KBW Securities Broker and Market Structure Conference November 19, Member SIPC
|
|
- Justin Osborne
- 6 years ago
- Views:
Transcription
1 KBW Securities Broker and Market Structure Conference November 19, 2014 Member SIPC 1
2 Disclaimer The following information contains certain forward-looking statements that reflect the Company's current views with respect to certain current and future events and financial performance. These forward-looking statements are and will be, as the case may be, subject to many risks, uncertainties and factors relating to the Company's operations and business environment which may cause the Company's actual results to be materially different from any future results, expressed or implied, in these forward-looking statements. Any forward-looking statements are based upon information available to the Company on the date of this presentation. The Company does not undertake to publicly update or revise its forward-looking statements even if experience or future changes make it clear that any statements expressed or implied therein will not be realized. Additional information on risk factors that could potentially affect the Company's financial results may be found in the Company's filings with the Securities and Exchange Commission. 2
3 I. Company Overview Our business today Diversified enterprise Our three key differentiators Comparative growth Financial strength Agenda II. Appendix Cost comparison Best execution Competition charts Brokerage growth charts Recognized industry leader 3
4 Our Business Today Our company began as a market maker in We launched our brokerage business in Today, brokerage accounts for 97% (1) of Group pretax income. We are the largest U.S. electronic broker as measured by revenue trades Broad global reach: Access to 100+ markets in 24 countries Recognized industry leader Barron s #1 electronic broker 3 years straight Highly automated business model - $1.2M revenue per employee (2) 272,000 $5.2B 534,000 63% 18% accounts (4) capital (4) trades (3)(4) pretax profit (4) account growth customer equity daily avg revenue brokerage YoY (4) (1) YTD 9/30/14 (2) 2013 (3) DARTs are based on customer orders (4) 3Q14 4
5 Proprietary trading groups 15% CUSTOMER EQUITY Introducing brokers 7% Hedge and mutual funds 7% Financial advisors 27% Europe 27% Asia 21% Customer Equity $55B ACCOUNTS Other 10% Accounts by region Diversified Enterprise Individual traders and investors 44% U.S. 42% Our customers reside in 190+ countries Interest income 34% International 23% Other income 6% Total Revenues Trading gains (market making) 15% Commissions and execution 45% Net Revenues (1) U.S. 77% Customer graphs (on left) represent data as of Sept Revenue graphs (on right) represent 9/30/14 YTD figures. (1) Excludes corporate and eliminations 5
6 Low Cost & Best Execution Our Three Key Differentiators Breadth of Product Superior Trading Technology Low execution costs: Stocks $.0005 to $.005/share Options $.15 to $.70 /contract (1) Margin rates range from.5% to 1.59% (1) IB s achieves the industry s best price improvement because we do not sell or internalize customer order flow (1) Customers can trade on 100+ market centers in 24 countries and 21 currencies. Electronic market access to stocks, options, futures, forex, bonds, funds, ETFs and CFD s from a single IB Universal Account TM. Sophisticated marketmaker designed technology Multiple desktop and mobile trading platforms Advanced trading tools 60+ order types and algos API solutions (1) For additional information see 6
7 Market Leading Growth in 2014 Customer Accounts Total DARTs Customer Equity 2H H H H H H 2014 Equity per Account 2H 2013 IBKR 7% 10% -10% 4% 22% 18% 15% $191K ETFC 1% 2% 8% -6% 19% 8% 20% $57K SCHW -1% 2% -2% -13% 10% 7% 11% $199K AMTD 2% 3% 2% -8% 14% 9% 12% $97K 1H % $206K 5% $59K 5% $208K 6% $102K 7
8 Highly liquid Financial Strength Solid balance sheet Sept 30, 2014: $42 billion total assets, 99% liquid Low financial leverage Distributing capital from market making segment Quarterly dividend of $0.10/share started June 2011 (represents ~10% post-tax return of MM capital) Special dividends paid: $1.00 in Dec. 2012; $1.79 in Dec Low Financial Leverage S&P Credit Ratings Comparison (1) : (1) Ratings were obtained on March 21, 2014 from each firm's website. Supporting documentation for any claims and statistical information will be provided upon request. 8
9 Appendix 9
