Relevant Duties Register

Transcription

1 Relevant Duties Register As at: 3 Dec 2018 Register Status: Open Trustee/ Responsible Danny Casey RD Director Mr Casey is a past President of Redfield Rugby. Danny Casey RD Director Mr Casey is on the Board of Catholic Cemeteries and Crematoria Debra James RD Director Debra James as General Secretary of the IEU (Vic/Tas) has influence the nomination of a Director for NGS Super. Debra James RD Director Debra James is the General Secretary of the Independent Education Union (Victoria/Tasmania). Joe Farrugia RD Company Secretary Joe Farrugia is the Company Secretary of a number of CSF associated companies. 19 Sep 2018 No actual or potential 19 Sep 2018 No actual or potential 19 Sep 2018 No actual or potential 19 Sep 2018 No actual conflict with duties to. 19 Sep 2018 No actual or potential Trustee will be notified is Trustee will be notified if Deb will advise the Board if she becomes Deb will advise the Board if she becomes No action necessary as these companies are subsidiaries or investments of the Trustee. Page 1 of 8

2 Danny Casey RD Director Through his company, DGC Advisory Services, Mr Casey has a commercial arrangement with RSM which took effect in July He was not involved in the decision by the CSF CEO to ask RSM to undertake work for CSF. He has not participated in this work and RSM have not involved him in the work they have been retained to do. Mr Casey's arrangement with RSM does not involve any remuneration or other benefit as a result of the work RSM are undertaking for CSF. Anna Shelley RD CIO Anna Shelley has been appointed to replace Garrie Lette as a Director on the board of CSF Australian Social Infrastructure Pty Ltd Paul Murphy RD Director Director of Benevolent Aged Care Rockhampton Madeleine Mattera RD Service Provider Madeleine Mattera is a Partner at Grant Thornton and has other clients in the Superannuation Fund sector. 4 Jul 2018 No actual or potential 29 Jun 2018 No actual or potential Danny Casey has no dealings with RSM in relation to the CSF assignment. Anna will advise the Board if any conflict situations arise. 21 Apr 2018 No conflict 19 Feb 2018 No actual or potential The Trustee will be notified if a conflict arises and appropriate action will Page 2 of 8

3 Bill Currey RD Employee Bill Currey has been appointed as a Director of CSF Australian Social Infrastructure Pty. This Company is required to facilitate infrastructure investments via H.R.L. Morrison. Danny Casey RD Director The Chairman, Danny Casey (appointed 27 October 2017), has advised that his son, Damien, works for Lonsec which is a CSF Service Provider in relation to Member Direct Investments. Danny Casey RD Director Director of DGC Advisory Services P/L David O'Sullivan RD Employee David O'Sulllivan is now a Director of: CSF Financial Services Pty Catholic Investment Pty David O'Sullivan RD Employee David O'Sullivan has replaced Peter Bugden as a Director of Capella Parking Pty Capella Parking Finance Co. Pty Jane Byrne RD Service Provider Jane Byrne is a Director of Professional Financial Solutions Pty 15 Nov 2017 None Bill will advise the Board if any conflict situations arise. 15 Nov 2017 None Danny will advise the Board if any conflict arises 27 Oct 2017 None This is Mr Casey's own company. 12 Oct 2017 None David will advise the Board if he becomes 9 Oct 2017 None David will advise the Board if he becomes 6 Oct 2017 No actual or potential Trustee will be notified if be taken Page 3 of 8

4 David O'Sullivan RD Employee David has been appointed as a Director of CSF QE2 Car Park Pty CSF QE2 Car Park Holdings Pty 5 Oct 2017 None David will advise the Board if he becomes David O'Sullivan RD Employee David O'Sullivan is a Director of MYLIFEMYFINANCE (previously Transcomm Credit Co-operative ) for which CSF Pty is the 100% shareholder. He is also Director of Transcomm Financial Services Pty and Transcomm Financial Planning Services Pty, which are wholly owned subsidiaries of MYLIFEMYFINANCE. 31 Jul 2017 Possible perceived conflict Carolyn Harkin RD Director Member of Advisory body, Sandhurst Catholic Education Council, voluntary role with small honorarium ($400 per meeting) CSF Pty Ltd RD Trustee MyLife MyFinance (MLMF) is a banking institution that is wholly owned by CSF Pty Ltd. A number of services are combined via a Shared Services Agreement. Trustee will be notified if be taken 6 Jul 2017 none The Trustee will be notified if a conflict arises and appropriate action will 1 Jul 2016 Yes this conflict is disclosed in the FSG issued by CSF Pty Ltd. This ownership is disclosed in the MLMF Product Disclosure Statement. It is also disclosed on the Catholic Super and the MyLife MySuper websites. Page 4 of 8

