Penalty. Level 2. Rights of shareholders A.1 Basic shareholder rights
|
|
|
- Alexandra Robbins
- 5 years ago
- Views:
Transcription
1 A Rights of shareholders A.1 Basic shareholder rights A.1.1(P) Did the company fail or neglect to offer equal treatment for share repurchases to all shareholders? A.2 Shareholders, including institutional shareholders, should be allowed to consult with each other on issues concerning their basic shareholder rights as defined in the Principles, subject to exceptions to prevent abuse. A.2.1(P) Is there evidence of barriers that prevent shareholders from communicating or consulting with other shareholders? A.3 Right to participate effectively in and vote in general shareholders meeting and should be informed of the rules, including voting procedures, that govern general shareholders meeting. A.3.1(P) Did the company include any additional and unannounced agenda item into the notice of AGM/EGM? A.4 Capital structures and arrangements that enable certain shareholders to obtain a degree of control disproportionate to their equity ownership should be disclosed. Did the company fail to disclose the existence of: A.4.1(P) Shareholders agreement? A.4.2(P) Voting cap?
2 Level 2 A.4.3(P) Multiple voting rights? A.5 Capital structures and arrangements that enable certain shareholders to obtain a degree of control disproportionate to their equity ownership should be disclosed. A.5.1(P) Is a pyramid ownership structure and/ or cross holding structure apparent? B Equitable treatment of shareholders B.1 Insider trading and abusive self dealing should be prohibited. B.1.1(P) Has there been any conviction of insider trading involving directors/commissioners, management and employees in the past three years? B.2 Protecting minority shareholders from abusive action
3 B.2.1(P) Has there been any cases of non compliance with the laws, rules and regulations pertaining to significant or material related party transactions in the past three years? C C.1 Role of stakeholders The rights of stakeholders that are established by law or through mutual agreements are to be respected. C.1.1(P) Has there been any violations of any laws pertaining to labour/employment/ consumer/insolvency/ commercial/competition or environmental issues? C.2 Where stakeholders participate in the corporate governance process, they should have access to relevant, sufficient and reliable information on a timely and regular basis. C.2.1(P) Has the company faced any sanctions by regulators for failure to make announcements within the requisite time period for material events?
4 D Disclosure and transparency D.1 Sanctions from regulator on financial reports D.1.1(P) Did the company receive a "qualified opinion" in its external audit report? D.1.2(P) Did the company receive a "adverse opinion" in its external audit report? D.1.3(P) Did the company receive a "disclaimer opinion" in its external audit report? D.1.4(P) Has the company in the past year revised its financial statements for reasons other than changes in accounting policies?
5 E Responsibilities of the Board E.1 Compliance with listing rules, regulations and applicable laws E.1.1(P) Is there any evidence that the company has not complied with any listing rules and regulations over the past year apart from disclosure rules? E.1.2(P) E.1.3(P) Have there been any instances where non executive directors/commissioner have resigned and raised any issues of governance related concerns? Have there been major corporate scandals that point to weak board of directors/commissioners oversight? E.2 Board A E2.1(P) Does the Company have any independent directors/commissioners who have served for more than nine years? E2.2(P) Did the company fail to provide justification and obtain shareholder's approval for retaining the independent director(s)/commissioner(s) beyond nine years? E2.3(P) Did the company fail to disclose the date of first appointment of each independent directors(s)/commissioner(s)? E2.4(P) Did the company fail to disclose the identity of the independent director(s)/commissioner(s)? E.3 External Audit
6 E.3.1(P) Is any of the directors or senior management a former employee or partner of the current external auditor (in the past 2 years)? 23 0
Property of the ASEAN Capital Markets Forum (ACMF)
A. Rights of shareholders A.1 Basic shareholder rights Y/N Reference/ Source document A.1.1(P) Did the company fail or neglect to offer equal OECD Principle II (A) treatment for share repurchases to all
A.4.2(P) Voting cap? N Default Item as per Insurance Commission Guidelines on Compliance with ACGS (Circular Letter No ).