10 Low Commissions and Financing Rates Rated Lowest Margin Rates and Low Cost Broker 10 years in a row by Barron s U.S. Margin Loan Rates Comparison (1) U.S. Commission Rates Comparison (1) (1) For more information please visit 10
11 Forex Our Customers are More Profitable Data provided by forexmagnates.com, includes the impact of any commissions Everybody says they provide best executions but only one can be best and only we can prove it. The same philosophy and technology that enables our clients to achieve superior forex trading results also drives our clients trading and investing of stocks, options, futures, and bonds worldwide on over 100 market centers. 11
12 Effect of IB s Low Margin Rates AMTD 29% Dec Total Customer Total Margin industry of (1) Industry (1) Dec $29 billion margin = $29 Billion IB 6% ETFC 25% Sep Total industry margin (1) = $51 Billion Sep $51 billion AMTD 22% IB 34% SCHW 40% SCHW 28% ETFC 16% (1) Total industry includes IB, AMTD, SCHW & ETFC 12
13 The IB SmartRouting SM Advantage Best Price Execution The IB SmartRouting SM Advantage Net Dollar Price Improvement vs. Best Bid/Offer (1) 1 st Half 2014 Unlike other routers, IB SmartRouting SM dynamically routes and re-routes all or parts of the order for optimal execution. We do NOT sell order flow to internalizers. (1) Net $ Improvement per Share Definition: ((# of Price Improved Shares * Price Improvement Amount) - (# of Price Disimproved Shares*Price Disimprovement Amount)) / Total Number of Executed Shares *For more information visit Transaction Auditing Group, Inc., (TAG), a third-party provider of transaction analysis, has determined that Interactive Brokers U.S. stock and options price executions and European stock price executions were significantly better than the industry during
14 Comparative Growth Strong progress towards our goal of being the largest broker by profits Pretax Profits - Normalized to Q % 250% 254% 200% 150% 100% 50% 14% 0% 2% -50% -100% Interactive Brokers (1) Schwab TD Ameritrade (1) Brokerage segment only. 4Q13 excludes unusual item ($64M Singapore loss) 14
15 Total Customer DARTs (000's) Year-over-year growth Customer Margin ($B) Margin as % of Customer Equity Accounts (000's) Account Adds (000's) Customer Equity $B Equity per Account (000's) Brokerage growth Customer Accounts Customer Equity $220 $200 $180 $160 $140 $120 $100 Accounts Accounts adds Equity Equity per account DARTs 40% 30% 20% 10% 0% -10% -20% -30% -40% Margin 40% 38% 36% 34% 32% 30% 28% 26% 24% 22% 20% Total Customer DARTs YoY Growth Margin Margin as % of Customer Equity 15
16 Customer Segment Shift Customer Accounts Customer Equity Commissions Introducing brokers 157.9K 272.3K $22.1B $54.9B $386.8M $393.6M 3.7% 0.5% 4.1% 0.5% 5.9% 6.0% 4.2% 3.8% 5.6% 6.9% 1.1% 2.0% 7.4% 6.1% 18.3% 20.1% 16.8% 17.4% 15.7% 16.9% Hedge and mutual funds 22.2% 27.7% 15.5% 18.6% Proprietary trading groups 73.3% 71.5% Financial advisors 50.6% 42.5% 59.2% 55.9% Individual traders and investors Dec 2010 Sep 2014 Dec 2010 Sep YTD 9/30/14 16
17 Customer Geographic Shift Customer Accounts Customer Equity Commissions 157.9K 272.3K $22.1B $54.9B $386.8M $393.6M 47.4% 42.4% 55.6% 50.2% 45.6% 44.3% 27.2% 27.2% 15.1% 20.4% 21.3% 23.1% 15.9% 20.8% 15.8% 19.0% 9.5% 9.6% 13.5% 10.4% 15.3% 20.3% 17.8% 12.3% Other Asia Europe U.S. Based on country of legal residence 17
18 Recognized Industry Leader IB s multiple trading platforms, extensive suite of advanced trading tools, algos and order types continue to earn awards, year after year Best for Options Traders Best Trading Experience & Technology Best for International Traders Best Range of Offerings Best for Frequent Traders Best Portfolio Analysis & Reports Low Cost for 10 th consecutive year Best Overall Winner 2014 Stock Brokerage Winner 2014 Futures Brokerage Winner 2014 Forex Brokerage 1st Runner Up 2014 Institutional Platform 1st Runner Up 2014 Options Analysis Software Winner 2014 "Best Broker-Dealer Overall" Winner 2014 "Best Broker-Dealer Options" * Supporting documentation for any claims and statistical information will be provided upon request. For additional information see 18
Sandler O Neill Global Exchange and Brokerage Conference June 4, Member SIPC
Sandler O Neill Global Exchange and Brokerage Conference June 4, 2014 Member SIPC www.sipc.org 1 Disclaimer The following information contains certain forward-looking statements that reflect the Company's
More informationInvestor Presentation. February, 2014
