MERGENT. Dividend Record. Mutual Fund announcements appear in a separate section. INCLUDES DIVIDENDS ANNOUNCED _ SEPTEMBER 13 THROUGH SEPTEMBER 14

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1 MERGENT Dividend Record Page 1 Tuesday, September 18, 2018 For more information please on our products please clink on link below: Volume 88 No 76 Mutual Fund announcements appear in a separate section INCLUDES DIVIDENDS ANNOUNCED _ SEPTEMBER 13 THROUGH SEPTEMBER 14 IMPORTANT NOTICE In connection with ex-dividend dates in the section headed Dividends Declared the following abbreviations are shown after company titles for exchange on which stocks are listed or traded ALB Alberta Stock Exchange NAS NASDAQ Small Cap AMS Amsterdam Stock Exchange NBB Non Bulletin Board ASE American Stock Exchange NMS NASDAQ National Market System AUS Australian Stock Exchange NYS New York Stock Exchange BRU Brussels Stock Exchange NZE New Zealand Stock Exchange BSE Boston Stock Exchange OTC Over-the-Counter CHI Chicago Stock Exchange PAR Paris Stock Exchange CIN Cincinnati Stock Exchange PHL Philadelphia Stock Exchange CVE Canadian Venture Exchange POR Porto Stock Exchange ECM ASE Emerging Company PSE Pacific Stock Exchange FSE Frankfurt Stock Exchange SIN Singapore Stock Exchange HSE Hong Kong Stock Exchange TOK Tokyo Stock Exchange ITL Italian Stock Exchange TSX Toronto Stock Exchange LON London Stock Exchange TVX Toronto Venture Exchange MEL Melbourne Stock Exchange VAN Vancouver Stock Exchange MEX Mexican Stock Exchange WHE Wheeling Stock Exchange MSE Montreal Stock Exchange FOOTNOTES Abbreviations Used: M _ monthly Q _ quarterly S _ semi-annual A _ annual AD _ accrued dividend AP _ additional payment CG _ capital gain (undetermined) D _ dividend not equal to company s payment frequency amount E _ extra F _ final payment FG _ foreign gain L _ liquidating LG _ long-term capital gain P _ participating PR _ proceeds from sale of rights PW _ proceeds from sale of warrants RC _ return of capital RR _ redemption of purchase rights RW _ redemption of purchase warrants SG _ short term capital gain Sp _ special TC _ tax credit TR _ tax refund Y _ year-end a _ on arrears b _ Canadian tax deduction to non-residents 15% k _ payable in stock n _ _ approximate rate _ open of business _ close of business _ div reinvestment plan option Foreign Currencies: A$ _ Australian dollar; B$ _ Bermudan dollar; BC _ Brazil cruzado; Bf _ Belgian franc; C$ _ Canadian dollar; CP _ Chilean peso; Cn _ China yuan renminbi; Cs _ Czechoslovakian koruna; DH _ Moroccan dirham; DK _ Danish krone; DM _ Deutsche mark; ES _ Ecuadorean sucre FF _ French franc; Fl _ Florins; FM _ Finnish marka; Hk _ Hong Kong dollar; HUF _ Hungarian forint; I _ Irish pound; I _ Israeli pound; IL _ Italian lira; Ka _ Croatian kuna; Kn _ Papua New Guinea kina; Ll _ Lithuanian litas; M$ _ Malaysian dollar; MP _ Mexican peso; MR _ Malaysian ringgit; NG _ Netherlands guilder; NK _ Norwegian krone; NZ _ New Zealand dollar; _ British pound; PC _ Columbian peso; PE _ Portuguese escudo; Pn _ British pence; PP _ Philippine peso; PZL _ Polish zloty; R _ South African rand; Ru _ Russian rouble; S$ _ Singapore dollar; SF _ Swiss franc; SK _ Swedish krona; St _ Slovenian tolar; SP _ Spanish peseta; SW _ South Korea won; TB _ Thailand baht; VB _ Venezuelan bolivar; Yn _ Japanese yen; ZK _ Zambian kwacha Ex-Dividend dates for stock listed on more than one exchange are shown only for the exchange indicated Particular attention is called to stocks listed both in Canada and New York in which cases ex-dividend dates in New York are shown Ex-dividend dates herein reported are in accordance with the exchange rulings Exceptions are specifically noted Consult Ex-Dividend Procedure Weekly Cumulative issue for ex-dividend dates on other exchanges Open-end Mutual Fund Ex-Dates: Close of Business _ Ex-Date is the same day as record date Open of Business _ Ex-Date is the first business day after record date PREVIOUS RECORD DATES Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable (The following items have not been reported Thursday, September 6 Wednesday, September 12 (cont) previously in the Stock of Record Calendar) RECORD DATE Powszechny Zaklad Ubezpieczen SA Henderson Investment Ltd Ord ADR Issue Div per sh Rec or Ex/Payable Hk002 Sep 5/Sep Sep 11/Oct 18 Uponor OYJ ADR Ord Sep 5/Sep /Oct 3 Tuesday, September 4 Cl A Ord Shs Seek Ltd ADR Eu /Sep Sep 11/Oct 19 RECORD DATE Wisdom Marine Lines Co Ltd ADR (Sponsored) Friday, September 7 GDR (Sponsored) Reg Ansell Ltd Aug 31/Sep /Oct 15 CK Hutchison Holdings Ltd Ord RECORD DATE Hk /Sep 13 Tetra Bio-Pharma Inc Com EX-DIV DATE --- /Sep 12 Bolsas Y Mercados Espanoles, Sociedad Holding De Mercados Y ADR (Sponsored) Apx sh of North Bud Farms Inc Com for each sh held Sistemas Financieros, SA Aug 31/Sep 21 ADR PJSC PIK Group Ord Monday, September Sep 13/Oct 1 Ru /Sep 13 Stella International Holdings Ltd ADR Tenneco Inc Com RECORD Sep 13/Nov Aug 31/Sep 21 PJSC PIK Group Hopewell Holdings Ltd stock EX-DIV DATE GDR (Sponsored) 144A /Sep 20 Thursday, September 13 Henderson Investment Ltd GDR (Sponsored) Reg S RECORD DATE ADR (Sponsored) /Sep 20 China Oriental Group Co Ltd Ord Sep 5/Sep 21 Tuesday, September 11 Hk /Oct 10 Hopewell Holdings Ltd Ord New Zealand Refining Co, Ltd Ord See Divs Declared Hk088 Sep 5/Sep 14 EX-DIV DATE Seek Ltd Ord China Oriental Group Co Ltd ADR A$ /Oct 4 Wednesday, September Sep 12/Oct 25 Bolsas Y Mercados Espanoles, Sociedad Holding De Mercados Y New Zealand Refining Co, Ltd ADR See Divs Declared Sistemas Financieros, SA RECORD DATE Powszechny Zaklad Ubezpieczen SA ADR Henderson Investment Ltd ADR Sep 12/Oct 1 ADR Sep 12/Oct 18 Ord Sep 4/Sep 21 Seek Ltd ADR Eu /Sep 14 Hopewell Holdings Ltd Sep 12/Oct 19 Stella International Holdings Ltd ADR Hk088 Sep 4/Sep Sep 12/Nov 2 Wednesday, September 12 Wisdom Marine Lines Co Ltd Ord EX-DIV DATE T$ /Oct 8 Henderson Investment Ltd Ord RECORD DATE Hk002 Sep 6/Sep 14 China Oriental Group Co Ltd ADR EX-DIV DATE Uponor OYJ Sep 11/Oct 25 Hartford Funds Exchange-Traded Trust Sep 6/Sep 28 See Divs Declared New Zealand Refining Co, Ltd ADR Corporate Bond ETF See Divs Declared Mergent Dividend Record (ISSN: ) published weekly with an annual year-end issue (included are 3 Tax Supplements the 4th Friday of January, February and March) By Mergent, Inc 60 Madison Ave, New York, NY Periodical postage paid at New York, NY and additional mailing offices Reproduction of material appearing in MERGENT Dividend Record (ISSN 0192_7019) permitted only on written permission MERGENT, Inc Subscription rate $1,19500 per annum in United States and Canada Postmaster: Send address changes to Mergent Dividend Record, MERGENT, Inc, 60 Madison Ave, New York, NY Attn: 6th floor ( ) or ( )

