Transamerica Arbitrage Strategy

Transcription

1 Portfolio Holdings as of 09/30/2014* Transamerica Capital, Inc. Transamerica Arbitrage Strategy Security Description Foster Wheeler AG 3.75% tw telecom, Inc., Class A 3.47% Shire PLC, Class B 3.41% DIRECTV 3.39% Safeway, Inc. 3.22% American Realty Capital Healthcare Trust, Inc., REIT 3.21% Protective Life Corp. 3.03% URS Corp. 3.00% Covidien PLC 2.85% Family Dollar Stores, Inc. 2.67% Pepco Holdings, Inc. 2.47% TriQuint Semiconductor, Inc. 2.22% Tokyo Electron, Ltd. 1.98% Concur Technologies, Inc. 1.89% Rockwood Holdings, Inc. 1.70% Athlon Energy, Inc. 1.68% TRW Automotive Holdings Corp. 1.58% Time Warner Cable, Inc. 1.44% Integrys Energy Group, Inc. 1.39% Allergan, Inc. 1.32% US Foods, Inc., 8.500%, due 06/30/ % Manulife Financial Corp. 1.23% Tim Hortons, Inc. 1.14% Compuware Corp. 1.13% International Rectifier Corp. 1.13% TIBCO Software, Inc. 1.11% Annie's, Inc. 1.06% Dresser-Rand Group, Inc. 1.04% Sigma-Aldrich Corp. 1.00% QR Energy, LP / QRE Finance Corp. LLC, 9.250%, due 08/01/ % Schweizerische National-Versicherungs-Gesellschaft AG 0.98% Biomet, Inc., 6.500%, due 10/01/ % Nuveen Investments, Inc., 9.500%, due 10/15/ % LIN Television Corp., 8.375%, due 04/15/ % Glimcher Realty Trust 0.75% Conversant, Inc. 0.75% tw telecom holdings, Inc., 6.375%, due 09/01/ % Ceridian LLC / Comdata, Inc., 8.125%, due 11/15/ % Viasystems, Inc., 7.875%, due 05/01/ %

2 Nobel Biocare Holding AG 0.63% Sabine Oil & Gas LLC / Sabine Oil & Gas Finance Corp., 9.750%, due 02/15/ % Burger King Corp., 9.875%, due 10/15/ % Kinder Morgan, Inc. 0.54% CONSOL Energy, Inc. 0.53% Forest Oil Corp., 7.250%, due 06/15/ % Genworth Financial, Inc., Class A 0.47% Sky Deutschland AG 0.46% Move, Inc. 0.45% Jazztel PLC 0.45% Medical Action Industries, Inc. 0.44% LIN Media LLC, Class A 0.44% OmniAmerican Bancorp, Inc. 0.43% Hudson City Bancorp, Inc. 0.39% Mylan, Inc. 0.39% Kinder Morgan Energy Partners, LP 0.39% General Motors Co. 0.39% El Paso Pipeline Partners, LP 0.38% Kinder Morgan Management LLC 0.38% 1st United Bancorp, Inc. 0.36% Manitowoc Co., Inc. 0.35% B/E Aerospace, Inc. 0.31% Bolt Technology Corp. 0.31% Telekom Austria AG 0.31% Taminco Corp. 0.31% Vacon Oyj 0.30% Einstein Noah Restaurant Group, Inc. 0.30% Corio NV, REIT 0.30% Peabody Energy Corp. 0.28% Outerwall, Inc. 0.27% Assured Guaranty, Ltd. 0.27% Tyson Foods, Inc., Class A 0.23% T-Mobile US, Inc. 0.22% Juniper Networks, Inc. 0.22% Weatherford International PLC 0.22% Chiquita Brands International, Inc. 0.21% Actavis PLC 0.21% Kodiak Oil & Gas Corp., Class C 0.20% Bank of Kentucky Financial Corp. 0.19% DISH Network Corp., Class A 0.19% Viacom, Inc., Class B 0.19% Leap Wireless 0.18% Kinder Morgan, Inc. PUT, Expires 01/17/2015, Strike % EnerCare, Inc. 0.17% XRS Corp. 0.15% NOW, Inc. 0.15% Multimedia Games Holding Co., Inc. 0.14% Ziggo NV 0.14% Agilent Technologies, Inc. 0.14% Kindred Healthcare, Inc. 0.14%