Investor Presentation February, 2014 Disclaimer The following information contains certain forward-looking statements that reflect the Company's current views with respect to certain current and future
More informationInvestor Presentation. November 2012
Investor Presentation November 2012 Disclaimer The following information contains certain forward-looking statements that reflect the Company's current views with respect to certain current and future
More informationInteractive Brokers Group Investor Presentation. Third Quarter 2017
Interactive Brokers Group Investor Presentation Third Quarter 2017 Disclaimer The following information contains certain forward-looking statements that reflect the Company s current views with respect
More informationInteractive Brokers Group Investor Presentation. Third Quarter 2018
Interactive Brokers Group Investor Presentation Third Quarter 2018 Disclaimer The following information contains certain forward-looking statements that reflect the Company s current views with respect
More informationKeefe, Bruyette & Woods Securities Brokerage & Market Structure Conference. November 2009
Keefe, Bruyette & Woods Securities Brokerage & Market Structure Conference November 2009 1 Disclaimer The following information contains certain forward-looking statements that reflect the Company's current
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 2Q2011 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 2Q2011 RESULTS REPORTS INCOME BEFORE TAXES OF $149 MILLION ON $297 MILLION IN NET REVENUES, EARNINGS PER SHARE OF $0.22 AND EARNINGS PER SHARE ON COMPREHENSIVE INCOME
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 2013 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 2013 RESULTS REPORTS COMPREHENSIVE EARNINGS PER SHARE OF $0.67, INCOME BEFORE TAXES OF $451 MILLION ON $1,076 MILLION IN NET REVENUES, AND EARNINGS PER SHARE ON NET
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 2Q2017 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 2Q2017 RESULTS REPORTS COMPREHENSIVE EARNINGS PER SHARE OF $0.41, INCOME BEFORE TAXES OF $204 MILLION ON $387 MILLION IN NET REVENUES, AND EARNINGS PER SHARE ON NET
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 3Q2014 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 3Q2014 RESULTS REPORTS COMPREHENSIVE LOSS PER SHARE OF $0.13, INCOME BEFORE TAXES OF $40 MILLION ON $171 MILLION IN NET REVENUES AND EARNINGS PER SHARE ON NET INCOME
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 3Q2017 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 3Q2017 RESULTS REPORTS COMPREHENSIVE EARNINGS PER SHARE OF $0.44, INCOME BEFORE TAXES OF $268 MILLION ON $426 MILLION IN NET REVENUES, AND EARNINGS PER SHARE ON NET
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 2011 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 2011 RESULTS REPORTS INCOME BEFORE TAXES OF $745 MILLION ON $1,358 MILLION IN NET REVENUES, EARNINGS PER SHARE OF $1.40 AND EARNINGS PER SHARE ON COMPREHENSIVE INCOME
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 4Q2017 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 4Q2017 RESULTS REPORTS COMPREHENSIVE LOSS PER SHARE OF $0.02, INCOME BEFORE TAXES OF $364 MILLION ON $515 MILLION IN NET REVENUES, AND LOSS PER SHARE ON NET INCOME OF
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 1Q2011 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 1Q2011 RESULTS REPORTS INCOME BEFORE TAXES OF $222 MILLION ON $368 MILLION IN NET REVENUES, GAAP EARNINGS PER SHARE OF $0.38 AND, ON A NON-GAAP BASIS, INCOME BEFORE
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 3Q10 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 3Q10 RESULTS REPORTS INCOME BEFORE TAXES OF $162 MILLION ON $299 MILLION IN NET REVENUES, EARNINGS PER SHARE OF $0.26 GREENWICH, CONN, October 21, 2010 Interactive Brokers
More informationINTERACTIVE BROKERS GROUP ANNOUNCES RECORD 2008 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES RECORD 2008 RESULTS REPORTS INCOME BEFORE TAXES AND MINORITY INTEREST OF $1.25 BILLION ON $1.85 BILLION IN NET REVENUES, EARNINGS PER SHARE OF $2.24 GREENWICH, CONN,
More informationINTERACTIVE BROKERS GROUP ANNOUNCES 2010 RESULTS
INTERACTIVE BROKERS GROUP ANNOUNCES 2010 RESULTS REPORTS INCOME BEFORE TAXES OF $341 MILLION ON $922 MILLION IN NET REVENUES, GAAP LOSS PER SHARE OF $(0.22) AND, ON A NON-GAAP BASIS, INCOME BEFORE TAXES
More informationInteractive Brokers March 2009
