ACCOUNT OPENING FORM

Transcription

1 1 Société d'investissement à Capital Variable 26, Boulevard Royal, L Luxembourg, Grand Duchy of Luxembourg R.C.S. Luxembourg: B (the "Fund") Eastspring Investments (Luxembourg) S.A. 26, Boulevard Royal, L Luxembourg, Grand Duchy of Luxembourg R.C.S. Luxembourg: B (the "Management Company") ACCOUNT OPENING FORM PART 1 Account Opening Details 3 PART 2 Bank Account Information 7 PART 3 AML/KYC Documents 8 PART 4 Instructions 9 PART 5 Declarations and Signatures 11 PART 6 Data Protection 13 PART 7 Compliance with Laws in various Jurisdictions 14 PART 8 Local Agents Details 14 PART 9 Payments 15 PART 10 Entities Self Certification Form for FATCA and CRS 17 PART 11 Controlling Person Self Certification Form for FATCA and CRS 21 Please complete, sign and return to: The Bank of New York Mellon SA/NV, Luxembourg Branch (the "Registrar and Transfer Agent", the "Central Administration" and the "Custodian") Vertigo Building 2-4 rue Eugène Ruppert. L Luxembourg Tel Fax address: Luxmb- tacontrol@bnymellon.com

2 2 This Account Opening form is in relation with an initial investment into the Fund. Subscriptions, redemptions and switches may be done via the relevant Dealing forms. If this form is sent by fax it must subsequently be forwarded by post within five business days. Should you have any questions, please contact the Registrar and Transfer Agent. This Account Opening Form should be read in conjunction with the latest prospectus (the "Prospectus") of the Fund and the latest KIID (Key Investor Information Document) for each sub- fund and share class you wish to invest. Visit or contact your financial advisor for the latest Prospectus and KIID. CHECKLIST Please tick all relevant boxes I/we have: [ ] Completed Account Opening Form [ ] Signed Account Opening Form [ ] For corporates, attached the list of authorised signatories [ ] Attached AML and KYC documentation [ ] Attached certified true copies of the required documents [ ] Completed Self- Certification Forms for FATCA and CRS. Please note that the completion of the Self- Certification Forms, which are available on in the Information Centre Section is mandatory. Other standards or templates will not be accepted.

3 3 PART 1: Account Opening Details a. Registered address Registered account name Designation name Registered address Title, Name and Surname of representative Title Name Surname Postcode Town Country Country code Tel number Fax number + Country of tax residence Tax ID Number address b. Address for correspondence (if relevant) Please leave blank if address for correspondence is the same as indicated in section a above. Title, Name and Surname of representative Title Name Surname Address Postcode Town Country Country code Tel number Fax number + address

4 4 c. Power of Attorney ( POA ) (if relevant) If you would like to appoint an individual or a company to deal on your account, please complete this section. Name of the POA holder Title Name Surname Address of the POA holder Postcode Town Country Country code Tel number Fax number + address Please tick all relevant boxes [ ]I hereby allow the POA holder to receive copies of contract notes and statements by fax. POA Facsimile Indemnity (please refer to Part 4) [ ]I hereby allow the POA holder to instruct The Bank of New York Mellon SA/NV, Luxembourg Branch by facsimile. POA identification (please refer to Part 3) Please refer to Part 3 of the application form for the Know Your Customer documentation to be provided as listed. d. Operational Contact details for dealing Title, Name and Surname of representative Title Name Surname Country code Tel number Fax number + address Title, Name and Surname of representative Title Name Surname Country code Tel number Fax number + address

5 5 e. Automatic Distribution for Contract Notes and Monthly Statements Please indicate the fax number and/or address to which contract notes & monthly statements should be addressed and tick the relevant box(es). Fax number Contract note Monthly statement... address... f. Financial adviser details Please complete if this application is submitted through a financial adviser. Company name Title, Name and Surname of financial adviser Title Name Surname Address Postcode Town Country Country code Tel number Fax number + address Details of license or other designation assigned by regulatory body (please provide copy, if not already provided) Applicable domestic Anti- Money Laundering laws (if acting as agent) Stamp (mandatory) Signature (mandatory)

6 6 g. Account type: Direct or Nominee relationship Investment directly performed by the ultimate beneficiary of the investment [ ] I/we confirm that the investment(s) are made on my/our own behalf and I/we am/are therefore the ultimate benefi- ciary of the investments and any subsequent income generated. [ ] I/we confirm that my investment(s) are not resulting from serious tax fraud or constitutive of local or foreign tax eva- sion offence. Type of - investor o Asset Manager o Bank o Family Office o Investment Trust o Fund of Funds o Insurance Company o Pension Fund o Private Bank o Corporate o Charity o Territorial administrative body o Private Wealth Manager o Retail Platform Provider o Other, please specify: Investment by an intermediary acting on behalf of the ultimate beneficiary of the investment [ ] I/we confirm that I/we am/are investing on behalf of underlying client(s) who is/are the ultimate beneficiary of the investments and any subsequent income generated. [ ] I/we also confirm that I/we have been given Power of Attorney by the ultimate beneficiary and are allowed to place transactions including via fax and instruct static data amendments on the account. [ ] I/we further confirm that the source of funds/wealth of the underlying client(s) performing the investment was veri- fied in accordance with applicable AML/KYC laws and regulations and that, to the best of our knowledge, such investment is not resulting from serious tax fraud or constitutive of local or foreign tax evasion offence, including facilitation of tax evasion of- fence. Type of intermediary [ ] nominee distributor of Eastspring Investments [ ] sub- distributor (nominee) of Eastspring Investments and appointed by: [ ] acting as custodian bank on behalf of and as instructed by underlying client(s) [ ] acting as paying, facility or representative agent on behalf of underlying client(s) [ ] other (please specify): [ ] if investment is made by an investment fund, indicate name and quality of the entity in charge of the AML/KYC (e.g. transfer agent, management company ) oversight: h. Investor Tax reporting If applicable, please indicate in which country(ies) you require investor tax reporting by ticking the appropriate box(es) and ensure before investment that the tax status is granted to the relevant sub- fund/share class. o Austria o Belgium o Germany o Italy o Switzerland o United Kingdom