2 Page 2 MERGENT DIVIDEND RECORD September 18, 2018 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Friday, September 14 Friday, September 14 (cont) Friday, September 14 (cont) RECORD DATE First Trust Exchange-Traded Fund III First Trust Exchange-Traded Fund VIII (cont) Calif Mun High Income ETF TCW Opportunistic Fxd Income ETF Hartford Funds Exchange-Traded Trust 0125 Sep 17/Sep Sep 17/Sep 28 Corporate Bond ETF See Divs Declared Emerging Markets Local Currency TCW Unconstrained Plus Bd ETF Stella International Holdings Ltd Ord Bd ETF 007 Sep 17/Sep 28 Hk /Oct Sep 17/Sep 28 First Trust FTSE EPRA/NAREIT Developed Markets Real Estate First Tr Long/Short Equity ETF Index Fund EX-DIV DATE Com 0065 Sep 17/Sep 28 First Tr Pfd Secs & Incm ETF Sep 17/Sep 28 Altimmune Inc Com Sep 17/Sep 28 First Trust Global Engineering & Construction ETF 1-for Horizon Managed Volatility Com First Trust BICK Index Fund Com Shs Developed Intl ETF 0113 Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 First Trust Global Wind Energy ETF First Trust Dow Jones Select Microcap Index Fund Horizon Managed Volatility Com Shs Com Cl Annual Domestic ETF Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 First Trust Large Capital Core AlphaDex Fund First Trust Exchange Traded AlphaDEX Fund II Instl Pfd Secs & Income ETF Com Shs Australia AlphaDex Fd Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Managed Mun ETF First Trust Large Capital Growth AlphaDEX Fund Canada AlphaDex Fd Sep 17/Sep 28 Com Sep 17/Sep 28 Municipal High Income ETF Sep 17/Sep 28 Developed Markets EX-US Small 015 Sep 17/Sep 28 First Trust Large Capital Value AlphaDEX Fund Capital AlphaDEX FD RiverFront Dynamic Asia Pac ETF Com Shs Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Emerging Markets Small Capital RiverFront Dynamic Developed Intl First Trust Mid Cap Core AlphaDex Fund AlphaDEX Fd ETF Com Shs Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Eurozone Alphadex ETF RiverFront Dynamic Emerging Mkts First Trust Morningstar Dividend Leaders Index Fund Sep 17/Sep 28 ETF Com First Trust Asia Pacific ex-japan Sep 17/Sep Sep 17/Sep 28 AlphaDEX Fund First Trust Exchange-Traded Fund IV First Trust Multi Cap Growth AlphaDex Fund Sep 17/Sep 28 First Tr Enhanced Short Maturity ETF (New) Com Shs First Trust Brazil AlphaDEX Fund Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 First Tr Tactical High Yield ETF First Trust Multi Cap Value AlphaDex Fund First Trust China AlphaDEX Fund 0215 Sep 17/Sep 28 Com Shs Sep 17/Sep Sep 17/Sep 28 First Trust Developed Markets First Trust Low Duration Opportunities See ETF Divs Declared First Trust NASDAQ ABA Community Bank Index Fund ex-us AlphaDEX Funds First Trust Strategic Income ETF First Trust NASDAQ ABA Community Bank Index Fd 0235 Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 First Trust Emerging Markets Heitman Global Prime Real Estate First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index AlphaDEX Fund ETF Fund Sep 17/Sep Sep 17/Sep 28 First Trust NASDAQ Clean Edge Smart Grid Infrastru First Trust Europe AlphaDEX Fund North Amern Energy Infrastructure Sep 17/Sep Sep 17/Sep 28 Fd First Trust NASDAQ Smartphone Index Fund First Trust Latin America AlphaDEX Sep 17/Sep 28 Com Shs Fund Senior Ln Fd Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 First Trust NASDAQ-100 Equal Weighted Index Fund Germany AlphaDex Fd SSI Strategic Conv Secs ETF Shs Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Hong Kong AlphaDex Fd First Trust Exchange-Traded Fund VI First Trust NASDAQ-100 Technology Index Fund Sep 17/Sep 28 BuyWrite Income ETF First Trust NASDAQ-100- Technology Index Fd United Kingdom Alphadex Fd 008 Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Developed Intl Equity Select ETF First Trust S&P REIT Index Fund Com First Trust Exchange Traded Fund Sep 17/Sep Sep 17/Sep 28 Chindia ETF Dorsey Wright DALI 1 ETF First Trust Small Cap Core AlphaDex Fund Sep 17/Sep Sep 17/Sep 28 Com Shs Dow 30 Equal Weight ETF Dorsey Wright Dynamic Focus Sep 17/Sep Sep 17/Sep 28 ETF First Trust STOXX European Select Dividend Income Fund First Trust Exchange-Traded AlphaDEX Fund Sep 17/Sep 28 Com First Trust Mega Cap Alphadex Fund Dorsey Wright Focus 5 ETF Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 First Trust US Equity Opportunities ETF First Trust Mid Cap Value Dorsey Wright Intl Focus 5 ETF Shs AlphaDEX Fund Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Emerging Mkts Equity Select ETF See Divs Declared First Trust Value Line 100 Exchange Traded Fund First Trust Small Cap Value First Trust Dorsey Wright Com Shs AlphaDEX Fund Momentum & Divid ETF Sep 17/Sep Sep 17/Sep 28 n01383 Sep 17/Sep 28 First Trust Value Line Dividend Index Fund First Trust Exchange-Traded Fund First Trust Rising Divid Achievers First Trust Value Line Dividend Index Fund Dorsey Wright People s Ptf ETF ETF Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 First Trust Water ETF Com First Trust Capital Strength ETF Hedged BuyWrite Income ETF Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Highland Funds I First Trust NASDAQ Clean Edge Indxx Innovative Transaction & Highland/iBoxx Sr Ln ETF Green Energy Index F Process ETF Sep 17/Sep Sep 17/Sep Sep 17/Sep 28 Louisiana Food Co Com First Trust NASDAQ-100 Large Cap US Equity Select ETF 1-for Ex-Technology Sector Index Sep 17/Sep 28 Renaissance Capital Greenwich Funds Sep 17/Sep 28 Mid Cap US Equity Select ETF IPO ETF Lunt US Factor Rotation ETF Sep 17/Sep Sep 17/Sep 21 n00239 Sep 17/Sep 28 Multi-Asset Diversified Inc Index Fd Strategy Shares Natural Gas ETF Sep 17/Sep 28 Nasdaq 7HANDL Index ETF See Divs Declared 0073 Sep 17/Sep 28 NASDAQ Artificial Intelligence & Total US Mkt AlphaDex ETF Robotics ETF Sep 17/Sep Sep 17/Sep 28 First Trust Exchange-Traded Fund II Nasdaq Bank ETF STOCK OF RECORD Cloud Computing ETF Sep 17/Sep 28 CALENDAR Sep 17/Sep 28 Nasdaq Food & Beverage ETF Consumer Discretionary AlphaDex Sep 17/Sep 28 (September 15 thru September 28) Fd Annual Nasdaq Oil & Gas ETF Sep 17/Sep Sep 17/Sep 28 Issue Div per sh Rec or Ex/Payable Consumers Staples Alphadex Fd Nasdaq Pharmaceuticals ETF Annual Sep 17/Sep Sep 17/Sep 28 Nasdaq Retail ETF Monday, September 17 Energy AlphaDex Fd Annual Sep 17/Sep Sep 17/Sep 28 Nasdaq Semiconductor ETF RECORD DATE Finl AlphaDex Fd Annual Sep 17/Sep 28 First Trust BICK Index Fund Com Shs Sep 17/Sep 28 NASDAQ Tech Div Index Fd Sep 14/Sep 28 First Tr Dow Jones Global Select Sep 17/Sep 28 First Trust Dow Jones Select Microcap Index Fund Dividend Index Fd Nasdaq Transportation ETF Com Cl Annual 0232 Sep 17/Sep Sep 17/Sep Sep 14/Sep 28 First Tr Indxx Global Nat Res RBA Amern Indl Renaissance ETF First Trust Exchange Traded AlphaDEX Fund II Income ETF Sep 17/Sep 28 Australia AlphaDex Fd Sep 17/Sep 28 S&P Intl Divid Aristocrats ETF Sep 14/Sep 28 First Tr Nasdaq Global Auto Index n00522 Sep 17/Sep 28 Canada AlphaDex Fd Fd Small Cap US Equity Select ETF Sep 14/Sep Sep 17/Sep Sep 17/Sep 28 Developed Markets EX-US Small Indls Prod Durabl AlphaDex Fd SMid Cap Rising Divid Achievers Capital AlphaDEX FD Annual ETF Sep 14/Sep Sep 17/Sep Sep 17/Sep 28 Emerging Markets Small Capital Indxx Global Agric ETF (New) US Equity Divid Select ETF AlphaDEX Fd Sep 17/Sep Sep 17/Sep Sep 14/Sep 28 Intl IPO ETF First Trust Exchange-Traded Fund VIII Eurozone Alphadex ETF Sep 17/Sep 28 EquityCompass Risk Mgr ETF Sep 14/Sep 28 Matls AlphaDex Fd Annual Sep 17/Sep 28 First Trust Asia Pacific ex-japan Sep 17/Sep 28 EquityCompass Tactical Risk Mgr AlphaDEX Fund Utils AlphaDex Fd Annual ETF Sep 14/Sep Sep 17/Sep Sep 17/Sep 28 First Trust Brazil AlphaDEX Fund