Interactive Brokers March 2009 Disclaimer: This material contains information only. ASX does not represent or warrant that it is complete or accurate. The information is for education purposes only and
More informationTD Ameritrade. Citi Asset Management Broker Dealer & Exchanges Investor Conference New York, NY March 3, Fred Tomczyk Chief Executive Officer
TD Ameritrade Citi Asset Management Broker Dealer & Exchanges Investor Conference New York, NY March 3, 2016 Fred Tomczyk Chief Executive Officer TD Ameritrade Holding Corporation (Nasdaq: AMTD). Brokerage
More informationwww.greenhavenroad.com 1 GREENHAVEN ROAD Who We Are A long-biased hedge fund. Concentrated and patient. Pursue both quality companies (compounders) and special situations (spinoffs, rights offerings, SPAC,
More informationTD AMERITRADE Holding Corporation
www.amtd.com TD AMERITRADE Holding Corporation TD AMERITRADE Holding Corporation, through its brokerage subsidiaries, (1) combines innovative trading technology, easy-to-use and understand trading tools,
More informationSpring Business Update. April 21, 2017
Spring Business Update April 21, 2017 Introduction Rich Fowler Senior Vice President Investor Relations 2 Agenda Walt Bettinger, President & Chief Executive Officer Joe Martinetto, Senior EVP & Chief Financial
More informationPREMIUM MANAGED ACCOUNT
PREMIUM MANAGED ACCOUNT The Most Flexible International Savings Account Available to Retail Clients www. tpim.co Benefits and Details No entry, exit & hidden fees, lock-in periods or initial allocation
More informationMarch 21, 2018 MEMORANDUM
David Battan Executive Vice President and General Counsel Interactive Brokers LLC 2200 Pennsylvania Ave NW Suite 280E Washington, DC 20037 T: 202.530.3205 dbattan@ibkr.com March 21, 2018 MEMORANDUM Re:
More informationLPL Financial. Investor Presentation Q October 26, Member FINRA/SIPC
LPL Financial Investor Presentation Q3 2017 October 26, 2017 Member FINRA/SIPC Notice to Investors: Safe Harbor Statement Statements in this presentation regarding the Company's future financial and operating
More informationInteractive Brokers Group, Inc.
January 06, 2015 Interactive Brokers Group, Inc. (IBKR-NASDAQ) Current Recommendation NEUTRAL Prior Recommendation Outperform Date of Last Change 07/08/2014 Current Price (01/05/15) $28.88 Target Price
More informationa complete turnkey solution for Advisors that provides trading, clearing, and reporting capability for advisors of all sizes
a complete turnkey solution for Advisors that provides trading, clearing, and reporting capability for advisors of all sizes Interactive Broker (UK) Limited Webinar: Professional Advisors Presenter Gerald
More informationTD Ameritrade Holding Corporation (NYSE: AMTD). Brokerage services provided by TD Ameritrade, Inc., member FINRA/SIPC/NFA, and TD Ameritrade
TD Ameritrade Holding Corporation (NYSE: AMTD). Brokerage services provided by TD Ameritrade, Inc., member FINRA/SIPC/NFA, and TD Ameritrade Clearing, Inc., member FINRA/SIPC, subsidiaries of TD Ameritrade
More informationKnight Capital Group Analyst & Investor Meeting. November 2, 2006
Knight Capital Group Analyst & Investor Meeting November 2, 2006 Welcome Margaret E. Wyrwas Safe Harbor & Regulation G Safe Harbor Certain statements contained in this presentation, including without limitation,
More informationTD Ameritrade. BofA Merrill Lynch Conference New York, NY November 13, Fred Tomczyk President and CEO
TD Ameritrade BofA Merrill Lynch Conference New York, NY November 13, 2014 Fred Tomczyk President and CEO TD Ameritrade Holding Corporation (NYSE: AMTD). Brokerage services provided by TD Ameritrade, Inc.,
More informationGrowth Stock Conference June 11,
William Blair Growth Stock Conference June 11, 2009 www.theice.com FORWARD-LOOKING STATEMENTS Forward-Looking Statements This presentation may contain forward-looking statements made pursuant to the safe
More informationTrading Platforms-Liquidity-White Label-Management Systems
Trading Platforms-Liquidity-White Label-Management Systems WORLD CLASS TRADING PLATFORM PROVIDER Brokers Introducing Brokers Forex Training Schools Hedge Funds & Money Managers PROVIDING OPPORTUNITY INTRODUCTION
More informationTD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding Corporation. TD Ameritrade is a trademark jointly owned by TD
TD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding Corporation. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank.
