SOLUTIONS FOR YOUR INSURANCE BUSINESS

Transcription

1 SOLUTIONS FOR YOUR INSURANCE BUSINESS DRIvE EFFICIENCY, ENhANCE profitability AND UNLOCK YOUR COMpANY S potential ASSEt SE Rv I CI N G

2 the FUtURE WhAt WILL It BRING to YOUR INSURANCE BUSINESS? New challenges. More demands. Increased competition. Shifting markets and demographics. Non-stop threats to your margins, focus, growth. From our vantage point at BNY Mellon, we can help your company prepare for a bright future. We offer global capabilities. High quality industry solutions. Innovative technology. And much more. Approximately two-thirds of the world s largest insurers are already working with us1.

3 helping YOU WIN the FUtURE Together, we will face the future. It will seem less daunting with the right tools and capabilities. With our extensive list of services, you can choose the level of support you need that will optimize your time and resources so you can focus on what s important. OUR SUItE OF CApABILItIES INCLUDES: GLOBAL CUStODY A complete global custody offering supported by a subcustodian network of 100+ markets allows us to service $28.5 trillion in assets under custody and administration 2,3 on a daily basis. ANNUItY SERvICING Our scalable operations and technology supports multiple classes and sectors for insurance or annuity providers. GLOBAL RISK SOLUtIONS We have innovative and integrated products to analyze investment performance and risk, monitor regulatory and fund guidelines, support investment decisions, and communicate investment results. INSURANCE ACCOUNtING AND REGULAtORY REpORtING Client Service Teams well-versed in complex investment instruments and regulatory reporting proactively monitor regulatory changes to identify impacts to your accounting and reporting requirements. This team of experts supports your questions on accounting and the treatment of various investment products. MIDDLE OFFICE OUtSOURCING Our services support the continuum of investment operations, from traditional software installation to business lift-outs. We deliver all of BNY Mellon to you. You can fill gaps in your capabilities or product and service offerings to clients with what we can do for you. COMpLEMENtARY SOLUtIONS treasury SOLUtIONS CASh/LIQUIDItY MANAGEMENt 5 AND FOREIGN EXChANGE We have global, offshore and U.S. options for all client types and needs supported by trade execution 6, processing, compliance, risk management and client service teams. Our capabilities include market-making and positions in over 100+ currencies. GLOBAL COLLAtERAL SERvICES 7 AND SECURItIES LENDING BNY Mellon takes a holistic view of the market and has a broad set of collateral management tools to support your operational readiness, to optimize collateral, and engage in transactions to meet collateral requirements.

4 FUNDS SERvICING BNY Mellon is one of the largest providers of full-service fund accounting and transfer agency in the United States 4. We have a full suite of services to support your funds, offered in a bundled and unbundled manner, including: FUND StARtUp OFFERING BNY Mellon s comprehensive turnkey solution offers a way to easily launch and operate a fund for those managers that don t have an existing infrastructure or scale to support a new product. Not only can clients leverage our experience and expertise in establishing a new fund, our solution lets clients spend more time managing their fund and allows us to support the fund oversight, administration, processing and regulatory functions once the fund has launched. DIStRIBUtION SERvICES An open-architecture technology solution integrates easily with your environment where you have access to tools for business intelligence, investor and professional access and operational efficiencies. REtIREMENt plan SERvICING Retirement plan administrators and recordkeepers looking to enhance the breadth and robustness of their services can look to BNY Mellon for the support they need. We offer a broad range of solutions to support our clients retirement plans including: custody and accounting, receivables processing, asset management, benefits disbursements and statement communications design. DAtA MANAGEMENt SOLUtIONS Using our Eagle technology in a hubapproach enables your organization to extract, clean, enrich and distribute data to meet the dynamic reporting and information requirements of your enterprise. DECADES-LONG RELAtIONShIpS WIth INSURERS You operate in a complex, multifaceted world and we understand it well. We ve been providing in depth services to insurance companies like yours for more than a century. We intend to meet your needs well into the future. While helping to drive meaningful changes to the industry, we will never lose sight of our commitment to your success.

5 WE ARE BNY MELLON BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100 markets. 3 As of June 30, 2014, BNY Mellon had $28.5 trillion in assets under custody and/or administration, and $1.6 trillion in assets under management. 2 BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www. bnymellon.com, or follow us on 1 Based on A. M. Best rankings as of December, 2012 compared to client data as of December 31, Assets under custody and administration as of June 30, Assets under management include assets from all of BNY Mellon s investment boutiques in addition to the company s Wealth Management. 3 A Globally Systemically Important Financial Institution (G-SIFI), as indicated by the Basel Committee, is a financial institution whose distress or failure, because of its size, complexity and systemic interconnectedness, would cause significant disruption to the global financial system and economic activity. 4 Source: 2014 Mutual Fund Service Guide, SourceMedia 5 Services provided by BNY Mellon under the brand name of Liquidity DIRECT which provides investors with access to money market mutual funds and non-u.s. liquidity funds (under the brand name Money Funds DIRECT ). Money market funds are made available through The Bank of New York Mellon. Investment products (other than deposit products) referenced in this brochure (including money market funds) are not insured by the FDIC (or any other state or federal agency), are not deposits of or guaranteed by BNY Mellon or any bank or non-bank subsidiary thereof, and are subject to investment risk, including the loss of principal amount invested. Money market funds are not the equivalent of cash. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in a money market fund. Yield fluctuates. 6 Securities transactions are effected, where required, only through registered broker-dealers. 7 Your ability to utilize the global collateral services described herein is subject to a wide variety of applicable regulations and to the oversight of relevant regulators in different territories and/or jurisdictions. You should obtain your own independent professional advice (including financial, tax and legal advice) before agreeing to use the various global collateral services referenced in this document. bnymellon.com BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may also be used as a generic term to reference the Corporation as a whole or its various subsidiaries generally. Products and services may be provided under various brand names and in various countries by subsidiaries, affiliates, and joint ventures of The Bank of New York Mellon Corporation where authorized and regulated as required within each jurisdiction. This may include The Bank of New York Mellon, One Wall Street, New York, New York 10286, a banking corporation organized and existing pursuant to the laws of the State of New York (member of FDIC) and operating in England through its branch at One Canada Square, London E14 5AL, England. Registered in England and Wales with FC and BR and authorized and regulated by the Financial Services Authority in the UK. Not all products and services are offered at all locations. The material contained in this brochure is for general information and reference purposes only and not intended to provide legal, tax, accounting, investment, financial or other professional advice on any matter, and is not to be used as such. This brochure, and the statements contained herein, are not an offer or solicitation to buy or sell any products (including financial products) or services mentioned and should not be construed as such. This brochure is not intended for distribution to, or use by, any person or entity in any jurisdiction or country in which such distribution or use would be contrary to local law or regulation. Similarly, this brochure may not be distributed or used for the purpose of offers or solicitations in any jurisdiction or in any circumstances in which such offers or solicitations are unlawful or not authorized, or where there would be, by virtue of such distribution, new or additional registration requirements. Persons into whose possession this brochure comes are required to inform themselves about and to observe any restrictions that apply to the distribution of this document in their jurisdiction. To help us continually improve our service and in the interest of security, we may monitor and / or record telephone calls. Trademarks, service marks and logos belong to their respective owners The Bank of New York Mellon Corporation. All rights reserved. 08/2014 form#