personal property (if the percentage of rent for personal property exceeds 0% or if the rent is based on profit or incoe) (a) Deductions directly connected with the incoe in coluns (a) and (b) (attach schedule) (1) () () (4) Total Total (c) Total incoe. Add totals of coluns (a) and (b). Enter here and on page 1, Part, line, colun (A) Schedule E - Unrelated Debt-Financed ncoe (see instructions) (1) () () (4) (1) () () (4) 1. Description of debt-financed property 4. Aount of average acquisition debt on or allocable to debt-financed property (attach schedule). Average adjusted basis of or allocable to debt-financed property (attach schedule). Gross incoe fro or allocable to debt-financed property. Colun 4 divided by colun % % % % (b) Total deductions. Enter here and on page 1, Part, line, colun (B). Deductions directly connected with or allocable to debt-financed property (a) Straight line depreciation (attach schedule) 7. Gross incoe reportable (colun x colun ) Enter here and on page 1, Part, line 7, colun (A). Totals Total dividends-received deductions included in colun 8 Schedule F - nterest, Annuities, Royalties, and Rents Fro Controlled Organizations (see instructions) Exept Controlled Organizations 1. Nae of controlled organization. Eployer identification nuber. Net unrelated incoe (loss) (see instructions) 4. Total of specified payents ade. Part of colun 4 that is included in the controlling organization's gross incoe (b) Other deductions (attach schedule) 8. Allocable deductions (colun x total of coluns (a) and (b)) Enter here and on page 1, Part, line 7, colun (B).. Deductions directly connected with incoe in colun (1) () () (4) Nonexept Controlled Organizations (1) () () (4) 7. Taxable ncoe 8. Net unrelated incoe (loss) (see instructions) 9. Total of specified payents ade Totals 10. Part of colun 9 that is included in the controlling organization's gross incoe Add coluns and 10. Enter here and on page 1, Part, line 8, colun (A). 11. Deductions directly connected with incoe in colun 10 Add coluns and 11. Enter here and on page 1, Part, line 8, colun (B). For 990-T (01) E SX89 789

4 For 990-T (01) Page 4 Schedule G - nvestent ncoe of a Section 01(c)(7), (9), or (17) Organization (see instructions). Deductions. Total deductions 4. Set-asides 1. Description of incoe. Aount of incoe directly connected and set-asides (col. (attach schedule) (attach schedule) plus col. 4) (1) () () (4) Totals Enter here and on page 1, Part, line 9, colun (A). Schedule - Exploited Exept Activity ncoe, Other Than Advertising ncoe (see instructions) (1) () () (4) 1. Description of exploited activity Totals GORDON E. & BETTY. MOORE FOUNDATON Gross unrelated business incoe fro trade or business Enter here and on page 1, Part, line 10, col. (A).. Expenses directly connected with production of unrelated business incoe Enter here and on page 1, Part, line 10, col. (B). 4. Net incoe (loss) fro unrelated trade or business (colun inus colun ). f a gain, copute cols. through 7. Schedule J - Advertising ncoe (see instructions) ncoe Fro Periodicals Reported on a Consolidated Basis Part. Gross incoe fro activity that is not unrelated business incoe. Expenses attributable to colun Enter here and on page 1, Part, line 9, colun (B). 7. Excess exept expenses (colun inus colun, but not ore than colun 4). Enter here and on page 1, Part, line. 1. Nae of periodical. Gross advertising incoe. Direct advertising costs 4. Advertising gain or (loss) (col. inus col. ). f a gain, copute cols. through 7.. Circulation incoe. Readership costs 7. Excess readership costs (colun inus colun, but not ore than colun 4). (1) () () (4) Totals (carry to Part, line ()) Part ncoe Fro Periodicals Reported on a Separate Basis (For each periodical listed in Part, fill in coluns through 7 on a line-by-line basis.) 1. Nae of periodical. Gross advertising incoe. Direct advertising costs 4. Advertising gain or (loss) (col. inus col. ). f a gain, copute cols. through 7.. Circulation incoe. Readership costs 7. Excess readership costs (colun inus colun, but not ore than colun 4). (1) () () (4) Totals fro Part Totals, Part (lines 1-) Enter here and on page 1, Part, line 11, col. (A). Enter here and on page 1, Part line 11, col. (B). Schedule K - Copensation of Officers, Directors, and Trustees (see instructions) 1. Nae. Title. Percent of tie devoted to business (1) % () % () % Total. Enter here and on page 1, Part, line 14 (4) % Enter here and on page 1, Part, line Copensation attributable to unrelated business For 990-T (01) E SX89 789