3 September 18, 2018 MERGENT DIVIDEND RECORD Page 3 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Monday, September 17 (cont) Monday, September 17 (cont) Monday, September 17 (cont) First Trust Exchange Traded AlphaDEX Fund II (cont) First Trust Exchange-Traded Fund IV First Trust Multi Cap Growth AlphaDex Fund Sep 14/Sep 28 First Tr Enhanced Short Maturity Com Shs First Trust China AlphaDEX Fund ETF (New) Sep 14/Sep Sep 14/Sep Sep 14/Sep 28 First Trust Multi Cap Value AlphaDex Fund First Trust Developed Markets ex-us AlphaDEX Funds First Tr Tactical High Yield ETF Com Shs Sep 14/Sep First Sep 14/Sep 28 Divs Declared First Trust NASDAQ ABA Community Bank Index Fund First Trust Emerging Markets Sep 14/Sep 28 Trust Low Duration Opportunities ETF See First Trust Strategic Income ETF First Trust NASDAQ ABA AlphaDEX Fund 021 Sep 14/Sep 28 Community Bank Index Fd Heitman Sep 14/Sep 28 First Trust Europe AlphaDEX Fund Sep 14/Sep 28 Global Prime Real Estate ETF First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Sep 14/Sep Sep 14/Sep 28 Fund First Trust Latin America AlphaDEX North Amern Energy Infrastructure First Trust NASDAQ Clean Edge Fund Fd Smart Grid Infrastru Sep 14/Sep Sep 14/Sep Sep 14/Sep 28 Germany AlphaDex Fd Senior Ln Fd First Trust NASDAQ Smartphone Index Fund Sep 14/Sep Sep 14/Sep 28 Com Shs Hong Kong AlphaDex Fd SSI Strategic Conv Secs ETF Sep 14/Sep Sep 14/Sep Sep 14/Sep 28 First Trust NASDAQ-100 Equal Weighted Index Fund United Kingdom Alphadex Fd First Trust Exchange-Traded Fund VI Shs Sep 14/Sep 28 BuyWrite Income ETF Sep 14/Sep 28 First Trust Exchange Traded Fund 008 Sep 14/Sep 28 First Trust NASDAQ-100 Technology Index Fund Chindia ETF Developed Intl Equity Select ETF First Trust NASDAQ Sep 14/Sep Sep 14/Sep 28 Technology Index Fd Dow 30 Equal Weight ETF Dorsey Wright DALI 1 ETF Sep 14/Sep Sep 14/Sep Sep 14/Sep 28 First Trust S&P REIT Index Fund Com First Trust Exchange-Traded AlphaDEX Fund Dorsey Wright Dynamic Focus Sep 14/Sep 28 First Trust Mega Cap Alphadex ETF First Trust Small Cap Core AlphaDex Fund Fund Sep 14/Sep 28 Com Shs Sep 14/Sep 28 Dorsey Wright Focus 5 ETF Sep 14/Sep 28 First Trust Mid Cap Value Sep 14/Sep 28 First Trust STOXX European Select Dividend Income Fund AlphaDEX Fund Dorsey Wright Intl Focus 5 ETF Com Sep 14/Sep Sep 14/Sep Sep 14/Sep 28 First Trust Small Cap Value Emerging Mkts Equity Select ETF See Divs Declared First Trust US Equity Opportunities ETF AlphaDEX Fund Shs First Trust Dorsey Wright Sep 14/Sep Sep 14/Sep 28 Momentum & Divid ETF First Trust Exchange-Traded Fund First Trust Value Line 100 Exchange Traded Fund n01383 Sep 14/Sep 28 Com Shs Dorsey Wright People s Ptf ETF First Trust Rising Divid Achievers Sep 14/Sep Sep 14/Sep 28 ETF First Trust Value Line Dividend Index Fund First Trust Capital Strength ETF Sep 14/Sep 28 First Trust Value Line Dividend Sep 14/Sep 28 Hedged BuyWrite Income ETF Index Fund First Trust NASDAQ Clean Edge 0055 Sep 14/Sep Sep 14/Sep 28 Green Energy Index F Indxx Innovative Transaction & First Trust Water ETF Com Sep 14/Sep 28 Process ETF Sep 14/Sep 28 First Trust NASDAQ Sep 14/Sep 28 Highland Funds I Ex-Technology Sector Index Large Cap US Equity Select ETF Highland/iBoxx Sr Ln ETF Sep 14/Sep Sep 14/Sep Sep 14/Sep 28 Lunt US Factor Rotation ETF Mid Cap US Equity Select ETF Renaissance Capital Greenwich Funds n00239 Sep 14/Sep Sep 14/Sep 28 IPO ETF Natural Gas ETF Multi-Asset Diversified Inc Index Fd Sep 14/Sep Sep 14/Sep Sep 14/Sep 28 Social Reality Inc Com Cl A (New) See Divs Declared Total US Mkt AlphaDex ETF NASDAQ Artificial Intelligence & Strategy Shares Sep 14/Sep 28 Robotics ETF Nasdaq 7HANDL Index ETF See Divs Declared First Trust Exchange-Traded Fund II Sep 14/Sep 28 Cloud Computing ETF Nasdaq Bank ETF Sep 14/Sep Sep 14/Sep 28 EX-DIV DATE Consumer Discretionary AlphaDex Nasdaq Food & Beverage ETF Alpha Architect ETF Trust Fd Annual Sep 14/Sep 28 Alpha Architect Intl Quantitative Sep 14/Sep 28 Nasdaq Oil & Gas ETF Value ETF Consumers Staples Alphadex Fd Sep 14/Sep Sep 18/Sep 24 Annual Nasdaq Pharmaceuticals ETF Alpha Architect US Quantitative Sep 14/Sep Sep 14/Sep 28 Value ETF Energy AlphaDex Fd Annual Nasdaq Retail ETF Sep 18/Sep Sep 14/Sep Sep 14/Sep 28 Arrow ETF Trust Finl AlphaDex Fd Annual Nasdaq Semiconductor ETF Arrow Dow Jones Global Yield ETF Sep 14/Sep Sep 14/Sep Sep 18/Sep 24 First Tr Dow Jones Global Select NASDAQ Tech Div Index Fd Arrow Investments Trust Dividend Index Fd Sep 14/Sep 28 Arrow QVM Equity Factor ETF 0232 Sep 14/Sep 28 Nasdaq Transportation ETF Sep 18/Sep 24 First Tr Indxx Global Nat Res Sep 14/Sep 28 MJ Opportunity Corp Com Income ETF RBA Amern Indl Renaissance ETF 1-for Sep 14/Sep Sep 14/Sep 28 Northern Lights Fund Trust IV First Tr Nasdaq Global Auto Index S&P Intl Divid Aristocrats ETF FormulaFolios Tactical Income ETF Fd n00522 Sep 14/Sep Sep 18/Sep Sep 14/Sep 28 Small Cap US Equity Select ETF QuantX Risk Managed Multi Asset Indls Prod Durabl AlphaDex Fd Sep 14/Sep 28 Income ETF Annual SMid Cap Rising Divid Achievers Sep 18/Sep Sep 14/Sep 28 ETF Sage ESG Inter Cr ETF Indxx Global Agric ETF (New) Sep 14/Sep Sep 18/Sep Sep 14/Sep 28 US Equity Divid Select ETF SAExploration Holdings Inc Intl IPO ETF Sep 14/Sep 28 Com (New) Sep 14/Sep 28 First Trust Exchange-Traded Fund VIII 1-for Matls AlphaDex Fd Annual EquityCompass Risk Mgr ETF Two Roads Shared Trust Sep 14/Sep Sep 14/Sep 28 Affinity World Leaders Equity ETF Utils AlphaDex Fd Annual EquityCompass Tactical Risk Mgr Sep 18/Sep Sep 14/Sep 28 ETF Anfield Cap Diversified Alternatives First Trust Exchange-Traded Fund III Sep 14/Sep 28 ETF Calif Mun High Income ETF TCW Opportunistic Fxd Income ETF Sep 18/Sep Sep 14/Sep Sep 14/Sep 28 X Rail Enterprises Inc Com Emerging Markets Local Currency TCW Unconstrained Plus Bd ETF 1-for Bd ETF 007 Sep 14/Sep First Tr Long/Short Equity ETF Sep 14/Sep 28 First Trust FTSE EPRA/NAREIT Developed Index Fund Markets Real Estate Tuesday, September Sep 14/Sep 28 Com First Tr Pfd Secs & Incm ETF Sep 14/Sep 28 RECORD DATE Sep 14/Sep 28 First