COMPAY AME : PHILAM EQUITABLE LIFE ASSURACE COMPAY, IC. COMPAY STRUCTURE : CLASS 1 FIACIAL YEAR ED : 2016 SECTOR : ISURACE A. Rights of shareholders A.1 Basic shareholder rights Y/ Reference/ Source document
Company Name Caritas Life Financial year end 2014 Sector. Insurance Company Structure Class 1. default. default. default
Company ame Caritas Life Financial year end 2014 Sector Insurance Company Structure Class 1 es / o Reference / Source Documents A Rights of Shareholders A.1 Basic Shareholder Rights A.1.1 Does the company
ASEAN CORPORATE GOVERNANCE SCORECARD (ACGS) QUESTIONNAIRE-2016
ASEAN CORPORATE GOVERNANCE SCORECARD (ACGS) QUESTIONNAIRE-2016 PART B: EQUITABLE TREATMENT OF SHAREHOLDERS Version: 2014 EQUITABLE TREATMENT OF SHAREHOLDERS es or No Reference/Source Document B.1.1 B.1.2
The 2018 Corporate Governance Evaluation System
The 2018 Corporate Governance Evaluation System January 2018 1 1 Introduction to the Corporate Governance Evaluation System I. Preface The Financial Supervisory Commission ("FSC") issued a 5-year "Corporate
TEEKAY LNG PARTNERS L.P. Corporate Governance Guidelines
TEEKAY LNG PARTNERS L.P. Corporate Governance Guidelines The following guidelines have been approved by the Board of Directors (the "Board") of Teekay GP L.L.C., a Marshall Islands limited liability company
Corporate Governance and risk reporting. How Can Environmental Issues Affect Company Ratings and Future Environmental Reporting Requirements
Corporate Governance and risk reporting How Can Environmental Issues Affect Company Ratings and Future Environmental Reporting Requirements Warsaw, March 16, 2005 Agenda Corporate Governance in TP Group
Directors' Compliance Statements
Directors' Compliance Statements 13 th October 2015 @mhclawyers Chair Paul Egan Partner, MHC Directors' Compliance Statements David Mangan Partner, MHC Which companies must give a Directors Compliance
Bajaj Allianz General Insurance Company Limited. Stewardship Policy
Bajaj Allianz General Insurance Company Limited Stewardship Policy Introduction Bajaj Allianz General Insurance Company Limited ( the Company ) has investments in listed companies and large amounts of
The 2019 Corporate Governance Evaluation System
The 209 Corporate Governance Evaluation System January 209 Introduction to the Corporate Governance Evaluation System I. Preface The Financial Supervisory Commission ("FSC") issued a 5-year "Corporate
This Review of Corporate Governance in Chile is part of a series of reviews of national policies
FOREWORD Foreword This Review of Corporate Governance in Chile is part of a series of reviews of national policies undertaken for the OECD Corporate Governance Committee. It was prepared as part of the
2013 Hong Kong Proxy Voting Guidelines
2013 Hong Kong Proxy Voting Guidelines December 19, 2012 Institutional Shareholder Services Inc. Copyright 2012 by ISS ISS' 2013 Hong Kong Proxy Voting Guidelines Effective for Meetings on or after Feb.
GOVERNANCE EVALUATION FOR MID AND SMALL CAPS (GEMS)
GOVERNANCE EVALUATION FOR MID AND SMALL CAPS () April 2015 Jointly Developed by: Supported by: Advised by: Mak Yuen Teen Associate Professor of NUS Business School Notice: This document and all of the
Philippines BPI/MS INSURANCE CORPORATION StockCode Expert Name 0 Sector Year 2012 Date of Financial Year End 31/12/2012
Philippines PLCName PI/MS INSURANCE CORPORATION StockCode Expert Name 0 Sector Year 2012 Date of Financial Year End 31/12/2012 Source Document/ Location of Information Yes / No Point REMARKS.1 Shares and
Study on the Economic Impact of Auditors Liability Regimes
Study on the Economic Impact of Auditors Liability Regimes FEE Conference on Audit Regulation 12/10/2006 Brussels London Economics, 11-15 Betterton Street, London WC2H 9BP, UK Presentation Purpose of the
A review of recent developments and trends in FCA Enforcement
BANKING AND FINANCIAL SERVICES LITIGATION GROUP WEBCAST SERIES 2017 A review of recent developments and trends in FCA Enforcement Alex Irvine, associate In July 2017, the FCA published its Enforcement
LATEST DEVELOPMENTS ON THE NEW EUROPEAN UNION (EU) AUDITING FRAMEWORK
LATEST DEVELOPMENTS ON THE NEW EUROPEAN UNION (EU) AUDITING FRAMEWORK IAASB-CAG Meeting New York, 12 March 2014 Agenda Item I Juan Maria ARTEAGOITIA European Commission Disclaimer: The views expressed
Improving the Governance of State Owned Enterprises
Improving the Governance of State Owned Enterprises by Liège Ayub for World Bank Int l Conference on Alternative Approaches for Increasing Infrastructure in Latin America and the Caribbean Lima, Peru on
Why Corporate Governance?