More informationPrestige Wealth Management Group, LLC SEC File Number:
Item 1 Cover Page Prestige Wealth Management Group, LLC SEC File Number: 801 72627 ADV Part 2A, Firm Brochure Dated: March 27, 2017 Contact: Roy E. Williams, Chief Compliance Officer 31 State Route 12
More informationTD AMERITRADE Client Assets at Record $282 Billion
TD AMERITRADE Client Assets at Record $282 Billion Asset-Based Revenues of 61%; New Accounts Up 52% from the December Quarter OMAHA, Neb., Apr 17, 2007 (BUSINESS WIRE) -- TD AMERITRADE Holding Corporation
More informationALTERNATIVE INVESTMENT SOLUTIONS SERVE INVESTOR NEEDS AND UNCOVER A GROWTH OPPORTUNITY
ALTERNATIVE INVESTMENT SOLUTIONS SERVE INVESTOR NEEDS AND UNCOVER A GROWTH OPPORTUNITY DIVERSIFY CLIENT ASSETS AND DIFFERENTIATE YOUR BUSINESS COMPREHENSIVE AND FLEXIBLE ALTERNATIVE INVESTMENT SOLUTIONS
More informationWilliam Blair Growth Stock Conference June 15, Member FINRA/SIPC
William Blair Growth Stock Conference June 15, 2011 Member FINRA/SIPC Safe Harbor Disclosure The following information contains forward-looking statements. Forward-looking statements include statements
More information2018 RIA Sentiment Survey
2018 RIA Sentiment Survey Independent RIAs Look Ahead to 2018 January 9, 2018 RIAs like what s ahead in 2018 The tax plan is the #1 item to impact client portfolios, say independent registered investment
More informationThe BEST thing about our technology is our people.
The BEST thing about our technology is our people. Russell R. Wasendorf, Sr. Chairman & Chief Executive Officer To succeed you must first survive. Through solid capitalization and excelling in the many
More information(R)evolution of ETFs
(R)evolution of ETFs Agenda The global ETP marketplace Indexing adoption accelerates Fee and regulatory (r)evolution ETF usage trends Trading evolution 2 Global ETP marketplace Assets (US$ billions) $2,000
More informationYTD Q3 September Financial Performance Presentation to Investors and Analysts 1 November 2018
YTD Q3 September 2018 - Financial Performance Presentation to Investors and Analysts 1 November 2018 Disclaimer THE INFORMATION SET OUT IN THIS PRESENTATION AND PROVIDED IN THE DISCUSSION SUBSEQUENT THERETO
More informationInteractive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending June 30, 2014
Interactive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending June 30, 2014 I. Introduction Interactive Brokers ( IB ) has prepared this report pursuant to a U.S. Securities and Exchange Commission
More informationWELCOME 2017 Annual Meeting of Stockholders. May 18, 2017
WELCOME 2017 Annual Meeting of Stockholders May 18, 2017 Edward Tilly Chairman and CEO Meeting Agenda Introduction of Board of Directors and Senior Executives Vote on Proposals Business Review and Update
More informationInteractive Brokers March 2009
Interactive Brokers March 2009 Disclaimer: This material contains information only. ASX does not represent or warrant that it is complete or accurate. The information is for education purposes only and
More informationInteractive Brokers Annual Report
Interactive Brokers 2016 Annual Report Interactive Brokers continues to grow at a record pace. Equity capital Accounts Daily average revenue trades Client equity 2012 2016 $4.8 $5.8 210,000 385,000 Billion
More informationTD Ameritrade Holding Corporation (NYSE: AMTD). Brokerage services provided by TD Ameritrade, Inc., member FINRA/SIPC/NFA, and TD Ameritrade
TD Ameritrade Holding Corporation (NYSE: AMTD). Brokerage services provided by TD Ameritrade, Inc., member FINRA/SIPC/NFA, and TD Ameritrade Clearing, Inc., member FINRA/SIPC, subsidiaries of TD Ameritrade
More informationSummary Prospectus March 1, 2016
The Advisors Inner Circle Fund II RQSI Small Cap Hedged Equity Fund Institutional Shares: RQSIX Retail Shares: RQSAX Summary Prospectus March 1, 2016 Click here to view the Fund s statutory prospectus
More informationWilliam Blair & Company 30 th Annual Growth Stock Conference
William Blair & Company 30 th Annual Growth Stock Conference Frederick H. Waddell, Chairman and Chief Executive Officer Northern Trust Corporation June 16, 2010 1 2010 Northern Trust Corporation Forward
More informationRaymond James The 35 th Annual Institutional Investors Conference
Raymond James The 35 th Annual Institutional Investors Conference Edward Tilly, CEO March 4, 2014 1 Forward-Looking Statements This presentation may contain forward-looking statements, within the meaning
More informationInteractive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending December 31, 2018
Interactive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending December 31, 2018 I. Introduction Interactive Brokers ( IB ) has prepared this report pursuant to a U.S. Securities and Exchange
More informationInteractive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending December 31, 2017
Interactive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending December 31, 2017 I. Introduction Interactive Brokers ( IB ) has prepared this report pursuant to a U.S. Securities and Exchange
More information2017 ANNUAL REPORT indd 17 2/21/18 3:39 PM
2017 ANNUAL REPORT A YEAR OF MILESTONES This year, Interactive Brokers......celebrated the 40th anniversary of our founding....commemorated 10 years as a publicly traded company.... achieved several record
More informationForward-Looking Statements
Investor Presentation January 2007 Ed Clark President & CEO TD Bank Financial Group Forward-Looking Statements From time to time, the Bank makes written and oral forward-looking statements, including in
More informationInteractive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending September 30, 2017
Interactive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending September 30, 2017 I. Introduction Interactive Brokers ( IB ) has prepared this report pursuant to a U.S. Securities and Exchange
More informationTD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding Corporation. TD Ameritrade is a trademark jointly owned by TD
TD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding Corporation. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank.
