Your clients. account statement. Help your clients understand their TD Ameritrade Institutional monthly. Monthly account statement STOCK01 STOCK02

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1 Reporting P Guidebook Monthly account statement STOCK0 Your clients account statement GOLDEN FIELDS INVESTMENT SERVICES () STOCK07 STOCK06 EXCHANGE TRADED FUND0 STOCK05 GOLDEN FIELDS INVESTMENT STOCK0 STOCK0 STOCK0 FIXED INCOME0 0 STK07 STK06 P STK05 ST 0000A Help your clients understand their TD Ameritrade Institutional monthly account statement

2 The big picture The account summary section of your clients monthly account statement from TD Ameritrade Institutional provides an easy-to-absorb overview. Account overview GOLDEN FIELDS INVESTMENT SERVICES MAIN STREET ANYTOWN, USA 5 () Questions? Contact Us. (800) -500 TD Ameritrade Clearing, Inc., Member SIPC Reporting Period: August -, 07 Account 90-XXXXXXXX JOHN M DOE INDIVIDUAL 8//7-8//7 //7-8//7 Custom logo placement: We can include your firm name or logo on the statement* Total Account Value: The exact dollar value as of the last date of the reporting period Change in Account Value (for the reporting period and year to date): The difference between the account beginning and ending value, including transactions, changes in market value, and events (such as stock splits, dividends, mergers and acquisitions, and spin-offs) Summary of Holdings: A breakdown of investments by type and amount Page of * Custom firm name and logo placement specifications include: bit black and white (not gray scale), 00 pixels per inch, width/height at 80 pixels x 05 pixels (.8 inches x.0 inch), and logo applied at the advisor code level.

3 The details Together, the holdings details and transaction details give your clients a detailed view of their investments and transactions completed during the reporting period. Holdings details Reporting Period: August -, 07 Account 90-XXXXXXXX JOHN M DOE INDIVIDUAL Investments are listed by type, including: Cash and cash alternatives CASH AND CASH ALTERNATIVES TOTAL CASH AND CASH ALTERNATIVES EXCHANGE TRADED FUNDS0 EXCHANGE TRADED FUNDS0 EXCHANGE TRADED FUNDS0 FIXED INCOME0 FIXED INCOME0 FIXED INCOME0 FIXED INCOME0 Symbol/ CUSIP GOLDEN FIELDS INVESTMENT SERVICES () TOTAL EXCHANGE TRADED FUNDS- LONG POSITION ABCD Symbol/ CUSIP 0000ABCD 0000ABCD 0000ABCD 0000ABCD Purchase Date** //0 //0 6// Purchase Date /0/ 8/6/5 //0 /9/ Quantity Quantity Closing Price $ Closing Price $ Market Value $,568.56,858.00,78.68 $87,55. 87,55. Market Value $9,05.00, ,5.70 7,80.8 Cost Basis** 8, ,68.5 $8,9. Cost Basis, ,.60 Unrealized Gain/(Loss)**,.68,76.70,06.5 $58,.9 Unrealized Gain/(Loss) 6,0.5,855.0 Estimated Income Yield** _ % % $99. Estimated IncomeYield % 8,7.0 (6.0) - 7, % - Page of Exchange Traded Funds (s) Fixed Income Mutual Funds Stocks You can customize client statements: Add Cost Basis at the individual account level or advisor code level using Veo self-service (Preferences > User Preferences > Cost Basis) Insert a column for Estimated Income and Yield (set at the advisor code level) by submitting a request to your Relationship Service Team ** Indicates optional custom views.

4 Information that matters to clients Clients can review their account transaction details to track their recent brokerage account activity and verify all transactions against trade confirmations. Transaction details Reporting Period: August -, 07 Account 90-XXXXXXXX JOHN M DOE INDIVIDUAL All transactions appear chronologically and by type, including: STOCK0 STOCK0 STOCK0 STOCK0 FIXED INCOME0 STOCK05 STOCK06 STOCK07 STK0 STK0 STK0 STK0 0000ABCD STK05 STK06 STK07 Securities sold and purchased Dividend income Dividend reinvestments Interest income Deposits and withdrawals EXCHANGE TRADED FUND0 0 GOLDEN FIELDS INVESTMENT GOLDEN FIELDS INVESTMENT SERVICES () Page of

5 Month by month Your clients with TD Ameritrade Institutional retirement accounts will receive monthly statements with a retirement account activity overview. Your clients can see a snapshot of their retirement account statistics so they can track progress toward their goals. -*- Demonstration Powered by Exstream Dialogue 0/7/0, Version *- Account 90-XXXXXXXX XXX-070 JOHN C DOE ROLLOVER IRA TD AMERITRADE CLEARING INC CUSTODIAN MONTHLY STATEMENT Reporting Period: August - -, ROLLOVER IRA ACCOUNT SUMMARY (continued) RETIREMENT ACCOUNT ACTIVITY OVERVIEW Year to Date //0 7-8//0 7 This Month Reported for 00 6 Reported for CONTRIBUTIONS Plan Contributions $,0.8 $,9.0 $,0.8 DISTRIBUTIONS (amounts include taxes withheld) Distributions you made (,0.8) (6,9.0) (,0.8) HOLDINGS DETAIL CASH AND CASH EQUIVALENTS Investment Description TD BANK INSURED DEPOSIT ACCOUNT $0,55.80 TOTAL CASH & CASH EQUIVALENTS $0,55.80 MUTUAL FUNDS Investment Description OAKMARK MUTUAL FUNDS0 FDS EQUITY & INCOME FD VANGUARD MUTUAL FUNDS0 INTER TM TREAS Market Value Symbol/ Purchase Closing Cost Unrealized CUSIP Date Quantity Price Market Value Basis Gain/(Loss) MF0 OAKBX 7.6 $ 6.8 $ 9,7.6 $ - $ - MF0 VFITX //0,99.7.8,57.8 0, (6,6.9) Statements contain helpful information, including: Contributions made on their behalf so they can determine additional amounts to contribute Distributions taken Questions? Consult your Independent Advisor: Statement Redesign Financial Services (0) AP Page of 6 5

6 Connect with your Relationship Service Team today. CALL VISIT TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 07 TD Ameritrade. TDAI 9898 BR 0/7