Trust Global Engineering & Construction ETF Alpha Architect ETF Trust Managed Volatility Horizon Com Alpha Architect Intl Quantitative Developed Intl ETF 0113 Sep 14/Sep 28 Value ETF Sep 14/Sep 28 First Trust Global Wind Energy ETF Sep 17/Sep 24 Horizon Managed Volatility Com Shs Alpha Architect US Quantitative Domestic ETF Sep 14/Sep 28 Value ETF Sep 14/Sep 28 First Trust Large Capital Core AlphaDex Fund Sep 17/Sep 24 Instl Pfd Secs & Income ETF Com Shs Arrow ETF Trust Sep 14/Sep Sep 14/Sep 28 Arrow Dow Jones Global Yield ETF Managed Mun ETF First Trust Large Capital Growth AlphaDEX Fund 0066 Sep 17/Sep Sep 14/Sep 28 Com Arrow Investments Trust Municipal High Income ETF Sep 14/Sep 28 Arrow QVM Equity Factor ETF 015 Sep 14/Sep 28 First Trust Large Capital Value AlphaDEX Fund Sep 17/Sep 24 RiverFront Dynamic Asia Pac ETF Com Shs Honeywell International Inc Com Sep 14/Sep Sep 14/Sep 28 stock Oct 1/Oct 1 RiverFront Dynamic Developed Intl First Trust Mid Cap Core AlphaDex Fund 1 sh of Garrett Motion Inc Com for ETF Com Shs every 10 shs held All deliveries Sep 14/Sep Sep 14/Sep 28 after in settlement of RiverFront Dynamic Emerging Mkts First Trust Morningstar Dividend Leaders Index Fund transactions made prior to ETF Com carry due bills, to be Sep 14/Sep Sep 14/Sep 28 redeemed

4 Page 4 MERGENT DIVIDEND RECORD September 18, 2018 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Tuesday, September 18 (cont) Wednesday, September 19 (cont) Wednesday, September 19 (cont) Northern Lights Fund Trust IV ishares Core MSCI US Quality Dividend Index ETF (CAD-Hedged) ishares Short Term High Quality Canadian Bond Index ETF FormulaFolios Tactical Income ETF Unit Unit Sep 17/Sep 21 bc$0043 Sep 20/Sep 28 bc$0034 Sep 20/Sep 28 QuantX Risk Managed Multi Asset ishares Core S&P US Total Market ETF ishares Short Term Strategic Fixed Income ETF Income ETF Unit Unit Sep 17/Sep 21 bc$0101 Sep 20/Sep 28 bc$0055 Sep 20/Sep 28 Sage ESG Inter Cr ETF ishares Core S&P US Total Market Index ETF (CAD-Hedged) ishares US High Dividend Equity Index ETF (CAD-Hedged) Sep 17/Sep 21 Unit Unit Two Roads Shared Trust bc$0091 Sep 20/Sep 28 bc$0067 Sep 20/Sep 28 Affinity World Leaders Equity ETF ishares Core S&P/TSX Capped Composite Index ETF ishares US IG Corporate Bond Index ETF (CAD-Hedged) Sep 17/Sep 21 Unit Unit Anfield Cap Diversified Alternatives bc$0209 Sep 20/Sep 28 bc$0062 Sep 20/Sep 28 ETF ishares Diversified Monthly Income ETF ishares US Dividend Growers Index ETF (CAD-Hedged) Sep 17/Sep 21 Tr Unit Com Unit bc$005 20/Sep 28 Sep bc$0061 Sep 20/Sep 28 Wednesday, September 19 ishares Edge MSCI Minimum Volatility Canada Index ETF ishares US Fundamental Index ETF EX-DIV DATE Unit C$ Hedged Adv Units bc$0233 Sep 20/Sep 28 bc$0142 Sep 20/Sep 28 Dynamic ishares Active Canadian Dividend ETF ishares Edge MSCI Minimum Volatility USA Index ETF C$ Hedged Com Units Unit Unit bc$0142 Sep 20/Sep 28 bc$004 Sep 20/Sep 28 bc$0162 Sep 20/Sep 28 Non Hedged Unit Dynamic ishares Active Crossover Bond ETF ishares Edge MSCI Minimum Volatility USA Index ETF bc$0148 Sep 20/Sep 28 Unit (CAD-Hedged) Non Hedged Unit Adv Cl bc$0057 Sep 20/Sep 28 Unit bc$0148 Sep 20/Sep 28 Dynamic ishares Active Global Financial Services ETF bc$0083 Sep 20/Sep 28 ishares US High Dividend Equity Index ETF Unit ishares Edge MSCI Multifactor Canada Index ETF Unit bc$010 Sep 20/Sep 28 Unit bc$0057 Sep 20/Sep 28 Dynamic ishares Active Investment Grade Floating Rate ETF bc$0147 Sep 20/Sep 28 ishares US High Yield Bond Index ETF Tr Unit ishares Edge MSCI Multifactor EAFE Index ETF Unit bc$0039 Sep 20/Sep 28 Unit bc$0088 Sep 20/Sep 28 Dynamic ishares Active Preferred Shares ETF bc$0169 Sep 20/Sep 28 ishares US High Yield Fixed Income Index ETF (CAD-Hedged) Unit ishares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) Unit bc$0072 Sep 20/Sep 28 Unit bc$0089 Sep 20/Sep 28 Dynamic ishares Active Tactical Bond ETF bc$0175 Sep 20/Sep 28 Unit ishares Edge MSCI Multifactor USA Index ETF Thursday, September 20 bc$0042 Sep 20/Sep 28 Unit Hammond Power Solutions Inc bc$0069 Sep 20/Sep 28 Cl A Sub Vtg Shs ishares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) RECORD DATE bc$006 Sep 20/Sep 27 Unit Dynamic ishares Active Canadian Dividend ETF Bond Index ishares 1-10 Year Laddered Corporate ETF bc$ Sep 20/Sep Unit Com Unit ishares Emerging Markets Fundamental Index ETF bc$004 Sep 19/Sep 28 bc$0053 Sep 20/Sep 28 Unit Com Dynamic ishares Active Crossover Bond ETF ishares 1-10 Year Laddered Government Bond Index ETF bc$0804 Sep 20/Sep 28 Unit Com Unit ishares Equal Weight Banc & Lifeco Fund ETF bc$0057 Sep 19/Sep 28 bc$0045 Sep 20/Sep 28 Com Unit Dynamic ishares Active Global Financial Services ETF ishares 1-5 Year Laddered Corporate Bond Index ETF bc$0027 Sep 20/Sep 28 Unit Com Unit ishares Floating Rate Index ETF Unit bc$010 Sep 19/Sep 28 bc$0041 Sep 20/Sep 28 bc$0028 Sep 20/Sep 28 Dynamic ishares Active Investment Grade Floating Rate ETF ishares 1-5 Year Laddered Government Bond Index ETF ishares Global Infrastructure Index ETF Tr Unit Com Unit Unit Com bc$0039 Sep 19/Sep 28 bc$0038 Sep 20/Sep 28 bc$0151 Sep 20/Sep 28 Dynamic ishares Active Preferred Shares ETF ishares Balanced Growth CorePortfolio Index ETF ishares Global Monthly Dividend Index ETF (CAD-Hedged) Unit Com Unit Unit Com bc$0072 Sep 19/Sep 28 bc$0037 Sep 20/Sep 28 bc$0055 Sep 20/Sep 28 Dynamic ishares Active Tactical Bond ETF ishares Balanced Income CorePortfolio Index ETF ishares Global Real Estate Index ETF Unit Com Unit Com Unit bc$0042 Sep 19/Sep 28 bc$0061 Sep 20/Sep 28 bc$0172 Sep 20/Sep 28 Hammond Power Solutions Inc ishares Canadian Corporate Bond Index ETF ishares Global Water Index ETF Cl A Sub Vtg Shs Unit Com Unit bc$006 Sep 19/Sep 27 bc$0053 Sep 20/Sep 28 bc$0189 Sep 20/Sep 28 ishares 1-10 Year Laddered Corporate Bond Index ETF ishares Canadian Financial Monthly Income Fund ETF ishares High Quality Canadian Bond Index ETF (New) Com Unit Com Unit bc$0053 Sep 19/Sep 28 Com Unit bc$004 Sep 20/Sep 28 ishares 1-10 Year Laddered Government Bond Index ETF ishares Canadian Fundamental Index ETF bc$0044 Sep 20/Sep 28 Com Unit Com Unit ishares International Fundamental Index ETF bc$0045 Sep 19/Sep 28 bc$0105 Sep 20/Sep 28 Unit Com ishares 1-5 Year Laddered Corporate Bond Index ETF ishares Canadian Government Bond Index ETF bc$0102 Sep 20/Sep 28 Com Unit Unit ishares JP Morgan USD Emerging Markets Bond Index ETF bc$0041 Sep 19/Sep 28 bc$0043 Sep 20/Sep 28 (CAD-Hedged) ishares 1-5 Year Laddered Government Bond Index ETF ishares Canadian Growth Index ETF Unit Com Unit Unit bc$0057 Sep 20/Sep 28 bc$0038 Sep 19/Sep 28 bc$0153 Sep 20/Sep 28 ishares Jantzi Social Index ETF Unit ishares Balanced Growth CorePortfolio Index ETF ishares Canadian HYBrid Corporate Bond Index ETF bc$016 Sep 20/Sep 28 Com Unit Unit ishares S&P/TSX