More informationE-MONITOR Gold Monitor Awards
E-MONITOR Gold Monitor Awards 2015 Award Winners About Us Corporate Insight provides competitive intelligence and user experience research to the nation s leading financial institutions. For over 20 years,
More informationTD Ameritrade. Sandler O Neill 2011 Global Exchange & Brokerage Conference New York, NY June 9, 2011
1 TD Ameritrade Sandler O Neill 2011 Global Exchange & Brokerage Conference New York, NY June 9, 2011 TD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding Corporation. TD
More informationMSCI. Raymond James 38 th Annual Institutional Investors Conference. Kathleen Winters, CFO. March 8, 2017
MSCI Raymond James 38 th Annual Institutional Investors Conference Kathleen Winters, CFO March 8, 2017 2017 MSCI Inc. All rights reserved. Please refer to the disclaimer at the end of this document. FORWARD
More informationBorn of innovation. Transforming lives and investing for the better ABOUT TD AMERITRADE. We believe investing is essential.
ABOUT TD AMERITRADE Transforming lives and investing for the better 1975 Among the first to discount commissions 1988 First to offer trading via touchtone phone 1994 First to trade over the internet 1999
More informationBank of America Merrill Lynch The Future of Financials Conference. November 14, Citi Investor Relations
Citi Investor Relations Bank of America Merrill Lynch The Future of Financials Conference November 14, 2017 Naveed Sultan Global Head of Treasury & Trade Solutions Agenda Strong Foundation for Growth Technology-Driven
More informationMSCI. J.P. Morgan Global High Yield & Leveraged Finance Conference Kathleen Winters, CFO. February 28, 2017
MSCI J.P. Morgan Global High Yield & Leveraged Finance Conference Kathleen Winters, CFO February 28, 2017 2017 MSCI Inc. All rights reserved. Please refer to the disclaimer at the end of this document.
More informationMarket Structure & Technology
Market Structure & Technology Sample Market Trends Reports: Fixed Income Equities Foreign Exchange 2017 Market Structure & Technology Our research examines financial product usage, market share, market
More informationSamsung Securities Co., Ltd.
Samsung Securities Co., Ltd. - Samsung Group Asia Conference - Aug 2018 Investor Relations Samsung Securities Contents 1H 18 Highlights & Strategic initiatives Key Agenda 1. Recent ESOP Dividend Incident
More informationUnsaved Document / 9/18/2010 / 13:49. Proposed Acquisition of GAIN Capital Holdings, Inc. April 9, 2013
Unsaved Document / 9/18/2010 / 13:49 Proposed Acquisition of GAIN Capital Holdings, Inc. April 9, 2013 Disclaimer This presentation contains forward-looking statements within the meaning of Section 27A
More informationSummer Business Update. July 20, 2018
Summer Business Update July 20, 2018 Introduction Jennifer Como Vice President Investor Relations 2 Agenda Walt Bettinger, President and Chief Executive Officer Peter Crawford, EVP and Chief Financial
More informationInteractive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending December 31, 2016
Interactive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending December 31, 2016 I. Introduction Interactive Brokers ( IB ) has prepared this report pursuant to a U.S. Securities and Exchange
More informationInterim Business Update. April 23, 2015
Interim Business Update April 23, 2015 Introduction Rich Fowler Senior Vice President Investor Relations 2 Agenda Walt Bettinger President & Chief Executive Officer Joe Martinetto EVP & Chief Financial
More informationInteractive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending March 30, 2016
Interactive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending March 30, 2016 I. Introduction Interactive Brokers ( IB ) has prepared this report pursuant to a U.S. Securities and Exchange
More informationSpring Business Update. April 20, 2018
Spring Business Update April 20, 2018 Introduction Jennifer Como Vice President Investor Relations 2 Agenda Walt Bettinger, President and Chief Executive Officer Peter Crawford, EVP and Chief Financial
