REPORT DATE: SEPTEMBER 20, 2013

Transcription

1 REPORT DATE: SEPTEMBER 20, 2013 X-Compliance report is a transparency initiative of The Exchange which is designed to maintain market integrity and protect the investors by providing compliance related information on all listed companies. Companies that are listed on The Exchange are required to adhere to high disclosure standards which are prescribed in Appendix 111 of the Listing Rules. Financial information which is periodic disclosure and ongoing material events disclosure should be released to The Exchange in a timely manner to enable it efficiently perform its function of maintaining an orderly market. THE X-COMPLIANCE REPORT PROVIDES INFORMATION ON: o Released Financials o Early Filers of Audited Accounts o Companies that breached Listings Rules o Delinquent Filers of Audited Accounts o Delinquent Filers of Quarterly Reports o Companies that are Operating Below Listing Standards o Companies with Free-Float Deficiencies o Enforcement Actions against Companies o Companies slated for Delisting o Application for New Listings o Applications approved by the Quotations Committee of Management o Meetings of Companies 1

2 RELEASED FINANCIALS Details of the released financials can be found on The Nigerian Stock Exchange website ( EARLY FILERS Early filers are companies that file their financial statements at least two weeks before the due date. Quoted companies on The Exchange are required to file their financial statements on a timely basis in accordance with Appendix 111 of the Listing Rules. The Exchange has identified the companies listed on Schedule One as companies that have exceeded the minimum listing standards in terms of timely disclosure of their Audited Annual and quarterly financial performance. The Exchange is extremely proud of these companies and will continue to show case quoted companies that imbibe high corporate governance practices. SCHEDULE ONE 2013 INTERIM ACCOUNTS (3 RD QUARTER) S/N NAME OF COMPANY QUARTER ENDED DUE DATE FILED DATE 1 Vono Products Plc June 30, 2013 August 15, 2013 July 25, INTERIM ACCOUNTS (2ND QUARTER) S/N NAME OF COMPANY QUARTER ENDED DUE DATE FILED DATE 1 NPF Microfinance Bank Plc June 30, 2013 August 15, 2013 July 4, Nigerian Breweries Plc June 30, 2013 August 15, 2013 July 18, Unilever Plc June 30, 2013 August 15, 2013 July 18, Sterling Bank Plc June 30, 2013 August 15, 2013 July 18, African Prudential Registrars Plc June 30, 2013 August 15, 2013 July 18, Trans Nationwide Express Plc June 30, 2013 August 15, 2013 July 18, Berger Paints Plc June 30, 2013 August 15, 2013 July 19, Okomu Oil Palm Plc June 30, 2013 August 15, 2013 July 23, Nigerian Aviation Handling Co. Plc June 30, 2013 August 15, 2013 July 23, Transnational Corporation Plc June 30, 2013 August 15, 2013 July 23, Unity Bank Plc June 30, 2013 August 15, 2013 July 23, Nestle Nigeria Plc June 30, 2013 August 15, 2013 July 24, Skye Bank Plc June 30, 2013 August 15, 2013 July 24, First Aluminium Nig. Plc June 30, 2013 August 15, 2013 July 24, Dangote Sugar Plc June 30, 2013 August 15, 2013 July 25, Fidelity Bank Plc June 30, 2013 August 15, 2013 July 25, UACN Plc June 30, 2013 August 15, 2013 July 26, UACN Property Development Plc June 30, 2013 August 15, 2013 July 26,2013 2

3 19 Pharma Deko Plc June 30, 2013 August 15, 2013 July 26, CAP Plc June 30, 2013 August 15, 2013 July 26, Dangote Cement Plc June 30, 2013 August 15, 2013 July 26, Paints & Coatings Plc June 30, 2013 August 15, 2013 July 26, Forte Oil Plc June 30, 2013 August 15, 2013 July 26, Cadbury Nigeria Plc June 30, 2013 August 15, 2013 July 29, Julius Berger Nigeria Plc June 30, 2013 August 15, 2013 July 29, Ecobank Transnational Inc Plc June 30, 2013 August 15, 2013 July 29, UBA Plc June 30, 2013 August 15, 2013 July 29, UBA Capital Plc June 30, 2013 August 15, 2013 July 29, Courteville Business Solutions Plc June 30, 2013 August 15, 2013 July 29, Cement Company of Northern June 30, 2013 August 15, 2013 July 29,2013 Nigeria Plc 31 Lafarge Wapco Plc June 30, 2013 August 15, 2013 July 29, LivestockFeeds Plc June 30, 2013 August 15, 2013 July 30, FCMB Group Plc June 30, 2013 August 15, 2013 July 30, Stanbic IBTC Holdings Plc June 30, 2013 August 15, 2013 July 30, Wema Bank Plc June 30, 2013 August 15, 2013 July 30, Nigerian Ropes Plc June 30, 2013 August 15, 2013 July 30, Aluminium Extrusion Nigeria Plc June 30, 2013 August 15, 2013 July 30, Mobil Oil Nigeria Plc June 30, 2013 August 15, 2013 July 30, Tantalizers Plc June 30, 2013 August 15, 2013 July 30, Airline Services & Logistics Plc June 30, 2013 August 15, 2013 July 30, Champion Breweries Plc June 30, 2013 August 15, 2013 July 31, National Salt Company of Nigeria June 30, 2013 August 15, 2013 July 31, 2013 Plc 43 Diamond Bank Plc June 30, 2013 August 15, 2013 July 31, Union Bank Plc June 30, 2013 August 15, 2013 July 31, Fidson Healthcare Plc June 30, 2013 August 15, 2013 July 31, Glaxosmithkline Consumer Nigeria June 30, 2013 August 15, 2013 July 31, 2013 Plc 47 Ashaka Cement Plc June 30, 2013 August 15, 2013 July 31, B.O.C. Gases Plc June 30, 2013 August 15, 2013 July 31, R.T. Briscoe Plc June 30, 2013 August 15, 2013 July 31, INTERIM ACCOUNTS (1 st QUARTER) S/N NAME OF COMPANY QUARTER ENDED DUE DATE FILED DATE 1 Access Bank Plc March 31, 2013 May 15, 2013 April 5, Diamond Bank Plc March 31, 2013 May 15, 2013 April 11, Sterling Bank Plc March 31, 2013 May 15, 2013 April 17, GT Bank Plc March 31, 2013 May 15, 2013 April 18, Stanbic IBTC Holdings Plc March 31, 2013 May 15, 2013 April 19,

4 6 Berger Paints Plc March 31, 2013 May 15, 2013 April 19, Unity Bank Plc March 31, 2013 May 15, 2013 April 22, Ecobank Transnational March 31, 2013 May 15, 2013 Incorporated Plc April 23, Trans Nationwide Express Plc March 31, 2013 May 15, 2013 April 24, Skye Bank Plc March 31, 2013 May 15, 2013 April 24, Unilever Plc March 31, 2013 May 15, 2013 April 25, Forte Oil Plc March 31, 2013 May 15, 2013 April 26, First Aluminium Nigeria Plc March 31, 2013 May 15, 2013 April 29, Livestock Feeds Plc March 31, 2013 May 15, 2013 April 29, Nigerian Aviation Handling Co. Plc March 31, 2013 May 15, 2013 April 29, FCMB Group Plc March 31, 2013 May 15, 2013 April 29, Paints & Coatings Plc March 31, 2013 May 15, 2013 April 29, Portland Paint & Product Plc March 31, 2013 May 15, 2013 April 29, Morison Industries Plc March 31, 2013 May 15, 2013 April 29, Cap Plc March 31, 2013 May 15, 2013 April 30, Mobil Oil Nigeria Plc March 31, 2013 May 15, 2013 April 30, Tantalizers Plc March 31, 2013 May 15, 2013 April 30, Capital Hotel Plc March 31, 2013 May 15, 2013 April 30, Skye Shelter Fund Plc March 31, 2013 May 15, 2013 April 30, Dangote Cement Plc March 31, 2013 May 15, 2013 April 30, AUDITED ACCOUNTS AUDITED S/N NAME OF COMPANY YEAR END DUE DATE FILED DATE 1 Nestle Nigeria Plc December 31, 2012 March 31, 2013 February 20, Nigerian Breweries Plc December 31, 2012 March 31, 2013 February 22, Cadbury Nigeria Plc December 31, 2012 March 31, 2013 February 26, Pharma Deko Plc. December 31, 2012 March 31, 2013 March 6, International Breweries Plc March 31, 2013 June 30, 2013 May 24,