Canadian Dividend Aristocrats Index ETF bc$0037 Sep 19/Sep 28 bc$0066 Sep 20/Sep 28 Com Unit ishares Balanced Income CorePortfolio Index ETF ishares Canadian Select Dividend Index ETF bc$0109 Sep 20/Sep 28 Com Unit Unit ishares S&P/TSX Canadian Preferred Share Index ETF bc$0061 Sep 19/Sep 28 bc$0087 Sep 20/Sep 28 Com Unit ishares Canadian Corporate Bond Index ETF ishares Canadian Value Index ETF bc$0049 Sep 20/Sep 28 Unit Unit ishares S&P/TSX Capped Consumer Staples Index ETF bc$0053 Sep 19/Sep 28 bc$0213 Sep 20/Sep 28 ETF Unit ishares Canadian Financial Monthly Income Fund ETF ishares Conservative Short Term Strategic Fixed Income ETF bc$0124 Sep 20/Sep 28 Com Unit Unit ishares S&P/TSX Capped Energy Index ETF bc$004 Sep 19/Sep 28 bc$0044 Sep 20/Sep 28 Unit ishares Canadian Fundamental Index ETF ishares Conservative Strategic Fixed Income ETF bc$0064 Sep 20/Sep 28 Com Unit Unit ishares S&P/TSX Capped Financials Index ETF bc$0105 Sep 19/Sep 28 bc$0049 Sep 20/Sep 28 Unit ishares Canadian Government Bond Index ETF ishares Convertible Bond Index ETF bc$0108 Sep 20/Sep 28 Unit Com Unit ishares S&P/TSX Capped Materials Index ETF bc$0043 Sep 19/Sep 28 bc$0073 Sep 20/Sep 28 Unit ishares Canadian Growth Index ETF ishares Core Canadian Long Term Bond Index ETF bc$0032 Sep 20/Sep 28 Unit Unit ishares S&P/TSX Capped REIT Index ETF bc$0153 Sep 19/Sep 28 bc$0069 Sep 20/Sep 28 Unit ishares Canadian HYBrid Corporate Bond Index ETF ishares Core Canadian Short Term Bond Index ETF bc$0069 Sep 20/Sep 28 Unit Unit ishares S&P/TSX Capped Utilities Index ETF bc$0066 Sep 19/Sep 28 bc$0054 Sep 20/Sep 28 ETF Unit ishares Canadian Select Dividend Index ETF ishares Core Canadian Short Term Corporate & Maple Bond Index bc$0076 Sep 20/Sep 28 Unit ETF ishares S&P/TSX Completion Index ETF bc$0087 Sep 19/Sep 28 ETF Unit Unit ishares Canadian Value Index ETF bc$0044 Sep 20/Sep 28 bc$0174 Sep 20/Sep 28 Unit ishares Core Canadian Universe Bond Index ETF ishares S&P/TSX Composite High Dividend Index ETF bc$0213 Sep 19/Sep 28 Unit Unit ishares Conservative Short Term Strategic Fixed Income ETF bc$0074 Sep 20/Sep 28 bc$0088 Sep 20/Sep 28 Unit ishares Core MSCI Canadian Quality Dividend Index ETF ishares S&P/TSX Global Base Metals Index ETF bc$0044 Sep 19/Sep 28 Unit ETF Unit ishares Conservative Strategic Fixed Income ETF bc$0084 Sep 20/Sep 28 bc$0034 Sep 20/Sep 28 Unit ishares Core MSCI Global Quality Dividend Index ETF ishares S&P/TSX North American Preferred Stock Index ETF bc$0049 Sep 19/Sep 28 Unit (CAD-Hedged) ishares Convertible Bond Index ETF bc$008 Sep 20/Sep 28 Unit Com Unit ishares Core MSCI Global Quality Dividend Index ETF bc$0066 Sep 20/Sep 28 bc$0073 Sep 19/Sep 28 (CAD-Hedged) ishares S&P/TSX SmallCap Index ETF ishares Core Canadian Long Term Bond Index ETF Unit Unit Unit bc$0077 Sep 20/Sep 28 bc$0092 Sep 20/Sep 28 bc$0069 Sep 19/Sep 28 ishares Core MSCI US Quality Dividend Index ETF ishares Short Duration High Income ETF (CAD-Hedged) ishares Core Canadian Short Term Bond Index ETF Unit Hedged Com Unit Unit bc$0045 Sep 20/Sep 28 bc$0077 Sep 20/Sep 28 bc$0054 Sep 19/Sep 28

5 September 18, 2018 MERGENT DIVIDEND RECORD Page 5 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Thursday, September 20 (cont) Thursday, September 20 (cont) Thursday, September 20 (cont) ishares Core Canadian Short Term Corporate & Maple Bond Index ishares S&P/TSX Capped Utilities Index ETF Evolve Cyber Security Index ETF ETF ETF Unit Hedged Unit ETF Unit bc$0076 Sep 19/Sep 28 bc$0005 Sep 21/Sep 28 bc$0044 Sep 19/Sep 28 ishares S&P/TSX Completion Index ETF Unit ishares Core Canadian Universe Bond Index ETF Unit bc$0005 Sep 21/Sep 28 Unit bc$0174 Sep 19/Sep 28 Evolve Global Healthcare Enhanced Yield ETF bc$0074 Sep 19/Sep 28 ishares S&P/TSX Composite High Dividend Index ETF Hedged Unit ishares Core MSCI Canadian Quality Dividend Index ETF Unit bc$00725 Sep 21/Sep 28 Unit bc$0088 Sep 19/Sep 28 Unhedged Unit bc$0084 Sep 19/Sep 28 ishares S&P/TSX Global Base Metals Index ETF bc$00725 Sep 21/Sep 28 ishares Core MSCI Global Quality Dividend Index ETF ETF Unit Evolve Innovation Index ETF Unit Unit bc$0034 Sep 19/Sep 28 bc$0005 Sep 21/Sep 28 bc$008 Sep 19/Sep 28 ishares S&P/TSX North American Preferred Stock Index ETF Evolve North American Gender Diversity Index ETF ishares Core MSCI Global Quality Dividend Index ETF (CAD-Hedged) Hedged Unit (CAD-Hedged) Unit bc$0033 Sep 21/Sep 28 Unit bc$0066 Sep 19/Sep 28 Unit bc$0077 Sep 19/Sep 28 ishares S&P/TSX SmallCap Index ETF bc$0033 Sep 21/Sep 28 ishares Core MSCI US Quality Dividend Index ETF Unit Evolve US Banks Enhanced Yield ETF Unit bc$0092 Sep 19/Sep 28 Hedged Unit bc$0045 Sep 19/Sep 28 ishares Short Duration High Income ETF (CAD-Hedged) bc$0075 Sep 21/Sep 28 ishares Core MSCI US Quality Dividend Index ETF (CAD-Hedged) Hedged Com Unit Unhedged Unit Unit bc$0077 Sep 19/Sep 28 bc$0075 Sep 21/Sep 28 bc$0043 Sep 19/Sep 28 ishares Short Term High Quality Canadian Bond Index ETF First National Talladega Corp Com ishares Core S&P US Total Market ETF Unit 088 Sep 23/Oct 2 Unit bc$0034 Sep 19/Sep 28 Keg Royalties Income Fund Unit bc$0101 Sep 19/Sep 28 ishares Short Term Strategic Fixed Income ETF bc$00946 Sep 21/Sep 28 ishares Core S&P US Total Market Index ETF (CAD-Hedged) Unit PIMCO Investment Grade Credit Fund (Canada) Unit bc$0055 Sep 19/Sep 28 Unit bc$0091 Sep 19/Sep 28 ishares US High Dividend Equity Index ETF (CAD-Hedged) bc$ Sep 21/Sep 28 ishares Core S&P/TSX Capped Composite Index ETF Unit PIMCO Monthly Income Fund (Canada) Unit bc$0067 Sep 19/Sep 28 Unit bc$0209 Sep 19/Sep 28 ishares US IG Corporate Bond Index ETF (CAD-Hedged) bc$00369 Sep 21/Sep 28 Unit ishares Diversified Monthly Income ETF Polaris Holding Co Ltd Ord bc$0062 Sep 19/Sep 28 Tr Unit B$008 Sep 21/Sep 28 ishares US Dividend Growers Index ETF (CAD-Hedged) bc$005 Sep 19/Sep 28 Sphere FTSE Canada Sustainable Yield Index ETF Com Unit ishares Edge MSCI Minimum Volatility Canada Index ETF ETF Unit bc$0061 Sep 19/Sep 28 Unit bc$010 Sep 21/Sep 28 ishares US Fundamental Index ETF bc$0233 Sep 19/Sep 28 Sphere FTSE Emerging Markets Sustainable Yield Index ETF C$ Hedged Adv Units ishares Edge MSCI Minimum Volatility USA Index ETF ETF Unit bc$0142 Sep 19/Sep 28 Unit bc$0065 Sep 21/Sep 28 C$ Hedged Com Units bc$0162 Sep 19/Sep 28 Sphere FTSE Europe Sustainable Yield Index ETF bc$0142 Sep 19/Sep 28 ishares Edge MSCI Minimum Volatility USA Index ETF ETF Unit Non Hedged Unit (CAD-Hedged) bc$010 Sep 21/Sep 28 bc$0148 Sep 19/Sep 28 Unit Non Hedged Unit Adv Cl bc$0083 Sep 19/Sep 28 Friday, September 21 bc$0148 Sep 19/Sep 28 ishares Edge MSCI Multifactor Canada Index ETF ishares US High Dividend Equity Index ETF Unit RECORD DATE Unit bc$0147 Sep 19/Sep 28 Becker Milk Co Ltd Cl B Spl Shs bc$0057 Sep 19/Sep 28 ishares Edge MSCI Multifactor EAFE Index ETF bc$040 