5 For 4 Departent of the Treasury nternal Revenue Service Nae 1 Alternative Miniu Tax - Corporations OMB No Attach to the corporation's tax return. À¾µ nforation about For 4 and its separate instructions is at Eployer identification nuber GORDON E. AND BETTY. MOORE FOUNDATON Note: See the instructions to find out if the corporation is a sall corporation exept fro the alternative iniu tax (AMT) under section (e). Taxable incoe or (loss) before net operating loss deduction Adjustents and preferences: a Depreciation of post-198 property b Aortization of certified pollution control facilities c Aortization of ining exploration and developent costs d Aortization of circulation expenditures (personal holding copanies only) e Adjusted gain or loss f Long-ter contracts g Merchant arine capital construction funds h Section 8(b) deduction (Blue Cross, Blue Shield, and siilar type organizations only) i Tax shelter far activities (personal service corporations only) j Passive activities (closely held corporations and personal service corporations only) k Loss liitations l Depletion Tax-exept interest incoe fro specified private activity bonds n ntangible drilling costs o Other adjustents and preferences Pre-adjustent alternative iniu taxable incoe (AMT). Cobine lines 1 through o 4 Adjusted current earnings (ACE) adjustent: a ACE fro line 10 of the ACE worksheet in the instructions 4a 4,48,1 b Subtract line fro line 4a. f line exceeds line 4a, enter the difference as a negative aount (see instructions) 4b c Multiply line 4b by 7% (.7). Enter the result as a positive aount 4c 7 d e 8 a Enter the excess, if any, of the corporation's total increases in AMT fro prior year ACE adjustents over its total reductions in AMT fro prior year ACE adjustents (see instructions). Note: You ust enter an aount on line 4d (even if line 4b is positive) 4d ACE adjustent. % f line 4b is zero or ore, enter the aount fro line 4c f line 4b is less than zero, enter the saller of line 4c or line 4d as a negative aount & Cobine lines and 4e. f zero or less, stop here; the corporation does not owe any AMT Alternative tax net operating loss deduction (see instructions) Alternative iniu taxable incoe. Subtract line fro line. f the corporation held a residual interest in a REMC, see instructions Exeption phase-out (if line 7 is $10,000 or ore, skip lines 8a and 8b and enter -0- on line 8c): Subtract $10,000 fro line 7 (if copleting this line for a eber of a controlled group, see instructions). f zero or less, enter -0-8a 8b b Multiply line 8a by % (.) c Exeption. Subtract line 8b fro $40,000 (if copleting this line for a eber of a controlled group, see instructions). f zero or less, enter -0-9 Subtract line 8c fro line 7. f zero or less, enter Multiply line 9 by 0% (.0) 11 Alternative iniu tax foreign tax credit (AMTFTC) (see instructions) 1 Tentative iniu tax. Subtract line 11 fro line 10 1 Regular tax liability before applying all credits except the foreign tax credit 14 Alternative iniu tax. Subtract line 1 fro line 1. f zero or less, enter -0-. Enter here and on For 110, Schedule J, line, or the appropriate line of the corporation's incoe tax return For Paperwork Reduction Act Notice, see separate instructions. For 4 (01) 1 a b c d e f g h i j k l n o 4e 7 8c ,01,789 40,77 -,01-1,8 4,48,1 4,48,1 4,0,4 4,0 40,000 4,0 84,4 84,4 84,4 X

6 For 800 Departent of the Treasury nternal Revenue Service (99) Nae(s) shown on return General Business Credit OMB No nforation about For 800 and its separate instructions is at À¾µ Attachent You ust attach all pages of For 800, pages 1,, and, to your tax return. Sequence No. dentifying nuber GORDON E. AND BETTY. MOORE FOUNDATON Part Current Year Credit for Credits Not Allowed Against Tentative Miniu Tax (TMT) (See instructions and coplete Part(s) before Parts and ) 1 General business credit fro line of all Parts with box A checked 1,4 Passive activity credits fro line of all Parts with box B checked Enter the applicable passive activity credits allowed for 01 (see instructions) 4 Carryforward of general business credit to 01. Enter the aount fro line of Part with box C checked. See instructions for stateent to attach 4 1,89 Carryback of general business credit fro 014. Enter the aount fro line of Part with box D checked (see instructions) Add lines 1,, 4, and 84,141 Part Allowable Credit 7 Regular tax before credits: ndividuals. Enter the aount fro For 1040, line 44, or For 1040NR, line 4 % 7 Corporations. Enter the aount fro For 110, Schedule J, Part, line ; or the applicable line of your return 7 * 8 % Estates and trusts. Enter the su of the aounts fro For 1041, Schedule G, lines 1a and 1b; or the aount fro the applicable line of your return 9 8 Alternative iniu tax: ndividuals. Enter the aount fro For 1, line 7 Corporations. Enter the aount fro For 4, line 14 * % Estates and trusts. Enter the aount fro Schedule (For 1041), line Add lines 7 and 8 Foreign tax credit 10a b Certain allowable credits (see instructions) 10b c Add lines 10a and 10b 10a c 84,4 84,4 11 Net incoe tax. Subtract line 10c fro line 9. f zero, skip lines 1 through 1 and enter -0- on line ,4 1 Net regular tax. Subtract line 10c fro line 7. f zero or less, enter Enter % (.) of the excess, if any, of line 1 over $,000 (see instructions) 1 14 Tentative iniu tax: ndividuals. Enter the aount fro For 1, line 7 * Corporations. Enter the aount fro For 4, line 1 14 % 8 Estates and trusts. Enter the aount fro Schedule (For 1041), line Enter the greater of line 1 or line 14 1 Subtract line 1 fro line 11. f zero or less, enter Enter the saller of line or line 1 C corporations: See the line 17 instructions if there has been an ownership change, acquisition, or reorganization. 84, ,4 For Paperwork Reduction Act Notice, see separate instructions. For 800 (01) X