5 DEFAULTERS (AUDITED ACCOUNTS) The Exchange has identified the companies listed on Schedules two and three as companies that fell short of the minimum listing standards in terms of timely disclosure of their audited annual financial performance and are operating or operated Below the Listing Standards (BLS) of The Exchange in the course of the year. The sanctions for non-compliance with periodic financial disclosure obligations are clearly spelt out in Appendix 111 of the Listing Rules and The Exchange will protect the integrity of its rules. SCHEDULE TWO BANKS AND INSURANCE COMPANIES S/NO COMPANY YE SYMBOL REMARKS 1 Union Homes Savings & Loans Plc Mar BLS, *Goldlink Insurance Plc Dec BLS Regulatory Issue *Goldlink Insurance Plc : The Exchange suspended the trading on the company s shares with effect from November 2, 2012 following the appointment of an interim management by NAICOM to oversee the affairs of the company. SCHEDULE THREE OTHER COMPANIES G. Cappa Plc Mar BLS 1. Statements 2011, 2012, 2013 Mar 2. Nigerian German Chemicals Plc BLS, Nigerian Wire & Cable Plc Sept BLS Statements 2011, 2012 Rokanna Industries Plc Dec 4. BLS West African Glass Industries Plc Dec 5. BLS 6. Jos International Breweries Plc Dec BLS Statements 2010, 2011, Afrik Pharmaceutical Plc Dec BLS Statements 2011, Big Treat Plc Dec BLS Regulatory Issue 9. Mtech Plc Dec BLS Regulatory Issue 10. Investment & Allied Assurance Plc Dec BLS Regulatory Issue 11. Nigeria Energy Sector Plc Mar BLS 5

6 12. P.S Mandrides & Company Plc Sep BLS 13. Union Homes Real Estate Plc Nov BLS 14. FTN Cocoa Processors Plc Dec BLS 15. UTC Nigeria Plc Dec BLS 16. African Alliance Insurance Plc Dec BLS 17. Cornerstone Insurance Plc Dec BLS 18. Custodian and Allied Insurance Plc Dec BLS 19. Equity Assurance Plc Dec BLS 20. Great Nigeria Insurance Plc Dec BLS 21. Guinea Insurance Plc Dec BLS 22. International Energy Insurance Plc Dec BLS 23. Lasaco Assurance Plc Dec BLS 24. Law Union and Rock Insurance Plc Dec BLS 25. Linkage Assurance Plc Dec BLS 26. Mutual Benefit Assurance Plc Dec BLS 27. Nem Insurance Company Plc Dec BLS 28. Niger Insurance Company Plc Dec BLS 29. Prestige Assurance Company Plc Dec BLS 30. Regency Alliance Insurance Plc Dec BLS 31. Sovereign Trust Insurance Plc Dec BLS 32. Staco Plc Dec BLS 33. Standard Alliance Plc Dec BLS Unic Insurance Plc Dec BLS

7 35. Unity Kapital Assurance Plc Dec BLS 36. Universal Insurance Company Plc Dec BLS 37. Royal Exchange Plc Dec BLS 38. Sim Capital Alliance Value Dec BLS 39. Omatek Ventures Plc Dec BLS 40. Starcomms Plc Dec BLS 41. Mti Plc Dec BLS 42. IPWA Plc Dec BLS 43. Beco Petroleum Product Plc Dec BLS 44. Eterna Oil & Gas Plc Dec BLS 45. Ikeja Hotel Plc Dec BLS 46. DAAR Communications Plc Dec BLS 7

8 DEFAULTERS (QUARTERLY ACCOUNTS) Quoted companies on The Exchange are required to file their quarterly accounts within 45 days after the end of the quarter in accordance with Appendix 111 of the Listing Rules. Details of the quarterly filings are listed on Schedule five and can be downloaded from the released financials on the website. The sanctions for non-compliance with periodic financial disclosure obligations are clearly spelt out in Appendix 111 of the Listing Rules and The Exchange will protect the integrity of its rules. SCHEDULE FOUR 2013 INTERIM ACCOUNTS (1 st QUARTER) S/NO COMPANY QTR SYMBOL 1. C & I Leasing Plc April BLS 2. Greif Nigeria Plc January BLS 3. FTN Cocoa Processors Plc March BLS 4. Rokana Industries Plc March BLS 5. Smart Product Nigeria Plc March BLS 6. Anino International Plc March BLS 7. Capital Oil Plc March BLS 8. Juli Plc March BLS 9. A.G Leventis Nigeria Plc March BLS 10. Champion Breweries Plc March BLS 11. UTC Nigeria Plc March BLS 12. Beta Glass Company Plc March BLS 13. Arbico Plc March BLS 14. Cappa & D'alberto Plc March BLS 15. Fortis Microfinance Bank Plc March BLS 16. African Alliance Insurance Plc March BLS 17. Aiico Insurance Plc March BLS 18. Consolidated Hallmark Insurance Plc March BLS 19. Cornerstone Insurance Plc March BLS 20. Custodian And Allied Insurance Plc March BLS 21. Equity Assurance Plc March BLS 22. Goldlink Insurance Plc March BLS 23. Great Nigeria Insurance Plc March BLS 24. International Energy Insurance Plc March BLS 25. Lasaco Assurance Plc March BLS 26. Law Union And Rock Insurance Plc March BLS 27. Linkage Assurance Plc March BLS 28. Mutual Benefit Assurance Plc March BLS 8

9 29. NEM Insurance Company Plc March BLS 30. Niger Insurance Company Plc March BLS 31. Prestige Assurance Company Plc March BLS 32. Regency Alliance Insurance Plc March BLS 33. Sovereign Trust Insurance Plc March BLS 34. Staco Plc March BLS 35. Standard Allance Plc March BLS 36. Unic Insurance Plc March BLS 37. Unity Kapital Assurance Plc March BLS 38. Universal Insurance Company Plc March BLS 39. Wapic Insurance Plc March BLS 40. Royal Exchange Plc March BLS 41. Ekocorp Plc March BLS 42. Evans Medical Plc March BLS 43. May & Baker Nigeria Plc March BLS 44. Omatek Ventures Plc March BLS 45. Ncr (Nigeria) Plc March BLS 46. Starcomms Plc March BLS 47. African Paints (Nigeria) Plc March BLS 48. IPWA Plc March BLS 49. Premier Paints Plc March BLS 50. Nigerian Wire & Cable Plc March BLS 51. West Africa Glass Industries Plc March BLS 52. Nigerian Ropes Plc March BLS 53. Aluminium Extrusion Nig. Plc March BLS 54. Afroil Plc March BLS 55. Eterna Plc March BLS 56. Beco Petroleum Product Plc March BLS 57. Ikeja Hotel Plc March BLS 58. DAAR Communications Plc March BLS 59. Big Treat Plc March BLS 60. Investment & Allied Assurance Plc March BLS 61. Mtech Communications Plc March BLS 62. MTI Plc March BLS 9