Why Corporate Governance? International Finance Corporation 2018. All rights reserved. 2121 Pennsylvania Avenue, N.W. Washington, D.C. 20433 Internet: www.ifc.org The material in this work is copyrighted.
Corporate Governance Framework
Corporate Governance Framework Table of content Introduction p. 3 1. Guidelines p. 4 2. Approach to voting p. 4 3. Engagement p. 6 4. Shareholder litigation p. 6 5. Cooperation p. 6 6. Engagement with
TEEKAY OFFSHORE PARTNERS L.P. Corporate Governance Guidelines
TEEKAY OFFSHORE PARTNERS L.P. Corporate Governance Guidelines The following guidelines have been approved by the Board of Directors (the "Board") of Teekay Offshore GP L.L.C., a Marshall Islands limited
Corporate Governance in Transition Economies Armenia Country Report
Comments are welcome: please provide comments to cignag@ebrd.com Corporate Governance in Transition Economies Armenia Country Report May 2017 Prepared by: Gian Piero Cigna Pavle Djuric Yaryna Kobel Alina
SINGAPORE GOVERNANCE AND TRANSPARENCY INDEX (SGTI)
SINGAPORE GOVERNANCE AND TRANSPARENCY INDEX (SGTI) A Collaboration Between Strategic Media Partner The Singapore Governance and Transparency Index (SGTI) is aimed at assessing companies on their corporate
SMART COMMUNICATIONS, INC. CODE OF BUSINESS CONDUCT AND ETHICS
SMART COMMUNICATIONS, INC. CODE OF BUSINESS CONDUCT AND ETHICS SMART Communications, Inc. ( SMART or the Company ) is dedicated to doing business in accordance with the highest standards of ethics. The
Asia-Pacific. Proxy Voting Guideline Updates Benchmark Policy Recommendations. Effective for Meetings on or after Feb.
Asia-Pacific Proxy Voting Guideline Updates 2015 Benchmark Policy Recommendations Effective for Meetings on or after Feb. 1, 2015 Published Nov. 6, 2014 www.issgovernance.com 2014 ISS Institutional Shareholder
DEVELOPMENT BANK OF THE PHILIPPINES CORPORATE GOVERNANCE SCOREDCARD FOR 2015
DEVELOPMENT BANK OF THE PHILIPPINES CORPORATE GOVERNANCE SCOREDCARD FOR 2015 Question Answer Reference Yes No I. Stakeholder Relationships 1 Does the GOCC disclose a policy that: a. Stipulates the existence
Construction Rules for the Morningstar US Style Index Family
? For Professional Use Only Construction Rules for the Morningstar US Style Index Family Morningstar Indexes March 208 Contents Overview 2 Index Construction 2. Assigning Stocks to the Index 2.2 Index
REPORT ON THE OBSERVANCE OF STANDARDS AND CODES (ROSC) Corporate Governance Country Assessment SLOVAK REPUBLIC. October 2003
Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized REPORT ON THE OBSERVANCE OF STANDARDS AND CODES (ROSC) I. Executive Summary II. III.
