FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT

Transcription

1 1 of 54 11/3/2012 5:35 PM! FORM LM-2 LOR ORGNZTON NNUL REPORT -%* *%.#%/#&01#-0& 0-23( *0&--##&&#**04- #&#% /#&01#-0& 0&- -** 204 "#$ % &!'( ) *+,! )!!) -5467(8" $99$5: '):'' RED THE NSTRUTONS REFULLY EFORE PREPRNG THS REPORT. For Official Use Only 1. FLE NUMER PEROD OVERED From 01/01/2011 Through 12/31/ (a) MENDED - s this an amended report: No (b) HRDSHP - Filed under the hardship procedures: No (c) TERMNL - This is a terminal report: No 4. FFLTON OR ORGNZTON NME LOOMOTVE ENGNEERS, T 5. DESGNTON (Local, Lodge, etc.) NTONL HEDQURTERS 7. UNT NME (if any) 9. re your organization's records kept at its mailing address? 6. DESGNTON NR Yes 8. MLNG DDRESS (Type or print in capital letters) First Name WLLM Last Name WLPERT P.O ox - uilding and Room Number Number and Street 1370 ONTRO STREET MEZZ ity LEVELND State ZP ode *95;$9;995<5 9999=9>9 55?+55 $9@=999> 9? 26. SGNED: : Mar 28, 2012 Dennis R Pierce PRESDENT 27. SGNED: ">$!? ontact nfo: William Walpert : Mar 28, 2012 ontact nfo: TRESURER

2 2 of 54 11/3/2012 5:35 PM TEMS 10 THROUGH 21 FLE NUMER: During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries? 11(a). During the reporting period did the labor organization have a political action committee (P) fund? 11(b). During the reporting period did the labor organization have a subsidiary organization as defined in Section X of these nstructions? 12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative? 13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (nswer "Yes" even if there has been repayment or recovery.) 14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds? 15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale? 16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period? 17. Did the labor organization have any contingent liabilities at the end of the reporting period? 18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions? 19. What is the date of the labor organization's next regular election of officers? ">$!? Yes Yes Yes Yes No $2,700,000 No Yes No Yes 12/ How many members did the labor organization have at the end of the reporting period? 21. What ar the labor organization's rates of dues and fees? Rates of Dues and Fees 54,122 Dues/Fees Unit Minimum Maximum (a) Regular Dues/Fees (b) Working Dues/Fees per month per none 0 0 (c) nitiation Fees 0 per none 0 0 (d) Transfer Fees 0 per none 0 0 (e) Work Permits 0 per none 0 0

3 3 of 54 11/3/2012 5:35 PM STTEMENT - SSETS ND LLTES FLE NUMER: SSETS SSETS Schedule Number Start of Reporting Period End of Reporting Period 22. ash $1,655,587 $3,853, ccounts Receivable 1 $1,881,640 $1,400, Loans Receivable 2 $693,833 $613, U.S. Treasury Securities $0 $0 26. nvestments 5 $6,331,102 $6,085, Fixed ssets 6 $5,921 $0 28. Other ssets 7 $6,590 $6, TOTL SSETS $10,574,673 $11,959,362 LLTES LLTES Schedule Number Start of Reporting Period End of Reporting Period 30. ccounts Payable 8 $438,091 $613, Loans Payable 9 $1,749,660 $1,287, Mortgages Payable $0 $0 33. Other Liabilities 10 $2,202,037 $2,852, TOTL LLTES $4,389,788 $4,753,552 ">$!? 35. NET SSETS $6,184,885 $7,205,810

4 4 of 54 11/3/2012 5:35 PM STTEMENT - REEPTS ND DSURSEMENTS FLE NUMER: SH REEPTS SH MOUNT 36. Dues and gency Fees $0 37. Per apita Tax $12,031, Fees, Fines, ssessments, Work Permits $919, Sale of Supplies $5, nterest $19, Dividends $89, Rents $0 43. Sale of nvestments and Fixed ssets 3 $1,109, Loans Obtained 9 $5, Repayments of Loans Made 2 $82, On ehalf of ffiliates for Transmittal to Them 47. From Members for Disbursement on Their ehalf $0 $2,600, Other Receipts 14 $6,606, TOTL REEPTS $23,470,893 SH DSURSEMENTS SH MOUNT $3,049, Political 16 $543, , Gifts, and Grants 17 $14, $2,484, Union 19 $1,971, enefits 20 $3,106, Per apita Tax $5,104, Strike enefits $0 58. Fees, Fines, ssessments, etc. $3, Supplies for Resale $176, Purchase of nvestments and Fixed ssets 4 $841, Loans Made 2 $2, Repayment of Loans Obtained 9 $468, To ffiliates of Funds ollected on Their ehalf $232, On ehalf of ndividual Members $2,542, Direct Taxes $711, Subtotal $21,254, Withholding Taxes and Payroll Deductions 67a. Total Withheld $1,208,838 67b. Less Total Disbursed $1,227,475 67c. Total Withheld ut Not Disbursed -$18, TOTL DSURSEMENTS $21,273,136 ">$!?

5 5 of 54 11/3/2012 5:35 PM SHEDULE 1 - OUNTS REEVLE GNG SHEDULE FLE NUMER: Entity or ndividual Name Total ccount Receivable Days Past Due 180+ Days Past Due Liquidated ccount Receivable nternational rotherhood of Teamsters $1,387,154 $0 $100,000 $0 Totals from all other accounts receivable $13,037 $0 $0 $0 TOTLS (olumn Total will be automatically entered in tem 23, olumn ) ">$!? $1,400,191 $0 $100,000 $0

6 6 of 54 11/3/2012 5:35 PM SHEDULE 2 - LONS REEVLE FLE NUMER: List below loans to officers, employees, or members which at any time during the reporting period exceeded $250 and list all loans to business enterprises regarless of amount. Name: arson, Gail (employee) : Payroll advance Security: Unpaid wages Terms: Payroll deduction Name: Reese, Elaine (employee) : Payroll advance Security: Unpaid wages Terms: Payroll deduction Name: Schmidt, Walt (employee) : Payroll advance Security: Unpaid wages Terms: Payroll deduction Name: LE uilding ssociation () : Tenant improvements Security: assets Terms: Pymts 120 mo, interest prime Total of loans not listed above Loans Outstanding at Start of Period Loans Made During Period ash (1) Other Than ash (2) Loans Outstanding at End of Period Total of all lines $693,833 $2,500 $82,750 $0 $613,583 Totals will be automatically entered in... ">$!? tem 24 olumn $500 $1,000 $1,500 $0 $0 $0 $500 $250 $0 $250 $0 $1,000 $1,000 $0 $0 $693,333 $0 $80,000 $0 $613,333 tem 61 tem 45 tem 69 with Explanation tem 24 olumn