10 2012 INTERIM ACCOUNTS (1 st QUARTER) S/NO COMPANY QTR SYMBOL 1 Smart Product Nigeria Plc March BLS 2 Afrik Pharmaceuticals Plc March BLS 3 Adswitch Plc July BLS 4 Union Ventures & Petroleum Plc March BLS 5 Juli Plc March BLS 6 Multi-Trex Integrated Foods Plc July BLS 7 Big Treat Plc March BLS 8 Arbico Plc March BLS 9 G. Cappa Plc June BLS 10 Roads Nigeria Plc June BLS 11 Skye Shelter Fund March BLS 12 Wema Bank Plc March BLS 13 African Alliance Insurance Plc March BLS 14 Cornerstone Insurance Plc March BLS 15 Goldlink Insurance Plc March BLS 16 Great Nigeria Insurance Plc March BLS 17 International Energy Insurance Plc March BLS 18 Investment & Allied Assurance Plc March BLS 19 Mutual Benefits Assurance Plc March BLS 20 Unity Kapital Assurance Plc March BLS 21 Universal Insurance Company Plc March BLS 22 Wapic Insurance Plc March BLS 23 Union Homes Savings & Loans Plc June BLS 24 Nigeria Energy Sector Fund June BLS 25 SIM Capital Alliance Fund March BLS 26 Ekocorp Plc March BLS Union Diagnostic & Clinical Services BLS 27 Plc March Neimeth International BLS 28 Pharmaceuticals Plc December 30 Nigerian German Chemical Plc June BLS 31 Evans Medical Plc March BLS 32 Fidson Healthcare Plc March BLS 33 Pharma Deko Plc March BLS 34 MTECH Communications Plc March BLS 35 MTI Plc March BLS 36 African Paints (Nigeria ) Plc March BLS 37 IPWA Plc March BLS 38 Nigerian Wire & Cable Plc March BLS 10

11 39 Thomas Wyatt Nigeria Plc June BLS 40 Academy Press Plc June BLS 41 Ikeja Hotel Plc March BLS 42 DAAR Communications Plc March BLS 43 Interlinked Technologies Plc September BLS 44 Deap Capital Management & Trust Plc June BLS 2013 INTERIM ACCOUNTS (6 MONTHS) S/NO COMPANY QTR SYMBOL 1. Ellah Lakes Plc January BLS 2. Rokana Industries Plc March BLS 3. Capital Oil Plc March BLS 4. John Holt Plc March BLS 5. Dn Tyre & Rubber Plc March BLS 6. Vono Products Plc March BLS 7. Vitafoam Nigeria Plc March BLS 8. DEAP Capital Management & Trust Plc March BLS Neimeth International Pharmaceutical BLS 9. Plc March 10. BLS Greif Nigeria Plc April 11. BLS West Africa Glass Industries Plc March 12. BLS Afroil Plc March 13. BLS Afromedia Plc March 14. FTN Cocoa Processors Plc June BLS 15. Anino International Plc June BLS 16. Smart Products Nigeria Plc June BLS 17. Juli Plc June BLS 18. African Alliance Insurance Plc June BLS 19. Arbico Plc June BLS 20. UTC Nigeria Plc June BLS 21. P.S Mandrides & Company Plc June BLS 22. Premier Breweries Plc June BLS 23. Big Treat Plc June BLS 24. Golden Guinea Breweries Plc June BLS 25. Aiico Insurance Plc June BLS 26. Continental Reinsurance Plc June BLS 11

12 27. Cornerstone Insurance Plc June BLS 28. Custodian & Allied Insurance Plc June BLS 29. Equity Assurance Plc June BLS 30. Fortis Microfinance Bank Plc June BLS 31. Guaranty Trust Bank Plc June BLS 32. Guinea Insurance Plc June BLS 33. Lasaco Assurance Plc June BLS 34. Nem Insurance Company Plc June BLS 35. Niger Insurance Company Plc June BLS 36. Prestige Assurance Company Plc June BLS 37. Unic Insurance Plc June BLS 38. Wapic Insurance Plc June BLS 39. FTN Cocoa Processors Plc June BLS 40. International Energy Insurance Plc June BLS 41. Great Nigeria Insurance Plc June BLS 42. Regency Alliance Insurance Plc June BLS 43. Goldlink Insurance Plc June BLS 44. Investment & Allied Assurance Plc June BLS 45. Mutual Benefit Assurance Plc June BLS 46. Sovereign Trust Insurance Plc June BLS 47. Linkage Assurance Plc June BLS 48. Standard Alliance Plc June BLS 49. Staco Plc June BLS 50. Unity Kapital Assurance Plc June BLS 51. Royal Exchange Plc June BLS 52. Universal Insurance Company Plc June BLS 53. Resort Savings & Loans Plc June BLS 54. Law Union & Rock Insurance Plc June BLS 55. Ekocorp Plc June BLS Union Diagnostic & Clinical Services BLS 56. Plc June 57. NCR (Nigeria) Plc June BLS 58. Evans Medical Plc June BLS 59. MTECH Communications Plc June BLS 60. Omatek Ventures Plc June BLS 61. Chams Plc June BLS 62. MTI Plc June BLS 12

13 63. E-Tranzact International Plc June BLS 64. African Paints (Nigeria) Plc June BLS 65. Portland Paints & Product Plc June BLS 66. IPWA Plc June BLS 67. Starcomms Plc June BLS 68. Nigerian Wire & Cable Plc June BLS 69. Austin Laz & Company Plc June BLS 70. May & Baker Nigeria Plc June BLS 71. Cappa & D'alberto Plc June BLS 72. Adswitch Plc June BLS 73. Ikeja Hotel Plc June BLS 74. Capital Hotel Plc June BLS 75. BECO Petroleum Product Plc June BLS 76. Eterna Oil & Gas Plc June BLS 77. Japaul Nigeria Plc June BLS 78. Conoil Plc June BLS 79. Total Nigeria Plc June BLS 80. DAAR Communications Plc June BLS 2012 INTERIM ACCOUNTS (6 MONTHS) S/NO COMPANY QTR SYMBOL 1 FTN Cocoa Processors Plc June BLS 2 Smart Product Nigeria Plc June BLS 3 Afrik Pharmaceuticals Plc June BLS 4 Union Ventures & Petroleum Plc June BLS 5 John Holt Plc March BLS 6 P.S Mandrides & Company Plc June BLS 7 Big Treat Plc June BLS 8 Vitafoam Nigeria Plc March BLS 9 Arbico Plc June BLS 10 G. Cappa Plc September BLS 11 Roads Nigeria Plc September BLS 12 Union Homes Real Estate Plc May BLS 13 Wema Bank Plc June BLS 14 African Alliance Insurance Plc June BLS 16 Cornerstone Insurance Plc June BLS 17 Goldlink Insurance Plc June BLS 18 Great Nigeria Insurance Plc June BLS 13