Inadvertent Violation
Agenda Item C Meeting: IESBA Consultative Advisory Group Meeting Location: Grand Hyatt New York, United States Meeting Date: March 7, 2011 Inadvertent Violation Objective of Agenda Item 1. To consider
Risk Committee Charter. Bank of Queensland
Risk Committee Charter Bank of Queensland Issue Date: 28 June 2018 1 Purpose The Bank of Queensland Limited (BOQ) Risk Committee (Committee) has been established by the BOQ Board (the Board) to: (a) assist
Accountancy Europe is the new name of the Federation of the European Accountants
Accountancy Europe is the new name of the Federation of the European Accountants Close to 1 million professionals 28 EU Member States 51 institutes 37 countries Member States implementation of new EU audit
Hospital Incentive Payments to Physicians for Quality and Cost Savings
Hospital Incentive Payments to Physicians for Quality and Cost Savings Implications under the Fraud and Abuse Laws March 1, 2011 Dennis S. Diaz Davis Wright Tremaine LLP dennisdiaz@dwt.com 213-633-6876
Quality Assurance Team Charter
Quality Assurance Team Charter Version 1.0 01 NOV 2006 INTENT The intent of the Quality Assurance Team Charter (Charter) is to establish a common understanding of the authority and responsibilities of
116 Statement of directors responsibilities. Independent auditor s reports 117 Group income statement 122 Group statement of comprehensive income 123
Financial statements 116 Statement of directors responsibilities 117 Consolidated financial statements of the BP group Independent auditor s reports 117 Group income statement 122 Group statement of comprehensive
SARBANES-OXLEY: A BRIEF OVERVIEW. On July 30, 2002, the United States Congress passed, by a nearly unanimous
SARBANES-OXLEY: A BRIEF OVERVIEW On July 30, 2002, the United States Congress passed, by a nearly unanimous vote, the Public Accounting Reform and Investor Protection Act of 2002", commonly known as the
DTE Energy Policy GV5 Officer Code of Business Conduct and Ethics Revision 4 June 23, 2016
DTE Energy Policy GV5 Officer Code of Business Conduct and Ethics Revision 4 June 23, 2016 1. Applicability This policy applies to all Officers of DTE Energy Company and its subsidiaries (the Company).
CONTENTS. (Effective for engagements audits for periods beginning on or after December 15, 2009)
AGENDA ITEM 11-B (UPDATED) 1 INTERNATIONAL STANDARD ON AUDITING 805 (REVISED AND REDRAFTED) SPECIAL CONSIDERATIONS AUDITS OF SINGLE FINANCIAL STATEMENTS AND SPECIFIC ELEMENTS, ACCOUNTS OR ITEMS OF A FINANCIAL
Property of the ASEAN Markets Capital Forum (ACMF)
D.1 Transparent ownership structure / N Reference/ Source document D.1.1 Does the information on shareholdings reveal the identity of beneficial owners, holding 5% shareholding or more? OECD Principle
Regulatory reform of EU commodity derivatives markets
Regulatory reform of EU commodity derivatives markets 4rth meeting of the Expert Group on agricultural commodity derivatives and spot markets Brussels, 3 October, 2013 The MiFID review: main objectives
Report on Inspection of Deloitte & Touche LLP. Public Company Accounting Oversight Board
1666 K Street, N.W. Washington, DC 20006 Telephone: (202) 207-9100 Facsimile: (202) 862-8430 www.pcaobus.org Report on 2005 Issued by the Public Company Accounting Oversight Board THIS IS A PUBLIC VERSION
TEEKAY OFFSHORE PARTNERS L.P. Corporate Governance Guidelines
TEEKAY OFFSHORE PARTNERS L.P. Corporate Governance Guidelines The following guidelines have been approved by the Board of Directors (the "Board") of Teekay Offshore GP L.L.C., a Marshall Islands limited
PLDT Inc. CODE OF BUSINESS CONDUCT AND ETHICS
PLDT Inc. CODE OF BUSINESS CONDUCT AND ETHICS PLDT Inc. ( PLDT or the Company ) is dedicated to doing business in accordance with the highest standards of ethics. The Company, its directors, officers,
The EU perspective on disclosure and transparency
The EU perspective on disclosure and transparency OECD corporate governance round table 30-31 May 2002 Istanbul Erik van der Plaats, administrator European Commission Slide 1 Based on the principle of
D.1.2 Does the company disclose the direct and indirect (deemed) shareholdings of major and/or substantial shareholders?
