ASX Austraclear Schedule of Fees

Transcription

1 ASX Austraclear Schedule of Fees Effective Date: 01-Nov-2017

2 Contents ASX Austraclear 1 Admission & Participation Fees 1.1 Initial Fee (Admission) 1.2 Annual Fee (Participation) 1.3 Other Participation Fees 2 Austraclear Transaction Fees 2.1 Cash 2.2 Fixed Income Securities (FIS) - Bonds 2.3 Fixed Income Securities - Global (Eurobonds held in Clearstream) 2.4 Discount Securities System (DSS) 2.5 Foreign Exchange (FX Match & Check & Return) 3 Austraclear Holding Fees 3.1 Depository Holdings 4 Austraclear SWIFT & Host to Host Lite Fees 4.1 SWIFT Incoming Messages 4.2 SWIFT Outgoing Messages 4.3 Host to Host Lite File Uploads 5 Austraclear Report Downloads & Audit Certificate Fees 5.1 Austraclear Report Downloads 5.2 Archive Reports 5.3 Audit Certificates 6 Multi-Currency Fees 6.1 Cash 6.2 Fixed Income Securities (FIS) Bonds 6.3 Discount Securities System (DSS) 6.4 Depository Holdings 7 Rebates This Schedule of Fees sets out fees applicable to ASX Austraclear, which are supplied by ASX Limited ABN All fees are shown in Australian dollars. All fees are effective 01-Nov-2017 unless otherwise indicated and are subject to change from time to time. If you require further clarification please contact your ASX Account Manager or ASX Customer Service (telephone: ) *GST exclusive prices are quoted in the Schedule of Fees applicable to ASX Austraclear. Usually ASX Austraclear services will be subject to GST and the GST inclusive prices will be In certain situations, an otherwise taxable supply may be exempt from GST (for example, exports). However, ASX anticipates that ASX Austraclear services will not be 'exports' for the purposes of GST and accordingly, GST inclusive prices will be charged for these services. Page: 1 of 9

3 ASX Austraclear Product Service Basis Frequency Effective Date 1 Admission & Participation Fees 1.1 Initial Fee (Admission) Initial Fee - Austraclear Full Participant Per admission Once off 1-Oct-13 $5, Initial Fee - Austraclear Associate Participant Per admission Once off 1-Oct-13 $2, Initial Fee - Austraclear Special Purpose Participant Per admission Once off 1-Oct-13 $2, Initial Fee - Austraclear Public Trust Participant Per admission Once off 1-Oct-13 $2, Annual Fee (Participation) Annual Fee - Austraclear Full Participant Per Participant - Paid annually in advance and are non-refundable Yearly 1-Nov-17 $5, Annual Fee - Austraclear Associate Participant Per Participant - Paid annually in advance and are non-refundable Yearly 1-Nov-17 $ Annual Fee - Austraclear Special Purpose Participant Per Participant - Paid annually in advance and are non-refundable Yearly 1-Nov-17 $ Annual Fee - Austraclear Public Trust Participant Per Participant - Paid annually in advance and are non-refundable Yearly 1-Nov-17 $2, Annual Fee - Austraclear Sub-Participant Branch Per Participant - Paid annually in advance and are non-refundable Yearly 1-Nov-17 $ Non Direct Debit Fee If you choose not to pay your account by direct debit, a $ processing Yearly 1-Jan-17 $ fee is charged in addition to your annual membership fee 1.3 Other Participation Fees Austraclear Users (uncapped) Per User - Each sub participant receives one free user Monthly 1-Nov-17 $ Austraclear Sub Accounts (capped at 1,000 sub accounts) Per Sub Account - Each sub participant receives one free sub account Monthly 1-Nov-17 $ Austraclear Transaction Fees 2.1 Cash AUD Cash Transfer / Cash Trade ASX Clear Margin Payment / Receipt ASX 24 Margin Payment / Receipt 2.2 Fixed Income Securities (FIS) - Bonds FIS Repo Trade Split FIS Settlement FIS Pledge FIS Release Pledge 1-Jul-16 $ Jul-16 $ Jul-16 $5.50 Page: 2 of 8