Sep 20/Oct 1 ishares US High Yield Bond Index ETF Unit Delmar Bancorp Com (New) Unit bc$0169 Sep 19/Sep Sep 20/Oct 1 bc$0088 Sep 19/Sep 28 ishares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) Desjardins 1-5 Year Laddered Canadian Corporate Bond Index ETF ishares US High Yield Fixed Income Index ETF (CAD-Hedged) Unit Unit Unit bc$0175 Sep 19/Sep 28 bc$005 Sep 20/Sep 28 bc$0089 Sep 19/Sep 28 ishares Edge MSCI Multifactor USA Index ETF Desjardins 1-5 Year Laddered Canadian Government Bond Index Meta Financial Group Inc Com Unit ETF k200% Oct 5/Oct 4 bc$0069 Sep 19/Sep 28 Unit All deliveries after in ishares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) bc$005 Sep 20/Sep 28 settlement of transactions made Unit Desjardins Canada Multifactor Controlled Volatility ETF prior to carry due bills, to bc$0072 Sep 19/Sep 28 Unit be redeemed ishares Emerging Markets Fundamental Index ETF bc$013 Sep 20/Sep 28 Unit Com Desjardins Canadian Preferred Share Index ETF EX-DIV DATE bc$0804 Sep 19/Sep 28 Unit ishares Equal Weight Banc & Lifeco Fund ETF Becker Milk Co Ltd Cl B Spl Shs bc$0073 Sep 20/Sep 28 Com Unit bc$040 Sep 21/Oct 1 Desjardins Canadian Short Term Bond Index ETF bc$0027 Sep 19/Sep 28 Delmar Bancorp Com (New) Unit ishares Floating Rate Index ETF Unit 0025 Sep 21/Oct 1 bc$0037 Sep 20/Sep 28 bc$0028 Sep 19/Sep 28 Desjardins 1-5 Year Laddered Canadian Corporate Bond Index ETF Desjardins Canadian Universe Bond Index ETF ishares Global Infrastructure Index ETF Unit Unit Unit Com bc$005 Sep 21/Sep 28 bc$0047 Sep 20/Sep 28 bc$0151 Sep 19/Sep 28 Desjardins 1-5 Year Laddered Canadian Government Bond Index Desjardins Developed Ex-USA Ex-Canada Multifactor Controlled ishares Global Monthly Dividend Index ETF (CAD-Hedged) ETF Volatility ETF Unit Com Unit Unit bc$0055 Sep 19/Sep 28 bc$005 Sep 21/Sep 28 bc$011 Sep 20/Sep 28 ishares Global Real Estate Index ETF Desjardins Canada Multifactor Controlled Volatility ETF Desjardins USA Multifactor Controlled Volatility ETF Com Unit Unit Unit bc$0172 Sep 19/Sep 28 bc$013 Sep 21/Sep 28 bc$0075 Sep 20/Sep 28 ishares Global Water Index ETF Desjardins Canadian Preferred Share Index ETF Equity Residential 829% Pfd Ser K Com Unit Unit /Oct 1 bc$0189 Sep 19/Sep 28 bc$0073 Sep 21/Sep 28 Evolve Active Canadian Preferred Share ETF ishares High Quality Canadian Bond Index ETF (New) Desjardins Canadian Short Term Bond Index ETF Unhedged Unit Com Unit Unit bc$007 Sep 20/Sep 28 bc$0044 Sep 19/Sep 28 bc$0037 Sep 21/Sep 28 Evolve Active Core Fixed Income ETF ishares International Fundamental Index ETF Desjardins Canadian Universe Bond Index ETF Unit Unit Com Unit bc$0055 Sep 20/Sep 28 bc$0102 Sep 19/Sep 28 bc$0047 Sep 21/Sep 28 Evolve Active Short Duration Bond ETF ishares JP Morgan USD Emerging Markets Bond Index ETF Desjardins Developed Ex-USA Ex-Canada Multifactor Controlled Hedged Unit (CAD-Hedged) Volatility ETF bc$007 Sep 20/Sep 28 Unit Unit Unhedged Unit bc$0057 Sep 19/Sep 28 bc$011 Sep 21/Sep 28 bc$007 Sep 20/Sep 28 ishares Jantzi Social Index ETF Unit Desjardins USA Multifactor Controlled Volatility ETF Evolve Active US Core Equity ETF bc$016 Sep 19/Sep 28 Unit Hedged Unit ishares Premium Money Market Fund ETF bc$0075 Sep 21/Sep 28 bc$0015 Sep 20/Sep 28 Com Unit Evolve Active Canadian Preferred Share ETF Unhedged --- /Sep 28 Unhedged Unit bc$0015 Sep 20/Sep 28 ishares S&P/TSX Canadian Dividend Aristocrats Index ETF bc$007 Sep 21/Sep 28 Evolve Automobile Innovation Index ETF Com Unit Evolve Active Core Fixed Income ETF Hedged Unit bc$0109 Sep 19/Sep 28 Unit bc$0011 Sep 20/Sep 28 ishares S&P/TSX Canadian Preferred Share Index ETF bc$0055 Sep 21/Sep 28 Unhedged Unit USF Com Unit Evolve Active Short Duration Bond ETF b0011 Sep 20/Sep 28 bc$0049 Sep 19/Sep 28 Hedged Unit Unit ishares S&P/TSX Capped Consumer Staples Index ETF bc$007 Sep 21/Sep 28 bc$0011 Sep 20/Sep 28 ETF Unit Unhedged Unit Evolve Cyber Security Index ETF bc$0124 Sep 19/Sep 28 bc$007 Sep 21/Sep 28 Hedged Unit ishares S&P/TSX Capped Energy Index ETF Evolve Active US Core Equity ETF bc$0005 Sep 20/Sep 28 Unit Hedged Unit Unit bc$0064 Sep 19/Sep 28 bc$0015 Sep 21/Sep 28 bc$0005 Sep 20/Sep 28 ishares S&P/TSX Capped Financials Index ETF Unhedged Unit Evolve Global Healthcare Enhanced Yield ETF Unit bc$0015 Sep 21/Sep 28 Hedged Unit bc$0108 Sep 19/Sep 28 Evolve Automobile Innovation Index ETF bc$00725 Sep 20/Sep 28 ishares S&P/TSX Capped Materials Index ETF Hedged Unit Unhedged Unit Unit bc$0011 Sep 21/Sep 28 bc$00725 Sep 20/Sep 28 bc$0032 Sep 19/Sep 28 Unhedged Unit USF Evolve Innovation Index ETF Unit ishares S&P/TSX Capped REIT Index ETF b0011 Sep 21/Sep 28 bc$0005 Sep 20/Sep 28 Unit Unit Evolve North American Gender Diversity Index ETF bc$0069 Sep 19/Sep 28 bc$0011 Sep 21/Sep 28 Hedged Unit

6 Page 6 MERGENT DIVIDEND RECORD September 18, 2018 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Friday, September 21 (cont) Friday, September 21 (cont) Friday, September 21 (cont) Evolve North American Gender Diversity Index ETF (cont) First Asset Fund Corp (cont) Iochpe Maxion SA MYPX (cont) bc$0033 Sep 20/Sep 28 bc$0175 Sep 24/Sep Sep Unit Core Cdn Equity Income Cl ETF Johnson Controls International plc Ord bc$0033 Sep 20/Sep 28 bc$02643 Sep 24/Sep Sep 24/Oct 12 Evolve US Banks Enhanced Yield ETF MSCI Canada Quality Index Cl ETF Keyera Corp Com Hedged Unit bc$01032 Sep 24/Sep 28 bc$015 Sep 24/Oct 15 bc$0075 Sep 20/Sep 28 Short Term Govt Bd Index Cl ETF Leggett & Platt, Inc Com Unhedged Unit Shs 038 Sep 24/Oct 15 bc$0075 Sep 20/Sep 28 bc$0032 Sep 24/Sep 28 Malaga Financial Corp Com Keg Royalties Income Fund Unit First Asset Global Financial Sector ETF 025 Sep 24/Oct 1 bc$00946 Sep 20/Sep 28 Unit (New) National Bank of Canada Com PIMCO Investment Grade Credit Fund (Canada) bc$00939 Sep 24/Sep 28 bc$062 Sep 24/Nov 1 Unit First Asset Health Care Giants Covered Call ETF Power Corp of Canada bc$ Sep 20/Sep 28 Com Unit 1st Pfd Shs Ser G 56% PIMCO Monthly Income Fund (Canada) nbc$01152 Sep 24/Sep 28 bc$035 Sep 24/Oct 15 Unit Unhedged Com Unit 500% Non-Cumulative 1st Pfd Ser bc$00369 Sep 20/Sep 28 nbc$01156 Sep 24/Sep 28 D Polaris Holding Co Ltd Ord First Asset Investment Grade Bond ETF bc$03125 Sep 24/Oct 15 B$008 Sep 20/Sep 28 Unit 535% Non-Cumulative First Pfd Sphere FTSE Canada Sustainable Yield Index ETF bc$0032 Sep 24/Sep 28 Shs Ser B ETF Unit Unit Com USD bc$ Sep 24/Oct 15 bc$010 Sep 20/Sep 28 b00248 Sep 24/Sep % 1st pfd ser A Sphere FTSE Emerging Markets Sustainable Yield Index ETF First Asset Long Duration Fixed Income ETF bc$035 Sep 24/Oct 15 ETF Unit Unit 580% Non-Cum 1st Pfd Shs Ser C bc$0065 Sep 20/Sep 28 bc$00413 Sep 24/Sep 28 bc$03625 Sep 24/Oct 15 Sphere FTSE Europe Sustainable Yield Index ETF First Asset Morningstar Canada Dividend Target 30 Index ETF adj rate 1st pfd ser 1986 ETF Unit Unit Com