COMPANY: The Philippine American Life and General Insurance (Philam Life) Company SECTOR: Insurance FINANCIAL YEAR END: 31 December 2015 COMPANY STRUCTURE: Class 2 D Disclosure and Transparency D.1 Transparent
INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS OF KENYA. Credibility. Professionalism. AccountAbility
INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS OF KENYA Credibility. Professionalism. AccountAbility Auditor s Report FCPA FCPA John Kabiru Kabiru EXTERNAL AUDITORS, REGULATORS, AND OTHER EXTERNAL BODIES External
BP 2220 Committees of the Board
Coast Community College District BOARD POLICY Chapter 2 Board of Trustees BP 2220 Committees of the Board Reference: Government Code Section 54952 The Board may by action establish committees that it determines
Co r p o r at e a n d
Co r p o r at e a n d Securities Law Update July 2010 Analysis of the Dodd-Frank Wall Street Reform Act Executive Compensation, Corporate Governance and Enforcement Provisions of the Dodd-Frank Act Affecting
In the Name of Allah, the Most Gracious, the Most Merciful
In the Name of Allah, the Most Gracious, the Most Merciful Governance Code for Companies & Legal Entities Listed on the Main Market This is a translation of the Official Arabic version of Governance Code
LEGAL ALERT (THE LAW ) JUNE
* LEGAL ALERT LUXEMBOURG LAW DATED 10 MAY 2016 TRANSPOSING DIRECTIVE 2014/91/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL OF 23 JULY 2014 AMENDING DIRECTIVE 2009/65/EC ON THE COORDINATION OF LAWS,
REPORT ON THE OBSERVANCE OF STANDARDS AND CODES (ROSC) Corporate Governance Country Assessment REPUBLIC OF INDONESIA. August 2004
Public Disclosure Authorized Public Disclosure Authorized REPORT ON THE OBSERVANCE OF STANDARDS AND CODES (ROSC) I. Executive Summary II. Corporate Governance Country Assessment REPUBLIC OF INDONESIA August
An Analysis of OECD Principles of Corporate Governance vis-à-vis Indian Corporate Laws
An Analysis of OECD Principles of Corporate Governance vis-à-vis Indian Corporate Laws ARTICLE Gaurav Pingle, ACS Assistant Editor, LawStreetIndia Pune acsgauravpingle@gmail.com INTRODUCTION The purpose
REPORT ON THE OBSERVANCE OF STANDARDS AND CODES (ROSC) Corporate Governance Country Assessment BULGARIA. September 2002
Public Disclosure Authorized REPORT ON THE OBSERVANCE OF STANDARDS AND CODES (ROSC) Corporate Governance Country Assessment BULGARIA September 2002 Public Disclosure Authorized Public Disclosure Authorized
New Auditors Law and the responsibilities of the Audit Committee
New Auditors Law and the responsibilities of the Audit Committee Sept 2017 Nicosia Agenda: 1. Legal background 2. EU Audit Directive and Regulation 3. Audit Committee Role Governance Responsibilities 4.
Private Equity Club FSA Discussion Paper Monday 15 January PricewaterhouseCoopers LLP
Private Equity Club FSA Discussion Paper Monday 15 January 2007 PricewaterhouseCoopers LLP Agenda Presentation Peter Linthwaite Chief Executive, British Private Equity and Venture Capital Association Bruce
SUPPLEMENT TO CALVERT LARGE CAP VALUE FUND. Calvert Equity Funds Prospectus (Class A, C and Y) dated April 30, 2015
SUPPLEMENT TO CALVERT LARGE CAP VALUE FUND Calvert Equity Funds Prospectus (Class A, C and Y) dated April 30, 2015 Date of Supplement: August 17, 2015 THIS SUPPLEMENT SUPERSEDES AND REPLACES THE SUPPLEMENT
International Ethics Standards Board for Accountants Convergence Program
International Ethics Standards Board for Accountants Convergence Program Objective The objective of the IESBA as established in its Terms of Reference, as approved by the PIOB is: To serve the public interest
1. Introduction. 1.1 Motivation and scope
1. Introduction 1.1 Motivation and scope IASB standardsetting International Financial Reporting Standards (IFRS) are on the way to become the globally predominating accounting regime. Today, more than
Paper 3 Measuring Performance in Public Financial Management
Paper 3 Measuring Performance in Public Financial Management Key Issues 1. Effective financial management of public resources is essential to achieve the objectives of development programmes. It also promotes