4 Product Service Basis Frequency Maturity FIS Substitute Pledge FIS Securities Transfer FIS Uplift FIS Trade Split FIS RBA Repo Settlement, borrower only FIS RBA Reverse Repo Settlement, borrower only Market Repo-Trade on Settlement Market Repo-Trade Renegotiation FIS Bulk Transfer Source FIS Bulk Transfer Destination per line, receiver 2.3 Fixed Income Securities - Global (Eurobonds held in Clearstream) FIS Global Uplift per holding, owner FIS Global Auto Settlement FIS Global Manual Settlement 2.4 Discount Securities System (DSS) IPA DSS ISIN Codes per ISIN DSS Repo Settlement DSS Repo Trade Split DSS Repo Renegotiation DSS Trade Split DSS ISIN Codes per ISIN DSS Settlement DSS Pledge DSS Release Pledge DSS Substitute Pledge Effective Date 1-Nov-17 $ Nov-17 $ Nov-17 $ Nov-17 $ Nov-17 $2.40 Page: 3 of 8

5 Effective Product Service Basis Frequency Date DSS Securities Transfer Monthly Maturity 1-Nov-17 $ DSS Uplift 1-Nov-17 $ Market Repo-Trade on Settlement DSS Bulk Transfer Source DSS Bulk Transfer Destination per line, receiver Market Repo-Trade Renegotiation, borrower only 2.5 Foreign Exchange (FX Match & Check & Return) FX Confirmation Monthly FX Settlement (AUD only) per net settlement, Monthly 1-Nov-17 $ Austraclear Holding Fees 3.1 Depository Holdings DSS Paper Portfolio Holdings - $0 - $0.5bn $15.00 per $ million per month Monthly variable - $0.5bn - $1.5bn $7.50 per $ million per month - $1.5bn - $2.5bn $4.50 per $ million per month - $2.5bn and over $3.00 per $ million per month DSS Electronic Portfolio Holdings - $0 - $5.0bn $0.98 per $ million per month Monthly 1-Nov-17 variable - $5.0bn - $30.0bn $0.29 per $ million per month - $30.0bn and over $0.18 per $ million per month Depository Holdings - FIS - $0 - $5.0bn $0.98 per $ million per month Monthly 1-Nov-17 variable - $5.0bn - $30.0bn $0.29 per $ million per month - $30.0bn and over $0.18 per $ million per month Depository Holdings - FIS Global (Eurobonds) All balances $20.50 per $ million per month Monthly 1-Nov-17 variable 4 Austraclear SWIFT & Host to Host Lite Fees 4.1 SWIFT Incoming Messages MT103 Single Customer Credit Transfer (Cash Payment) MT202 General Financial Institution Transfer (Cash Payment) per message,sender MT210 Notice to Receive (Cash Receipt) MT300 Foreign Exchange Trade Instruction MT540 Receive Free MT541 Receive Against Payment MT542 Deliver Free Page: 4 of 8

6 Effective Product Service Basis Frequency Date MT543 Deliver with Payment MT549 Request for Statement/Status Advice MT598 Series Creation & Deposit Message 4.2 SWIFT Outgoing Messages MT198 Response to MT 1xx Messages (SMT 102 and SMT103) MT298 Response to MT 2xx Messages (SMT 102 and SMT103) MT300U Foreign Exchange Confirmation (return from ASX) MT398 Response to MT 3xx Messages (SMT 102 and SMT103) MT598 Response to MT 5xx Messages (SMT 102, SMT103) MT535 Statement of Holding (Intraday, Interim or End of Day) Monthly $ MT544 Settlement Confirmation for Receive Free MT545 Settlement Confirmation for Receive Against Payment MT546 Settlement Confirmation for Deliver Free MT547 Settlement Confirmation for Deliver with Payment MT564 Corporate Action Notification Message Monthly $ MT599 - Securities Details Message Monthly $ MT900 - Confirmation of Debit MT910 - Confirmation of Credit 4.3 Host to Host Lite File Uploads MT512 Fixed Income Trade per transaction in file, sender MT202 General Financial Institution Transfer per transaction in file, sender MT599 Series Creation & Deposit per transaction in file, sender MT300 Foreign Exchange Confirmation per transaction in file, sender 5 Austraclear Report Downloads & Audit Certificate Fees 5.1 Austraclear Report Downloads Weekly Turnover by Security Type SCV & PDF Granted Proxy Access CSV & PDF Page: 5 of 8

