ก CISA 1 (Certified Investment Securities Analysis: CISA Level 1)
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1 ก CISA 1 (Certified Investment Securities Analysis: CISA Level 1) ก 3 ก (Asset Valuation) ก (Equity Investments) ก ก (Required Readings) 1. ก ก CISA 1 ก (Suggested Readings) 1. ก ก ก 2. ก ก ก 3. ก ก 4. ก ก ก 5. ก 6. ก ก : ก 7. Investment Analysis and Portfolio Management, Eighth Edition, by Frank K.Reilly, CFA and Keith C.Brown, CFA 8. Investments by Zvi Bodie, Alex Kane, and Alan Marcus ก ก (Learning Outcomes Statement: LOS) 1 : ก ก 1. ก ก ก ก (Investment Alternative) ก 2. ก ก (Financial Assets) ก ก 3. ก (Real Assets) ก (Non-Financial Assets) ก ก
2 2 : ก 1. ก ก (Stock Exchange) 2. ก ก ก ก ก (Primary Capital Market) ก ก (Secondary Capital Market) 3. ก ก ก 4. ก ก ก (Organized Exchange) 5. ก ก (Selling a stock short) ก ก 6. กก กก ก ก (Buying a Stock on Margin) 7. ก ก (Call Market) ก (Continuous Market) 3 : ก 1. ก ก (Security-Market Index) 2. ก ก ก ก ก ก ก 4 : 1. ก (Market Efficiency) 2. ก ก ก ก 3. ก (Market Anomalies) 4. ก (Efficient Market) ก (Technical Analysis) ก (Fundamental Analysis) ก ก ก (Portfolio Management)
3 5 : ก ก ก ก 1. ก ก (Top-Down Analysis) 2. ก (Investment Return) 3. กก ก ก (Securities Valuation) 4. ก ก (Required Rate of Return) 5. ก ก ก (Economic Analysis) ก ก (Industry Analysis) ก (Company Analysis) ก ก 6 : ก ก ก 1. ก ก 2. (Market Multiplier) 3. ก ก ก (Market P/E Ratio) 4. (Expected Market Return) 5. ก ก ก กก (Earnings Retention Ratio) (Return on Equity) ก (Dividend Growth Rate) 6. ก ก (Economic Cycle) ก ก (Industry Cycle) 7. ก ก 8. Concentration Ratio Herfindahl Index 9. ก ก ก ก ก 10. ก ก 11. ก ก ก ก ก (Learning Outcomes Statement: LOS)
4 7 : ก ก 1. ก ก ก ก ก (Growth Company) ก (Growth Stock) ก ก (Defensive Company) (Defensive Stock) ก ก (Cyclical Company) (Cyclical Stock) ก ก ก ก ก (Speculative Company) ก ก ก (Speculative Stock) 2. (Preferred Shares) 3. ก (Low Cost Strategy) ก ก ก (Differentiation Strategy) 4. ก ก 5. ก 6. ก ก ก 7. ก ก (Required Rate of Return) 8. ก 9. ก (Dividend Growth Rate) 10. ก ก ก ก ก ก 11. ก ก ก ก 8 : ก ก 1. ก (Technical Analysis) 2. ก ก ก 3. ก 4. ก ก 5. ก
5 ก ก (Required Readings) 1. ก ก CISA 1 ก (Suggested Readings) 1 : ก 1. ก ก ก Full Price Clean Price 4. ก ก ก 5. ก ก ก 2 : ก กก 1. ก กก 2. ก ก ก 3. ก ก ก ก 3 : 1. ก ก ก (Debt Investments) 1. Fixed Income Analysis for the Chartered Financial Analyst program, Second Edition, by Frank J. Fabozzi, CFA ก ก ก ก (Learning Outcomes Statement: LOS) 2. ก ก 3. ก ก 4. ก
6 4 : ก 1. กก ก 2. ก ก ก 5 : ก ก 3. ก Bootstrapping 4. ก 5. ก ก Bootstrapping กก ก 6. ก ก ก 7. Zero-volatility Spread Option-adjusted Spread ก (option cost) 8. Treasury STRIPS ก Treasury STRIPS 6 : 1. ก ก ก ก ก ก 4. ก ก 5. Effective Duration Effective Convexity ก ก 6. Negative Convexity Positive Convexity ก ก ก (Learning Outcomes Statement: LOS)