ACCOUNTING AND AUDITING
Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized REPORT ON THE OBSERVANCE OF STANDARDS AND CODES (ROSC) Croatia ACCOUNTING AND AUDITING
Questionnaire Regarding Recent Developments and Trends in the Standards Applicable to Listed Companies. New Zealand Answers
Questionnaire Regarding Recent Developments and Trends in the Standards Applicable to Listed Companies New Zealand Answers By Jonathan Ross and Andrew Abernethy of Bell Gully Listed companies in New Zealand
The New Electricity Trading Arrangements in England and Wales
The New Electricity Trading Arrangements in England and Wales REPORT BY THE COMPTROLLER AND AUDITOR GENERAL HC 624 Session 2002-2003: 9 May 2003 LONDON: The Stationery Office 9.25 Ordered by the House
CREDIT RATING AGENCIES (CRA III) 27 February Position
CREDIT RATING AGENCIES (CRA III) 27 February 2012 Position Context The European Regulation of September 2009 on credit rating agencies ( agencies ), which came into force in December 2010, requires in
Hong Kong. Proxy Voting Guidelines Benchmark Policy Recommendations. Effective for Meetings on or after February 1, 2016
Hong Kong Proxy Voting Guidelines 2016 Benchmark Policy Recommendations Effective for Meetings on or after February 1, 2016 Published December 18, 2015 www.issgovernance.com 2015 ISS Institutional Shareholder
GLOBE TELECOM, INC. (GLO) ASEAN CORPORATE GOVERNANCE SCORECARD. LEVEL 1 continued. D. Disclosure and Transparency
LEVEL 1 continued D. Disclosure and Transparency D.1 Transparent ownership structure D.1.1 Does the information on shareholdings reveal the identity of beneficial owners, holding 5% shareholding or more?
Standard 5.2b. Disclosure obligation of the issuer and shareholder. Regulations and guidelines
Standard 5.2b shareholder Regulations and guidelines THE FINANCIAL SUPERVISION AUTHORITY 5 Disclosure of information until further notice shareholder 5.2b J. No. 7/120/2004 2 (29) TABLE OF CONTENTS 1 Application
ORDINANCE No. The City of Portland ordains: Section 1. The Council finds:
ORDINANCE No. Create Portland Utility Board to strengthen oversight functions for City s water, sewer and stormwater services (Ordinance; repeal and replace Code Chapter 3.123) The City of Portland ordains:
Bribery and Corruption
Bribery and Corruption The FCPA, UK Bribery Act, and Other Anti-Corruption Measures 2018 Association of Certified Fraud Examiners, Inc. Introduction The FCPA and the UK Bribery Act are the two premier
ABI response to ESMA s discussion paper on possible implementing measures under the Market Abuse Regulation
ABI response to ESMA s discussion paper on possible implementing measures under the Market Abuse Regulation The UK Insurance Industry The UK insurance industry is the third largest in the world and the
FRG Breakfast Briefing 219. Thursday 15 October 2015
FRG Breakfast Briefing 219 Thursday 15 October 2015 Breakfast Briefings 2015 We will provide an overview of the final technical standards in relation to the Markets in Financial Instruments Directive (MiFID
Corporate Governance Report of Thai Listed Companies 2016
Corporate Governance Report of Thai Listed Companies 2016 Thai Institute of Directors Association Supported by The Stock Exchange of Thailand Thai Institute of Directors Association (Thai IOD) Established
Sealy's Cases and Materials in Company Law
Sealy's Cases and Materials in Company Law Professor Emeritus of Corporate Law of Cambridge and Solicitor (New Zealand) Worthington QC (he), FBA essor ef taw ik School 01 Economics and Political Science
Regulatory framework on corporate governance
Corporate Governance Framework in India By Vaish Associates Advocates delhi@vaishlaw.com Vinay Vaish vinay@vaishlaw.com Hitender Mehta hitender@vaishlaw.com Ever since India s biggest-ever corporate fraud
Listing Qualifications Transparency Report
Listing Qualifications Transparency Report Nasdaq Listing Rule 5101 provides discretion to Nasdaq to impose additional and more stringent criteria in order to protect investors and the public interest.