5 Carolyn Harkin RD Director Member of Advisory School Board, Doxa School Bendigo Unincorporated entity. No financial benefit received. Jane Byrne RD Service Provider Ad hoc & retainer consulting arrangements are in place with the trustees of a number of industry, retail and corporate superannuation funds. Remuneration is agreed in advance of provision of services and may be by fixed retainer or time & materials or both. Jane Byrne RD Service Provider Non Executive Director St Patrick's College Strathfield Advisory Board. No remuneration received. 27 Jul 2015 None Trustee will be notified if 12 Dec 2014 None Trustee will be notified if be taken 12 Dec 2014 None Trustee will be notified if Drew Vaughan RD Service Provider Drew Vaughan is a director of MYLIFEMYFINANCE (previously Transcomm Credit Co-operative ) for which CSF Pty is the 100% shareholder. He is also a Director of Transcomm Financial Services Pty and Transcomm Financial Planning Services Pty, which are wholly owned subsidiaries of MYLIFEMYFINANCE. 3 Jun 2014 None This directorship has been noted on the Register of Relevant Duties. No further action is required. Page 5 of 8

6 Drew Vaughan RD Service Provider Ad hoc and retainer consulting arrangements in place with a number of retail, industry and corporate superannuation fund trustees. Remuneration is received for the provision of these services. 11 Apr 2013 No N/A - should a conflict of duty arise, the Trustee will be notified. Drew Vaughan RD Service Provider The Trustee has an investment in Lonsec Holdings Pty Ltd. One of the shareholders of Lonsec Holdings is MH Carnegie & Co for whom Mr Vaughan acts as Chairman of the Audit & Risk Compliance Committee. (updated 16 June 2018) 11 Apr 2013 Yes Both CSF and MHC have been advised. Drew Vaughan RD Service Provider Director of Apostle Funds Management (formerly Apostle Asset Holdings ) and recipient of Directors fees. 11 Apr 2013 No N/A Drew Vaughan RD Service Provider Shareholder of Dymond, Foulds & Vaughan and recipient of dividends. Drew is therefore a colleague of John Dymond, currently the Internal Auditor for CSF Pty Ltd. Bill Currey RD Employee Bill Currey is a Director of CSF Australian Social Infrastructure Pty Ltd Debra James RD Director Director of Teacher Learning Network Debra James RD Director Director of Federation of Education Unions 11 Apr 2013 No Trustee will be notified if 6 Dec 2012 No actual or potential No action taken / required to 10 Oct 2012 No N/A 10 Oct 2012 No N/A Page 6 of 8

7 John Mildren RD Former Director Director of CSF Financial Services Pty John Mildren RD Former Director Director of Catholic Investment Pty Ltd Marcia Clohesy RD Director Director of Our Lady of the Sacred Heart College Ltd Joe Farrugia RD Company Secretary Director of Fund Executives Association 4 Oct 2012 No 20/6/2017 John Mildren is no longer a Director of CSF Pty Ltd but remains a Director of CSF Financial Services Pty. 4 Oct 2012 No 20/6/2017 John Mildren is no longer a Director of CSF Pty but remains a Director of Catholic Investment Pty Ltd 2 Oct 2012 No N/A 1 Oct 2012 No N/A Page 7 of 8

8 CSF Pty Ltd CORD Trustee CSF Financial Services Pty (CSFFS) trading as MyLife MyAdvice (MLMA) is a financial planning company that is wholly owned by CSF Pty Ltd. CSF Pty has been issued with an AFS Licence. MyLife MyAdvice is a Corporate Authorised Representative (CAR ) of CSF Pty Ltd and its financial planners act as Authorised Representatives under the terms of this AFS Licence. CSF Lty Ltd is the trustee of MyLife MyMoney Superannuation Fund (the Fund). The Fund pays MLMA an annual service fee and in return receives a range of services including member education seminars, general advice services relating to retirement and superannuation, employer support services, business development support and general communication and marketing services. 3 Jan 2011 Yes This conflict is disclosed in the FSGs issued by both CSF Pty and CSF Financial Services Pty. It is also identified on the Catholic Super and MyLife MySuper websites. Count 35 3 Dec 2018 Page 8 of 8