7 7 of 54 11/3/2012 5:35 PM SHEDULE 3 - SLE OF NVESTMENTS ND FXED SSETS FLE NUMER: Description (if land or buildings give location) ost ook Value Gross Sales Price Received Equities $636,227 $636,227 $709,657 $709,657 Mutual Funds $392,891 $392,891 $399,965 $399,965 Mortgage acked Securities $0 $0 $149 $149 Total of all lines $1,029,118 $1,029,118 $1,109,771 $1,109,771 ">$!? 14. Less Reinvestments (Net Sales total will automatically entered in tem 43) 15. Net Sales $1,109,771 $0

8 8 of 54 11/3/2012 5:35 PM SHEDULE 4 - PURHSE OF NVESTMENTS ND FXED SSETS FLE NUMER: Description (if land or buildings, give location) ost ook Value ash Paid Equities $702,902 $702,902 $702,902 Mutual Funds $88,122 $88,122 $88,122 Furniture and equipment $18,770 $18,770 $18,770 omputer equipment $31,885 $31,885 $31,885 Total of all lines $841,679 $841,679 $841,679 ">$!? 14. Less Reinvestments (Net Purchases total will automatically entered in tem 60) 15. Net Purchases $841,679 $0

9 9 of 54 11/3/2012 5:35 PM SHEDULE 5 - NVESTMENTS FLE NUMER: Description Marketable Securities 1. Total ost $4,960, Total ook Value $4,960, List each marketable security which has a book value over $5000 and exceeds 5% of Line 2. 9$99" $568,293 Other nvestments 4. Total ost $1,125, Total ook Value $1,125, List each other investment which has a book value over $5,000 and exceeds 5% of Line 5. lso, list each subsidiary for which separate reports are attached. %*-%9# $1,125, Total of Lines 2 and 5 (Total will be automatically entered in tem 26, olumn) $6,085,654 ">$!?

10 10 of 54 11/3/2012 5:35 PM SHEDULE 6 - FXED SSETS FLE NUMER: Description ost or Other asis Total Depreciation or Expensed ook Value 1. Land (give location) $0 $0 $0 3. uildings (give location) $0 $0 $0 $0 5. utomobiles and Other Vehicles $88,276 $88,276 $0 $14, Office Furniture and Equipment $771,549 $771,549 $0 $57, Other Fixed ssets $291,803 $291,803 $0 $56, Totals of Lines 1 through 7 (olumn Total will be automatically entered in tem 27, olumn) ">$!? Value $1,151,628 $1,151,628 $0 $128,587

11 11 of 54 11/3/2012 5:35 PM SHEDULE 7 - OTHER SSETS FLE NUMER: Description ook Value Promotional Merchandise $90 dvance to Training Program $5,500 Deposit - Workman's ompensation $1,000 Total Other ssets (Total will be automatically entered in tem 28, olumn) $6,590 ">$!?

12 12 of 54 11/3/2012 5:35 PM SHEDULE 8 - OUNTS PYLE GNG SHEDULE FLE NUMER: Entity or ndividual Name Total ccount Payable Days Past Due 180+ Days Past Due Liquidated ccount Total from all other accounts payable $613,866 $0 $0 $0 Total ccounts Payable (olumn Total will be automatically entered in tem 30, olumn) ">$!? $613,866 $0 $0 $0

13 13 of 54 11/3/2012 5:35 PM SHEDULE 9 - LONS PYLE FLE NUMER: Source of Loans Payable at ny Time During the Reporting Period Loans Owed at Start of Period Loans Obtained During Period Repayment During Period ash (1) Repayment During Period Other Than ash (1) Loans Owed at End of Period Wells Fargo dvisors $388,252 $0 $388,252 $0 $0 Teamsters anda Rail onference Total Loans Payable $1,749,660 $5,843 $468,253 $0 $1,287,250 Totals will be automatically entered in... tem 31 olumn $748,075 $5,843 $0 $0 $753,918 Key ank Loan $613,333 $0 $80,001 $0 $533,332 ">$!? tem 44 tem 62 tem 69 with Explanation tem 31 olumn

14 14 of 54 11/3/2012 5:35 PM SHEDULE 10 - OTHER LLTES FLE NUMER: Description at End of Period Health nsurance Liability $16,838 Disability nsurance Trust Liability $180 Due to P Fund $41,281 LET Memorial Fund $3,926 Dues Objector Liability $13,729 Education & Training Fund $101,960 LET Strike and Mobilization Fund $155,305 LET onvention Fund $2,261,835 afeteria Plan and Other Payroll Withholdings $7,382 Training enter $250,000 Total Other Liabilities (Total will be automatically entered in tem 33, olumn) $2,852,436 ">$!?

15 15 of 54 11/3/2012 5:35 PM SHEDULE 11 - LL OFFERS ND DSURSEMENTS TO OFFERS FLE NUMER: Name Dennis R Pierce President Title Edgar L Pruitt First Vice President William Walpert Nat'l Secretary Treasurer John P Tolman Vice President Marcus J Ruef Vice President Michael D Twombly Vice President Willard E Knight Vice President Gilbert L Gore Vice President Stephen J runo Vice President N 7 63 % 3 % 79 % 93 % 9 85 % Status Political Political Political Political Political Political Political Political Gross Salary Disbursements (before any deductions) llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in thru (F) (H) TOTL $188,406 $20,688 $15,576 $0 $224,670 3 $153,706 $20,688 $18,688 $0 $193,082 1 % 36 % $153,706 $20,688 $14,264 $0 $188,658 5 % 57 % 35 % $143,295 $20,688 $23,534 $0 $187, $143,295 $20,688 $31,434 $0 $195, % $143,295 $20,688 $26,865 $0 $190,848 $143,295 $20,688 $18,764 $0 $182,747 7 % 1 $143,295 $20,688 $9,252 $0 $173, % $143,202 $20,812 $9,242 $0 $173,256

16 16 of 54 11/3/2012 5:35 PM Name ole W Davis Vice President N Title Michael D Priester Vice President N Merle F Geiger Vice President P Donald L Moates Vice President P Stephen D Speagle Vice President P 71 % 91 % % 9 Status Political Political Political Political Political Political Gross Salary Disbursements (before any deductions) 5 % llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in thru (F) 5 % (H) TOTL 19 % $142,901 $20,812 $19,575 $0 $183,288 $132,430 $20,812 $16,315 $0 $169,557 9 % 1 $0 $0 $570 $0 $570 1 $0 $0 $2,269 $0 $2, % $0 $0 $737 $0 $737 1 Total Officer Disbursements $1,630,826 $227,940 $207,085 $0 $2,065,851 Less Deductions $495,208 Net Disbursements $1,570,643 ">$!?