2015 INVESTOR & ANALYST DAY
2015 INVESTOR & ANALYST DAY Creating Shareholder Value Chris Collier Chief Financial Officer May 6, 2015 What You Will Hear Today 1 Improved execution 2 Operating with discipline 3 Attractive business
B. Equitable Treatment of Shareholders SCORECARD ITEM Y/ N Reference/ Source document B.1 Shares and voting rights
COMPANY NAME : SUN LIFE GREPA FINANCIAL, INC. COMPANY STRUCTURE : CLASS 2 FINANCIAL YEAR END : 2016 SECTOR : INSURANCE (Life) B. Equitable Treatment of Shareholders B.1 Shares and voting rights B.1.1 Do
Improving the efficiency and transparency of the UNFCCC budget process
United Nations FCCC/SBI/2016/INF.14 Distr.: General 27 September 2016 English only Subsidiary Body for Implementation Forty-fifth session Marrakech, 7 14 November 2016 Item 17(c) of the provisional agenda
OECD GUIDELINES ON INSURER GOVERNANCE
OECD GUIDELINES ON INSURER GOVERNANCE Edition 2017 OECD Guidelines on Insurer Governance 2017 Edition FOREWORD Foreword As financial institutions whose business is the acceptance and management of risk,
DATE ISSUED: 10/6/ of 7 UPDATE 109 DC(LEGAL)-P
Employment Policies Tax Identifier Contract Positions Delegation of Authority Internal Auditor Superintendent Recommendation A board shall adopt a policy providing for the employment and duties of district
INFORMATION HANDBOOK
Guidelines for Submitting Project Proposals under ECONOMIC AND INFRASTRUCTURE WINDOWS INFORMATION HANDBOOK SAARC Development Fund Page 1 1. Introduction SAARC Development Fund (SDF) was established in
ASEAN Corporate Governance Scorecard 2014 Singapore Report
ASEAN Corporate Governance Scorecard 2014 Singapore Report 30 April 2015 2 Coverage Overview ASEAN Economic Community (AEC) ASEAN Capital Markets Forum (ACMF) ACMF Initiative ASEAN Corporate Governance
Performance Audits. Chapter 1 Use and Application of GAGAS. entities, organizations, programs, activities, and functions.
Performance Audits 1.25 Performance audits are defined as engagements that provide assurance or conclusions based on an evaluation of sufficient, appropriate evidence against stated criteria, such as specific
LA PRUDENCE LEASING FINANCE CO LTD AUDIT BOARD SUB-COMMITTEE TERMS OF REFERENCE
AUDIT BOARD SUB-COMMITTEE TABLE OF CONTENTS Item Contents Page 1 Purpose 3 2 Membership 2.1 Number 2.2 Competence 4 2.3 Engagement 3 Meeting 4 4 Minutes 5 5 Business 5 6 Evaluation 6 7 Delegation of Authority
CORPORATE ACTIVITY, SHAREHOLDER ACTIVISM AND CORPORATE GOVERNANCE POLICY
CORPORATE ACTIVITY, SHAREHOLDER ACTIVISM AND CORPORATE GOVERNANCE POLICY INTRODUCTION Coronation is committed to the principles of good corporate governance and has a fiduciary duty to its clients to ensure,
SCOPE This policy applies to all members of the University Board of Trustee and all employees and volunteers of the University.
Section Number: Effective Date: June 12, 2006 Section Header: Financial Integrity Policy Revision Date: December 8, 2008 Responsible Office: Finance and Administration Responsible Officer: Vice President
Nagy és Trócsányi Ügyvédi Iroda H-1126 Budapest, Ugocsa utca 4/B
Nagy és Trócsányi Ügyvédi Iroda H-1126 Budapest, Ugocsa utca 4/B tel: 36 1 487 8700 fax: 36 1 487 8701 web: www.nt.hu TO: Michael Dripps MEMORANDUM FROM: dr.balazs Baranyai SUBJECT: Harvard Business School;
When responding, please indicate whether you are responding as an individual or representing the views of an organisation.
Directive (EU) 2017 / 828 Member State Options The text of each Article with Member State options from Directive (EU) 2017/8283 of the European Parliament and of the Council of 17 May 2017 amending Directive
Presentation of items of Other Comprehensive Income
International Financial Reporting Standards Presentation of items of Other Comprehensive Income Limited amendment to IAS 1 Presentation of Financial Statements Stephen Cooper, Board Member Alan Teixeira,
The Code s Seven Principles, and how and to what extent CIC Capital Fund Ltd incorporates them into our investment process, are described below.