bc$03141 Sep 24/Oct 15 bc$010 Sep 20/Sep 28 bc$01302 Sep 24/Sep 28 RBC 1-5 Year Laddered Canadian Bond ETF EX-DIV DATE First Asset Morningstar Canada Momentum Index ETF Unit Unit bc$005 Sep 24/Sep 28 Aberdeen Asia-Pacific Income Investment Co Ltd bc$00701 Sep 24/Sep 28 RBC 1-5 Year Laddered Corporate Bond ETF Ord Morningstar Canada Value Index ETF First Asset CAD Unit bc$00325 Sep 24/Oct 2 Unit Com bc$0052 Sep 24/Sep 28 Aceto Corp Com bc$00862 Sep 24/Sep 28 RBC 6-10 Year Laddered Canadian Corporate Bond ETF 001 Sep 24/Oct 9 First Asset Morningstar International Momentum Index ETF Unit Boc Hong Kong Holdings Ltd Com Unit bc$0046 Sep 24/Sep 28 ADR (Sponsored) (New) bc$00992 Sep 24/Sep 28 RBC BlueBay Global Diversified Income (CAD Hedged) Sep 24/Oct 11 Unhedged Com Unit Unit Castellum AB ADR bc$01079 Sep 24/Sep 28 bc$0052 Sep 24/Sep Sep 24/Oct 12 First Asset Morningstar International Value Index ETF RBC Canadian Bank Yield Index ETF Chorus Ltd ADR (Sponsored) See Divs Declared Com Unit Unit DSW Inc Cl A bc$01274 Sep 24/Sep 28 bc$006 Sep 24/Sep 28 Unhedged Com Unit RBC Canadian Bond Index ETF Unit 025 Sep 24/Oct 5 bc$01405 Sep 24/Sep 28 bc$0052 Sep 24/Sep 28 Entergy Arkansas Inc 432% pfd First Asset Morningstar National Bank Quebec Index ETF RBC Canadian Dividend Leaders ETF 108 Sep 24/Oct 1 Unit Com Unit 456% pfd bc$00746 Sep 24/Sep 28 bc$0067 Sep 24/Sep Sep 24/Oct 1 First Asset Morningstar US Dividend Target 50 Index ETF RBC Canadian Equity Index ETF Unit 456% pfd ser 65 Unhedged Com Unit bc$0132 Sep 24/Sep 28 bc$01164 Sep 24/Sep 28 RBC Canadian Preferred Share ETF 114 Sep 24/Oct 1 Unit Com Unit 472% pfd bc$01031 Sep 24/Sep 28 bc$0083 Sep 24/Sep Sep 24/Oct 1 First Asset Morningstar US Value Index ETF RBC Canadian Short Term Bond Index ETF Equity Residential Com Com Unit Unit 054 Sep 24/Oct 12 bc$00468 Sep 24/Sep 28 bc$0043 Sep 24/Sep 28 Espey Manufacturing & Electronics Corp Unhedged Com Unit RBC EAFE Dividend Leaders ETF Com See Divs Declared bc$00617 Sep 24/Sep 28 CAD Unit ETF First Asset 1-5 Year Laddered Government Strip Bond Index ETF First Asset MSCI Canada Low Risk Weighted ETF bc$0071 Sep 24/Sep 28 Com Units Com Unit USD Unit ETF bc$00418 Sep 24/Sep 28 bc$00827 Sep 24/Sep 28 b0054 Sep 24/Sep 28 First Asset Active Canadian Dividend ETF First Asset MSCI Europe Low Risk Weighted ETF RBC Emerging Markets Equity Index ETF Com Unit Com Unit Unit bc$00312 Sep 24/Sep 28 bc$01411 Sep 24/Sep 28 bc$0091 Sep 24/Sep 28 First Asset Active Credit ETF Com Unit Unhedged RBC Global Government Bond (CAD-Hedged) Index ETF Com Unit bc$01428 Sep 24/Sep 28 Unit bc$0045 Sep 24/Sep 28 First Asset MSCI International Low Risk Weighted ETF bc$0022 Sep 24/Sep 28 Com Unit USD Unhedged Unit RBC International Equity Index ETF b0045 Sep 24/Sep 28 bc$01275 Sep 24/Sep 28 Unit First Asset Active Utilities & Infrastructure ETF Unit bc$0143 Sep 24/Sep 28 Com bc$01244 Sep 24/Sep 28 RBC PH&N Short Term Canadian Bond ETF bc$00353 Sep 24/Sep 28 First Asset MSCI World Low Risk Weighted ETF Unit First Asset Cambridge Core US Equity ETF Com Unit bc$0029 Sep 24/Sep 28 Unhedged Unit bc$01504 Sep 24/Sep 28 RBC Quant Canadian Equity Leaders ETF bc$01879 Sep 24/Sep 28 Com Unit Unhedged CAD Unit Unit bc$01646 Sep 24/Sep 28 bc$0143 Sep 24/Sep 28 bc$01861 Sep 24/Sep 28 First Asset Preferred Share ETF Unit RBC Quant EAFE Dividend Leaders CAD Hedged ETF First Asset Cambridge Global Dividend ETF bc$00768 Sep 24/Sep 28 Unit Hedged Unit First Asset Tech Giants Covered Call ETF bc$0061 Sep 24/Sep 28 bc$01528 Sep 24/Sep 28 Com Unit RBC Quant EAFE Equity Leaders (CAD Hedged) ETF Unhedged Unit bc$0334 Sep 24/Sep 28 CAD Unit bc$0162 Sep 24/Sep 28 Unhedged Com Unit bc$0236 Sep 24/Sep 28 First Asset Can-Materials Covered Call ETF bc$03332 Sep 24/Sep 28 RBC Quant EAFE Equity Leaders ETF Com Unit (New) First Asset US & Canada Lifeco Income ETF CAD Unit bc$02471 Sep 24/Sep 28 Com Unit bc$0164 Sep 24/Sep 28 First Asset Canadian Buyback Index ETF bc$01589 Sep 24/Sep 28 USD Unit Unit First Asset US Buyback Index ETF b0125 Sep 24/Sep 28 bc$00948 Sep 24/Sep 28 Unit RBC Quant Emerging Markets Dividend Leaders ETF First Asset Canadian Convertible Bond ETF bc$00593 Sep 24/Sep 28 Unit Com Unit First Asset US Tactical Sector Allocation Index ETF bc$0048 Sep 24/Sep 28 bc$004 Sep 24/Sep 28 Unit Unit USD First Asset Canadian REIT ETF Unit bc$00538 Sep 24/Sep 28 b0036 Sep 24/Sep 28 bc$00675 Sep 24/Sep 28 First Trust / Aberdeen Emerging Opportunity Fund RBC Quant Emerging Markets Equity Leaders ETF First Asset Core Canadian Equity ETF Com Shs of Ben Int CAD Unit Com Unit 035 Sep 24/Sep 28 bc$0129 Sep 24/Sep 28 bc$01513 Sep 24/Sep 28 Global Ship Lease, Inc USD Unit First Asset Core US Equity ETF Depositary Sh Repstg 1/100th b0098 Sep 24/Sep 28 Com Unit 875% Perp Pfd Ser B RBC Quant European Dividend Leaders CAD Hedged ETF bc$00698 Sep 24/Sep Sep 24/Oct 1 Unit Com Unit Unhedged Grasim Industries Ltd (India) bc$0075 Sep 24/Sep 28 bc$00783 Sep 24/Sep 28 GDR (Sponsored) 144A RBC Quant European Dividend Leaders ETF Com Unit Unhedged Sep Unit b00712 Sep 24/Sep 28 Subj to holders vote bc$0088 Sep 24/Sep 28 First Asset Energy Giants Covered Call ETF Grupo De Inversiones Suramericana SA Unit USD Com Unit ADR (Sponsored) b0058 Sep 24/Sep 28 bc$01629 Sep 24/Sep Sep RBC Quant Global Infrastructure Leaders ETF Com Unit Unhedged ADR (Sponsored) Repstg Level 1 Unit bc$01668 Sep 24/Sep 28 Pfd Shs bc$0054 Sep 24/Sep 28 First Asset Enhanced Short Duration Bond Sep Unit USD Com Unit IF Bancorp, Inc Com b0041 Sep 24/Sep 28 bc$002 Sep 24/Sep 28 RBC Quant Global Real Estate Leaders ETF Com Unit USD 0125 Sep 24/Oct 19 Unit b002 Sep 24/Sep 28 International Flavors & Fragrances Inc bc$005 Sep 24/Sep 28 First Asset European Bank ETF Unit Com Unit USD bc$00636 Sep 24/Sep Sep 24/Oct 5 b0038 Sep 24/Sep 28 First Asset Fund Corp Iochpe Maxion SA MYPX RBC Quant US Dividend Leaders CAD Hedged ETF CanBanc Income ETF ADR (Sponsored) Repstg Pfd Shs Unit