17 17 of 54 11/3/2012 5:35 PM SHEDULE 12 - DSURSEMENTS TO EMPLOYEES FLE NUMER: Name Title harles E nderson President Staff T Liason None John V entley Jr Editor None arbara lackford Records uditor None James E radford Special Representative None Jeremy Supply lerk None roka Kimberly P Specialist None unch Sherry arbeck Exec ssist to President None Gail arson dmin ssist to Legis VP None Justine R harvat Executive ssist to NST None 39 % Other Payer Political Political Political Political Political Political Political Political Gross Salary Disbursements (before any deductions) llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in thru (F) (H) TOTL $120,606 $0 $2,600 $0 $123,206 $63,922 $0 $2,542 $0 $66, % 100 % $38,295 $0 $0 $0 $38, % $103,495 $0 $13,708 $0 $117, % $40,659 $0 $2,600 $0 $43, % $46,666 $0 $0 $0 $46, % 25 % $51,612 $0 $376 $0 $51, % $53,871 $0 $4,105 $0 $57, % $50,948 $0 $0 $0 $50,948

18 18 of 54 11/3/2012 5:35 PM Name Title Kent N onfer Special Rep/Dir of Org. None lbert D ook ssist to Office dmin None Patricia ottom Staff ccountant None Douglas Davidson sst Dir of rbitration None Frank File Manager None Dengler David Ditzel Special Representative None Michael J Hager nfo Services Technician None William P Joyce rt Director/sst. Editor None 78 % 100 % Other Payer Political Political Political Political Political Political Political Political Political Gross Salary Disbursements (before any deductions) llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in thru (F) 100 % (H) TOTL $78,741 $6,900 $12,580 $0 $98,221 $110,434 $3,300 $23,536 $0 $137,270 1 % 100 % 21 % $42,037 $0 $0 $0 $42, % $98,749 $0 $20,870 $0 $119,619 $66,165 $0 $3,250 $0 $69, % $103,495 $0 $16,383 $0 $119,878 $63,897 $0 $2,600 $0 $66, % 100 % $51,885 $0 $493 $0 $52, %

19 19 of 54 11/3/2012 5:35 PM Name Kimberley Records uditor None Title Kennedy Ken N Kroeger Jr Special Representative None 42 % Tonya J Marrhoubi-Sadows Secretary None Michelle Receptionist None Mcllister Dennis Mertz Printer None Wiliam J Munger Diversity Trainer None Patricia Murphy-Smith Liason to uilding ssoc. None Kathleen N Policy Pol Leg Reg oordinator None Thomas Pontolillo ssistant to President None 22 % Other Payer Political Political Political Political Political Political Political Political Gross Salary Disbursements (before any deductions) llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in thru (F) (H) TOTL $38,461 $0 $0 $0 $38, % $104,556 $9,200 $66,423 $0 $180, % $36,526 $0 $0 $0 $36,526 8 % 7 $35,542 $0 $0 $0 $35, % $62,874 $0 $0 $0 $62, % $90,949 $10,658 $0 $0 $101, % $40,889 $0 $3,621 $0 $44, % $75,510 $0 $4,464 $0 $79, $134,536 $0 $18,558 $0 $153,094

20 20 of 54 11/3/2012 5:35 PM Name Title Elaine Reese Director of ompliance None Mary L Reich Director of Records None Gregory E Ross President's Staff None Kelly N Rowe Exec ssist to 1st VP None Walter J Schmidt Jr Senior nternet Developer None Denise Sears Staff ccountant None Vincent G Verna Dir Regulatory ffairs None Harry F Volpe ontroller None 57 % 2 Other Payer Political Political Political Political Political Political Political Political Political Gross Salary Disbursements (before any deductions) 8 % llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in thru (F) (H) TOTL 35 % $86,730 $0 $12,445 $0 $99, % 22 % $58,862 $0 $2,323 $0 $61, % 13 % $75,260 $0 $3,929 $0 $79,189 8 $40,957 $0 $0 $0 $40, % $94,715 $0 $10,645 $0 $105, % 17 % $50,402 $0 $0 $0 $50, % $44,015 $0 $10,628 $0 $54, % 18 % $112,445 $0 $3,500 $0 $115, % 1 %

21 21 of 54 11/3/2012 5:35 PM Name Darlene L Zolata Staff ccountant None Title Laurence James Mobilization oordinator None 100 % Other Payer Political Political Gross Salary Disbursements (before any deductions) llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in thru (F) (H) TOTL $50,259 $0 $0 $0 $50, % $18,077 $0 $5,946 $0 $24,023 TOTLS REEVED Y EMPLOYEES MKNG LESS THN $10000 Political and Lobbying $6,425 $0 $1,849 $0 $8, % Total Employee Disbursements $2,443,467 $30,058 $249,974 $0 $2,723,499 Less Deductions $689,229 Net Disbursements $2,034,270 ">$!?

22 22 of 54 11/3/2012 5:35 PM SHEDULE 13 - MEMERSHP STTUS FLE NUMER: ategory of Membership Number Members 54,122 gency Fee Payers* 0 Total Members/Fee Payers 54,122 *gency Fee Payers are not considered members of the labor organization. Voting Eligibility ctive 26,241 Yes Less than standard 741 Yes Train service 3,360 Yes ctive excused 5,715 Yes Retired 18,065 No ">$!?

23 23 of 54 11/3/2012 5:35 PM DETLED SUMMRY PGE - SHEDULES 14 THROUGH 19 FLE NUMER: SHEDULE 14 OTHER REEPTS 1. Named Payer temized Receipts $6,000, Named Payer Non-itemized Receipts $329, ll Other Receipts $276, Total Receipts $6,606,299 SHEDULE 15 REPRESENTTONL TVTES 1. Named Payee temized Disbursements $732, Named Payee Non-itemized Disbursements $284, To Officers $1,372, To Employees $483, ll Other Disbursements $177, Total Disbursements $3,049,536 SHEDULE 16 POLTL TVTES ND LOYNG 1. Named Payee temized Disbursements $0 2. Named Payee Non-itemized Disbursements $101, To Officers $188, To Employees $173, ll Other Disbursements $79, Total Disbursement $543,745 ">$!? SHEDULE 17 ONTRUTONS, GFTS & GRNTS 1. Named Payee temized Disbursements $10, Named Payee Non-itemized Disbursements $0 3. To Officers $0 4. To Employees $0 5. ll Other Disbursements $4, Total Disbursements $14,900 SHEDULE 18 GENERL OVERHED 1. Named Payee temized Disbursements $539, Named Payee Non-itemized Disbursements $411, To Officers $116, To Employees $1,329, ll Other Disbursements $87, Total Disbursements $2,484,345 SHEDULE 19 UNON DMNSTRTON 1. Named Payee temized Disbursements $588, Named Payee Non-itemized Disbursements $146, To Officers $388, To Employees $737, ll Other Disbursements $110, Total Disbursements $1,971,305