7 For 800 (01) Page Part Allowable Credit (Continued) Note. f you are not required to report any aounts on lines or 4 below, skip lines 18 through and enter -0- on line Multiply line 14 by 7% (.7) (see instructions) Enter the greater of line 1 or line 18 Subtract line 19 fro line 11. f zero or less, enter -0- Subtract line 17 fro line 0. f zero or less, enter -0- Cobine the aounts fro line of all Parts with box A, C, or D checked ,9,9 1,11 1,11 4 Passive activity credit fro line of all Parts with box B checked Enter the applicable passive activity credit allowed for 01 (see instructions) Add lines and Epowerent zone and renewal counity eployent credit allowed. Enter the saller of line 1 or line Subtract line 1 fro line 11. f zero or less, enter -0- Add lines 17 and Subtract line 8 fro line 7. f zero or less, enter -0- Enter the general business credit fro line of all Parts with box A checked ,4 84,4,4 4 Passive activity credits fro line of all Parts with box B checked Enter the applicable passive activity credits allowed for 01 (see instructions) Carryforward of business credit to 01. Enter the aount fro line of Part with box C checked and line of Part with box G checked. See instructions for stateent to attach Carryback of business credit fro 014. Enter the aount fro line of Part with box D checked (see instructions) Add lines 0,, 4, and 7 Enter the saller of line 9 or line 4 7 1,89 84,141 84,4 8 Credit allowed for the current year. Add lines 8 and 7. Report the aount fro line 8 (if saller than the su of Part, line, and Part, lines and, see instructions) as indicated below or on the applicable line of your return: ndividuals. For 1040, line, or For 1040NR, line 0 7 % * 8 Corporations. For 110, Schedule J, Part, line c Estates and trusts. For 1041, Schedule G, line b % ,4 For 800 (01) X

8 For 800 (01) Page Nae(s) shown on return dentifying nuber GORDON E. AND BETTY. MOORE FOUNDATON Part General Business Credits or Eligible Sall Business Credits (see instructions) Coplete a separate Part for each box checked below. (see instructions) A B C D X General Business Credit Fro a Non-Passive Activity General Business Credit Fro a Passive Activity General Business Credit Carryforwards General Business Credit Carrybacks E F G H Eligible Sall Business Credit Carryforwards f you are filing ore than one Part with box A or B checked, coplete and attach first an additional Part cobining aounts fro all Parts with box A or B checked. Check here if this is the consolidated Part (a) Description of credit Note. On any line where the credit is fro ore than one source, a separate Part is needed for each pass-through entity. 1 a b c d e f g h i j k l n Distilled spirits (For 890) o Nonconventional source fuel (For 8907) p Energy efficient hoe (For 8908) q Energy efficient appliance (For 8909) r Alternative otor vehicle (For 8910) s Alternative fuel vehicle refueling property (For 8911) t u Mine rescue tea training (For 89) v Agricultural cheicals security (For 891) (see instructions for liitation) w Eployer differential wage payents (For 89) x Carbon dioxide sequestration (For 89) y Qualified plug-in electric drive otor vehicle (For 89) z Qualified plug-in electric vehicle (carryforward only) aa New hire retention (carryforward only) bb General credits fro an electing large partnership (Schedule K-1 (For 10-B)) zz 4 a b c d e f g h i j z X ncreasing research activities (For 7) Low-incoe housing (For 88, Part only) Disabled access (For 88) (see instructions for liitation) Renewable electricity, refined coal, and ndian coal production (For 88) ndian eployent (For 884) Orphan drug (For 880) New arkets (For 8874) nvestent (For 48, Part only) (attach For 48) Sall eployer pension plan startup costs (For 8881) (see instructions for liitation) Eployer-provided child care facilities and services (For 888) (see instructions for liitation) Biodiesel and renewable diesel fuels (attach For 884) Low sulfur diesel fuel production (For 889) Other Add lines 1a through 1zz and enter here and on the applicable line of Part Enter the aount fro For 8844 here and on the applicable line of Part nvestent (For 48, Part ) (attach For 48) Work opportunity (For 884) Biofuel producer (For 478) Low-incoe housing (For 88, Part ) Renewable electricity, refined coal, and ndian coal production (For 88) Eployer social security and Medicare taxes paid on certain eployee tips (For 884) Qualified railroad track aintenance (For 8900) Sall eployer health insurance preius (For 8941) Other Add lines 4a through 4z and enter here and on the applicable line of Part Add lines,, and and enter here and on the applicable line of Part 1a 1b 1c 1d 1e 1f 1g 1h 1i 1j 1k 1l 1 1n 1o 1p 1q 1r 1s 1t 1u 1v 1w 1x 1y 1z 1aa 1bb 1zz 4a 4b 4c 4d 4e 4f 4g 4h 4i 4j 4z (b) f claiing the credit fro a pass-through entity, enter the EN (c) Enter the appropriate aount,41,4,4 For 800 (01)