3 Bally Technologies, Inc. 0.13% EMC Corp. 0.13% Shutterfly, Inc. 0.12% BCE, Inc. 0.12% Cayden Resources, Inc. 0.12% PetSmart, Inc., Class A 0.11% Energizer Holdings, Inc. 0.11% Sirius XM Holdings, Inc. 0.11% Civeo Corp. 0.10% Cermaq ASA 0.10% CF Industries Holdings, Inc., Class B 0.10% Talisman Energy, Inc. 0.10% Gentiva Health Services, Inc. 0.08% Swisslog Holding AG 0.08% Charter Communications, Inc., Class A 0.07% AT&T, Inc. PUT, Expires 01/17/2015, Strike % Pike Corp. 0.05% Ithaca Energy, Inc. 0.05% Time Warner, Inc. 0.05% Burger King Worldwide, Inc. PUT, Expires 01/17/2015, Strike % Valeant Pharmaceuticals International, Inc. CALL, Expires 10/18/2014, Strike % Express, Inc. 0.05% Ambit Biosciences Corp. 0.05% Molson Coors Brewing Co., Class B 0.05% Civeo Corp. PUT, Expires 10/18/2014, Strike % MAN SE 0.04% Valeant Pharmaceuticals International, Inc. CALL, Expires 10/18/2014, Strike % Yancoal Australia, Ltd. 0.04% Safeway, Inc., 6.350%, due 08/15/ % SWS Group, Inc. 0.03% Carfinco Financial Group, Inc. 0.03% Celesio AG 0.03% Berry Plastics Group, Inc. 0.03% Time Warner Cable, Inc. PUT, Expires 01/17/2015, Strike % WellCare Health Plans, Inc. 0.02% ipath S&P 500 VIX Short-Term Futures ETN 0.02% HC2 Holdings, Inc. 0.02% Twitter, Inc. CALL, Expires 10/18/2014, Strike % Iron Mountain, Inc., REIT 0.02% IOOF Holdings, Ltd. 0.02% Outerwall, Inc. PUT, Expires 11/22/2014, Strike % Ithaca Energy, Inc. 0.01% Covidien PLC PUT, Expires 10/18/2014, Strike % Cubist Pharmaceuticals, Inc. 0.01% Shire PLC PUT, Expires 10/18/2014, Strike % Kodiak Oil & Gas Corp. PUT, Expires 10/18/2014, Strike % TRW Automotive Holdings Corp. CALL, Expires 04/17/2015, Strike % Burger King Worldwide, Inc. PUT, Expires 01/17/2015, Strike % Mylan, Inc. PUT, Expires 11/22/2014, Strike % Time Warner Cable, Inc. PUT, Expires 11/22/2014, Strike %