14 19 International Energy Insurance Plc June BLS 20 Investment & Allied Assurance Plc June BLS 21 Mutual Benefits Assurance Plc June BLS 22 Sovereign Trust Insurance Plc June BLS 23 Unity Kapital Assurance Plc June BLS 24 Universal Insurance Company Plc June BLS 25 Aso Savings & Loans Plc September BLS 26 Union Homes Savings & Loans Plc September BLS 27 Royal Exchange Plc June BLS 28 SIM Capital Alliance Fund June BLS 29 Nigeria Energy Sector Fund September BLS 30 Ekocorp Plc June BLS Union Diagnostic & Clinical Services BLS 31 Plc June 32 Evans Medical Plc June BLS 33 Nigerian German Chemical Plc September BLS 34 MTECH Communications Plc June BLS 35 MTI Plc June BLS 36 African Paints (Nigeria) Plc June 37 IPWA Plc June BLS 38 Premier Paints Plc June BLS 39 Nigerian Wire & Cable Plc June BLS 40 Greif Nigeria Plc April BLS 41 Academy Press Plc September BLS 42 Ikeja Hotel Plc June BLS 43 DAAR Communications Plc June BLS 2012 INTERIM ACCOUNTS (9 MONTHS) S/NO COMPANY QTR SYMBOL 1 FTN Cocoa Processors Plc Sept BLS 2 G. Cappa Plc Dec BLS 3 Roads Nigeria Plc December BLS 4 Nigeria Energy Sector Plc December BLS 5 Smart Product Nigeria Plc Sept BLS 6 Afrik Pharmaceuticals Plc Sept BLS 7 Juli Plc Sept BLS 8 P.S Mandrides & Company Plc June BLS 9 Big Treat Plc Sept BLS 10 Nigerian German Chemical Plc September BLS 11 Dangote Flour Mills Plc Sept BLS 12 UTC Nigeria Plc Sept BLS 14

15 13 Arbico Plc Sept BLS 14 Union Homes Real Estate Plc Aug BLS 15 Skye Shelter Fund Plc Sept BLS 16 Fortis Microfinance Bank Plc Sept BLS 17 Wema Bank Plc Sept BLS 18 Goldlink Insurance Plc Sept BLS 19 International Energy Insurance Plc Sept BLS 20 Investment & Allied Assurance Plc Sept BLS 21 Universal Insurance Company Plc Sept BLS 22 DEAP Capital Mgt. & Trust Plc June BLS 23 SIM Capital Alliance Fund Sept BLS 24 MTECH Communications Plc Sept BLS 25 Chams Plc Sept BLS 26 MTI Plc Sept BLS 27 Cement Coy of Northern Nigeria Plc Sept BLS 28 IPWA Plc Sept BLS 29 Portland Paint & Product Plc Sept BLS 30 Nigerian Wire & Cable Plc Sept BLS 31 Aluminium Manufacturing of Nig. Plc Sept BLS 32 Ikeja Hotel Plc Sept BLS 33 DAAR Communications Plc Sept BLS 15

16 COMPANIES SLATED FOR DELISTING/RESTRUCTURING The companies listed on Schedule five are slated for delisting/restructuring for various reasons stated. SCHEDULE FIVE DELISTING IN PROCESS 1 Pinnacle Point Group Plc DIP Company in liquidation process 2 Poly Products Plc DIP Voluntary delisting due to harsh economic climate 3 Afrik Pharmaceutical Plc DIP Regulatory Delisting in progress for noncompliance with post listing obligation 4. The Tourist Company of Nigeria Plc DIP Voluntary delisting due to Free Float deficiency RESTRUCTURING 1 Union Dicon Salt Plc RESTRG The company is restructuring to regularize its post-listing status on The NSE 2 Jos International Breweries Plc RESTRG The company is restructuring to regularize its post-listing status on The NSE 3 Stokvis Nigeria Plc RESTRG The company is restructuring to regularize its post-listing status on The NSE 4 Nigerian Sewing Machine Plc RESTRG The company is restructuring to regularize its post-listing status on The NSE 5 Aluminium Manufacturing Company of Nigeria Plc RESTRG 6 Rak Unity Petroleum Plc RESTRG The company is restructuring to regularize its post-listing status on The NSE The company is restructuring to regularize its post-listing status on The NSE BREACH OF VOLUNTARY DELISTING PROCESS CAPPA & D ALBERTO NIGERIA PLC Cappa & D Alberto Nigeria Plc released itself from compliance with the obligations inherent of a listed company as it failed to follow through the entire voluntary delisting process of The Exchange, which includes inter alia, paying off dissenting shareholders who opted to exit the company following the resolution passed by the majority shareholders on March 24, 2009, to delist. The resolution passed by the majority shareholders at the Extra- Ordinary General Meeting of March 24, 2009, does not exempt Cappa & D Alberto Nigeria Plc from complying with regulatory obligations. The Exchange will take appropriate legal steps to enforce its Rules and protect the interest of Investors. DISCLOSURE VIOLATIONS UNAUTHORISED PUBLICATIONS & NON-DISCLOSURE OF MATERIAL INFORMATION 16

17 Every listed company is required to provide The Exchange with timely information to enable it efficiently perform its function of maintaining an orderly market. In accordance with the provisions of Appendix 111 of the Listing Rules, quoted companies are required to obtain prior written approval from The Exchange before publications that affect shareholders interest are made in the media. In addition, companies are also required to disclose material information to The Exchange and publish some of that information in their Annual Reports. The companies listed in Schedules six and seven breached these provisions of the Listing Rules and were sanctioned accordingly. The Exchange applied the sanctions prescribed in Rules and the companies have discharged their financial obligations. SCHEDULE SIX PUBLICATION WITHOUT NSE S PRIOR WRITTEN APPROVAL IN 2013 NAME OF COMPANIES PENALTY (N) NATURE OF PUBLICATION 1 Custodian & Allied Insurance Plc 661, Notice of Court Ordered Meeting 2 Crusader Insurance Plc 472, Notice of Court Ordered Meeting 3 Wapic Insurance Plc 496, Appointment of Directors 4 Honeywell Plc. 1,260,000 Unauthorized Publication of EGM NON- DISCLOSURE OF INFORMATION NAME OF COMPANIES PENALTY (N) NATURE OF PUBLICATION 1 Julius Berger Nigeria Plc 1,470, Non-disclosure of the Substantial shareholding of Oasis Petroleum Company Limited in the 2011 Annual Reports and Account. Oasis Petroleum Company Limited holds 9.8% of Julius Berger shares. 2 Sterling Bank Plc 1,323, Non-disclosure of Bond Issuance to The Exchange 3 Sterling Bank Plc 675, Non-compliance with NSE directives 4 Union Bank Plc BLS Non-rendition of Free-float Compliance Report PUBLICATION WITHOUT NSE S PRIOR WRITTEN APPROVAL IN 2012 S/NO NAME OF COMPANIES PENALTY (N) NATURE OF PUBLICATION 1 Multiverse Plc 496, Appointment of Directors 2 Unity Bank Plc 1,543, Notice of Divestment of Holdings of Unity Bank Plc from its non-banking subsidiaries 3 First Bank of Nigeria Plc 2,100, Notice of Extra-Ordinary General Meeting 4 Costain (West Africa) Plc 575, Appointment of External Auditor SCHEDULE SEVEN 17