7 7 PART 2: Bank Account Information Proceeds of any sale / dividends will be sent to this account by telegraphic transfer at your cost. Currency Correspondent Bank Name SWIFT code Address Postcode Town Country Beneficiary Bank Name SWIFT code Address Postcode Town Country Account name Reference Account no IBAN no Note: Telegraphic transfer must be drawn on your own account. We cannot accept third party payment. Nor can we pay a third party on your behalf. Protection against money laundering Pursuant to applicable Luxembourg laws to combat terrorism financing and money laundering, the Registrar and Transfer Agent of the Fund may demand from you details concerning the financial institutions from which the transfer of payment is to be made. If such financial institution is not based in a Financial Action Task Force / Groupe d Action Financière ("FATF/GAFI") country, the Registrar and Transfer Agent of the Fund may also ask you for documents (duly certified by the local authorities of the country of residence) verifying identification.

8 8 PART 3: AML/KYC Documents The documents listed below should be sent with your Account Opening Form to avoid any unnecessary delays. Shares will not be issued until the Registrar and Transfer Agent have received and are satisfied with all the details and re- quested necessary documents to verify the identity of the applicant. Failure to provide such documentation or information will result in a delay of the subscription process. A. Certified copies of the following documents are to be added to this Account Opening Form: Regulated Financial Intermediary or Institution (i) Certified true copy or original signatures list on company letterhead paper or copy of an officially published booklet of Signatures list (both documents should include specimen signatures and powers of the persons signing the instructions) Nond regulated Financial Intermediary or institution (i.e. corporations) (i) (ii) (iii) (iv) (v) (vi) (vii) Certified true copy of the evidence of registration Certified true copy or original of dated signatures list on company letterhead paper or copy of an officially published booklet of Signatures list (both documents should include specimen signatures and powers of the persons signing the instructions) Certified true copy or original list of shareholder(s) / beneficial owner(s) owning (directly or indirectly) more than 25% (10% for high risk profile investors) or original parent company letter evidencing that entity is wholly owned by the entity issuing the letter Verification of the identity of the shareholder(s) / beneficial owner(s) holding (directly or indirectly) more than 25% of the company shares (10% for high risk profile investors). Certified true copy or original most recent register of Directors Identification documents of the signatories who sign instructions on the account Copy of the latest Audited Financial Report or equivalent B. Investment Funds: (i) (ii) (iii) Copy of Prospectus, Offering Document, Memorandum or equivalent (has to provide information about the Administrator / Registrar and Transfer Agent) Certified true copy of the evidence of supervision or proof of supervision extracted (no later than the month prior account opening) from an ond line official register of the Supervisory Authority Certified true copy or original signatures list on company letterhead paper or copy of an officially published booklet of Signatures list (both documents should include specimen signatures and powers of the persons signing the instructions) Additional requirements, where applicable: (i) Identification documents of the signatories who sign instructions on the account (ii) Certified true copy of the evidence of registration / incorporation (iii) Certified true copy or original latest register of Directors (iv) Identification of the administrator of the fund (v) Original confirmation from the administrator of the fund of any shareholder / beneficial owner owning (di- rectly or indirectly) more than 25% of the company s shares (10% for high risk profile investors) The copies have to be certified by an embassy, consulate, independent public notary, accountant, a qualified lawyer who s a member of the National Legal Association provided membership/license can be verified on the appropriate professional regis- ter or by an authorised employee of a supervised financial institution located in an FATF or OECD country or whose headquar- ters are based in an FATF or OECD country. The certifying body must be independent and the certified documentation must be valid.