9 For 800 (01) Page Nae(s) shown on return dentifying nuber GORDON E. AND BETTY. MOORE FOUNDATON Part General Business Credits or Eligible Sall Business Credits (see instructions) Coplete a separate Part for each box checked below. (see instructions) A B C D General Business Credit Fro a Non-Passive Activity General Business Credit Fro a Passive Activity General Business Credit Carryforwards General Business Credit Carrybacks E F G H Eligible Sall Business Credit Carryforwards f you are filing ore than one Part with box A or B checked, coplete and attach first an additional Part cobining aounts fro all Parts with box A or B checked. Check here if this is the consolidated Part (a) Description of credit Note. On any line where the credit is fro ore than one source, a separate Part is needed for each pass-through entity. 1 a b c d e f g h i j k l n Distilled spirits (For 890) o Nonconventional source fuel (For 8907) p Energy efficient hoe (For 8908) q Energy efficient appliance (For 8909) r Alternative otor vehicle (For 8910) s Alternative fuel vehicle refueling property (For 8911) t u Mine rescue tea training (For 89) v Agricultural cheicals security (For 891) (see instructions for liitation) w Eployer differential wage payents (For 89) x Carbon dioxide sequestration (For 89) y Qualified plug-in electric drive otor vehicle (For 89) z Qualified plug-in electric vehicle (carryforward only) aa New hire retention (carryforward only) bb General credits fro an electing large partnership (Schedule K-1 (For 10-B)) zz 4 a b c d e f g h i j z X X ncreasing research activities (For 7) Low-incoe housing (For 88, Part only) Disabled access (For 88) (see instructions for liitation) Renewable electricity, refined coal, and ndian coal production (For 88) ndian eployent (For 884) Orphan drug (For 880) New arkets (For 8874) nvestent (For 48, Part only) (attach For 48) Sall eployer pension plan startup costs (For 8881) (see instructions for liitation) Eployer-provided child care facilities and services (For 888) (see instructions for liitation) Biodiesel and renewable diesel fuels (attach For 884) Low sulfur diesel fuel production (For 889) Other Add lines 1a through 1zz and enter here and on the applicable line of Part Enter the aount fro For 8844 here and on the applicable line of Part nvestent (For 48, Part ) (attach For 48) Work opportunity (For 884) Biofuel producer (For 478) Low-incoe housing (For 88, Part ) Renewable electricity, refined coal, and ndian coal production (For 88) Eployer social security and Medicare taxes paid on certain eployee tips (For 884) Qualified railroad track aintenance (For 8900) Sall eployer health insurance preius (For 8941) Other Add lines 4a through 4z and enter here and on the applicable line of Part Add lines,, and and enter here and on the applicable line of Part 1a 1b 1c 1d 1e 1f 1g 1h 1i 1j 1k 1l 1 1n 1o 1p 1q 1r 1s 1t 1u 1v 1w 1x 1y 1z 1aa 1bb 1zz 4a 4b 4c 4d 4e 4f 4g 4h 4i 4j 4z (b) f claiing the credit fro a pass-through entity, enter the EN (c) Enter the appropriate aount , , ,89 For 800 (01)

10 For 884 Departent of the Treasury nternal Revenue Service Nae(s) shown on return Work Opportunity Credit OMB No Attach to your tax return. À¾µ Attachent nforation about For 884 and its instructions is at Sequence No. 77 dentifying nuber GORDON E. AND BETTY. MOORE FOUNDATON Enter on the applicable line below the total qualified first- or second-year wages paid or incurred during the tax year, and ultiply by the percentage shown, for services of eployees who are certified as ebers of a targeted group a Qualified first-year wages of eployees who worked for you at least 10 hours but fewer than 400 hours b Qualified first-year wages of eployees who worked for you at least 400 hours $ x % (.) $ x 40% (.40) 1a 1b c Qualified second-year wages of eployees certified as long-ter faily assistance recipients $ x 0% (.0) Add lines 1a, 1b, and 1c. See instructions for the adjustent you ust ake to salaries and wages Work opportunity credit fro partnerships, S corporations, cooperatives, estates, and trusts 1c 4 Add lines and. Cooperatives, estates, and trusts, go to line. Partnerships and S corporations, stop here and report this aount on Schedule K. All others, stop here and report this aount on For 800, line 4b Aount allocated to patrons of the cooperative or beneficiaries of the estate or trust (see instructions) Cooperatives, estates, and trusts, subtract line fro line 4. Report this aount on For 800, line 4b General nstructions Purpose of For Section references are to the nternal Revenue Code Use For 884 to clai the work opportunity credit for unless otherwise noted. qualified first- and/or second-year wages you paid to or incurred for targeted group eployees during the tax Future Developents year. Your business does not have to be located in an For the latest inforation about developents related to epowerent zone or rural renewal county to qualify for For 884 and its instructions, such as legislation this credit. enacted after they were published, go to You can clai or elect not to clai the work opportunity credit any tie within years fro the due date of your return on either your original return or an aended return. What's New Taxpayers, other than partnerships, S corporations, % The work opportunity credit is scheduled to expire for eployees who begin work after 01. Do not report cooperatives, estates, or trusts, whose only source of this wages paid or incurred to these eployees on For 884 credit is fro those pass-through entities, are not unless the credit is extended. See Future Developents, required to coplete or file this for. nstead, they can earlier. report this credit directly on For 800. % Epowerent zone designations are scheduled to expire at the end of 01. Wages paid or incurred for services perfored after 01 by a designated counity resident or suer youth eployee who lives in an epowerent zone ay no longer qualify for the work opportunity credit unless the designation is extended. See Qualified Wages for details. How To Clai the Credit You ust request and be issued a certification for each eployee fro the state eployent security agency (SESA). The certification proves that the eployee is a eber of a targeted group. You ust receive the certification by the day the individual begins work or coplete For 880, Pre-Screening Notice and Certification Request for the Work Opportunity Credit, on or before the day you offer the individual a job. 4 For Paperwork Reduction Act Notice, see instructions. For 884 (01) X