18 SANCTIONS FOR DEFAULT FILINGS OF FINANCIAL STATEMENTS The information published in schedules eight and nine are the list of companies that filed their 2011 and 2012 Financial Statements after the regulatory due date. The Exchange applied sanctions in accordance with the provisions of Section 14 of Appendix 111 of the Listing Rules. SCHEDULE EIGHT 2013 DEFAULT FILINGS DEFAULT FILINGS IN 2013 S/NO NAME OF COMPANIES PENALTY (N) ACCOUNTS FISCAL YEAR 1 International Energy Insurance Plc 3,800, Audited December Mutual Benefits Assurance Plc 3,000, Audited December Costain (West Africa) Plc 3,600, Audited March Daar Communication Plc 3,400, Audited December Transnational Corporation Plc 300, Audited December MRS Oil Plc 200, Audited December Multiverse Plc 300,00.00 Audited December May & Baker Plc 200, Audited December Dangote Flour Mills 500, Audited December UBA Plc 200, Audited December Wapic Insurance Plc 700, Audited December Oando Plc 600, Audited December NCR Plc 900, Audited December Wema Bank Plc 1,100, Audited December Red Star Express Plc 300, Audited March AIICO Insurance Plc 1,500, Audited December Avon crown cap Plc 300, Audited March Capital Hotel Plc 1,600, Audited December DEFAULT FILINGS DEFAULT FILINGS IN 2012 S/NO NAME OF COMPANIES PENALTY (N) ACCOUNTS FISCAL YEAR 1 C & I Leasing Plc 1,050, Audited January Costain (West Africa) Plc 2,850, Audited March John Holt Plc 1,700, Audited September Eterna Plc 100, Audited December FTN Cocoa Plc 200, Audited December Dangote Flour Mills Plc 400, Audited December

19 7 Regency Alliance Insurance Plc 500, Audited December Oando Plc 500, Audited December Premier Paints Plc 700, Audited December Scoa Nigeria Plc 800, Audited December Universal Insurance Plc 900, Audited December Union Bank Plc 900, Audited December Royal Exchange Plc 900, Audited December Crusader Nigeria Plc 800, Audited December Niger Insurance Plc 900, Audited December Unity Kapital Assurance Plc 900, Audited December Conoil Plc 1,200, Audited December Cornerstone Insurance Plc 1,500, Audited December Linkage Assurance Plc 3,300, Audited December Guinea Insurance Plc 2,700, Audited December Tourist Company of Nigeria Plc 100, Audited December Wema Bank Plc 2,700, Audited December IPWA Plc 2,700, Audited December Unic Insurance Plc 2,800, Audited December Equity Assurance Plc 3,000, Audited December Standard Alliance Plc 3,000, Audited December Great Nigeria Insurance Plc 3,000, Audited December African Alliance Insurance Plc 3,000, Audited December STACO Plc 3,400, Audited December Ikeja Hotel Plc 3,400, Audited December DAAR Communication Plc 3,400, Audited December 2011 FREE FLOAT DEFICIENCIES Companies listed on The Exchange must maintain a minimum free float for the set standards under which they are listed in order to ensure that there is an orderly and liquid market in their securities. The free float requirement for companies on the Main Board is 20% and 15% for ASEM companies. The Exchange has identified three companies that have free float deficiencies. These companies applied for waivers from the Quotations Committee of Management specifically provided compliance plans with tentative timelines to support their requests. The Quotations Committee of Management considered and approved an extended timeframe for the companies to regain compliance with the listing requirement. The companies are however required to also provide quarterly disclosure reports to The Exchange detailing their level of implementation of the compliance plans. The names of the companies in this category are contained in schedule nine. 19

20 SCHEDULE NINE COMPANIES WITH FREE FLOAT DEFICIENCIES ISSUER % OF FREELOAT COMPLIANCE DUE DATE Dangote Cement Plc 4.93 October 26, 2014 Union Bank of Nigeria Plc June 30, 2017 TRANSPARENCY DISCLOSURE: APPLICATIONS APPROVED The Quotations Committee of Management considered and approved the following Applications but the instruments are yet to be listed on the Daily Official List. SCHEDULE TEN 2013 APPROVALS APPLICATIONS APPROVED ON JULY 30, 2013 ISSUER CAPITAL RAISING METHOD STOCK BROKER ISSUING HOUSE Berger Nigeria Plc Paints Rights Issue of 72, Ordinary Shares of 50k each at N7.50 per share Oando Plc Placing of 2,046,706,324 ordinary shares of 50k each at N15.00 per share Wema Bank Plc Placing of 14,000,000,000 ordinary shares of 50k each at N1.43 per share to AMCON RIGHTS ISSUE Reward Investments and Services Limited; Icon Stockbrokers Limited and SFC Securities Limited PLACING Vetiva Securities Limited; APT Securities & Funds Limited; CSL Stockbrokers Limited; Cordros Capital Limited and Partnership Investment Company Plc Global Asset Management (Nig) Limited and GTI Securities Limited Meristem Securities Limited and Cardinalstone Partners Limited Vetiva Capital Management Limited; FBN Capital Limited and FCMB Capital Markets Limited Nigeria StockBrokers Limited and Independent Securities Limited APPLICATIONS APPROVED ON MAY 27, 2013 ISSUER CAPITAL RAISING METHOD STOCK BROKER ISSUING HOUSE RIGHTS ISSUE Sterling Bank Plc Rights Issue of 5,888,949,162 ordinary shares of 50k each at N2.12 per share 20 Cardinal Stone Securities Limited Sterling Capital Markets Limited

21 Wapic Insurance Plc Rights Issue of 6,350,518,383 ordinary shares of 50k each at 55k per share Resort Savings & Loans Plc Rights Issue of 3,776,577,416 ordinary shares of 50k each at par and Initial Public Offering (IPO) of 3,160,218,169 ordinary shares of 50k each at N0.51 per share Poly Products Nigeria Plc Delisting of Poly Products Nigeria Plc and its entire 250,000,000 ordinary shares of 50k each from the Floor of The Exchange Marina Securities Stockbroking Services Limited and BGL Securities Limited Greenwich Securities Limited, Capital Assets Limited, Dunbell Securities Limited, Dun Loren Merrifield Securities Limited, Imperial Assets Managers Limited, Resort Securities & Trust Limited and Trust Yield Securities Limited Signet Investments and Securities Limited BGL Plc and Marina Securities Limited Greenwich Trust Limited Not Applicable ISSUER APPLICATIONS APPROVED ON MARCH 25, 2013 CAPITAL RAISING STOCK BROKER ISSUING HOUSE METHOD Flour Mills of Nigeria Plc Cadbury Nigeria Plc Scheme of Merger between Flour Mills of Nigeria Plc and Niger Mills Company Limited Scheme of Merger between Cadbury Nigeria Plc and Stanmark Cocoa Processing Company Limited MERGER AND ACQUISITION Chapel Hill Denham Securities Limited Stanbic IBTC Stockbrokers Limited Chapel Hill Advisory Partners Ltd Stanbic IBTC Bank Plc PLACING Wema Bank Plc Special Placing and Global Asset listing of Management (Nig.) Ltd; 23,333,333,334 GTI Securities Ltd ordinary shares of 50 kobo each at N1.50 per share Nigerian Stockbrokers Limited; Independent Securities Limited 21

22 APPROVED IN 2012 BUT YET TO LIST APPLICATIONS APPROVED ON NOVEMBER 1, 2012 ISSUER CAPITAL RAISING METHOD STOCKBROKERS ISSUING HOUSE 2013/2012 NEW LISTINGS FUND VNSE-30 INDEX SECURITIES Offer for Subscription of 100,000,000 Units of VNSE-30 Index Securities Cashcraft Asset Management Limited Cordros Limited Capital RIGHTS ISSUE Prestige Assurance Plc Rights Issue of 2,508,315,438 Ordinary Shares of 50k each at N0.50 per Share Imperial Asset Managers Limited Nigerian Stockbrokers Limited, Sterling Capital Markets Limited APPROVED APPLICATIONS AS AT SEPTEMBER 28, 2012 ISSUER CAPITAL RAISING METHOD STOCKBROKERS ISSUING HOUSE RIGHTS ISSUES Aso Savings Loans Plc Rights Issue of 11,046,189,224 ordinary shares of 50k each at 60k per share Apt Securities Fund Limited Chapel Hill Advisory Partners Limited MERGERS Cornerstone Insurance Plc (aborted) Scheme of Merger between Cornerstone Insurance Plc and Linkage Insurance Plc CSL Stockbrokers Limited FCMB Capital Market Limited 22

