NATIONAL STOCK EXCHANGE OF INDIA LIMITED

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1 NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : SBU_EDU Download Ref.No.: NSE/NCFM/21628 Date : September 6, 2012 Circular Ref.No.: 297/2012 To All Candidates Sub : Launch of Back Office Operations Module A new module, namely, Back Office Operations Module, is being launched under NSE s Certification in Financial Markets (NCFM). The test for the above module would contain 60 questions to be answered in 120 minutes. The passing percentage would be 60%. There would be negative marking (25% of the marks deducted if question answered wrongly). The fees for the module would be Rs. 1686/- per test (inclusive of service 12.36%). For on-line registration, payment of fees and enrollment for this module, candidates can log on to under Education >Certifications> Online Register/Enroll link. On-line payment can be made by cash/credit card/debit card/net banking. Alternatively, the prescribed registration form can also be collected from the nearest NSE office or it can be downloaded from our website under Education > Certifications> Register for Certification > Offline Registration. In case of offline registration, mode of payment would be demand draft only, payable at respective NSE branch office and drawn in favour of National Stock Exchange of India Limited. List of modules for which online tests are conducted is enclosed as Annexure. For further details on the modules, candidates can log on to under Education >Certifications. This circular is effective from today. For and on behalf of National Stock Exchange of India Limited Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai Page 1 of 5

2 Arup Mukherjee Asst. Vice President Telephone No Fax No id ANNEXURE Sr. No. Name of Module Fees (Rs.) Test Durati on (in minute s) No. of Questio ns Maximu m Marks Pass Marks (%) Certificate Validity 1 Financial Markets: A Beginners Module Mutual Funds : A Beginners' Module Currency Derivatives: A Beginner s Module Equity Derivatives: A Beginner s Module Interest Rate Derivatives: A Beginner s Module Commercial Banking in India: A Beginner s Module Securities Market (Basic) Module Capital Market (Dealers) Module Derivatives Market (Dealers) Module FIMMDA-NSE Debt Market (Basic) Module Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai Page 2 of 5

3 11 Investment Analysis and Portfolio Management Module Fundamental Analysis Module Financial Markets (Advanced) Module Securities Markets (Advanced) Module Mutual Funds (Advanced) Module Banking Sector Module Insurance Module Macroeconomics for Financial Markets Module Mergers and Acquisitions Module Back Office Operations Module NISM-Series-I: Currency Derivatives 22 NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents Corporate Certification Examination 23 NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents Mutual Fund 24 NISM-Series-IV: Interest Rate Derivatives 25 NISM-Series-V-A: Mutual Fund Distributors Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai Page 3 of 5

4 26 NISM-Series-VI: Depository Operations 27 NISM Series VII: Securities Operations and Risk Management 28 Certified Personal Financial Advisor (CPFA) Examination NSDL Depository Operations Module Commodities Market Module Surveillance in Stock Exchanges Module Corporate Governance Module Compliance Officers (Brokers) Module Compliance Officers (Corporates) Module Information Security Auditors Module (Part-1) Information Security Auditors Module (Part-2) Options Trading Strategies Module Options Trading (Advanced) Module FPSB India Exam 1 to per exam NA Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai Page 4 of 5

5 39 Examination 5/Advanced Financial Planning NA 40 Equity Research Module Issue Management Module Market Risk Module Financial Modeling Module NA 44 Financial Services Foundation Module NA Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai Page 5 of 5

NATIONAL STOCK EXCHANGE OF INDIA LIMITED

NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : LISTING Download Ref.No.: NSE/CML/28833 Date : February 10, 2015 Circular Ref.No.: 140/2015 To All Members Sub : Listing of further issues of Ashiana