11 For 8844 Departent of the Treasury nternal Revenue Service Nae(s) shown on return nforation Epowerent Zone Eployent Credit OMB No Attach to your tax return. À¾µ Attachent about For 8844 and its instructions is at Sequence No. 99 dentifying nuber GORDON E. AND BETTY. MOORE FOUNDATON Enter the total qualified wages paid or incurred during calendar year 01 only (see instructions) a b Qualified epowerent zone wages $ X 0% (.0) 1a Enter the aount fro line 1a. See instructions for the adjustent you ust ake to salaries and wages Epowerent zone eployent credit fro partnerships, S corporations, cooperatives, estates, and trusts 4 Add lines and. Cooperatives, estates, and trusts, go to line. Partnerships and S corporations, stop here and report this aount on Schedule K. All others, stop here and report this aount on For 800, Part, line Aount allocated to patrons of the cooperative or beneficiaries of the estate or trust (see instructions) Cooperatives, estates, and trusts, subtract line fro line 4. Report this aount on For 800, Part, line For Paperwork Reduction Act Notice, see instructions. For 8844 (01) 1b X

12 For ¼¼» Credit for Prior Year Miniu Tax-Corporations Attach to the corporation's tax return. nforation about For 887 and its instructions is at OMB No Departent of the Treasury À¾µ nternal Revenue Service Nae 1 Alternative iniu tax (AMT) for 01. Enter the aount fro line 14 of the 01 For 4 1 Miniu tax credit carryforward fro 01. Enter the aount fro line 9 of the 01 For 887 Enter any 01 unallowed qualified electric vehicle credit (see instructions) 4 Add lines 1,, and 4 Enter the corporation's 01 regular incoe tax liability inus allowable tax credits (see instructions) s the corporation a "sall corporation" exept fro the AMT for 01 (see instructions)? Yes. Enter % of the excess of line over $,000. f line is $,000 or less, enter -0- % No. Coplete For 4 for 01 and enter the tentative iniu tax fro line 1 7a 7a Subtract line fro line. f zero or less, enter -0- b For a corporation electing to accelerate the iniu tax credit, enter the bonus depreciation aount attributable to the iniu tax credit (see instructions) c Add lines 7a and 7b 8a Enter the saller of line 4 or line 7c. f the corporation had a post-198 ownership change or has pre-acquisition excess credits, see instructions b Current year iniu tax credit. Enter the saller of line 4 or line 7a here and on For 110, Schedule J, Part, line d (or the applicable line of your return). f the corporation had a post-198 ownership change or has pre-acquisition excess credits, see instructions. f you 9 ade an entry on line 7b, go to line 8c. Otherwise, skip line 8c c Subtract line 8b fro line 8a. This is the refundable aount for a corporation electing to accelerate the iniu tax credit. nclude this aount on For 110, Schedule J, Part, line 19c (or the applicable line of your return) 9 Miniu tax credit carryforward to 014. Subtract line 8a fro line 4. Keep a record of this aount to carry forward and use in future years nstructions Section references are to the nternal Revenue Code unless otherwise noted. Purpose of For Line Corporations use For 887 to figure the iniu tax credit, if any, for AMT incurred in prior tax years and to figure any iniu tax credit carryforward. Who Should File For 887 should be filed by corporations that had: % An AMT liability in 01, A iniu tax credit carryforward fro Line 7b Code (for exaple, if you are filing For 110, subtract any credits on Schedule J, Part, line a, through c, fro the aount on Schedule J, Part, line ). See the 01 nstructions for For 4 to find out if the corporation is treated as a "sall corporation" exept fro the AMT for 01. f the corporation is a "sall corporation" exept fro the AMT, see section 8(c)() before copleting line for special rules that apply to controlled corporate groups, regulated investent copanies, and real estate investent trusts. Eployer identification nuber GORDON E. AND BETTY. MOORE FOUNDATON % 01 to 01, or A qualified electric vehicle credit not allowed for 01 (see the instructions for line ). Line Enter any qualified electric vehicle credit not allowed for 01 solely because of tentative iniu tax liitations. Line Enter the corporation's 01 regular incoe tax liability (as defined in section (b)) inus any credits allowed under Chapter 1, Subchapter A, Part V, subparts B, D, E, and F of the nternal Revenue Round extension property. f the corporation ade an election under section 18(k)(4)(A) to clai pre-00 unused iniu tax credits in lieu of claiing the special depreciation allowance for certain property for either its first tax year ending after March 1, 008, its first tax year ending after Deceber 1, 008, or its first tax year ending after Deceber 1, 010, the elections continue to apply to round extension property (as defined in section 18(k)(4)(l)), unless the corporation ade an election not to apply the section 18(k) (4) election to round extension property for its first tax year ending after Deceber 1, b 7c 8a 8b 8c For 01, round extension property generally is long production period property and noncoercial aircraft if acquired after March 1, 008, and placed in service after Deceber 1, 011, and before January 1, 014. Once ade, these elections cannot be revoked without RS consent. Round extension property. f the corporation ade an election to clai pre-00 unused iniu tax credits in lieu of claiing the special depreciation allowance for certain qualified property for either its first tax year ending after March 1, 008, its first tax year ending after Deceber 1, 008, or its first tax year ending after Deceber 1, 010, the election continues to apply to round extension property (as defined in section 18(k)(4)(J)), unless the corporation akes an election not to apply the section 18(k) (4) election to round extension property. 1,170 1,170 84,4 1,170 For 887 (01) C