23 COMPANY DATE LISTED VALUE (N) SHARES ADDED (VOLUME) DESCRIPTION Ecobank Transnational Incorporated (ETI) 05/09/2013 Not Applicable 23 3,125,000,000 Placing African Paints Nigeria Plc 28/08/2013 Not Applicable 108,461,038 Rights Transnational Corporation of Nigeria Plc UACN Property Development Company Plc 27/08/2013 Not Applicable 01/07/ ,000,000,000 12,906,999,142 Rights Not Applicable Oando Plc 10/06/2013 Not Applicable 4,548,236,276 Rights Okomu Oil Palm Plc 14/05/2013 Not Applicable 476,955,000 Bonus BOC Gases Nigeria Plc 14/05/2013 Not Applicable 23,124,706 Bonus Custodian and Allied Insurance Plc 13/05/2013 Not Applicable 781,017,387 Scheme Shares Livestock Feeds Plc 25/04/2013 Not Applicable 800,000,000 Placing Osun State Government 23/04/ ,000,000,000 Not Applicable Government Bond Rak Unity Petroluem Company Plc 17/04/2013 Not Applicable 43,051,159 Placing C & I Leasing Plc 15/04/ ,000,000 Not Applicable Corporate Bond Flour Mills of Nigeria Plc 11/04/2013 Not Applicable 50,893,281 Guinea Insurance Plc 28/03/2013 Not Applicable 740,000,000 Placing IPO Scheme Shares International Finance Corporation 26/03/ ,000,000,000 Not Applicable Supranational Bond Crusader (Nigeria) Plc 15/02/2013 Not Applicable 3,064,686,154 Conversion of Bond Gombe State Bond 11/02/ ,000,000,000 Not Applicable Government Bond Guinness Nigeria Plc 08/02/2013 Not Applicable 30,962,669 Bonus Lagos State Government 01/02/ ,000,000,000 Not Applicable Government Bond Wapic Insurance Plc 28/01/2013 Not Applicable 2,911,954,418 Scheme Shares Linkage Insurance 18/01/2013 Not Applicable 2,897,207,843 Placing Africa Prudential Registrars Plc 11/01/2013 UBA Capital Plc 11/01/2013 Not Applicable Not Applicable 1,000,000,000 4,000,000,000 Listing by Introduction Listing by Introduction

24 FBN Fixed Income Fund 24/12/2012 1,752,200,000 FBN Money Market Fund 24/12/2012 1,798,440,000 Not Applicable Not Applicable FBN Holdings Plc 26/11/2012 Not Applicable 32,632,084,357 Listing Stanbic IBTC Holding Plc 23/11/2012 Not Applicable 10,000,000,000 Memorandum Listing Memorandum Listing Listing Introduction Studio Press Nigeria Plc 24/10/2012 Not Applicable 252,104,285 Placing by Vono Products Plc 7/09/2012 Not Applicable 263,651,183 Rights Nigerian Breweries Plc 15/08/2012 Not Applicable 142,092 Scheme Shares Premier Paints Plc 15/08/2012 Not Applicable 48,000,000 Placing Niger Insurance Plc 27/07/2012 Not Applicable 2,677,079,286 Rights Unity Kapital Assurance Plc 25/07/2012 Not Applicable 866,666,666 Bonus Ecobank Transnational Inc 20/07/2012 Not Applicable 401,259,881 Scheme Shares Not Applicable Listing Fortis Microfinance Bank Plc 20/6/2012 1,630,091,000 Introduction By International Breweries Plc 11/06/2012 Not Applicable 1,149,611,749 Rights Crusader Nigeria Plc Zero Coupon (Bond) 14/6/12 1,838,811,700 N/A Unity Bank Plc 5/06/2012 Not Applicable 3,495,153,610 Bonus Rt Briscoe Plc 16/05/2012 Not Applicable 196,059,480 Bonus Nahco Plc 14/5/2012 Not Applicable 246,093,750 Bonus Dangote Cement Plc 14/5/2012 Not Applicable 1,549,137,037 Bonus UBA Plc 2/5/2012 Not Applicable 646,693,873 Bonus Mobil Oil Plc 2/5/2012 Not Applicable 60,099,210 Bonus 24 Corporate Bond UBA Plc 2 nd Tranche 01/05/ ,000,000,000 Not Applicable Corporate Bond FCMB Plc 23/4/2012 Not Applicable 2,440,678,830 Bonus Afromedia Plc 20/4/2012 Not Applicable 403,549,726 Bonus Poly Products Plc 16/4/2012 Not Applicable 10,000,000 Bonus Union Bank of Nigeria Plc 11/4/2012 Not Applicable 14,402,681,471 Placing Benue State Government 27/3/ ,000,000,000 Not Applicable Government Bond

25 Not Applicable Access Bank Plc 20/3/2012 Scheme Shares 5,000,000,000 Chellarams Plc 20/3/ ,000,000 Not Applicable Corporate Bond Neimeth Pharmaceuticals Plc International 16/3/2012 Not Applicable 482,318,637 Rights Lafarge Wapco s Plc 5/03/ ,880,000,000 Not Applicable Corporate Bond Not Applicable Staff Incentive Starcomms Plc 12/3/ ,654,433 Scheme Ekiti State Government 13/3/ ,000,000,000 Not Applicable Government Bond HIS Plc Preference Shares Series Ii 8/3/2012 2,791,454,545 Not Applicable Preference Shares Flour Mills of Nigeria Plc 6/3/2012 Not Applicable 455,566,222 Rights Austin Laz & Co. Plc 29/02/2012 Not Applicable 1,079,860,000 Listing by Introduction Tower Funding Plc Tranche A 09/02/2012 3,630,000,000 Not Applicable Corporate Bond Tower Funding Plc Tranche B 09/02/2012 1,000,000,000 Not Applicable Corporate Bond Oasis Insurance Plc 25/01/2012 Not Applicable 1,500,000,000 Placing 2013/2012 DELISTED ENTITIES/SECURITIES NAME OF ENTITY Crusader (Nigeria) Plc Zero Coupon Convertible Bond. DATE DELISTED 15/02/2013 Nigerian Bag Manufacturing Company Plc 11/04/2013 Crusader Nigeria Plc 13/05/2013 Nigeria Wire Industries Plc 03/06/2013 West African Aluminium Products Plc 03/06/2013 First City Monument Bank Plc 24/06/2013 Finbank Preference Shares 09/02/2012 Stanbic IBTC Bank Plc 23/11/2012 Ecobank Nigeria Plc 20/7/2012 First Bank of Nigeria Plc 26/11/2012 Hallmark Paper Products Plc 19/12/ Udeofson Garment Factory Plc 19/12/2012 Abplast Products Plc 19/12/2012