24 24 of 54 11/3/2012 5:35 PM SHEDULE 14 - OTHER REEPTS FLE NUMER: FL-O th St. NW Washington D redit ard Program merican ncome Life nsurance ompany 2608 Waco TX nsurance ompany MTRK G th Street nderson sland W Subordinate Unit NSF - TSF G 101 North everly Street rowley TX Subordinate Unit Royalty Payment 01/07/2011 $5,902 Royalty Payment 03/07/2011 $6,067 Royalty Payment 03/10/2011 $6,111 Royalty Payment 04/14/2011 $6,014 Royalty Payment 05/16/2011 $6,195 Royalty Payment 06/07/2011 $6,210 Royalty Payment 07/06/2011 $6,191 Royalty Payment 08/15/2011 $6,274 Royalty Payment 09/02/2011 $6,141 Royalty Payment 10/25/2011 $6,162 Royalty Payment 11/02/2011 $6,111 Royalty Payment 12/08/2011 $6,123 $73,501 Total Non-temized Transactions $0 Total of ll Transactions $73,501 Reimbursement for mailing 09/30/2011 $8,849 $8,849 Total Non-temized Transactions $0 Total of ll Transactions $8,849 Total Non-temized Transactions $25,999 Total of ll Transactions $25,999 Health nsurance enefits 01/11/2011 $19,499 Health nsurance enefits 04/12/2011 $19,499 Health nsurance enefits 07/13/2011 $19,499 Health nsurance enefits 10/17/2011 $19,499 $77,996 Total Non-temized Transactions $0 Total of ll Transactions $77,996

25 25 of 54 11/3/2012 5:35 PM NSF - MRL G 4237 Orchard Drive Galesburg L Subordinate Unit NSF (Frisco) G 8183 Highway E. ox 260 Granby MO Subordinate Unit rotherhood Relief & ompensation Fund 2150 Linglestown Road Harrisburg P ffiliate Fund N / R G 473 Spring Grove L Subordinate Unit Health nsurance enefits 01/11/2011 $9,582 Health nsurance enefits 02/04/2011 $9,582 Health nsurance enefits 03/07/2011 $9,582 Health nsurance enefits 04/07/2011 $9,582 Health nsurance enefits 05/04/2011 $9,582 Health nsurance enefits 06/03/2011 $9,582 Health nsurance enefits 07/08/2011 $9,582 Health nsurance enefits 08/09/2011 $9,582 Health nsurance enefits 09/06/2011 $8,842 Health nsurance enefits 10/07/2011 $10,595 Health nsurance enefits 11/08/2011 $10,595 Health nsurance enefits 12/07/2011 $10,595 $117,283 Total Non-temized Transactions $0 Total of ll Transactions $117,283 Total Non-temized Transactions $28,508 Total of ll Transactions $28,508 Jan Newsletter / Spring Journal 02/03/2011 $5,000 Jul Newsletter / Summer Journal 06/21/2011 $5,000 Fall Journal / Oct Newsletter 10/25/2011 $5,000 $15,000 Total Non-temized Transactions $5,750 Total of ll Transactions $20,750 Health nsurance enefits 02/28/2011 $5,525 Health nsurance enefits 06/30/2011 $27,626 Health nsurance enefits 09/27/2011 $16,575 Health nsurance enefits 10/28/2011 $5,525 Health nsurance enefits 11/01/2011 $5,525 Health nsurance enefits 12/30/2011 $5,525 $66,301 Total Non-temized Transactions $0 Total of ll Transactions $66,301

26 26 of 54 11/3/2012 5:35 PM onrail G 1807 Elmwood ve, Ste 124 uffalo NY Subordinate Unit SX - East G 1250 obwhite Tr huluota FL Subordinate Unit SXT - Northern G 990 ennett Street Sarnia, ON 13 anada 00 Subordinate Unit SXT - Western G 49 Dloway TN Subordinate Unit llinois State Legislative oard N. Stratford Lane Mt. Vernon L Total Non-temized Transactions $46,232 Total of ll Transactions $46,232 Total Non-temized Transactions $20,995 Total of ll Transactions $20,995 Health nsurance enefits 03/24/2011 $16,371 Health nsurance enefits 06/13/2011 $16,371 Health nsurance enefits 09/16/2011 $16,371 Health nsurance enefits 12/14/2011 $16,373 $65,486 Total Non-temized Transactions $0 Total of ll Transactions $65,486 Health nsurance enefits 01/31/2011 $5,745 Health nsurance enefits 02/28/2011 $5,745 Health nsurance enefits 03/01/2011 $5,781 Health nsurance enefits 04/28/2011 $5,763 Health nsurance enefits 05/20/2011 $5,763 Health nsurance enefits 07/12/2011 $5,763 Health nsurance enefits 08/31/2011 $5,346 Health nsurance enefits 09/26/2011 $5,346 Health nsurance enefits 10/04/2011 $5,346 Health nsurance enefits 11/02/2011 $5,346 Health nsurance enefits 12/30/2011 $5,346 $61,290 Total Non-temized Transactions $4,930 Total of ll Transactions $66,220 Total Non-temized Transactions $26,376 Total of ll Transactions $26,376

27 27 of 54 11/3/2012 5:35 PM Subordinate Unit nternational rotherhood of Teamsters 25 Louisiana ve, NW Washington D nternational Union Office L.E. &.M.P. 525 Griswold Street Detriot M dvertising NW - Northern G 7500 N. Palmer venue Kansas ity MO Subordinate Unit October 2010 Reimbursement 01/18/2011 $330,033 November 2010 Reimbursement 03/07/2011 $376,590 December 2010 Reimbursement 04/15/2011 $514,478 January 2011 Reimbursement 05/17/2011 $336,213 February 2011 Reimbursement 06/22/2011 $416,691 March 2011 Reimbursement 07/20/2011 $338,617 pril 2011 Reimbursement 08/15/2011 $426, Financial ssistance 09/02/2011 $100,000 May 2011 Reimbursement 09/12/2011 $306,730 September 2011 Financial ssistance 09/16/2011 $100,000 June 2011 Reimbursement 09/22/2011 $330,756 October 2011 Financial ssistance 10/25/2011 $100,000 July 2011 Reimbursement 11/02/2011 $402,481 ugust 2011 Reimbursement 11/16/2011 $369,772 Sept 11 Reimb / Nov 11 Financial ssist. 12/08/2011 $419,780 December 2011 Financial ssistance 12/29/2011 $100,000 $4,968,911 Total Non-temized Transactions $0 Total of ll Transactions $4,968,911 Total Non-temized Transactions $16,750 Total of ll Transactions $16,750 Health nsurance enefits 02/07/2011 $6,708 Health nsurance enefits 03/07/2011 $6,708 Health nsurance enefits 04/12/2011 $6,708 Health nsurance enefits 05/10/2011 $6,708 Health nsurance enefits 07/01/2011 $6,708 Health nsurance enefits 08/03/2011 $6,708 Health nsurance enefits 09/06/2011 $6,708 Health nsurance enefits 09/16/2011 $6,708 Health nsurance enefits 10/03/2011 $6,708 Health nsurance enefits 11/01/2011 $6,708 Health nsurance enefits 12/01/2011 $6,708 $73,788 Total Non-temized Transactions $4,960 Total of ll Transactions $78,748 Health nsurance enefits 01/11/2011 $6,500 Health nsurance enefits 02/04/2011 $6,500