9 9 B. The following additional documents will be required by the Management Company in order to perform the risk as- sessment on the party completing this Account Opening Form (completed and signed): Distributors: Specific "KYD questionnaire" provided by your Eastspring contact person or recent Wolfsberg questiond naire signed by the AML or Compliance function (less than 12 months old). Intermediary investing as nominee or on behalf of a client via a designation account: Wolfsberg (or equivalent) questionnaire signed by the AML or Compliance function of the Intermediary (less than 12 months old) or similar recent questionnaire signed by the AML or Compliance function. Investment fund: Wolfsberg questionnaire of the entity in charge of the identification of investors of the fund signed by the AML or Compliance function (less than 12 months old). The above list is not exhaustive. The Management Company and the Registrar and Transfer Agent reserve the right to ask for additional identification documents. PART 4: Instructions Dividend distribution option I/We agree that any declared dividends are to be: Re- invested Paid in cash Unless instructed otherwise, the dividends will be automatically re- invested into the relevant Class of Shares of the relevant Sub- Fund at the prevailing issue price. Facsimile indemnity I don t want to give instructions to the Registrar and Transfer Agent by facsimile (please tick box if you wish to send instructions by post) This indemnity relates to holdings of shares of Eastspring Investments in accounts in my name or in respect to which I am aud thorised to give instructions. I want to have the flexibility to give instructions to the Registrar and Transfer Agent by facsimile. I acknowledge that facsimile transmission is not a secure form of communication and gives rise to higher risks of manipulation or attempted fraud. Facsimi- les may also be of poor quality and thus unclear. Therefore, in consideration of your agreement, at my request, to act upon receipt of facsimile instructions with respect to such accounts: a) until the Registrar and Transfer Agent receive written notice to the contrary, I authorise the Registrar and Transfer Agent to act upon such instructions without any reference to or further authority from me and without enquiry whatsoever, provided that such instructions are or are seen to be given by me or by persons who have been notified to the Registrar and Transfer Agent for the purpose in the manner agreed between us; and b) I agree to keep the Registrar and Transfer Agent and the Management Company indemnified from and against all liabilities, losses, costs, actions, proceedings, claims and demands which may be incurred by or brought or made against the Registrar and Transfer Agent or the Management Company arising directly or indirectly from you having acted upon such instructions in the circumstances referred to in (a) above. If this indemnity is given by more than one holder, it will be joint and several. This indemnity is given for the benefit of the Management Company and the Registrar and Transfer Agent of the Fund. The indemnity is governed by and shall be interpreted in accordance with Luxembourg law. The courts of the Grand Duchy of Luxembourg will have exclusive jurisdiction of all disputes arising from this indemnity.

10 10 Provision of the Prospectus and the key investor information document(s) Key Investor Information Document (KIID) The KIID is a pre- contractual document available for each share class of the Fund. It contains essential information for investors to make informed investment decisions. Investor must confirm that they have been provided with the most up to date version of the relevant KIID before placing orders. Failure to confirm that they have been provided with the KIID of the relevant share class may result in the deal rejection or in a processing delay. The latest versions of the KIIDs are available on the Management Company s website ( Alternatively, you may request paper or soft copies of the KIIDs free of charge by ing info.europe@eastspring.co.uk or sending a written request to the Management Company or your financial advisor. Prospectus Each investor should read the Prospectus before sending this Account Opening Form. The latest versions of the Prospectus is available on the Management Company s website ( Alternatively, you may request a paper or soft copy of the Prospectus free of charge by ing info.europe@eastspring.co.uk or sending a written request to the Management Company or your financial advisor.

11 11 PART 5: Declarations and Signatures Authorization, Limitation of Liability and Indemnity in respect of reporting including shareholder information I hereby authorize the Registrar and Transfer Agent to send advices, confirmations, reports and statements which contain my personal data, including names and addresses as recorded on the share register of Eastspring Investments, by or other similar electronic methods to myself or to financial advisers and other agents acting on my behalf. (please tick box) This authorization shall remain in full force and effect until cancelled, revoked or amended by written notice received by the Registrar and Transfer Agent and is in addition to all other authorizations from the Shareholder or from Eastspring Investments to the Registrar and Transfer Agent relating to the sending of reporting by facsimile or other electronic methods. By electing to use the Internet for this purpose, I acknowledge that such transmissions are not encrypted and therefore are insecure. I further acknowledge that there are other risks inherent in communicating through the Internet such as the possibility of virus contamination and disruptions in service, and agree that the Registrar and Transfer Agent shall not be responsible for any loss, damage or expense suffered or incurred by myself or any person claiming by or through me as a result of the use of such methods. Notwithstanding any revocation, cancellation or amendment of this authorization, any action taken by the Registrar and Transfer Agent pursuant to this authorisation, prior to the Registrar and Transfer Agent s actual receipt of a notice of revocation, cancellation or amendment shall not be affected by such notice. Nothing contained herein shall, or be deemed to, alter or modify the rights and remedies of the Registrar and Transfer Agent as set forth in service or other legal agreements between Eastspring Investments and the Registrar and Transfer Agent. Declaration The Undersigned declares that he/she is aware that: 1. Applications received by the Registrar and Transfer Agent of the Fund before CET on a Valuation Day, will be dealt with on that Valuation Day. 2. The Management Company may reject at its sole discretion and for any reason any application for subscription of Shares in whole or in part. 3. This Account Opening Form will be legally binding only when it is signed by the Undersigned, and each subsequent Dealing Form is accepted by the Management Company. 4. Correspondence will be sent to the corporate correspondence address noted above unless otherwise notified by the Un- dersigned in writing from time to time. The Undersigned further declares that: 5. The execution of this Account Opening Form and acceptance of the Subscriber s subscription(s) do not and will not violate any law, regulation, ordinance, charter, by law, article of association or rule applicable to the Subscriber or any agreement by which the Subscriber is bound or by which any of its assets are affected. 6. For each subsequent subscription or transfer, he/she has received and reviewed, read, understood and agrees to be bound by the latest Prospectus of the Fund (and, where relevant, financial reports and any other documents required under any applicable laws or regulations), which he/she accepts in full, and it understands and considers that he/she can bear the risks, and that this application is made pursuant to the Prospectus and the important notes of this application. 7. He/she has informed the Management Company, the Investment Manager and the Registrar and Transfer Agent of any investor tax reporting requirement. 8. He/she acknowledges and confirms that this Account Opening Form and all declarations and confirmations made herein will continue to apply in respect of each subsequent subscription or transfer order. 9. He/she acknowledges that the legal documentation found on the Management Company website will be updated from time to time as necessary and declares and confirms that he/she will ensure he/she has obtained the most up to date version of the Fund documentation and in particular the Prospectus, relevant KIID(s), constitutive documents of the Fund and the most recent annual report and semi annual report before placing a deal.