4 Allergan, Inc. PUT, Expires 10/18/2014, Strike % Allergan, Inc. CALL, Expires 01/17/2015, Strike % Weatherford International PLC PUT, Expires 11/22/2014, Strike % B/E Aerospace, Inc. PUT, Expires 11/22/2014, Strike % General Motors Co. PUT, Expires 10/03/2014, Strike % Juniper Networks, Inc. PUT, Expires 11/22/2014, Strike % Trius Therapeutics, Inc. 0.01% T-Mobile US, Inc. PUT, Expires 11/22/2014, Strike % Albemarle Corp. PUT, Expires 10/18/2014, Strike % Allergan, Inc. CALL, Expires 01/17/2015, Strike % Chelsea Therapeutics International, Ltd. 0.01% SPDR S&P 500 ETF Trust PUT, Expires 10/18/2014, Strike % Valeant Pharmaceuticals International, Inc. CALL, Expires 01/17/2015, Strike % Actavis PLC PUT, Expires 11/22/2014, Strike % Kindred Healthcare, Inc. PUT, Expires 11/22/2014, Strike %** Bally Technologies, Inc. CALL, Expires 01/17/2015, Strike %** Weatherford International PLC PUT, Expires 12/20/2014, Strike %** NOW, Inc. PUT, Expires 11/22/2014, Strike %** Viacom, Inc. PUT, Expires 11/22/2014, Strike %** Abbvie, Inc. PUT, Expires 11/22/2014, Strike %** Alliance Data Systems Corp. PUT, Expires 12/20/2014, Strike %** EMC Corp. PUT, Expires 11/22/2014, Strike %** Covidien PLC PUT, Expires 11/22/2014, Strike %** Time Warner Cable, Inc. PUT, Expires 01/17/2015, Strike %** EMC Corp. PUT, Expires 12/20/2014, Strike %** DISH Network Corp. PUT, Expires 11/22/2014, Strike %** Allergan, Inc. PUT, Expires 10/18/2014, Strike %** Sirius XM Holdings, Inc. PUT, Expires 01/17/2015, Strike %** Tyson Foods, Inc. PUT, Expires 11/22/2014, Strike %** Civeo Corp. PUT, Expires 11/22/2014, Strike %** Imperial Tobacco Group PLC PUT, Expires 12/19/2014, Strike %** Shire PLC PUT, Expires 10/18/2014, Strike %** SPDR S&P 500 ETF Trust PUT, Expires 10/18/2014, Strike %** Burger King Worldwide, Inc. PUT, Expires 01/17/2015, Strike %** NOW, Inc. PUT, Expires 11/22/2014, Strike %** CF Industries Holdings, Inc. PUT, Expires 11/22/2014, Strike %** tw telecom, Inc. PUT, Expires 01/17/2015, Strike %** DISH Network Corp. PUT, Expires 12/20/2014, Strike %** Gentiva Health Services, Inc. PUT, Expires 11/22/2014, Strike %** Shutterfly, Inc. PUT, Expires 11/22/2014, Strike %** Juniper Networks, Inc. PUT, Expires 10/18/2014, Strike %** Covidien PLC PUT, Expires 10/18/2014, Strike %** Bally Technologies, Inc. PUT, Expires 04/17/2015, Strike %** Energizer Holdings, Inc. PUT, Expires 11/22/2014, Strike %** Express, Inc. PUT, Expires 11/22/2014, Strike %** Albemarle Corp. PUT, Expires 11/22/2014, Strike %** Burger King Worldwide, Inc. PUT, Expires 01/17/2015, Strike %** Concur Technologies, Inc. PUT, Expires 02/20/2015, Strike %** Albemarle Corp. PUT, Expires 11/22/2014, Strike %** Covidien PLC PUT, Expires 10/18/2014, Strike %**