26 MEETINGS MEETINGS FOR THE MONTH OF NOVEMBER Guinness Nigeria Best Western Homeville Hotel, Benin November 15, 2013 AGM MEETINGS FOR THE MONTH OF OCTOBER Conoil Plc Le Meridien, Ibom Hotel & Golf Resort, Uyo 2 Avon Crowncaps and Container Plc MAO Events Centre, Km 2, Sango-Ijoko, Sango Ota, Ogun State 3 Seven-Up Nigeria Plc MUSON Centre, Onikan Lagos 4 Portland Paints and Golden Tulip, Amuwo Coatings Plc Odofin 5 Cutix Plc CONV-AJ Events Centre, No. 1 Metu Uzodike Street, Okpuno Otolo, Nnewi 6 Capital Hotel Sheraton Abuja Hotel, Abuja October 4, a.m. AGM October 8, a.m. AGM October 8, a.m. AGM October 10, a.m. AGM October 25, a.m. AGM October 28, noon AGM MEETINGS FOR THE MONTH OF SEPTEMBER Vitafoam Plc Lagos Airport, Ikeja September 4, a.m. AGM Northern Nigeria Flour Transcorp Hilton Hotel, September 10, noon AGM Mills Plc Abuja Flour Mills of Nigeria Plc Eko Hotel, VI September 11, noon AGM Access Bank Plc Oriental Hotel, Lekki September 11, a.m. Court Ordered Road VI 2013 Meeting 5 AIICO Insurance Plc Orchids Hotel, Lekki September 17, a.m. AGM Lagos Continental Reinsurance Victoria Crown Plaza September 18, a.m. AGM Plc Hotel, Ajose Adeogun VI Redstar Express Plc September 19, AGM Honeywell Flour Plc Civic Centre, Victoria September 24, a.m. AGM 26

27 Island Multiverse Plc Peninsula Hotel, Lekki- Epe Expressway, Lagos September 24, Studio Press Plc The Resources Place, 1, September 25, Badagry Street, off 2013 Adeniji Jones, Ikeja 11 Chellarams Plc Golden Tulip, Amuwo September 26, Odofin University Press Plc Kakanfo Conference September 26, Centre, Ibadan Roads Nigeria Plc Dankari Guest Palace September 26, Hotels, Sokoto Arbico Plc Plot D, Block 7, Industrial September 26, Crescent, Ilupeju Lagos PZ Cussons Industries Plc Transcorp Hilton, Abuja September 26, 16 Skye Shelter Fund The Ivory Victoria Island 226A Muri Okunola Street VI 2013 September 27, a.m. AGM a.m. AGM a.m. AGM a.m. AGM noon AGM a.m. AGM a.m. AGM 2.00 p.m. AGM 17 DN Meyer Plc Plot 34, Mobolaji Johnson, Oregun September 27, a.m. AGM THE FOLLOWING MEETINGS HELD IN AUGUST Evans Medical Plc Lagos Airport Hotel, Ikeja August 1, a.m. AGM 2 NCR Plc MUSON Centre, Onikan August 1, a.m. AGM 3 Aluminium Extrusion Plc Protea Hotel, Ikeja August 2, a.m. AGM 4 Consolidated Hallmark Plc Protea Hotel, Awolowo August 7, a.m. AGM Road, Ikoyi 5 Premier Paints Plc Head Office, Ifo, Ogun August 13, a.m. AGM State 6 MRS Oil Nigeria Plc Federal Palace Hotel, VI August 14, a.m. AGM 7 Wema Bank Plc MUSON Centre, Onikan August 16, a.m. AGM 8 Dangote Flour Mills Plc Transcorp Metropolitan August 19, a.m. AGM Hotels, Calabar 9 Cement Company of Giginya Hotel, Sokoto August 21, a.m. AGM Northern Nigeria Plc 10 Stanbic IBTC Holdings Plc Transcorp Hilton, Abuja August 21, a.m. AGM 11 Wapic Insurance Plc Eko Hotel, VI August 22, a.m. AGM 12 ABC Transport Plc Concorde Hotels, Owerri August 23, a.m. AGM 13 Vono Products Plc MAN House, Obafemi Awolowo Way, Ikeja August 29, a.m. AGM 27

28 THE FOLLOWING MEETINGS HELD IN JULY R.T. Briscoe Plc Lagos Sheraton Hotel, July 1, a.m. AGM Ikeja 2 A.G. Leventis Plc Mainland Hotel, Ebute- July 2, noon AGM Meta 3 Beta Glass Plc Mainland Hotel, Ebute- July 3, noon AGM Meta 4 Morison Plc Airport Hotel, Ikeja, July 4, a.m. AGM Lagos 5 Abbey Building Plc Ocean View Restaurant, July 5, a.m. AGM Adetokunbo Ademola, VI 6 Nigerian Aviation Handling Shehu, Musa Yar Adua July 7, a.m. AGM Co. Plc Centre 7 ARM Discovery Fund The Darlington Hall, Plot July 17, a.m AGM CDE Industrial Crescent, Off Town Planning Way, Ilupeju 8 ARM Aggressive Growth The Darlington Hall, Plot July 17, a.m AGM Fund CDE Industrial Crescent, Off Town Planning Way, Ilupeju 9 Presco Plc The Dura Club, Obaretin July 18, a.m. AGM Estate, Benin/Sapele Rd 10 John Holt Plc Rockview Hotel, Apapa July 18, a.m. AGM 11 Union Ventures Plc Continental Suites, July 18, a.m. AGM Abeokuta 12 Glaxosmithkline Consumer Nigeria Plc MUSON Centre, Onikan July 23, a.m. Court Ordered Meeting 13 Trans-Nationwide Express Airport Hotel, Ikeja, July 25, a.m. AGM Plc Lagos 14 Seven-Up Bottling Company Plc 247, Moshood Abiola Way, Ijora July 25, a.m. Board Meeting 15 Courteville Plc The Knot Centre, 1 Tobi July 25, p.m. AGM Lawal Road, of Herbert Macaulay Road, Yaba 16 International Breweries Zenababs Resort, Ilesa, July 25, a.m. AGM Plc Osun State 17 Fidson Healthcare Plc Sheraton Hotel, Ikeja 25/07/ p.m. AGM 18 Oando Plc The Incubator, Oniru, VI 25/07/ :00 a. m. AGM Lagos 19 Smart Products Plc Coy s Boardroom, /07/ noon AGM Agege Motor Rd, Mushin 20 Forte Oil Plc Beskope Event Centre, Lekki-Ajah Expressway, 31/07/ :00 a. m. AGM 28

29 Lagos THE FOLLOWING MEETINGS HELD IN JUNE Okomu Oil Palm Plc Transcorp Hilton, Abuja June 5, a.m. AGM 2 International Energy Le Meridien Ibom Hotel June 5, a.m. AGM Insurance Plc & Golf Resort, Uyo 3 etransact Plc Ocean View Restaurants, June 6, a.m. AGM Adetokunbo Ademola VI 4 National Salt Company of MUSON Centre, Onikan, June 6, noon AGM Nigeria Plc Lagos 5 UBA Plc Transcorp Hilton, Abuja June 7, a.m. AGM 6 BOC Gases Plc Lagos Airport Hotel, Ikeja June 13, a.m. AGM 7 Champion Brew Plc (2 National Theatre, Iganmu June 13, & AGM years AGM) 2.00 p.m. 8 Total Nigeria Plc MUSON Centre, Onikan June 14, a.m. AGM Lagos 9 Adswitch Plc Conv-Aj Events Ltd June 14, a.m. AGM 10 Union Bank Plc Tinapa Lakeside Hotel, June 18, a.m. AGM Calabar 11 FCMB Plc MUSON Centre, Onikan June 19, a.m. AGM Lagos 12 Multi-Trex Integrated Plc Company s Office, Lagos June 19, a.m. AGM Ibadan Express 13 Julius Berger Plc Shehu Musa Yar Adua June 20, a.m. AGM Centre, Abuja 14 ETI Plc Lome, Togo June 20, a.m. AGM 15 UACN Prop. Dev Plc Golden Tulip Hotel, June 20, a.m. AGM Festac 16 Japaul Plc Owena Motels, Akure June 20, a.m. AGM 17 Nigerian Ropes Plc Mainland Hotel, Oyingbo June 21, a.m. AGM 18 Transcorp Plc Transcorp Hilton, Abuja June 21, a.m. AGM 19 CAP Plc Golden Tulip Hotel, June 24, a.m. AGM Festac 20 Oando Plc The Incubator, Oniru, VI June 24, a.m. EGM 21 UACN Plc Golden Tulip Hotel, Festac 22 Tantalizers Plc Golden Tulip Hotel, Festac 23 Unity Bank Plc Reiz Continental Hotel, CBD Abuja 29 June 26, a.m. AGM June 26, a.m. AGM June 26, a.m. AGM