More informationPrestige Wealth Management Group, LLC SEC File Number:
Item 1 Cover Page Prestige Wealth Management Group, LLC SEC File Number: 801 72627 ADV Part 2A, Firm Brochure Dated: March 24, 2018 Contact: Roy E. Williams, Chief Compliance Officer 31 State Route 12
More informationSEC Rule 606 Report Interactive Brokers 1st Quarter 2018
SEC Rule 606 Report Interactive Brokers 1st Quarter 2018 Scottrade Inc. posts separate and distinct SEC Rule 606 reports that stem from orders entered on two separate platforms. This report is for Scottrade,
More informationInteractive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending September 30, 2015
Interactive Brokers Rule 606 Quarterly Order Routing Report Quarter Ending September 30, 2015 I. Introduction Interactive Brokers ( IB ) has prepared this report pursuant to a U.S. Securities and Exchange
More informationINVESTORS/ANALYSTS: Rich Fowler Charles Schwab Phone:
News Release Contacts: MEDIA: Mayura Hooper Charles Schwab Phone: 415-667-1525 INVESTORS/ANALYSTS: Rich Fowler Charles Schwab Phone: 415-667-1841 SCHWAB REPORTS RECORD QUARTERLY NET INCOME OF $866 MILLION,
More informationSamsung Securities Co., Ltd.
Samsung Securities Co., Ltd. Samsung Group Asia Conference August 2016 Investor Relations Samsung Securities Contents 1. 2Q16 Earnings Review Income statement Net revenues Operating expenses Wealth management
More informationGoldman Sachs Conference
Goldman Sachs Conference December 11, 2008 1 TD AMERITRADE, Inc., member FINRA/SIPC, subsidiary of TD AMERITRADE Holding Corporation. TD AMERITRADE is a trademark jointly owned by TD AMERITRADE IP Company,
More informationSecond Quarter 2012 Earnings Presentation. August 2, 2012
Second Quarter 2012 Earnings Presentation August 2, 2012 Agenda Strategic Review William Brodsky Chairman and CEO Financial Review Alan Dean Executive Vice President, CFO and Treasurer Questions and Answers
More informationUnderstanding Fixed Income ETFs ( Exchange Traded Funds )
Please note that the following piece is for information purposes only and is not intended to constitute any investment advice, recommendation or solicitation. This is not an offer to sell any product.
More informationSecond Quarter 2016 Earnings Presentation. July 29, 2016
Second Quarter 2016 Earnings Presentation July 29, 2016 Agenda Strategic Review Financial Review Questions and Answers Edward Tilly Chief Executive Officer Alan Dean Executive Vice President, CFO and Treasurer
More informationThomson Reuters FX Answers, Advanced.
Thomson Reuters FX Answers, Advanced. Trusted Solutions for Every Stage of the Trade Thomson Reuters is a leading, independent source of trusted foreign exchange market insight, interbank and dealer-to-client
More informationGender and Investing:
Gender and Investing: Let s Set the Record Straight Do male or female investors earn higher returns? Are men or women more optimistic about 2015? Which stocks and brokerages do they prefer? Where are women
More informationNORTHERN TRUST GLOBAL INVESTMENTS
Investor Day 2005 Northern Trust Strategic Differentiation NORTHERN TRUST GLOBAL INVESTMENTS Terence J. Toth President Today s Agenda NTGI Strategic Profile Competitive Differentiators Market Position
More informationFlow Traders. Investor Presentation 3Q 2016 results. Flow Traders
Flow Traders Investor Presentation 3Q 2016 results Disclaimer This presentation is prepared by Flow Traders N.V. and is for information purposes only and the material contained in this document is provided
More informationJ.P. Morgan Structured Investments
July 2017 J.P. Morgan Structured Investments ent JPMORGAN EFFICIENTE (USD) INDEX STRATEGY GUIDE The JPMorgan ETF Efficiente 5 Index Strategy Guide Important Information The information contained in this
More informationGet the Active AdvantageTM
Get the Active AdvantageTM An Introduction to Horizons Actively Managed ETFs Offering the potential for risk-adjusted returns compared to passively managed investment strategies. Innovation is our capital.