28 28 of 54 11/3/2012 5:35 PM NW Southern G 885 Powell TN Subordinate Unit Ohio State Legislative oard 8568 Mount Vernon Road St. Louisville Subordinate Unit Rail onference of the T 1370 Ontario Street leveland ffiliate Organization Short Term Disability Plan 1370 Ontario Street leveland Short Term Disability Fund of LET Texas State Legislative oard 121 Wood Street Mineola TX Health nsurance enefits 03/07/2011 $6,500 Health nsurance enefits 04/07/2011 $6,500 Health nsurance enefits 05/02/2011 $6,500 Health nsurance enefits 06/01/2011 $6,500 Health nsurance enefits 07/06/2011 $6,500 Health nsurance enefits 08/09/2011 $6,500 Health nsurance enefits 09/06/2011 $6,500 Health nsurance enefits 10/07/2011 $6,500 Health nsurance enefits 11/01/2011 $6,500 Health nsurance enefits 12/08/2011 $6,496 $77,996 Total Non-temized Transactions $0 Total of ll Transactions $77,996 Total Non-temized Transactions $25,999 Total of ll Transactions $25,999 llocation from Rail onference 08/22/2011 $250,000 Reimbursement for contribution to &O Museum 03/31/2011 $10,000 $260,000 Total Non-temized Transactions $0 Total of ll Transactions $260,000 Expense Reimbursement 7/10-12/10 12/29/2011 $53,248 Expense Reimbursements 12/10-11/11 12/29/2011 $54,896 $108,144 Total Non-temized Transactions $0 Total of ll Transactions $108,144 Total Non-temized Transactions $20,995 Total of ll Transactions $20,995

29 29 of 54 11/3/2012 5:35 PM Subordinate Unit Union Privilege th St, NW, Ste 300 Washington D redit ard Program UP - Southern G 214 Pershing venue San ntonio TX Subordinate Unit UP/SP Western Lines G Wild Flower Drive El Paso TX Subordinate Unit UPRR - Northern G 3332 S. Kings Road Rochelle L Subordinate Unit UPRR entral G 580 White Oak Lane Liberty MO Royalty Payment 05/16/2011 $10,221 $10,221 Total Non-temized Transactions $0 Total of ll Transactions $10,221 Total Non-temized Transactions $20,390 Total of ll Transactions $20,390 Total Non-temized Transactions $30,678 Total of ll Transactions $30,678 Total Non-temized Transactions $6,857 Total of ll Transactions $6,857 Health nsurance enefits 10/17/2011 $5,375 Health nsurance enefits 11/08/2011 $5,375 Health nsurance enefits 12/12/2011 $5,375 $16,125 Total Non-temized Transactions $43,653 Total of ll Transactions $59,778

30 30 of 54 11/3/2012 5:35 PM Subordinate Unit ">$!?

31 31 of 54 11/3/2012 5:35 PM SHEDULE 15 - REPRESENTTONL TVTES FLE NUMER: merican irlines Fort Woth TX irline ompany mtrak Washington D Transportation aptiste & Wilder, P onnecticut ve NW 315 Washington D ttorney NSF G 101 North everly Street rowley TX Subordinate Unit apital Hilton th St, NW Washington D Hotel Total Non-temized Transactions $23,118 Total of ll Transactions $23,118 Total Non-temized Transactions $7,956 Total of ll Transactions $7,956 Rail labor bargaining coalition 06/28/2011 $5,644 Rail labor bargaining coalition 08/29/2011 $5,676 Rail labor bargaining coalition 10/28/2011 $12,822 Rail labor bargaining coalition 11/30/2011 $14,916 $39,058 Total Non-temized Transactions $18,838 Total of ll Transactions $57,896 Total Non-temized Transactions $6,208 Total of ll Transactions $6,208 Total Non-temized Transactions $27,725 Total of ll Transactions $27,725

32 32 of 54 11/3/2012 5:35 PM loppert, Latanick, Sauter & Washburn 225 E. road St olumbus ttorney onrail S/SXT Northern G 1807 Elmwood ve, Ste 125 uffalo NY Subordinate Unit ontinental irlines Houston TX irline ompany Delta irlines Los ngeles irline ompany Faulkner Hoffman & Phillips Emerald Pkwy, #210 leveland ttorney Nov '10 Emswiler v SXT / LET ase 01/12/2011 $5,616 Dec '10 Emswiler v SXT / LET ase 01/14/2011 $5,165 ourt of ppeals rief - prep and review 11/15/2011 $7,670 $18,451 Total Non-temized Transactions $3,470 Total of ll Transactions $21,921 Total Non-temized Transactions $16,649 Total of ll Transactions $16,649 Total Non-temized Transactions $37,109 Total of ll Transactions $37,109 Total Non-temized Transactions $43,189 Total of ll Transactions $43,189 Total Non-temized Transactions $11,365 Total of ll Transactions $11,365

33 33 of 54 11/3/2012 5:35 PM Harold. Ross Stoneybrook Dr North Olmsted ttorney Harry W. Zanville 500 W Harbor Dr, Ste 1201 San Diego ttorney Hyatt Regency 400 New Jersey ve, NW Washington D Hotel Jeff R. Dingwall 750 W. Fir Street, #504 San Diego ttorney National Labor ollege New Hampshire v Silver Spring MD Labor Organization 4th Qtr '10 Various representional cases 02/23/2011 $31,293 1st Qtr '11 Varoius reprenstational cases 04/20/2011 $20,258 $51,551 Total Non-temized Transactions $6,821 Total of ll Transactions $58,372 Oct - Jan LET v SRR 02/23/2011 $15,153 Jan - pr SRR ppeal 05/03/2011 $10,855 $26,008 Total Non-temized Transactions $0 Total of ll Transactions $26,008 Total Non-temized Transactions $8,419 Total of ll Transactions $8,419 Jan 11 services related to SRR case 02/23/2011 $6,976 Feb 11 services related to SRR case 04/06/2011 $10,783 $17,759 Total Non-temized Transactions $13,941 Total of ll Transactions $31,700 LET Local hariman Group Master 11/15/2011 $6,694 $6,694 Total Non-temized Transactions $0 Total of ll Transactions $6,694

34 34 of 54 11/3/2012 5:35 PM Pat J. Williams 101 N. everly Street rowley TX Temporary Help Southwest irlines Houston TX irline ompany The Labor ureau, nc King St, #210 lexandria V onsulting firm US irways Temple Z irline ompany Westin Dimplomat Resort 3555 South Ocean Drive Hollywood FL Hotel Zwerdling, Paul, Kahn & Wolly 1025 onnecticut v, NW 712 Washington Total Non-temized Transactions $8,313 Total of ll Transactions $8,313 Total Non-temized Transactions $24,131 Total of ll Transactions $24,131 pr-nov prep and present emergency board case 12/16/2011 $55,928 $55,928 Total Non-temized Transactions $0 Total of ll Transactions $55,928 Total Non-temized Transactions $11,838 Total of ll Transactions $11,838 Total Non-temized Transactions $13,060 Total of ll Transactions $13,060 $517,065 Total Non-temized Transactions $2,279 Total of ll Transactions $519,344

35 35 of 54 11/3/2012 5:35 PM D ttorney Dec 10 - various rep cases and matters 01/21/2011 $25,173 Jan 11 - various rep cases and matters 02/23/2011 $60,182 Feb 11 - various rep cases and matters 04/06/2011 $49,868 Mar 11 - various rep cases and matters 04/20/2011 $65,357 pr 11 - various rep cases and matters 05/12/2011 $16,279 May 11 - various rep cases and matters 06/10/2011 $17,468 Jun 11 - various rep cases and matters 07/25/2011 $50,992 Jul 11 - various rep cases and matters 08/11/2011 $65,267 ug 11 - various rep cases and matters 09/12/2011 $45,985 Sep 11 - various rep cases and matters 10/18/2011 $28,860 Oct 11 - various rep cases and matters 11/15/2011 $49,106 Nov 11 - various rep cases and matters 12/13/2011 $42,528 $517,065 Total Non-temized Transactions $2,279 Total of ll Transactions $519,344 ">$!?