30 24 Airline Services & Logistics Golden Tulip Hotel, June 27, noon AGM Plc Festac 25 Ashaka Cement Zaranda Hotel, Bauchi June 27, a.m. AGM 26 NPF Microfinance Bank Plc Chelsea Hotel, Abuja June 27, a.m. AGM 27 McNichols Plc Excellence Hotel, Ogba June 27, a.m. AGM 28 Africa Prudential Eko Hotel, VI June 27, a.m. EGM Registrars Plc (EGM) 29 UBA Capital (EGM) Eko Hotel, VI June 27, p.m. EGM THE FOLLOWING MEETINGS HELD IN MAY Sterling Bank Plc Eko Hotel, VI May 2, a.m. AGM 2 Cadbury Plc Civic Centre, Victoria Island, Lagos May 8, a.m. AGM 3 Nestle Nigeria Plc MUSON Centre, Onikan May 9, a.m. AGM 4 Dangote Sugar Plc Eko Hotel, VI Lagos May 13, a.m. AGM 5 Berger Paints Plc Transcorp Hilton, Abuja May 14, a.m. AGM 6 Costain (West Africa) Plc Mainland Hotel, Oyingbo May 14, a.m. AGM 7 Nigerian Breweries Plc MUSON Centre, Onikan, Lagos 30 May 15, a.m. AGM 8 First Aluminium Plc Airport Hotel, Ikeja May 15, a.m. AGM 9 Unilever Plc MUSON Centre, Onikan Lagos May 16, a.m. AGM 10 Fidelity Bank Plc Transcorp Hilton, Abuja May 21, a.m. AGM 11 Skye Bank Plc Lagos Oriental Hotel, VI May 22, a.m. AGM 12 Glaxosmithkline Consumer Nigeria Plc 13 Paints & Coatings Plc Aries suites Plot 12, Osborne Foreshore City Hall, Lagos Island May 23, a.m. AGM May 23, a.m. AGM

31 Estate, Ikoyi, Lagos 14 Dangote Cement Plc Trancorp Hilton, Abuja May 23, 2013 AGM 15 Mansard Plc Oriental Hotel, Lekki Rd, VI May 23, a.m. 16 Lafarge Wapco Plc City Hall, Onikan Lagos May 28, a.m. AGM 17 Livestock Feeds Plc Golden Tulip, Amuwo Odofin May 28, a.m. AGM 18 Mobil Oil Plc Muson Center May 28, a.m. AGM 19 Learn Africa Plc Lagos Airport, Ikeja Lagos May 30, a.m. AGM 20 Chams Plc Sheraton Hotels, Ikeja May 30, a.m. AGM 21 May & Baker Plc MUSON Centre, Onikan Lagos May 30, a.m. AGM 22 FBN Plc Eko Hotel May 31, a.m. AGM THE FOLLOWING MEETINGS HELD IN APRIL Capital Oil Plc. Hotel Fidelna, 55 Ezillo April 4, A.M AGM Street, Independence Layout, Enugu State. 2 Greif Nigeria Plc Rockview Hotel, Park April 16, a.m. AGM Lane, Apapa 3 Zenith Bank Plc Civic Centre,VI April 24, a.m. AGM 4 GT Bank Plc Eko Hotel, VI April 25, a.m. AGM 5 Access Bank Plc Oriental Hotel, Lekki April 25, a.m. AGM Road, VI 6 Pharma Deko Plc Pharma-Deko Plant, April 25, noon AGM Agbara Industrial Estate, Agbara 7 Interlinked Technologies Airport Hotel, Ikeja, April 30, a.m. AGM Plc Lagos 8 Diamond Bank Plc Civic Centre, VI April 30, a.m. AGM THE FOLLOWING MEETINGS HELD IN MARCH Vitafoam Nigeria Plc. Lagos Sheraton Hotel, Ikeja March 7, :00 A.M AGM 31

32 2 New Gold Issuer Limited ABSA Capital, 15 Alice Lane, Sandton, Johannesburg, Abbey Building Society Plc. March 1, A.M. EGM Not Applicable March 6, 2013 Not Applicable Board Meeting 4 Diamond Bank Plc Boardroom at PGDs Place, Plot 4, Block 5, BIS Way, off Lekki Expressway, Lagos 5 Daar Communications Plc Daar Communication Office, Ladi Lawal Drive, Off T.Y. Danjuma Street, Asokoro, Abuja 6 Transcorp Plc Lagos Oriental, Hotel Lekki March 7, A.M. Board Meeting March 21, P.M. AGM March 28, a.m. (EGM) 7 Legacy Equity Fund Otunba Tunwase March 14, am AGM National Pediatric Centre, Shagamu-Benin Road 8 I H S Plc Eko Hotel, Victoria Island March 21, 2013 Not yet available AGM 9 Ikeja Hotel Plc Sheraton Lagos Hotel, Ikeja March 26, P.M. AGM 10 Neimeth International Pharmaceuticals Plc Not yet available March 27, 2013 Not yet available AGM 11 Transnational Corporation of Nigeria Plc Lagos Oriental, Hotel Lekki March 28, a.m. EGM THE FOLLOWING MEETINGS HELD IN FEBRUARY SIM Capital Alliance Fund Board Room, C&C Towers(8 th Floor) Plot 1684 Sanusi Fafunwa Street, Victoria Island February 5, :00 A.M. AGM 32

33 2 UACN Property Development Company Plc 3 FBN Money Market Fund Victoria Crown Plaza Hotel, Victoria island Golden Tulip, Festac February 7, :00 A.M. Completion Board Meeting February 7, :00 A.M. EGM 4 FBN Fixed Income Fund Victoria Crown Plaza Hotel, Victoria island 5 FBN Heritage Fund Victoria Crown Plaza Hotel, Victoria island February 7, :00 A.M. EGM February 7, :00 P.M. EGM 6 Flour Mills of Nigeria Plc. Jasmine Hall, Eko Hotel & Suite, Victoria Island 7 Bagco Nigeria Plc Jasmine Hall, Eko Hotel & Suite, Victoria Island 8 Flour Mill/Niger Mills of Nigeria Plc Zinia Hall, Eko Hotel & Suites February 19, :00 A.M. Court- Ordered Meeting February 19, :00 P.M. Court- Ordered Meeting February 20, :00 A.M. Court Ordered Meeting 9 Nigerian Breweries Plc Not Applicable February 20, 2013 Not Applicable 10 Premier Breweries Plc Office Complex, Industrial Layout, Head Bridge, Onitsha, Anambra State Board Meeting February 27, P.M. AGM 12 Honeywell Plc Lagoon Restaurant, Victoria Island February 28, noon AGM THE FOLLOWING MEETINGS HELD IN JANUARY 2013 S/N COMPANY VENUE DATE TIME TYPE OF MEETING 1 Custodian & Allied Insurance Plc. Golden Gate Restaurant, Glover Road, Ikoyi 2 Crusader Insurance Plc Golden Gate Restaurant, Glover Road, Ikoyi January 8, :00 A.M. Court Ordered Meeting January 8, A.M. Court Ordered Meeting 33