13 SCHEDULE D (For 110) Departent of the Treasury nternal Revenue Service Nae Capital Gains and Losses OMB No Attach to For 110, 110-C, 110-F, 110-FSC, 110-H, 110-C-DSC, 110-L, 110-ND, 110-PC, 110-POL, 110-RET, 110-RC, 110-SF, or certain Fors 990-T. nforation about Schedule D (For 110) and its separate instructions is at À¾µ Eployer identification nuber GORDON E. & BETTY. MOORE FOUNDATON Part Short-Ter Capital Gains and Losses - Assets Held One Year or Less See instructions for how to figure the aounts to enter on the lines below. This for ay be easier to coplete if you round off cents to whole dollars. 1a Totals for all short-ter transactions reported on For 1099-B for which basis was reported to the RS and for which you have no adjustents (see instructions). However, if you choose to report all these transactions on For 8949, leave this line blank and go to line 1b 1b Totals for all transactions reported on For(s) 8949 with Box A checked Totals for all transactions reported on For(s) 8949 with Box B checked Totals for all transactions reported on For(s) 8949 with Box C checked 4 (d) Proceeds (sales price) Short-ter capital gain fro installent sales fro For, line or 7 Short-ter capital gain or (loss) fro like-kind exchanges fro For 884 Unused capital loss carryover (attach coputation) (e) Cost (or other basis) 7 Net short-ter capital gain or (loss). Cobine lines 1a through in colun h Part Long-Ter Capital Gains and Losses - Assets Held More Than One Year See instructions for how to figure the aounts to enter on the lines below. This for ay be easier to coplete if you round off cents to whole dollars. 8a Totals for all long-ter transactions reported on For 1099-B for which basis was reported to the RS and for which you have no adjustents (see instructions). However, if you choose to report all these transactions on For 8949, (g) Adjustents to gain or loss fro For(s) 8949, Part, line, colun (g) (d) Proceeds (sales price) (e) Cost (or other basis) 4 7 (g) Adjustents to gain or loss fro For(s) 8949, Part, line, colun (g) leave this line blank and go to line 8b 8b Totals for all transactions reported on For(s) 8949 with Box D checked 9 Totals for all transactions reported on For(s) 8949 with Box E checked 10 Totals for all transactions reported on For(s) 8949 with Box F checked 11 Enter gain fro For 4797, line 7 or 9 1 Long-ter capital gain fro installent sales fro For, line or 7 1 Long-ter capital gain or (loss) fro like-kind exchanges fro For Capital gain distributions (see instructions) 1 Net long-ter capital gain or (loss). Cobine lines 8a through 14 in colun h Part Suary of Parts and Enter excess of net short-ter capital gain (line 7) over net long-ter capital loss (line 1) Net capital gain. Enter excess of net long-ter capital gain (line 1) over net short-ter capital loss (line 7) Add lines 1 and 17. Enter here and on For 110, page 1, line 8, or the proper line on other returns (h) Gain or (loss) Subtract colun (e) fro colun (d) and cobine the result with colun (g) 7,804. 7,804. ( ) 7,804. (h) Gain or (loss) Subtract colun (e) fro colun (d) and cobine the result with colun (g) 7,1,87. 7,1,87. 7,1,87. 7,804. 7,1,87. 8,190,77. Note. f losses exceed gains, see Capital losses in the instructions. For Paperwork Reduction Act Notice, see the nstructions for For 110. Schedule D (For 110) (01) E SX89 789

14 For 8949 Departent of the Treasury nternal Revenue Service Nae(s) shown on return Sales and Other Dispositions of Capital Assets OMB No nforation about For 8949 and its separate instructions is at À¾µ Attachent File with your Schedule D to list your transactions for lines 1b,,, 8b, 9, and 10 of Schedule D. Sequence No. 1A Social security nuber or taxpayer identification nuber Most brokers issue their own substitute stateent instead of using For 1099-B. They also ay provide basis inforation (usually your cost) to you on the stateent even if it is not reported to the RS. Before you check Box A, B, or C below, deterine whether you received any stateent(s) and, if so, the transactions for which basis was reported to the RS. Brokers are required to report basis to the RS for ost stock you bought in 011 or later. Part Short-Ter. Transactions involving capital assets you held one year or less are short-ter. For long-ter transactions, see page. Note. You ay aggregate all short-ter transactions reported on For(s) 1099-B showing basis was reported to the RS and for which no adjustents or codes are required. Enter the total directly on Schedule D, line 1a; you are not required to report these transactions on For 8949 (see instructions). You ust check Box A, B, or C below. Check only one box. f ore than one box applies for your short-ter transactions, coplete a separate For 8949, page 1, for each applicable box. f you have ore short-ter transactions than will fit on this page for one or ore of the boxes, coplete as any fors with the sae box checked as you need. 1 GORDON E. & BETTY. MOORE FOUNDATON X (A) Short-ter transactions reported on For(s) 1099-B showing basis was reported to the RS (see Note above) (B) Short-ter transactions reported on For(s) 1099-B showing basis was not reported to the RS (C) Short-ter transactions not reported to you on For 1099-B (a) Description of property (Exaple: 100 sh. XYZ Co.) (b) Date acquired (Mo., day, yr.) (c) Date sold or disposed (Mo., day, yr.) (d) Proceeds (sales price) (see instructions) (e) Cost or other basis. See the Note below and see Colun (e) in the separate instructions Adjustent, if any, to gain or loss. f you enter an aount in colun (g), enter a code in colun (f). See the separate instructions. (f) Code(s) fro instructions (g) Aount of adjustent (h) Gain or (loss). Subtract colun (e) fro colun (d) and cobine the result with colun (g) ADAMAS OPPORTUNTES, LP 1,8. 1,8. BROOKSDE CAPTAL PARTNERS FUND L 447, ,01. CARMEL PARTNERS NVESTMENT FUND 11,40. 11,40. JBG V -,4. -,4. RESERVOR CAPTAL NVESTMENT PART Totals. Add the aounts in coluns (d), (e), (g), and (h) (subtract negative aounts). Enter each total here and include on your Schedule D, line 1b (if Box A above is checked), line (if Box B above is checked), or line (if Box C above is 7,804. 7,804. checked) Note. f you checked Box A above but the basis reported to the RS was incorrect, enter in colun (e) the basis as reported to the RS, and enter an adjustent in colun (g) to correct the basis. See Colun (g) in the separate instructions for how to figure the aount of the adjustent. For Paperwork Reduction Act Notice, see your tax return instructions. For 8949 (01) X1.000 SX89 789