12 The following confirmation is applicable to investors that are resident, domiciled and/or investing from within the Europe- an Economic Area (EEA) or Switzerland only: The Undersigned acknowledges that the key investor information document (KIID) for the relevant share class can be ob- tained from or hard copies can be obtained by contacting the Sales team (in- If he/she chooses to download KIIDs from the website, he/she thereby confirms that he/she has expressly chosen to do so and consents to being provided with the KIIDs in this form via the website. He/she confirms that he/she will ensure that he/she has received and read the key investor information document (KIID) for the relevant share class prior to submitting each application to subscribe in or transfer shares of the Fund. 11. He/she has received and read an up- to- date version of the key investor information document(s) where applicable for each Sub- Fund relevant to his/her investment. 12. He/she has been given the opportunity to ask questions of, and receive answers from the Management Company and/or its duly appointed agents with respect to the activities and affairs to be conducted by the Fund, the terms and conditions of the offering of the Fund s Shares and other matters pertaining to an investment in the Fund and to evaluate the merits and risks of an investment in the Fund and make an investment decision in relation thereto. Finally, the subscriber declares that: 13. He/she is not a US Person as such term is defined in Rule 902 of Regulation S promulgated under the US Securities Act of 1933, as amended. 14. He/she is dealing on its own behalf and will be the beneficial owner of the Shares. To the extent that it is acting on behalf of any other party, the subscriber will provide the same documentation/warranties for the final beneficiaries. 15. He/she will promptly notify the Registrar and Transfer Agent and the Management Company, or the Investment Manager, or the Investment Sub- Manager or its duly appointed agent (where applicable) at its address and contact details as stated in this Account Opening Form, of any change with respect to the foregoing information, including changes to its tax resi- dency and to provide such further information as the Registrar and Transfer Agent, the Management Company, the In- vestment Manager or Investment Sub- Manager (where applicable) may reasonably require. He/she understands and ac- cepts that there may be consequences including adverse consequences arising from its failure to provide prompt notifica- tion of the above as described in the Prospectus. 16. He/she expressly agrees that its personal data be used and processed by and disclosed to (i) all entities which intervene in the process of the business relationship, including companies based in countries where data protection law might not exist or be of a lower standard than in the European Union, or (ii) where required by law or regulation (Luxembourg or other- wise). 17. He/she hereby authorises The Bank of New York Mellon SA/NV, Luxembourg Branch ("the administrator ), to leverage from the AML/KYC documentation that has been provided for previous/current account openings in our name and use this for other accounts which may be opened in other Funds where The Bank of New York Mellon SA/NV Luxembourg Branch is the administrator. 18. In particular, he/she irrevocably gives its fullest consent to the Registrar and Transfer Agent, the Management Company, the Investment Manager or Investment Sub- Manager, to collect, use or disclose, each time as it deems fit and without be- ing obliged to seek a specific consent from it its personal data including information concerning it or its Shares in the Fund or Sub- Fund for the purposes described in the Prospectus. 19. He/she has been given full opportunities to understand the implications of the foregoing on it and hereby confirm its un- derstanding and acceptance of such implications. It has been advised to seek independent tax, investment and legal or professional advice where it considers necessary. 20. He/she consents to the contents of this Account Opening Form and confirms that his/her consent is voluntary and inde- pendent and that it has not relied on any representations or advice by the Fund, the Management Company or its repre- sentatives.

13 13 Signatures For corporates, an authorised signatory must sign the form. I/We consent to the Registrar and Transfer Agent and any relevant paying agent processing this application and any further requests from me/us for the purchase, sale or switching of shares. I/We confirm that I/we am/are over 18 years of age and that I/we have fully read and understood this Account Opening Form. I/We confirm that the information I/we have provided is correct and in particular statements and information under Part 1 / paragraph g of this Account opening Form. Signature 1 Print name Signature Date Signature 2 Print name Signature Date PART 6: Data Protection In accordance with the applicable Luxembourg data protection law provisions, the Fund and the Management Company (and as indicated below, their Processors) collect, store and process by electronic or other means the data supplied by the investors at the time of the account opening (and at any other time during the contractual relationship) for the purpose of fulfilling the services required by the i nvestors and/or for complying with their legal and regulatory obligations (for compliance with laws in various jurisdictions, please refer to Part 7 of this Account Opening Form). The personal data processed include amongst others the name, address, contact details and invested amount of the investor and where applicable, the name and address of its corporate representative (s) as well as the name and address of its ultimate beneficial owner (the "Personal Data"). The Personal Data supplied by you is processed, amongst other, for the purposes of (i) account and distribution fee administration, (ii) anti money laundering identification, (iii) maintenance of the register of shareholders, (iv) processing subscription, redemption and conversion orders (if any), (v) payments of dividends to shareholders as well as (vi) to provide services in relation to the Fund's investments. You are informed that the Management Company, acting on behalf of the Fund, may delegate the processing of your Personal Data to one or several entities as wells as their affiliates (the "Processors"), such as the Custodian, the Central Administration, the Registrar and Transfer Agent, the Investment Manager or Sub Investment Manager and the Global Distributor and Sub Distributor, which intervene in the process of the business relationship between you and the Fund. You are informed that the Processors may be established outside the European Union and that your Personal Data may thus be transferred and processed by companies based in countries where data protection laws might not exist or be of a lower standard than in the European Union (e.g. Singapore). You may, at your discretion, refuse to communicate your Personal Data to the Registrar and Transfer Agent, the Management Company, the Investment Manager, the Investment Sub Manager or its duly appointed agent (where applicable). In this event,