7 Effective Product Service Basis Frequency Date Proxy User Role CSV & PDF Weekly Turnover by Isser CSV & PDF Received Proxy Access CSV & PDF Role Allocation Place Payable Maturity Cash Provider Transaction Detail Cash Record Audit/Limit RBA Repo Open Trade Beneficial Holders by Issuer Turnover by Issuer FX Open Trade Market Repo Coupon Report Outstanding Deposits and Withdrawals FRA Open Trade IRS Open Trade DSS Open Trade IRS Payments & Receipts Due Market Repo Open Trade FIS Open Trade Cash Open Trade Issuer Representatives Turnover Corporate Action Intraday PDF & CSV Corporate Action End of Day PDF & CSV Corporate Action Record Date PDF & CSV Corporate Action Creation Date PDF & CSV Page: 6 of 8

8 Effective Product Service Basis Frequency Date Pledged Securities PDF & CSV Maturing Securities PDF and CSV Record Date Report PDF Issuer Rep Record Date Report PDF & CSV Issuer Rep Holding Report PDF Issuer Rep 2nd Run FIS Payments PDF & CSV Issuer Rep 1st Run FIS Payments PDF & CSV Issuer Rep DSS Maturities Payments PDF & CSV Security Details PDF & CSV Income Receivable PDF & CSV Holding PDF & CSV Cash List Reports ( i.e.; Interim & Final) PDF & CSV Cash Report PDF & CSV Settlement Instruction PDF & CSV 5.2 Archive Reports Production of report per report Monthly $ Retrieval of data tape per tape Monthly $ Audit Certificates Audit Certificate per audit certificate Monthly 1-Nov-17 $ Late Audit Certificate per audit certificate Monthly 1-Nov-17 $ Multi-Currency Fees 6.1 Cash RMB Cash Transfer - Onshore RMB Cash Transfer - Offshore 6.2 Fixed Income Securities (FIS) Bonds RMB FIS Repo Trade Split RMB FIS Trade Split 1-Jul-16 $ Jul-16 $5.50 Page: 7 of 8

9 Product Service Basis Frequency Effective Date RMB FIS Settlement RMB Market Repo-Trade on Settlement RMB Market Repo-Trade Renegotiation, borrower only 6.3 Discount Securities System (DSS) RMB DSS Settlement RMB DSS Repo Trade Split RMB DSS Trade Split RMB Market Repo-Trade Renegotiation, borrower only RMB Market Repo- Trade on Settlement 6.4 Depository Holdings Depository Holdings - RMB FIS Global Portfolio All balances $4.10 per $ million per month Monthly 1-Nov-17 variable RMB DSS Electronic Portfolio Holdings '- $0 - $5.0bn $0.98 per $ million per month Monthly 1-Nov-17 variable - $5.0bn - $30.0bn $0.29 per $ million per month - $30.0bn and over $0.18 per $ million per month Depository Holding - RMB FIS - $0 - $5.0bn $0.98 per $ million per month Monthly 1-Nov-17 variable - $5.0bn - $30.0bn $0.29 per $ million per month - $30.0bn and over $0.18 per $ million per month 7 Rebates FIS Settlement Rebate. 25% rebate will apply on all volumes if monthly settlement volumes Monthly 1-Nov-17. exceed 6,500 reducing the fee from $13.35 to $10.00 (excluding GST). * A customer can consolidate its Austraclear accounts to meet the 6,500 threshold Holdings Rebate 50% rebate will apply on fees exceeding $40,000 per month or $480,000 Monthly 1-Jul-16 per annum (excluding GST). Rebate is capped at $300,000 per annum. A customer can consolidate its Austraclear accounts to meet the $40,000 per month threshold. Page: 8 of 8

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