5 Alliance Data Systems Corp. PUT, Expires 12/20/2014, Strike %** PetSmart, Inc. PUT, Expires 11/22/2014, Strike %** Mylan, Inc. CALL, Expires 01/17/2015, Strike %** Shire PLC PUT, Expires 10/18/2014, Strike %** Albemarle Corp. PUT, Expires 11/22/2014, Strike %** Berry Plastics Group, Inc. PUT, Expires 11/22/2014, Strike %** Iron Mountain, Inc. PUT, Expires 11/22/2014, Strike %** Charter Communications, Inc. PUT, Expires 11/22/2014, Strike %** InterMune, Inc. PUT, Expires 10/18/2014, Strike %** AbbVie, Inc. CALL, Expires 10/18/2014, Strike %** International Rectifier Corp. PUT, Expires 10/18/2014, Strike %** Tyson Foods, Inc. PUT, Expires 10/18/2014, Strike %** AbbVie, Inc. PUT, Expires 01/17/2015, Strike %** AbbVie, Inc. PUT, Expires 10/18/2014, Strike %** Alliance Data Systems Corp. PUT, Expires 12/20/2014, Strike %** ishares 7-10 Year Treasury Bond ETF PUT, Expires 12/20/2014, Strike %** Family Dollar Stores, Inc. PUT, Expires 10/18/2014, Strike %** Athabasca Oil Corp. CALL, Expires 10/18/2014, Strike %** Shire PLC PUT, Expires 10/18/2014, Strike %** InterMune, Inc. PUT, Expires 10/18/2014, Strike %** InterMune, Inc. PUT, Expires 10/03/2014, Strike %** Pike Corp. PUT, Expires 11/22/2014, Strike %** Glimcher Realty Trust PUT, Expires 12/20/2014, Strike %** International Rectifier Corp. PUT, Expires 12/20/2014, Strike %** Civeo Corp. CALL, Expires 10/18/2014, Strike %** InterMune, Inc. PUT, Expires 10/03/2014, Strike %** InterMune, Inc. PUT, Expires 10/18/2014, Strike %** Protective Life Corp. PUT, Expires 04/17/2015, Strike %** Covidien PLC PUT, Expires 10/18/2014, Strike %** Glimcher Realty Trust PUT, Expires 10/18/2014, Strike %** InterMune, Inc. PUT, Expires 10/10/2014, Strike %** Express, Inc. PUT, Expires 11/22/2014, Strike %** Concur Technologies, Inc. PUT, Expires 11/22/2014, Strike %** Sigma-Aldrich Corp. PUT, Expires 11/22/2014, Strike %** InterMune, Inc. PUT, Expires 10/18/2014, Strike %** InterMune, Inc. PUT, Expires 10/18/2014, Strike %** InterMune, Inc. PUT, Expires 10/18/2014, Strike %** InterMune, Inc. PUT, Expires 10/18/2014, Strike %** Civeo Corp. CALL, Expires 10/18/2014, Strike %** State Street Bank & Trust Co., 0.010%, due 10/01/ % Mutual funds are subject to market risk, including the loss of principal. There is no assurance the fund will meet its investment objective. See the fund s prospectus for complete information on all of the risks inherent with investing in the fund. *There is no assurance that the securities listed are held beyond the indicated date. These holdings will remain online for six months, starting 25 days after the end of each calendar quarter. ** This security represents less than 0.01% of total holdings. This list of portfolio holdings is published on a delayed basis, 25 days after the end of each calendar quarter, and does not

6 necessarily represent the actual investments held by a portfolio at the time of publication. All holdings are subject to change daily. This list has not been audited and is provided for informational use only. It is not intended as a recommendation, offer, or solicitation for the purchase or sale of any security. Transamerica assumes no obligation to update or supplement this list to reflect any change that may occur, and assumes no liability relating to the use of this information. Unlike the fund s regulatory filings, the portfolio data and its presentation in this document are not required to conform to Generally Accepted Accounting Principles (GAAP) and Securities and Exchange Commission (SEC) presentation requirements. Therefore, it differs from that in the complete statement of investments in the annual and semiannual report to shareholders filed with the SEC on Form N-CSR, and the complete statement of investments provided in the first and third quarter SEC Form N-Q filings for each fiscal year. Shares of the funds may only be sold by offering the funds prospectus. You should consider the investment objective, risks, charges, and expenses of the fund carefully before investing. The prospectus contains this and additional important information regarding the fund. For Transamerica Funds - To obtain the prospectus and/or a summary prospectus, please contact your financial professional or go to transamerica.com. For Transamerica Partners Funds - go to transamericapartners.com For Transamerica Series Trust portfolios - Investors should carefully consider their investment objectives and risks, along with a product s charges and expenses before investing. The prospectus includes complete information and other important facts about the variable annuity or variable universal life insurance policy s charges and expenses. Please contact your financial professional for a prospectus. The prospectus should be read carefully before investing. No part of this material may be reproduced in any form, or referred to in any publication, without express written permission.