15 For 8949 (01) Attachent Sequence No. 1A Page Nae(s) shown on return. (Nae and SSN or taxpayer identification no. not required if shown on other side.) Social security nuber or taxpayer identification nuber Most brokers issue their own substitute stateent instead of using For 1099-B. They also ay provide basis inforation (usually your cost) to you on the stateent even if it is not reported to the RS. Before you check Box D, E, or F below, deterine whether you received any stateent(s) and, if so, the transactions for which basis was reported to the RS. Brokers are required to report basis to the RS for ost stock you bought in 011 or later. Part Long-Ter. Transactions involving capital assets you held ore than one year are long ter. For short-ter transactions, see page 1. Note. You ay aggregate all long-ter transactions reported on For(s) 1099-B showing basis was reported to the RS and for which no adjustents or codes are required. Enter the total directly on Schedule D, line 8a; you are not required to report these transactions on For 8949 (see instructions). You ust check Box D, E, or F below. Check only one box. f ore than one box applies for your long-ter transactions, coplete a separate For 8949, page, for each applicable box. f you have ore long-ter transactions than will fit on this page for one or ore of the boxes, coplete as any fors with the sae box checked as you need. (D) Long-ter transactions reported on For(s) 1099-B showing basis was reported to the RS (see Note above) (E) Long-ter transactions reported on For(s) 1099-B showing basis was not reported to the RS X (F) Long-ter transactions not reported to you on For 1099-B 1 GORDON E. & BETTY. MOORE FOUNDATON (a) Description of property (Exaple: 100 sh. XYZ Co.) (b) Date acquired (Mo., day, yr.) (c) Date sold or disposed (Mo., day, yr.) (d) Proceeds (sales price) (see instructions) (e) Cost or other basis. See the Note below and see Colun (e) in the separate instructions Adjustent, if any, to gain or loss. f you enter an aount in colun (g), enter a code in colun (f). See the separate instructions. (f) Code(s) fro instructions (g) Aount of adjustent (h) Gain or (loss). Subtract colun (e) fro colun (d) and cobine the result with colun (g) ADAMAS OPPORTUNTES, LP 7,0. 7,0. BAUPOST VALUE PARTNERS, LP - V 9,18. 9,18. BROOKSDE CAPTAL PARTNERS FUND L 47, ,479. HGHFELDS CAPTAL V, LP 11,8. 11,8. JBG V 1,04,9. 1,04,9. NATURAL GAS PARTNERS V, LP,84.,84. NATURAL GAS PARTNERS V, LP 1,18,9. 1,18,9. NATURAL GAS PARTNERS X, LP,8,849.,8,849. PAUL CAPTAL PARTNERS V-A, LP,8.,8. RESERVOR CAPTAL NVESTMENT PART 1,84. 1,84. Totals. Add the aounts in coluns (d), (e), (g), and (h) (subtract negative aounts). Enter each total here and include on your Schedule D, line 8b (if Box D above is checked), line 9 (if Box E above is checked), or line 10 (if Box F above is checked) 7,1,87. 7,1,87. Note. f you checked Box D above but the basis reported to the RS was incorrect, enter in colun (e) the basis as reported to the RS, and enter an adjustent in colun (g) to correct the basis. See Colun (g) in the separate instructions for how to figure the aount of the adjustent. X1.000 SX For 8949 (01)