7 September 18, 2018 MERGENT DIVIDEND RECORD Page 7 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Friday, September 21 (cont) Monday, September 24 (cont) Monday, September 24 (cont) RBC Quant US Dividend Leaders CAD Hedged ETF (cont) First Asset Active Credit ETF (cont) First Asset MSCI International Low Risk Weighted ETF bc$0038 Sep 24/Sep 28 Com Unit USD Unhedged Unit RBC Quant US Dividend Leaders ETF b0045 Sep 21/Sep 28 bc$01275 Sep 21/Sep 28 Unit CAD First Asset Active Utilities & Infrastructure ETF Unit bc$0056 Sep 24/Sep 28 Com bc$01244 Sep 21/Sep 28 Unit USD bc$00353 Sep 21/Sep 28 First Asset MSCI World Low Risk Weighted ETF b0043 Sep 24/Sep 28 First Asset Cambridge Core US Equity ETF Com Unit RBC Quant US Equity Leaders (CAD-Hedged) ETF Unhedged Unit bc$01504 Sep 21/Sep 28 CAD Unit bc$01879 Sep 21/Sep 28 Com Unit Unhedged bc$0091 Sep 24/Sep 28 Unit bc$01646 Sep 21/Sep 28 RBC Quant US Equity Leaders ETF bc$01861 Sep 21/Sep 28 First Asset Preferred Share ETF Unit CAD Unit First Asset Cambridge Global Dividend ETF bc$00768 Sep 21/Sep 28 bc$008 Sep 24/Sep 28 Hedged Unit First Asset Tech Giants Covered Call ETF USD Unit bc$01528 Sep 21/Sep 28 Com Unit b0061 Sep 24/Sep 28 Unhedged Unit bc$0334 Sep 21/Sep 28 RBC Short Term US Corporate Bond ETF bc$0162 Sep 21/Sep 28 Unhedged Com Unit Unit First Asset Can-Materials Covered Call ETF bc$03332 Sep 21/Sep 28 bc$0023 Sep 24/Sep 28 Com Unit (New) First Asset US & Canada Lifeco Income ETF Unit USD bc$02471 Sep 21/Sep 28 Com Unit bc$0017 Sep 24/Sep 28 First Asset Canadian Buyback Index ETF bc$01589 Sep 21/Sep 28 RBC Strategic Global Dividend Leaders ETF Unit First Asset US Buyback Index ETF Unit bc$00948 Sep 21/Sep 28 Unit bc$0056 Sep 24/Sep 28 First Asset Canadian Convertible Bond ETF bc$00593 Sep 21/Sep 28 RBC Strategic Global Equity Leaders ETF Com Unit First Asset US Tactical Sector Allocation Index ETF Unit bc$004 Sep 21/Sep 28 Unit bc$0152 Sep 24/Sep 28 First Asset Canadian REIT ETF Unit bc$00538 Sep 21/Sep 28 RBC Target 2018 Corporate Bond Index ETF bc$00675 Sep 21/Sep 28 First Trust / Aberdeen Emerging Opportunity Fund Tr Unit First Asset Core Canadian Equity ETF Com Shs of Ben Int bc$0045 Sep 24/Sep 28 Com Unit 035 Sep 21/Sep 28 RBC Target 2019 Corporate Bond Index ETF bc$01513 Sep 21/Sep 28 Galaxy Entertainment Group Ltd Ord Tr Unit First Asset Core US Equity ETF Hk /Oct 26 bc$008 Sep 24/Sep 28 Com Unit Global Ship Lease, Inc RBC Target 2020 Corporate Bond Index ETF bc$00698 Sep 21/Sep 28 Depositary Sh Repstg 1/100th Tr Unit Com Unit Unhedged 875% Perp Pfd Ser B bc$0037 Sep 24/Sep 28 bc$00783 Sep 21/Sep Sep 21/Oct 1 RBC Target 2021 Corporate Bond Index ETF Com Unit Unhedged USD Grasim Industries Ltd (India) Tr Unit b00712 Sep 21/Sep 28 GDR (Sponsored) bc$0049 Sep 24/Sep 28 First Asset Energy Giants Covered Call RBC Target 2022 Corporate Bond Index ETF Com Unit Subj to holders vote Tr Unit bc$01629 Sep 21/Sep 28 GDR (Sponsored) 144A bc$0037 Sep 24/Sep 28 Com Unit Sep RBC Target 2023 Corporate Bond Index ETF bc$01668 Sep 21/Sep 28 Subj to holders vote Tr Unit First Asset Enhanced Short Duration Bond ETF Grupo De Inversiones Suramericana SA bc$0048 Sep 24/Sep 28 Com Unit ADR (Sponsored) RBC US Banks Yield (CAD Hedged) Index ETF bc$002 Sep 21/Sep Sep Unit CAD Com Unit USD ADR (Sponsored) Repstg Level 1 bc$0023 Sep 24/Sep 28 b002 Sep 21/Sep 28 Pfd Shs RBC US Banks Yield Index ETF First Asset European Bank ETF Sep Unit CAD bc$00636 Sep 21/Sep 28 Ord bc$0024 Sep 24/Sep 28 First Asset Fund Corp Cp /Oct 1 Unit USD CanBanc Income ETF Pfd Shs b0018 Sep 24/Sep 28 bc$0175 Sep 21/Sep 28 Cp /Oct 1 RBC Vision Womens Leadership MSCI Canada Index ETF Core Cdn Equity Income Cl ETF IF Bancorp, Inc Com Unit bc$0159 Sep 24/Sep 28 bc$02643 Sep 21/Sep Sep 21/Oct 19 StoneCastle Financial Corp Com MSCI Canada Quality Index Cl ETF International Flavors & Fragrances Inc bc$01032 Sep 21/Sep 28 Com 038 Sep 24/Sep 28 Total SA ADR (Sponsored) Short Term Govt Bd Index Cl ETF 073 Sep 21/Oct Sep 24/Oct 19 Shs Iochpe Maxion SA MYPX bc$0032 Sep 21/Sep 28 ADR (Sponsored) Repstg Pfd Shs Sunday, September 23 First Asset Global Financial Sector Sep Unit (New) Johnson Controls International plc Ord RECORD DATE bc$00939 Sep 21/Sep Sep 21/Oct 12 First Asset Health Care Giants Covered Call ETF Keyera Corp Com First National Talladega Corp Com Com Unit bc$015 Sep 21/Oct Sep 20/Oct 2 nbc$01152 Sep 21/Sep 28 Leggett & Platt, Inc Com Paisalo Digital Ltd Ord Unhedged Com Unit 038 Sep 21/Oct 15 IR nbc$01156 Sep 21/Sep 28 Malaga Financial Corp Com First Asset Investment Grade Bond ETF 025 Sep 21/Oct 1 Monday, September 24 Unit National Bank of Canada Com bc$0032 Sep 21/Sep 28 bc$062 Sep 21/Nov 1 RECORD DATE Unit Com USD Power Corp of Canada Aberdeen Asia-Pacific Income Investment Co Ltd b00248 Sep 21/Sep 28 1st Pfd Shs Ser G 56% Ord First Asset Long Duration Fixed Income ETF bc$035 Sep 21/Oct 15 bc$00325 Sep 21/Oct 2 Unit 500% Non-Cumulative 1st Pfd Ser Aceto Corp Com bc$00413 Sep 21/Sep 28 D First Asset Morningstar Canada Dividend Target 30 Index ETF 001 Sep 21/Oct 9 bc$03125 Sep 21/Oct 15 Unit Com Boc Hong Kong Holdings Ltd 535% Non-Cumulative First Pfd bc$01302 Sep 21/Sep 28 ADR (Sponsored) (New) Shs Ser B First Asset Morningstar Canada Momentum Index Sep 21/Oct 11 bc$ Sep 21/Oct 15 Unit Castellum AB ADR 560% 1st pfd ser A bc$00701 Sep 21/Sep Sep 21/Oct 12 bc$035 Sep 21/Oct 15 First Asset Morningstar Canada Value Index ETF Ord 580% Non-Cum 1st Pfd Shs Ser C Unit Com SK /Sep 27 bc$03625 Sep 21/Oct 15 China Everbright Ltd Ord bc$00862 Sep 21/Sep 28 adj rate 1st pfd ser 1986 Hk /Oct 12 First Asset Morningstar International Momentum Index ETF bc$03141 Sep 21/Oct 15 Chorus Ltd ADR (Sponsored) See Divs Declared Com Unit RBC 1-5 Year Laddered Canadian Bond ETF Clinuvel Pharmaceuticals Ltd Ord bc$00992 Sep 21/Sep 28 Unit /Oct 8 Unhedged Com Unit bc$005 Sep 21/Sep 28 DSW Inc Cl A bc$01079 Sep 21/Sep 28 RBC 1-5 Year Laddered Corporate Bond ETF First Asset Morningstar International Value Index ETF CAD Unit 025 Sep 21/Oct 5 Com Unit bc$0052 Sep 21/Sep 28 Embraer SA Ord bc$01274 Sep 21/Sep 28 RBC 6-10 Year Laddered Canadian Corporate Bond ETF R$001E --- /Oct 11 Unhedged Com Unit Unit Entergy Arkansas Inc 432% pfd bc$01405 Sep 21/Sep 28 bc$0046 Sep 21/Sep Sep 21/Oct 1 First Asset Morningstar National Bank Quebec Index ETF RBC BlueBay Global Diversified Income (CAD Hedged) ETF 456% pfd Unit Com Unit 114 Sep 21/Oct 1 bc$00746 Sep 21/Sep 28 bc$0052 Sep 21/Sep % pfd ser 65 First Asset Morningstar US Dividend Target 50 Index ETF RBC Canadian Bank Yield Index ETF Unhedged Com Unit Unit 114 Sep 21/Oct 1 bc$01164 Sep 21/Sep 28 bc$006 Sep 21/Sep % pfd Unit Com RBC Canadian Bond Index ETF Unit 118 Sep 21/Oct 1 bc$01031 Sep 21/Sep 28 bc$0052 Sep 21/Sep 28 Equity Residential Com First Asset Morningstar US Value Index ETF RBC Canadian Dividend Leaders ETF 054 Sep 21/Oct 12 Com Unit Unit Espey Manufacturing & Electronics Corp bc$00468 Sep 21/Sep 28 bc$0067 Sep 21/Sep 28 Com See Divs Declared Unhedged Com Unit RBC Canadian Equity Index ETF Unit First Asset 1-5 Year Laddered Government Strip Bond Index ETF bc$00617 Sep 21/Sep 28 bc$0132 Sep 21/Sep 28 Com Units First Asset MSCI Canada Low Risk Weighted ETF RBC Canadian Preferred Share ETF bc$00418 Sep 21/Sep 28 Com Unit Unit First Asset Active Canadian Dividend ETF bc$00827 Sep 21/Sep 28 bc$0083 Sep 21/Sep 28 Com Unit First Asset MSCI Europe Low Risk Weighted ETF RBC Canadian Short Term Bond Index ETF bc$00312 Sep 21/Sep 28 Com Unit Unit First Asset Active Credit ETF bc$01411 Sep 21/Sep 28 bc$0043 Sep 21/Sep 28 Com Unit Com Unit Unhedged RBC EAFE Dividend Leaders ETF bc$0045 Sep 21/Sep 28 bc$01428 Sep 21/Sep 28 CAD Unit ETF