36 36 of 54 11/3/2012 5:35 PM SHEDULE 16 - POLTL TVTES ND LOYNG FLE NUMER nthony M. Dimond E uckhorn Rd Reedsburg W Temporary Help LET - Florida State Legislative oard 553 Lake Helen FL Subordinate Unit LET - ndiana State Legislative oard Stonehenge Dr Mokena L Subordinate Unit LET - North Dakota State Legislative oard th ve, NE Martin ND Subordinate Unit LET - Oregon State Legislative oard 3055 Lagrande OR Total Non-temized Transactions $6,006 Total of ll Transactions $6,006 Total Non-temized Transactions $6,700 Total of ll Transactions $6,700 Total Non-temized Transactions $8,040 Total of ll Transactions $8,040 Total Non-temized Transactions $11,285 Total of ll Transactions $11,285 Total Non-temized Transactions $7,904 Total of ll Transactions $7,904

37 37 of 54 11/3/2012 5:35 PM Subordinate Unit ontinental irlines Houston TX irline ompany raig. Gilchrist th ve, NO Glasgow MT Temporary Help M. J. Luteran 17 Spring Rd Livingston NJ Temporary Help M State Legislative oard 46 Scotts Dr harlestown NH Subordinate Unit MT State Legislative oard/ T Rail onf. 522 Forsyth MT Total Non-temized Transactions $9,670 Total of ll Transactions $9,670 Total Non-temized Transactions $8,714 Total of ll Transactions $8,714 Total Non-temized Transactions $5,030 Total of ll Transactions $5,030 Total Non-temized Transactions $11,945 Total of ll Transactions $11,945 Total Non-temized Transactions $5,748 Total of ll Transactions $5,748

38 38 of 54 11/3/2012 5:35 PM Subordinate Unit Robert S. Svob 1534 E. Water Street Tucson Z Temporary Help Scott G. Palmer 5018 nkeny Street Klamath Falls OR Temporary Help William Verdeyen 5691 South anal St Terre Haute N Temporary Help Total Non-temized Transactions $5,944 Total of ll Transactions $5,944 Total Non-temized Transactions $6,619 Total of ll Transactions $6,619 Total Non-temized Transactions $8,062 Total of ll Transactions $8,062 ">$!?

39 39 of 54 11/3/2012 5:35 PM SHEDULE 17 - ONTRUTONS, GFTS & GRNTS FLE NUMER: & O Railroad Museum 901 W Pratt St altimore MD Museum ">$!? Donation 02/15/2011 $10,000 $10,000 Total Non-temized Transactions $0 Total of ll Transactions $10,000

40 40 of 54 11/3/2012 5:35 PM SHEDULE 18 - GENERL OVERHED FLE NUMER: DP, nc oston M Payroll Processing Service merican opier Solutions, nc 2651 St. lair ve leveland Printing and copying services mpco System Parking 5123 leveland Parking Garage Operator ramark Refreshment Services 7700 Hub Parkway Valley View Refreshment services T&T 8100 urora L Phone Services Total Non-temized Transactions $13,470 Total of ll Transactions $13,470 Total Non-temized Transactions $23,602 Total of ll Transactions $23,602 Total Non-temized Transactions $12,585 Total of ll Transactions $12,585 Total Non-temized Transactions $11,179 Total of ll Transactions $11,179 Total Non-temized Transactions $12,531 Total of ll Transactions $12,531

41 41 of 54 11/3/2012 5:35 PM T&T Mobility 6463 arol Stream L Phone service LE uilding ssociation 1370 Ontario St leveland uilding owner P nformation Systems 6055 West Snowville Rd recksville T Support Provider uck onsultants, LL Dept. h Palatine L onsulting Firm ureau of Worker's ompensation 30 West Spring St olumbus Worker's ompensation Total Non-temized Transactions $9,435 Total of ll Transactions $9,435 Reimbursement of temporary help 02/07/2011 $16,714 Reimbursement of temporary help 07/25/2011 $16,358 $33,072 Total Non-temized Transactions $426 Total of ll Transactions $33,498 Total Non-temized Transactions $15,816 Total of ll Transactions $15,816 Negotiations for short term disability plan 07/25/2011 $5,500 $5,500 Total Non-temized Transactions $0 Total of ll Transactions $5,500 Total Non-temized Transactions $5,665 Total of ll Transactions $5,665

42 42 of 54 11/3/2012 5:35 PM arl W. Fields Stonehenge Dr Mokena L Temporary help iuni & Panichi, nc hagrin lvd leveland ertified Public ccounting Firm reative Office Products orp 3720 Ridge Road rooklyn Office Supplies Vendor rossings Village partments 4832 Richmond Rd, #200 leveland partment omplex magine Net, nc leveland Total Non-temized Transactions $26,256 Total of ll Transactions $26, /2010 udits, HV cost analysis 02/23/2011 $6,609 3rd Qtr expense review procedures 03/03/2011 $5,420 ost analysis HV, LM2 assistance, 2011 audits 04/14/2011 $44, audits 05/18/2011 $7,020 4th Qtr 10 expense review procedures 06/10/2011 $5, dues objector audit 08/29/2011 $5,477 1st Qtr 11 expense review and benefit plan audit 09/16/2011 $14,011 enefit plan audit and /23/2011 $5,554 2nd Qtr expense review/990s benefit plan 12/13/2011 $8,069 $102,184 Total Non-temized Transactions $4,075 Total of ll Transactions $106,259 Supplies 08/11/2011 $5,541 $5,541 Total Non-temized Transactions $34,388 Total of ll Transactions $39,929 Total Non-temized Transactions $6,362 Total of ll Transactions $6,362 Total Non-temized Transactions $11,572 Total of ll Transactions $11,572