16 GORDON E. & BETTY. MOORE FOUNDATON ATTACHMENT 1 FORM 990T - LNE -NCOME (LOSS) FROM PARTNERSHPS ABRAMS CAPTAL PARTNERS, LP 18,89. ACACA CREDT FUND 10-A, LLC -97,00. ADAMAS OPPORTUNTES, LP -1,0. BAUPOST VALUE PARTNERS, LP - V 40,9. BROOKSDE CAPTAL PARTNERS FUND, LP 91,844. CELERO ENERGY COMPANY, LP -,111,74. CP NVESTMENT FUND, LP -0,41. CP NVESTMENT FUND, L.P.,79. CARMEL PARTNERS NVESTMENT FUND V, LP -108,00. HGHFELDS CAPTAL V, LP -10,4. FLLMORE SV FT (ALTERNATVE), LP -17,. JBG V 00,9. JBG V 18,0. NATURAL GAS PARTNERS V, LP -14,81. NGP V NCOME CO-NVESTMENT OPPORTUNTES, LP -1,091. NATURAL GAS PARTNERS V, LP -1,40,7. NATURAL GAS PARTNERS X, LP -701,819. PAUL CAPTAL PARTNERS V-A, LP -8,. RVA CAPTAL PARTNERS, LP 14,77. STONEHLL NSTTUTONAL PARTNERS LP -7,8. SEQUOA CAPTAL GROWTH FUND, LP -9,7. CYPRESS REALTY V LP -88,741. GNTON GROWTH CAPTAL, LP -1,17. KLENER PERKNS CAUFELD & BYERS XV -. NGP V NCOME CO-NVESTMENT OPPORTUNTES, LP -,89. H EQUTY PARTNERS V, LP,408. RESERVOR CAPTAL NVESTMENT PARTNERS (CAYMAN), LP 40,187. YORKTOWN ENERGY PARTNERS X, LP -0,1. SEQUOA CAPTAL US VENTURE 010 FUND, LP -7. SEQUOA CAPTAL CHNA GROWTH 010 FUND, LP -1. SEQUOA CAPTAL CHNA VENTURE V, LP -8. SEQUOA CAPTAL NDA GROWTH FUND, LP -. SEQUOA CAPTAL NDA, LP -1. SEQUOA CAPTAL GLOBAL GROWTH FUND, LP -1. NCOME (LOSS) FROM PARTNERSHPS -,701,914. SX89 789

17 GORDON E. & BETTY. MOORE FOUNDATON EN: FORM 990-T, PART, LNE 0 - CHARTABLE CONTRBUTON DEDUCTON SCHEDULE OF CHARTABLE CONTRBUTON DEDUCTONS GENERATED, UTLZED & CONVERTED TO N AMOUNT AMOUNT CONVERTED TO REMANNG GENERATED UTLZED NOL CARRYOVER CARRYOVER 008 1,09,91-40,79 1,179, ,97,94-141,97,94 010,88,1 -,88,1 011,719,48 -,719, ,89,917-4,89, ,4,18-7,4,18 1,1,04,04-40,79 1,1,07,77 EXPRED CARRYOVER (1,179,4) TOTAL CARRED FORWARD TO 014 1,089,894,1 ATTACHMENT

18 GORDON E. & BETTY. MOORE FOUNDATON EN: NET OPERATNG LOSS CARRYFORWARDS TO 014 FORM 990-T, PART, LNE 1 - NET OPERATNG LOSS DEDUCTON CONVERTED AMOUNT NOL AMOUNT UTLZED CHARTABLE UTLZED NOL GENERATED N PROR YEARS CONTRBUTONS N 01 REMANNG 007 (4,74,7) 4,74, (1,8,78) 1,10,17 4,0,789 (7,91,7) 009 (1,0,994) - - (1,0,994) 010 (,0,99) - - (,0,99) 011 (,79,) - - (,79,) 01 (,,) - - (,,) ,79 - (40,79) NOL CARRYFORWARD TO 014 (,47,0) FORM 4, PART, LNE - AMT NET OPERATNG LOSS DEDUCTON AMOUNT AMT NOL AMOUNT UTLZED UTLZED N AMT NOL GENERATED N PROR YEARS 01 REMANNG 007 (,98,09),98, (10,99,) 4,08,9 4,0,4 (,408,80) 009 (10,1,1) - - (10,1,1) 010 (,04,97) - - (,04,97) 011 (,79,4) - - (,79,4) AMT NOL CARRYFORWARD TO 014 (1,78,941) ATTACHMENT

19 GORDON E. & BETTY. MOORE FOUNDATON EN: GENERAL BUSNESS CREDT CARRYFORWARDS TO 01 FORM 800, PART, LNE 4 - CARRYFORWARD OF GENERAL BUSNESS CREDT TO 01 CREDT AMOUNT CARRED GENERATED UTLZED FORWARD BALANCE ,94 84,4 1,870 1, ,1-9,1 110, ,8-7,8 17,71 01,4 -,4 199,17 GENERAL BUSNESS CREDT CARRYFORWARD TO 1/1/ ,17 FORM 800 PASS-THROUGH PART, LNE ENTTY EN CREDT TOTAL 010 LNE 1F ,94 98, LNE 1C LNE 1F , LNE LNE 4B LNE 1F ,0 01 LNE 1ZZ LNE 1F ,41 01 LNE 1ZZ ,1 7,8,4 ATTACHMENT 4

20 GORDON E. & BETTY. MOORE FOUNDATON ATTACHMENT FORM 990-T, PART V, LNE 1 - LST OF FOREGN COUNTRES BRAZL CHLE CHNA CZECH REPUBLC DENMARK EGYPT GREECE HUNGARY NDA NDONESA SRAEL JAPAN PERU POLAND QATAR KOREA, REPUBLC OF (SOUTH) SLOVAKA TAWAN TURKEY SX89 789