14 14 however, the Management Company, acting on behalf of the Fund, may reject your request for subscription for shares in the Fund. By signing this Account Opening Form, you expressly consent to the processing of your Personal Data for the above- mentioned purposes (including for the avoidance of doubt for the purposes listed in Part 7 of this Account Opening Form) and expressly agree that your Personal Data be disclosed and processed by the Fund, the Management Company and their Processors wher- ever they may be located (i.e. in or outside the European Union). You also expressly acknowledge that your Personal Data may be disclosed to the Authorities (as this term is defined in Part 7 of this Account Opening Form) in connection with the Fund's compliance or adherence (voluntary or otherwise) with the Applicable Requirements (as this term is defined in Part 7 of this Account Opening Form). You have a right of access to your Personal Data (including, for the avoidance of doubt, to your Personal Data disclosed to the Authorities) and may ask for rectification thereof in case where such data is inaccurate or incomplete. You shall send any re- quest in this respect to the Management Company. PART 7: Compliance with Laws in various Jurisdictions 1. The Fund, its Sub- Funds, the Registrar and Transfer Agent, the Management Company, the Investment Manager or In- vestment Sub- Manager, may be obliged to comply with or, at their sole and absolute discretion, choose to have regard to, observe or fulfil the requirements or expectations of the laws, regulations, orders, guidelines, codes, market stand- ard, good practices and requests of or agreements with public, judicial, taxation, governmental and other regulatory au- thorities or self- regulatory bodies (the "Authorities" and each an "Authority") in various jurisdictions (including jurisdic- tions located outside the EU) relating to any matter in connection with their business including without limitation, tax compliance (such as, but not limited to, information to be provided to the Authorities as a result of the Luxembourg law dated 29 July 2015 approving the intergovernmental agreement executed between Luxembourg and the United States on 28 March 2014 ("FATCA") and the Luxembourg law dated 18 December 2015 concerning the automatic exchange of information on financial accounts and tax matters and implementing the EU Directive 2014/107/EU ("OECD Common Reporting Standards" or the "CRS"), anti- money laundering, sanctions, terrorism financing or the prevention and detec- tion of crime as amended, promulgated and introduced from time to time (the "Applicable Requirements"). 2. In this connection, you acknowledge and expressly agree that the Fund, its Sub- Funds, the Registrar and Transfer Agent, the Management Company, the Investment Manager or Investment Sub- Manager may disclose the particulars or any information relating to you and / or to your investments, to any Authority in connection with its compliance or adher- ence (voluntary or otherwise) with the Applicable Requirements. 3. If you do not: (a) (b) provide the Fund, its Sub- Funds, the Registrar and Transfer Agent, the Management Company, the Investment Manager or Investment Sub- Manager, in a timely manner with the information or documents required as set out in the Prospectus, Account Opening Form, CRS & FATCA Self- Certification Forms or additional information as re- quested from time to time; provide the Fund, its Sub- Funds, the Registrar and Transfer Agent, the Management Company, the Investment Manager or Investment Sub- Manager, with information or documents that are up- to- date, accurate or complete; such that the Fund, its Sub- Funds, the Registrar and Transfer Agent, the Management Company, the Investment Man- ager or Investment Sub- Manager, is unable to ensure its ongoing compliance or adherence (whether voluntary or otherwise) with the Applicable Requirements, you irrevocably accept and agree that the Fund, its Sub- Funds, the Registrar and Transfer Agent, the Management Company, the Investment Manager or Investment Sub- Manager, may, at any time, take such steps as it deems fit as described in the Prospectus. PART 8: Local Agents Details AUSTRIA (Paying agent) Erste Bank der Oesterreichischen Sparkassen AG Am Belvedere 1, 1100 Wien Telephone: Sabine.Adametz@erstebank.at FRANCE (Centralising Correspondent) CACEIS Bank S.A. (Société Anonyme) 1-3, place Valhubert Paris Telephone: FSN- FUND- STR- OPCVM@caceis.com