43 43 of 54 11/3/2012 5:35 PM onsulting Firm James. Oswald 1360 E 9th St, #600 leveland nsurance gent Keyank 800 Superior ve leveland Financial nstitution Kimble L. Jackson 636 S.E. shton Drive Lees Summit MO Temporary help Neopost nc San Francisco Equipment Maintenance and Repair Senate Square 201 Street NE, Ste 202 Washington D partment uilding Excess Policy Renewal 06/10/2011 $17,898 D&O/EPL and ndividual Labor Leader Defense over 08/11/2011 $54,214 Labor Organization ond Renewal 11/17/2011 $83,622 Fiduciary Liability Policy Renewal 11/18/2011 $9,914 $165,648 Total Non-temized Transactions $0 Total of ll Transactions $165,648 Total Non-temized Transactions $22,789 Total of ll Transactions $22,789 Total Non-temized Transactions $11,750 Total of ll Transactions $11,750 Standard maintenance 07/05/2011 $7,147 $7,147 Total Non-temized Transactions $13,708 Total of ll Transactions $20,855 Total Non-temized Transactions $20,077 Total of ll Transactions $20,077

44 44 of 54 11/3/2012 5:35 PM Softchoice orporation ollections enter Dr hicago L Software ompany Stone rossing Solutions olumbus Software Programming and Support ompany The Millcraft Paper ompany leveland Paper Supply ompany Toshiba Financial Services St. Louis MO Leasing ompany United irlines 2013 hicago L irline ompany Software 07/26/2011 $10,202 $10,202 Total Non-temized Transactions $0 Total of ll Transactions $10,202 Progress software maintenance 03/03/2011 $6,153 $6,153 Total Non-temized Transactions $22,199 Total of ll Transactions $28,352 Total Non-temized Transactions $14,660 Total of ll Transactions $14,660 Total Non-temized Transactions $15,181 Total of ll Transactions $15,181 Total Non-temized Transactions $7,890 Total of ll Transactions $7,890

45 45 of 54 11/3/2012 5:35 PM United Parcel Service Lockbox 577 arol Stream L Postage US Postal Service - MRS-PO 0575 arol Stream L Postage Services US Postmaster Main Office Window Orange ve leveland Postal Service Verizon Wireless Lehigh Valley P Phone Service Wells Fargo Financial Leasing 6434 arol Stream L Leasing ompany Postage 02/15/2011 $10,000 Postage 05/25/2011 $10,000 Postage 08/01/2011 $10,000 Postage 08/19/2011 $20,000 $50,000 Total Non-temized Transactions $0 Total of ll Transactions $50,000 Postage 05/25/2011 $20,000 Postage 09/22/2011 $20,000 $40,000 Total Non-temized Transactions $0 Total of ll Transactions $40,000 ulk mailing postage 05/05/2011 $9,000 ulk mailing postage 10/28/2011 $7,000 ulk mailing postage 11/15/2011 $6,000 $22,000 Total Non-temized Transactions $4,985 Total of ll Transactions $26,985 Total Non-temized Transactions $33,896 Total of ll Transactions $33,896 Total Non-temized Transactions $33,725 Total of ll Transactions $33,725

46 46 of 54 11/3/2012 5:35 PM West Payment enter 6292 arol Stream L Publication and research materials Zwerdling, Paul, Kahn & Wolly 1025 onnecticut v, NW 712 Washington D ttorney ">$!? Total Non-temized Transactions $18,845 Total of ll Transactions $18,845 Feb 11 matters 04/06/2011 $9,875 Mar 11 matters 04/15/2011 $13,147 pr 11 matters 05/12/2011 $9,698 May 11 matters 06/10/2011 $10,854 Jun 11 matters 07/25/2011 $8,041 Jul 11 matters 08/11/2011 $13,698 ug 11 matters 09/12/2011 $13,729 Sep 11 matters 10/18/2011 $13,304 $92,346 Total Non-temized Transactions $4,342 Total of ll Transactions $96,688

47 47 of 54 11/3/2012 5:35 PM SHEDULE 19 - UNON DMNSTRTON FLE NUMER: merican irlines Fort Worth TX irline ompany merican rbitration ssociation 1633 roadway, 10th Fl New York NY rbitration Organization arr & amens 1025 onnecticut v Ste 712 Washington D ttorney en all Productions, nc Gardenside Drive von Lake Production services apital Hilton th St NW Washington D Hotel Total Non-temized Transactions $8,988 Total of ll Transactions $8,988 Officer election supplies - ballots, mailing, etc 02/15/2011 $113,251 $113,251 Total Non-temized Transactions $0 Total of ll Transactions $113,251 Pension related research 11/07/2011 $9,750 $9,750 Total Non-temized Transactions $0 Total of ll Transactions $9, onvention Planning Services 11/18/2011 $7,639 $7,639 Total Non-temized Transactions $6,902 Total of ll Transactions $14,541 Total Non-temized Transactions $6,506 Total of ll Transactions $6,506

48 48 of 54 11/3/2012 5:35 PM ontinental irlines Houston TX irline ompany Faulkner, Hoffman, & Phillips Emerald Pkwy, #210 leveland ttorney Hyatt Regency 1717 Motor Parkway Hauppauge NY Hotel Marriott Key enter 127 Public Square leveland Hotel NEO Marketing LL 8198 anton Printing and Mailing Services Total Non-temized Transactions $23,104 Total of ll Transactions $23,104 Election and R matters 01/21/2011 $16,805 $16,805 Total Non-temized Transactions $5,827 Total of ll Transactions $22,632 Total Non-temized Transactions $5,719 Total of ll Transactions $5,719 Total Non-temized Transactions $14,189 Total of ll Transactions $14,189 Dec 10 Newsletter printing and mailing 01/14/2011 $9,359 Jan 11 Newsletter printing and mailing 02/15/2011 $8,923 Feb/Mar 11 Newsletter printing and mailing 03/30/2011 $9,359 pr 11 Newsletter printing and mailing 04/29/2011 $9,359 May 11 Newsletter printing and mailing 06/10/2011 $9,359 Jul 11 Newsletter printing and mailing 07/25/2011 $9,359 ug 11 Newsletter printing and mailing 09/12/2011 $9,359 Sep 11 Newsletter printing and mailing 11/01/2011 $9,359 $83,796 Total Non-temized Transactions $0 Total of ll Transactions $83,796

49 49 of 54 11/3/2012 5:35 PM Oct/Nov 11 Newsletter printing and mailing 12/06/2011 $9,360 $83,796 Total Non-temized Transactions $0 Total of ll Transactions $83,796 Peake-Delancey Printers, LL 2500 Schuster Dr heverly MD Printing Service Phil Vedda & Sons, nc erea Rd leveland Printing services Southwest irlines Houston TX irline ompany United irlines 2013 hicago L irline ompany US Postmaster Main Office Window Orange ve leveland LET Journal - Spring 2011 issue 03/30/2011 $24,865 LET Journal - Summer 2011 issue 07/25/2011 $24,859 Strike poster 10/03/2011 $8,018 LET Journal - Fall 2011 issue 12/27/2011 $24,772 $82,514 Total Non-temized Transactions $3,378 Total of ll Transactions $85,892 LET nside and mail 12/07/2011 $17,901 $17,901 Total Non-temized Transactions $2,643 Total of ll Transactions $20,544 Total Non-temized Transactions $9,829 Total of ll Transactions $9,829 Total Non-temized Transactions $41,993 Total of ll Transactions $41,993 Jan 11 Newsletter Postage 01/25/2011 $21,934 Spring 11 Journal Postage 02/07/2011 $15,108 $245,350 Total Non-temized Transactions $0 Total of ll Transactions $245,350