7 ก (Derivative Investments) ก ก (Required Readings) 1. ก ก CISA 1 ก (Suggested Readings) 1. ก ก SET50 Index Options 1 ก 2. ก ก SET50 Index Options 2 ก 3. ก ก SET50 Index Futures ก 4. ก ก ก 5. ก ก 6. กก ก ก 7. Analysis of Derivatives for the Chartered Financial Analyst Program by Don M.Chance, CFA 8. Futures, Options, and Swaps by Robert W.Kolb and James A.Overdahl 9. Investment Analysis and Portfolio Management, Eighth Edition, by Frank K.Reilly, CFA and Keith C.Brown, CFA 10. Investments by Zvi Bodie, Alex Kane, and Alan Marcus ก (Learning Outcomes Statement: LOS) 1 : 1. ก ก ก (Exchange Traded Market) (Over-the-Counter: OTC) 2. ก ก (Forward Commitments) ก ก (Contingent Claims) 3. ก (Forward) (Futures) (Option) (Swap) 4. (Derivatives Market) ก ก ก 5. ก ก ก (Arbitrage)
8 2 : 1. ก (Long Position) (Short Position) ก 2. ก ก 3. ก ก ก (Credit Risk) ก กก ก ก 4. ก (Forward Contracts) 5. ก 6. ก 7. ก ก ก ก ก 8. ก ก 9. ก (Forward Contract on Bond) ก (Forward Contract on Interest Rate) 3 : 1. ก ก (Forward Contract) (Futures Contract) 2. ก 3. (Futures Market) 4. ก ก ก 5. ก ก ก 6. ก ก (Price Limits) 7. ก ก ก (Physical Delivery) ก (Cash Settlement) 8. ก
9 4 : 1. ก (European Option) ก (American Option) ก (Pseudo-American Option) 2. ก (Call Option) (Put Option) 3. ก Call Option Put Option ก ก ก 4. ก (in-th-money) (out-of-the-money) (at-the-money) 5. ก ก ก (Stock Option) (Index Option) ก (Bond and Interest Rate Option) ก (Foreign Currency and Exchange Rate Options) 6. ก (Long Call) (Short Call) (Long Put) (Short Put) 7. ก (Option Value) (Intrinsic Value) ก ก (Time Value) 8. ก 9. ก ก ก ก ก ( ) 10. ก ก ก ก ก ก ก (Put-Call Parity Relationship) 11. ก ก 12. ก (Maximum Gain) (Maximum Loss) (Breakeven) 13. ก ก Covered Call Protective Put ก ก ก ก Covered Call Protective Put ก 5 : 1. ก (Swap) 2. ก ก ก ก
10 ก ก (Alternative Investments) ก ก (Required Readings) 1. ก ก ก 3 (Suggested Readings) 1. ก ก 2. ก ก 3. ETF ก 1 ก ก ก (Learning Outcomes Statement: LOS) 1. ก ก (alternative investments) 2. ก ก ก ก 3. ก ก (real assets investment), ก ก (special funds investment) ก (joint investment) ก ก 2 ก 1. ก ก 2. ก กก 3. ก ก ก ก 6. ก กก 7. ก ก ก
11 3 ก ก 1. ก ก ก กก ก ก ก ก ก ก ก ก 2. ก ก ETF (exchange traded funds) 3. ก ก ก ก ETF 4. ก ก ETF ก ก 5. ก ก ก ก ก 6. ก ก ก 7. ก ก Freehold Leasehold 8. ก ก ก 9. ก ก ก 10. ก ก ก 11. ก ก ก 12. ก ก ก 13. ก ก Hedge Fund Hedge Fund 14. ก Hedge Fund 15. ก ก Hedge Fund 16. ก ก ก Hedge Fund
12 4 ก 1. ก ก ก กก (closely held company) 2. ก ก ก ก 3. ก 4. ก ก ก ก ก ก (venture capital) 5. ก ก ก ก ก ก ก 6. ก 7. ก ก ก ก ก ก ก (distressed debt) ก ก 8. ก ก ก กก ก ก ก ก 9. ก ก ก ก ก ก ก ก
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