15 15 BELGIUM (Paying agent) CACEIS Bank, Belgium Branch Avenue du Port / Havenlaan 86C b 320 B, 1000 Brussels Telephone: legal.be@caceis.com / charles.dumaisnil@caceis.com DENMARK (Paying agent) SEB - GTS Custody Services - SEB Merchant Banking Bernstorffsgade 50, DK Copenhagen V Telephone: subcustody.dk@seb.dk FINLAND (Paying agent) Skandinaviska Enskilda Banken AB (publ) Helsinki Branch Global Transaction Services Finland, Financial Institutions, PO Box 630, FI Helsinki Telephone: globalcustody.finland@seb.fi UNITED KINGDOM (Facility agent) Eastspring Investments (Luxembourg) S.A. - UK Branch 125 Old Broad Street, London EC2N 1AR Telephone: stephanie.wenzel@eastspring.co.uk GERMANY (Information agent) CACEIS Bank S.A., Germany Branch Lilienthalallee D Munich subsandreds_postfach@caceis.com SWEDEN (Paying agent) Skandinaviska Enskilda Banken AB (publ) Global Transaction Services STM H1 SE Stockholm Telephone: PayingAgent@seb.se SWITZERLAND (Representative agent) First Independent Fund Services Ltd Klausstrasse Zurich info@fifs.ch SWITZERLAND (Paying agent) NPB New Private Bank Ltd. Limmatquai 1/am Bellevue P.O.Box CH Zurich Telephone: info@npb- bank.ch PART 9: Payments Our bank account details You can pay for your shares in any of the following currencies as indicated in the Prospectus, provided you confirm the cur- rency when you deal. For currencies other than US dollars, the Central Administration will carry out a foreign exchange transaction. For US Dollar - USD For Euro - EUR For Japanese Yen - JPY Pay to ABA no. Swift code For the account of Account no Pay to BLZ Swift code For the account of Account no Pay to Swift code For the account of Account no The Bank of New York Mellon, New York IRVTUS3N The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) FFC Eastspring Investments deal reference Deutsche Bank, Frankfurt DEUTDEFF The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) DE FFC Eastspring Investments deal reference The Bank of Tokyo- Mitsubishi Ltd, Tokyo BOTKJPJT The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) For Singapore Dollar - SGD Pay to Swift code For the account of Account no FFC Eastspring Investments deal reference DBS Bank Ltd, Singapore DBSSSGSG The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) 037d d 0 FFC Eastspring Investments deal reference

16 16 For Chinese Yuan Renminbi - CNY Pay to Swift code For the account of Account no HSBC, Hong-Kong HSBCHKHH The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) 502d d 209 FFC Eastspring Investments a/c deal reference For Hong Kong Dollar - HKD For Australian Dollar - AUD For Swiss Franc - CHF For British Sterling - GBP For Canadian Dollar - CAD For New Zealand Dollar - NZD For South Africa Rand - ZAR Pay to Swift code For the account of Account no Pay to Swift Code For the account of Account No Pay to Swift Code For the account of Account no Pay to Sort Code Swift Code For the account of Account no IBAN Pay to Swift Code For the account of Account no Pay to Swift Code In favour of Swift code Account no For the account of Account no Pay to Swift Code For the account of Account no HSBC, Hong-Kong HSBCHKHH The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) 502d d 001 FFC Eastspring Investments Subs & Reds a/c deal reference National Australian Bank Ltd, Melbourne NATAAU3303X The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) 9810d 13 FFC Eastspring Investments deal reference Credit Suisse First Boston, Zurich CRESCHZZ80A The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) 0835d d 33d 000 IBAN CH FFC Eastspring Investments deal reference The Bank of New York, London IRVTGB2X The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) GB61IRVT FFC Eastspring Investments deal reference Royal Bank of Canada, Toronto ROYCCAT2 The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) 09591d 101d 958d 7 FFC Eastspring Investments + deal reference Bank of New Zealand, Wellington BKNZNZ22 National Nominees Ltd, Auckland NATANZ d d 00 The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) FFC Eastspring Investments deal reference Standard Bank of South Africa, Johannesburg Swift Code SBZAZAJJ The Bank of New York Mellon SA/NV, Luxembourg Branch (IRVTLULXLTA) FFC Eastspring Investments deal reference Applicants who wish to invest in other currencies should contact the Registrar and Transfer Agent to obtain details of the relevant subscription account.

17 17 Payment of the investment by telegraphic transfer For details of correspondent banks please see above. Please pay from an account in your own name and by telegraphic transfer, without charge for the beneficiary. Debiting the account of Name Please give your name and account number with your bank A/C Number Date State settlement date for your deal The sum of Currency Pay to Amount State currency and amount you want to invest Name Give the name and account number of the corre- spondent bank listed above for the currency in which you want to invest A/C Number For the account Reference Signature(s) CHIP UID (For USD payments only) Give the account name of the appropriate bank Eastspring Investments - State your name All joint holders must sign If you already invested in Eastspring Investments, please insert your client account number PART 10: Entities Self Certification Form for FATCA and CRS Entities Self-Certification - Form for FATCA and CRS Instructions for completion We are obliged under local laws and regulations to collect and report to the Luxembourg tax authorities certain information about financial accounts held by some of our Account Holders. For joint or multiple Account Holders, please complete a separate Self-Certification Form for each Account Holder. If you are completing the Self-Certification Form on behalf of the Account Holder(s), then you should indicate the capacity in which you have signed in Section VI. For example you may be the custodian or nominee of an account on behalf of the account holder, or you may be completing the Self-Certification Form under a signatory authority or power of attorney If you have any questions about this Self-Certification Form or defining your FATCA or CRS status, please speak to your tax adviser or local tax authority. For further information on CRS please refer to the OECD automatic exchange of information portal: (Mandatory fields are marked with an *) Account Holders that are individuals should not complete this Self-Certification Form but should complete the Self- Certification Form entitled Individual Self-Certification Form for FATCA and CRS.