More informationInteractive Brokers LLC
Summary: Interactive Brokers LLC Primary Credit Analyst: Clayton D Montgomery, New York (1) 212-438-5079; clayton.montgomery@spglobal.com Secondary Contact: Robert B Hoban, New York (1) 212-438-7385; robert.hoban@spglobal.com
More informationIntroduction to Active Trader Pro
Introduction to Active Trader Pro 3 Fidelity Brokerage Services, Member NYSE, SIPC, 900 Salem Street, Smithfield, RI 02917. 2017 FMR LLC. All rights reserved. 686285.7.0 This workshop will Illustrate how
More informationK E R F O R D I N V E S T M E N T S ( U K ) LT D. Authorised and Regulated by the Financial Conduct Authority (FCA)
K E R F O R D I N V E S T M E N T S ( U K ) LT D. Authorised and Regulated by the Financial Conduct Authority (FCA) Registered Office: 43-45 Dorset Street, London W1U 7NA Administration Office: 1st Floor,
More information2015 Plan Sponsor Sentiment Survey. December 2015
2015 Plan Sponsor Sentiment Survey December 2015 Table of Contents Study Overview 3 Executive Summary 4 Detailed Findings RIAs and Plan Sponsors 6 Retirement Plan Priorities 14 Regulatory Matters 21 Appendix:
More informationSecond Quarter 2013 Earnings Presentation. August 2, 2013
Second Quarter 2013 Earnings Presentation August 2, 2013 Agenda Strategic Review Financial Review Questions and Answers Edward Tilly Chief Executive Officer Alan Dean Executive Vice President, CFO and
More informationAmeriprise Financial, Inc. Financial Community Presentation Jim Cracchiolo, Chairman & Chief Executive Officer November 15, 2006
Ameriprise Financial, Inc. Financial Community Presentation Jim Cracchiolo, Chairman & Chief Executive Officer November 15, 2006 Ameriprise Financial Services, Inc. Member NASD and SIPC. 2006 Ameriprise
More informationExecution, Clearing and Advisory Services in COMMODITIES, CAPITAL MARKETS and CURRENCIES. INTL FCStone Inc.
Execution, Clearing and Advisory Services in COMMODITIES, CAPITAL MARKETS and CURRENCIES INTL FCStone Inc. www.intlfcstone.com NASDAQ INTL Disclaimer The following presentation should be taken in conjunction
More informationSEC Rule 606 Report Interactive Brokers 3 rd Quarter 2017 Scottrade Inc. posts separate and distinct SEC Rule 606 reports that stem from orders entered on two separate platforms. This report is for Scottrade,
More informationPrivate Client Solutions
Private Client Solutions At a Glance Investment Products: Not FDIC Insured No Bank Guarantee May Lose Value For Institutional Investors and Financial Advisors Only TABLE OF CONTENTS At Your Service...
More informationThe Advisors Inner Circle Fund II. RQSI Small Cap Hedged Equity Fund Institutional Shares: RQSIX Retail Shares: RQSAX. Summary Prospectus
The Advisors Inner Circle Fund II RQSI Small Cap Hedged Equity Fund Institutional Shares: RQSIX Retail Shares: RQSAX Summary Prospectus March 1, 2018 Click here to view the Fund s statutory prospectus
More informationWilliam J. Brodsky, Chairman and CEO CBOE Holdings, Inc Sandler O Neill Global Exchange & Brokerage Conference. June 8, 2012
William J. Brodsky, Chairman and CEO 2012 Sandler O Neill Global Exchange & Brokerage Conference June 8, 2012 Forward Looking Statements This presentation may contain forward-looking statements, within
More information3Q 2012 Earnings. 14 November 2012 Strong Quarter Underlying Performance on Track 1
3Q 2012 Earnings Strong Quarter Underlying Performance on Track 14 November 2012 14 November 2012 Strong Quarter Underlying Performance on Track 1 Disclaimer This presentation does not constitute or form
More informationWHAT S THE GROWING RELEVANCE OF GOLD WITHIN WEALTH MANAGEMENT IN ASIA? MARTIN HUXLEY
WHAT S THE GROWING RELEVANCE OF GOLD WITHIN WEALTH MANAGEMENT IN ASIA? MARTIN HUXLEY A Leading Provider of Execution, Clearing Services and Market Intelligence - across Asset Classes across Markets - to
More informationSeaCrest Wealth Management, LLC. Form ADV Part 2A Disclosure Brochure
Form ADV Part 2A Disclosure Brochure Effective: March 30, 2016 This Form ADV 2A ( Disclosure Brochure ) provides information about the qualifications and business practices of ( SWM or the Advisor ). If
More informationTrust Through Transparency
Trust Through Transparency A Broker on Your Side Hantec Markets is a true No-Dealing-Desk broker At Hantec Markets there is never a conflict of interest between us and our clients. As a true No-Dealing-Desk
More informationehi Car Services Limited
ehi Car Services Limited 2017 second quarter results August 2017 Disclaimer Certain statements in this presentation are forward-looking statements, which are statements relating to future events, future
More information