UK Stewardship Code This statement sets out how CIC Capital Fund Ltd. applies the principles of the UK Stewardship Code. CIC Capital Fund Ltd Is a Canadian public close-ended fund with investee company
Chapter 8A EQUITY SECURITIES WEIGHTED VOTING RIGHTS INTRODUCTION
Chapter 8A EQUITY SECURITIES WEIGHTED VOTING RIGHTS INTRODUCTION The concept of proportionality between the voting power and equity interest of shareholders, commonly known as the one-share, one-vote principle,
GOVERNANCE AND VOTING POLICY
GOVERNANCE AND VOTING POLICY What we expect of public companies and how we carry out our ownership responsibilities CONTENT CONTENT 1 1. INTRODUCTION 2 2. GOVERNANCE AND VOTING PRINCIPLES 3 3. PROXY VOTING
Code of Ethics for Directors
Code of Ethics for Directors Approved: March 2016 Effective: March 2016 Next Review: March 2019 Version: 6.0 (031716) CIBC FirstCaribbean Table of Contents 1 Introduction... 3 1.1. Application... 3 1.2.
ARTICLE 29 Data Protection Working Party
ARTICLE 29 Data Protection Working Party 02294/07/EN WP 143 8 th Directive on Statutory Audits Opinion 10/2007 by the Article 29 Working Party Adopted on 23 November 2007 This Working Party was set up
BOLSAS Y MERCADOS ESPAÑOLES SISTEMAS DE NEGOCIACIÓN, S.A.
CIRCULAR 9/2017 REQUIREMENTS AND PROCEDURES APPLICABLE TO THE ADMISSION AND EXCLUSION ON THE ALTERNATIVE EQUITY MARKET OF SHARES ISSUED BY GROWTH COMPANIES AND SPANISH REAL ESTATE INVESTMENT TRUSTS (SOCIMIS)
Science Applications International Corporation (SAIC) Third Quarter Fiscal Year 2018 Earnings Call. December 7, 2017
Science Applications International Corporation (SAIC) Third Quarter Fiscal Year 2018 Earnings Call December 7, 2017 Supplemental Financial Information Conference Call Information Date: December 7, 2017
Sarbanes-Oxley Affects Your Private Company Clients
http://www.wisbar.org/wislawmag/2004/06/lieberman.html Make a Selection Vol. 77, No. 6, June 2004 Sarbanes-Oxley Affects Your Private Company Clients Although the Sarbanes-Oxley Act does not directly affect
CORPORATE GOVERNANCE LEGISLATION ASSESSMENT PROJECT
CORPORATE GOVERNANCE LEGISLATION ASSESSMENT PROJECT 2007 ASSESSMENT based on legislation in force on 1 November 2007 BELARUS BOROVTSOV&SALEI LAW OFFICES Ul. Chicherina, 21 604, Minsk, 220029 Belarus www.borovtsovsalei.com
SUMMARY: The Bureau is reissuing its guidance on service providers, formerly titled CFPB
Billing Code: 4810-AM-P BUREAU OF CONSUMER FINANCIAL PROTECTION Compliance Bulletin and Policy Guidance; 2016-02, Service Providers AGENCY: Bureau of Consumer Financial Protection. ACTION: Compliance Bulletin
AMERICAN INTERNATIONAL GROUP, INC. RISK AND CAPITAL COMMITTEE CHARTER (Effective July 9, 2014)
I. Purpose of Committee AMERICAN INTERNATIONAL GROUP, INC. RISK AND CAPITAL COMMITTEE CHARTER (Effective July 9, 2014) The Risk and Capital Committee (the Committee ) of the Board of Directors (the Board
ACCOUNTING AND AUDITING SUPPLEMENT NO
Chapter 1 ACCOUNTING AND AUDITING SUPPLEMENT NO. 4 2015 INTRODUCTION This update includes the more significant accounting and auditing developments from October 2015 through December 2015. Included in
OVERSIGHT REPORT ON THE ANNUAL REPORT 2017/2018
OVERSIGHT REPORT ON THE ANNUAL REPORT 2017/2018 WEST COAST DISTRICT MUNICIPALITY WESKUS DISTRIKSMUNISIPALITEIT Reference: (10/3/2/3/36) 10 January 2019 OVERSIGHT REPORT ON ANNUAL REPORT: 2017/2018 FINANCIAL