18 18 Section 1: Account Holder Identification (please refer to the glossary): Name*: (the "Entity ) Note: If the legal name does not match with that of the account opening name, further documentation / written explanation may be sought. Country of Incorporation or Organisation: Registered Address*: Number: Street: City, Town, State, Province or County: Postal/ZIP Code: Country: Mailing address (if different from above): Number: Street: City, Town, State, Province or County: Postal/ZIP Code: Country: Section 2: FATCA Declaration Specified U.S. Person: Please tick either (a) or (b) below and complete as appropriate. a) The Entity is a Specified U.S. Person and the Entity s U.S. Federal Taxpayer Identifying Number (U.S. TIN) is as follows: U.S. TIN: b) The Entity is not a Specified U.S. Person (please also complete Sections 3, 4 and 5):

19 19 Section 3: Entity s FATCA Classification* (the information provided in this section is for FATCA purposes, please note your classification may differ from your CRS classification in Section 5): 3.1 Financial Institutions under FATCA: If the Entity is a Financial Institution, please tick one of the below categories and provide the Entity s GIIN at o o o Luxembourg Financial Institution or a Partner Jurisdiction Financial Institution Registered Deemed Compliant Foreign Financial Institution Participating Foreign Financial Institution Please provide the Entity s Global Intermediary Identification Number (GIIN) If the Entity is a Financial Institution but unable to provide a GIIN, please tick one of the below reasons: o Partner Jurisdiction Financial Institution and has not yet obtained a GIIN o Registered Deemed Compliant Foreign Financial Institution o Participating Foreign Financial Institution o Partner Jurisdiction Financial Institution and has not yet obtained a GIIN o The Entity has not yet obtained a GIIN but is sponsored by another entity which does have a GIIN: Please provide the sponsor s name and sponsor s GIIN: Sponsor s Name: Sponsor s GIIN: o Exempt Beneficial Owner o Certif. Deemed Compliant Foreign Financial Institution (incl a deemed compliant Financial Institution under Annex II of the Agreement) o Non- Participating Foreign Financial Institution o Excepted Foreign Financial Institution o U.S. Person but not a Specified U.S. Person 3.2 Non- Financial Institutions under FATCA: If the Entity is not a Financial Institution, please tick one of the below categories o Active Non- Financial Foreign Entity o Passive Non- Financial Foreign Entity (If this box is ticked, please include Controlling Person Self- Certification forms for each of your Controlling Persons that is a Specified U.S. Person) o Excepted Non- Financial Foreign Entity o The Entity is a U.S. Person but not a Specified U.S. Person Section 4: CRS Declaration of Tax Residency* (please refer to the glossary) Please indicate the Entity s place of Tax Residence for CRS purposes, (if resident in more than one country please detail all countries of Tax Residence and associated Tax Identification Numbers). Country of Tax Residency Tax ID Number(1) Provision of a Tax ID number (TIN) is required unless you are tax resident in a Jurisdiction that does not issue a TIN. If applicable, please specify the reason for none availability of a Tax ID Number:

20 20 Section 5: Entity s CRS Classification* (the information provided in this section is for CRS, please note your CRS classification may differ from your FATCA classification in Section 3) (please refer to the glossary): o o o Custodial Institution, Depository Institution, Specified Insurance Company or Investment Entity other than an Investment Entity under A(6)(b) of Section VIII of the CRS resident in a Non- Participating Jurisdiction An Investment Entity under A(6)(b) of Section VIII of the CRS resident in a Non- Participating Jurisdiction (If this box is ticked, please include Controlling Person Self-Certification Forms for each of your Controlling Persons) Active Non-Financial Entity: (i) a corporation, the stock of which is regularly traded on an established securities market. If you fall under this definition, please provide the name of the established securities market on which the corporation is regularly traded: (ii) a corporation which is a related entity of such a corporation If you fall under this definition, please provide the name of the regularly traded corporation that the entity identified in section I of this form is a Related Entity of: o o o o Active Non- Financial Entity a Government Entity or Central Bank Active Non- Financial Entity an International Organisation Active Non- Financial Entity other than (c)- (e) (for example a start- up NFE or a non- profit NFE) Passive Non- Financial Entity (If this box is ticked, please include Controlling Person Self- Certification Forms for each of your Controlling Persons) Section 6: Declarations and Undertakings I/We declare (as an authorised signatory of the Entity) that the information provided in this Self- Certification Form is, to the best of my/our knowledge and belief, accurate and complete. I/We undertake to advise the recipient within 30 days and provide an updated Self- Certification Form where any change in circumstance occurs, which causes any of the information contained in this Self- Certification Form to be incorrect. I/We acknowledge that, in case the Country(ies) of Tax Residence listed in section 4 is/are CRS Reportable Jurisdiction(s), the information disclosed in this Form together with required information related to my/our financial account (as described in Annex I Section I of Loi du 18 décembre 2015 relative à la Norme Commune de Déclaration (NCD) hereafter the Luxem- bourg CRS law ) will be reported to the Luxembourg tax authorities or any other authorized delegates under Luxembourg law, and subsequently exchanged with the tax authorities of the CRS Reportable Jurisdiction(s) listed in Section 4, pursuant to in- ternational agreements to exchange financial account information. I/We acknowledge that, as per Article 5 of the Luxembourg CRS law, answering questions related to the information disclosed in this Self Certification Form is mandatory. Upon request I/we will have access to the data concerning me/us that are disclosed to the Luxembourg tax authorities, and I/ we will be in a position to rectify any of my/our personal data. The data collected will not be kept longer than necessary for the purpose of the Luxembourg CRS law. Authorised Signature(s)*: Print Name(s)*: Capacity in which declaration is made*: Date: (dd/mm/yyyy):*