50 50 of 54 11/3/2012 5:35 PM Postal Service Westin Diplomat Resort 3555 South Ocean Drive Hollywood FL Hotel Zwerdling, Paul, Kahn & Wolly 1025 onnecticut v, NW 712 Washington D ttorney ">$!? Feb/Mar 11 Newsletter Postage 03/14/2011 $21,997 pr 11 Newsletter Postage 04/06/2011 $22,102 May 11 Newsletter Postage 05/25/2011 $22,098 Summer 11 Journal Postage 06/21/2011 $15,219 Jun/Jul 11 Newsletter Postage 07/13/2011 $11,536 Jun/Jul 1st lass Postage 07/15/2011 $10,592 ug 11 Newsletter Postage 08/19/2011 $22,282 Sept 11 Newsletter Postage 10/18/2011 $22,227 Oct/Nov 11 Newsletter Postage 11/15/2011 $22,208 Fall 11 Journal Postage 12/06/2011 $15,801 Dec 11 Newsletter Postage 12/15/2011 $22,246 $245,350 Total Non-temized Transactions $0 Total of ll Transactions $245,350 Total Non-temized Transactions $10,089 Total of ll Transactions $10,089 Feb 11 Election protest 04/06/2011 $5,867 Sept 11 Election protest 10/18/2011 $6,050 $11,917 Total Non-temized Transactions $6,839 Total of ll Transactions $18,756

51 51 of 54 11/3/2012 5:35 PM SHEDULE 20 - ENEFTS FLE NUMER: Description To Whom Paid Health insurance premiums United Healthcare $2,268,097 Dental insurance premiums Metlife Dental $167,605 Vision insurance premiums VSP (Vision Service Program) $15,286 Pension plan employer contributions etna Life nsurance ompany $531, (k) adminstrative services ertified Pension Services $495 enefit plan legal services Lipsitz, Green, ttorneys $460 Employee pension insurance premium Pension enefit Guarentee orporation $7,465 ctuarial services Towers Watson $56,935 Group life insurance and D&D premiums Fort Dearborn Life $22,530 ccident insurance asteel nsurance gency $960 ccident insurance The Hartford nsurance ompany $6,060 Tuition reimbursement payments LET Employees $9,445 afeteria Plan disbursements LET Employees $20,556 Total enefits $3,106,894 ">$!?

52 52 of 54 11/3/2012 5:35 PM

53 53 of 54 11/3/2012 5:35 PM 69. DDTONL NFORMTON SUMMRY FLE NUMER: Question 10:. The rotherhood of Locomotive Engineers uilding ssociation (uilding ssociation), 1370 Ontario Street, leveland, Ohio , is an Ohio corporation and a wholly owned subsidiary of the rotherhood of Locomotive Engineers and Trainmen (LET) labor union. The uilding ssociation currently owns and operates a 22-floor office building located in downtown leveland, several floors of which serve as the union's national headquarters. ts operating results are applied to the LET general fund. (Federal D # ). The rotherhood of Locomotive Engineers and Trainmen Disability & Welfare enefit Trust Fund, 1370 Ontario Street, leveland, Ohio , is a Voluntary Employee eneficiary ssociation (VE) established by the LET pursuant to a multi-employer collective bargaining agreement, under which the employing railroads pay the LET a monthly contribution for each qualified employee for the purpose of paying costs associated with a short-term disability benefit fund. t present, the organization only provides short-term disability benefits to qualified participants, however, under its organizing documents; it is empowered to offer benefits that are consistent with its status as a qualified VE. The LET Disability and Welfare Trust reimburses the LET for all direct costs incurred by the union as a result of its operations. (Federal D # , Plan #501) Question 11(a): The labor union maintains a Political ction ommittee (P) fund to accumulate voluntary contributions made by its members. The P is named rotherhood of Locomotive Engineers and Trainmen P Fund and files reports with the Federal Election ommittee (FE) under committee identification number to document its activities. The reports are publicly available by inquiring with the FE. The P Fund is operated as a separate segregated fund in conformance with FE rules and regulations. P contributions are received in combination with dues payments and are initially deposited into the union's bank account, after which they are transferred to a separate P fund account. The rotherhood's P fund is not reported on the Form LM-2 as part of the union's Statement - (ssets). Rather, the contributions that flow through the union as a result of the dues allocation process are reflected in Statement - (Receipts and Disbursements). Total voluntary P contributions on behalf of others of $421,048 during 2011 are included in the tem 47 (From Members for Disbursement on Their ehalf) section of Statement -. Total transfers to the P of $411,849 during 2011 are included in tem 64 (On ehalf of ndividual Members) section of Statement -. P contributions that were collected pending transfers to the P funds as of December 31, 2011 in the amount of $41,281 are included in tem 33 (Other Liabilities) section of Statement -. Question 11(b): The rotherhood of Locomotive Engineers uilding ssociation (uilding ssociation), 1370 Ontario Street, leveland, Ohio , is an Ohio corporation and a wholly owned subsidiary of the rotherhood of Locomotive Engineers and Trainmen (LET) labor union. The uilding ssociation currently owns and operates a 22-floor office building located in downtown leveland, several floors of which serve as the union's national headquarters. ts operating results are applied to the LET general fund. (Federal D # ) ttached is the udit report of the uilding ssociation. Question 12: The independent accounting firm of iuni & Panichi, nc. has audited the rotherhood's annual financial statements for the year ending December 31, 2011, as required by the union's y-laws. Question 16:. On February 28, 2005, the leadership of the LET and Teamsters anada Rail onference (TR) signed an agreement to distribute a portion of the predecessor union's assets currently held by the LET, to the TR. The agreement established the maximum remaining portion of the TR's financial interest to be $1,206,037, subject to reductions to cover all TR's share of potential liabilities, if any, for several specific unresolved lawsuits, and reductions to cover pension participation through March 31, 2005, and outstanding indebtedness. Pursuant to the agreement, LET paid $325,000 to the TR during March ccrual for interest income earned and owed to TR increased the remaining balance due to the TR to $753,918 at December 31, The remaining balance will be paid in three annual installments beginning six months after the specified lawsuits are resolved.. The labor organization had a loan of $533,332 at the end of the reporting period secured by the office building owned by its uilding ssociation. uyahoga ounty tax records assigned a value of $8,750,000 to the property but its market value has most likely been reduced by persistently negative market forces affecting most commercial properties across the U.S. Question 18: See attached changes to the rotherhood's by-laws. Schedule 13, Row2:Less than standard special contracts. Member pays full less than standard dues. Schedule 13, Row3:Train service conductors. Member pays full train service dues. Schedule 13, Row4:ctive excused members are members who are retired from service because of a physical disability, serving in the armed forces of the United States, dismissed on sick leave, dismissed from service, or furloughed. These members do not pay dues. Schedule 13, Row5:Fully retired members do not pay monthly dues and do not have voting rights.