21 21 PART 11: Controlling Person Self Certification Form for FATCA and CRS Controlling Person Self - Certification Form for FATCA and CRS Instructions for completion We are obliged under local laws and regulations to collect and report to the Luxembourg tax authorities certain information about financial accounts held by some of the Controlling Persons of Account Holders that are Passive Non- Financial Entities (NFEs). For joint or multiple Controlling Persons, please complete a separate Self- Certification Form for each Controlling Person. If you are completing the Self- Certification Form on the Controlling Person s behalf, then you should indicate the capacity in which you have signed in Section V. For example you may be the custodian or nominee of an account on behalf of the Control- ling Person, or you may be completing the form under a signatory authority or power of attorney. If you have any questions about this Self- Certification Form or defining your FATCA or CRS status, please speak to your tax ad- viser or local tax authority. For further information on CRS please refer to the OECD automatic exchange of information portal: exchange/ (Mandatory fields are marked with an *) Section 1: Controlling Person Identification (please refer to the glossary) Name*: Residential Address*: Number: Street: _ City, Town, State, Province or County: Postal/ZIP Code: Country: Mailing address (if different from above): Number: Street: _ City, Town, State, Province or County: Postal/ZIP Code: Country: Place of Birth* Town or City of Birth*: Country of Birth*: Date of Birth*: Legal name of the relevant Passive NFE(s) of which you are a Controlling Person* Legal name of Entity 1 Legal name of Entity 2 Legal name of Entity 3

22 22 Section 2: FATCA Declaration of U.S. Citizenship or U.S. Residence for Tax purposes*: Please select either (a) or (b) and complete as appropriate. a. I confirm that I am a U.S. citizen and/or resident in the U.S. for tax purposes and my U.S. federal Taxpayer Identifying Number (U.S. TIN) is as follows: OR b. I confirm that I am not a U.S. citizen or resident in the U.S. for tax purposes. Section 3: CRS Declaration of Tax Residence (please note you may choose more than one country)* Please indicate your country of Tax Residence (if resident in more than one country, please detail all countries of Tax Residence and associated Tax Identification Numbers). Country of Tax Residence Tax ID Number (1) Provision of a Tax ID number ( TIN ) is required unless you are tax resident in a Jurisdiction that does not issue a TIN. If applicable, please specify the reason for non- availability of a Tax ID Number: Section 4 Type of Controlling Person (to be completed by any individual who is a Controlling Person of an Entity) For Joint or multiple Controlling Persons please use a separate Self- Certification Form for each Controlling Person (please refer to the glossary). Please provide the Controlling Persons Status by ticking the appropriate box. Controlling Person of a legal person control by ownership Controlling Person of a legal person control by other means Controlling Person of a legal person senior managing official Controlling Person of a trust - settlor Controlling Person of a trust trustee Controlling Person of a trust protector Controlling Person of a trust beneficiary Controlling Person of a trust other Controlling Person of a legal arrangement (non- trust) - settlor- equivalent Controlling Person of a legal arrangement (non- trust) trustee- equivalent Controlling Person of a legal arrangement (non- trust) protector- equivalent Controlling Person of a legal arrangement (non- trust) beneficiary- equivalent Controlling Person of a legal arrangement (non- trust) other- equivalent Please tick Entity Name

23 23 Section 5: Declaration and Undertakings: I declare that the information provided in this Self- Certification Form is, to the best of my knowledge and belief, accurate and complete. I undertake to advise the recipient within 30 days and provide an updated Self- Certification Form, where any change in circum- stances occurs, which causes any of the information contained in this Form to be incorrect. I acknowledge that, in case the Country(ies) of Tax Residence listed in section 3 is/are CRS Reportable Jurisdiction(s), the infor- mation disclosed in this Form together with required information related to my financial account (as described in Annex I Sec- tion I of Loi du 18 décembre 2015 relative à la Norme Commune de Déclaration (NCD), hereafter the Luxembourg CRS law ) will be reported to the Luxembourg tax authorities or any other authorized delegates under Luxembourg law, and subsequently exchanged with the tax authorities of the CRS Reportable Jurisdiction(s) listed in Section 3, pursuant to international agree- ments to exchange financial account information. I acknowledge that, as per Article 5 of the Luxembourg CRS law, answering questions related to the information disclosed in this Self Certification Form is mandatory. Upon request I will have access to the data concerning me that are disclosed to the Luxembourg tax authorities, and I will be in a position to rectify any of my personal data. The data collected will not be kept longer than necessary for the purpose of the Luxembourg CRS law. Authorised Signature*: Print Name*: Date: (dd/mm/yyyy)*: Capacity*: