FundZone ISA Stocks & Shares Transfer (cash)

Transcription

1 FundZone ISA Stocks & Shares Transfer (cash) Application Form Who this form is for This form is for existing customers who wish to transfer a Stocks & Shares ISA in cash from another ISA Manager to Standard Life Savings Limited 0918 Consultant Code Filling in this form Before completing this form, please read the Key Features (FZMF17) and Terms and Conditions (FZMF62) and the relevant investment documentation for your chosen fund or funds An ISA may only be held in one individual s name All sections must be completed; missing information will prevent us from accepting your application A copy of the completed application form is available on request If you are receiving advice from a financial adviser, you should remember that the financial adviser is acting on your behalf not only by giving you advice, but also regarding completing this form Please use BLOCK CAPITALS to fill in this form Do not use correction fluid if you make a mistake If you need to correct a mistake, please initial any changes you make A copy of this completed application form is available on request Adviser details Important we use this code to pay adviser charges Please ensure you have completed this box Adviser Code Adviser to complete Client Type New Existing Existing account number (if applicable) S P For Standard Life use only This application form is for applicants who are resident in the UK for tax purposes When we say Standard Life, we or us, we mean Standard Life Savings Limited If you need any help completing this form, please contact us on Calls and written communications may be monitored and/or recorded to protect both you and us and help with our training Call charges will vary You can ask us for a copy of these records at any time EU legislation requires fund managers to produce investment documentation for most funds Please ensure you have read the relevant investment documentation before you select the fund September 2018 Page 01 of 16

2 Part 1 Account holder details National Insurance Number Title (Mr/Mrs/Miss/Ms/ Other eg Dr/Rev) First name(s) (in full) Surname I do not have a National Insurance Number Male Female Please provide your National Insurance Number If you do not have one please put a cross in the box to declare this Date of birth UK Resident? Yes No Permanent UK residential address House number Please provide your permanent address, care of addresses are not acceptable Telephone (include area dialling code) Home Work Mobile IMPORTANT: If you want to receive online access to FundZone, please provide your address opposite Are you resident for tax purposes anywhere other than the UK? Yes No If you answered yes to this question please tell us where and also provide the relevant Tax Identification Number (TIN) Country Country Country TIN TIN TIN Tax residency information You should speak to your adviser if you need more information about why we need to ask these questions You can enter up to five countries If you are tax resident in more than five countries please photocopy this page Country Country TIN TIN Page 02 of 16 September 2018

3 Part 2 Nominated Account Details For Regular Payments Instruction to your Bank or Building Society to pay by Direct Debit Issued by: Standard Life Savings Limited, Standard Life House, 30 Lothian Road, Edinburgh EH1 2DH Please supply the following details: The Manager Name and full postal address of your Bank or Building Society branch Name Building number Originator s identification no For Standard Life official use only This is not part of the Instruction to your Bank or Building Society The bank details entered here will be your nominated account This must be your own personal account Any income or payments in and out of your investment will be made to/from this bank account IMPORTANT: If you have decided to make regular payments through Direct Debit, it takes us about 8 working days to set the Direct Debit up Name(s) of Account holder(s) Bank or Building Society Account No Reference Number Building Society Roll Number Branch Sort Code Please refer to the top right hand corner of your cheque book Your instruction to the Bank/Building Society, and Signature Please pay Standard Life Direct Debits from the account detailed in this instruction subject to the safeguards assured by the Direct Debit Guarantee I understand that this Instruction may remain with Standard Life and, if so, details will be passed electronically to my Bank/Building Society Signature Signature required Date Banks and Building Societies may not accept Direct Debit Instructions for some types of account September 2018 Page 03 of 16 The Direct Debit Guarantee This Guarantee is offered by all banks and building societies that accept instruction to pay Direct Debits If there are any changes to the amount, date or frequency of your Direct Debit, Standard Life will notify you three working days in advance of your account being debited or as otherwise agreed If you request Standard Life to collect a payment, confirmation of the amount and date will be given to you at the time of the request If an error is made in the payment of your Direct Debit, by Standard Life or your bank or building society, you are entitled to a full and immediate refund of the amount paid from your bank or building society If you receive a refund you are not entitled to, you must pay it back when Standard Life asks you to You can cancel a Direct Debit at any time by simply contacting your bank or building society Written confirmation may be required Please also notify us Important, please tear off and keep safely

4 Part 3 Fund Selection ISA Transfers Fund CitiCode Fund name Inc/Acc Units X X O O Standard Life Investments Higher Income (EXAMPLE) eg Inc 50 Please ensure that your percentage amounts add up to 100% Part 4 Income share classes and managing income TOTAL % Investment Have you chosen to invest in Income Units? Yes No If you have chosen to invest in income units, the distribution income can be reinvested to buy more of the units in the fund from which the income was received Please cross this box to instruct us to reinvest your income to buy more units in the same fund Alternatively, you can elect for this income to be paid to your nominated account In this case, we can either pay all income automatically as soon as it is received or pay distribution income only once it has reached a minimum payment amount You can also choose how often to take this income If you wish to be paid the full distribution income as soon as it is received, please indicate the minimum payment amount as 000 Minimum payment amount How often do you want income to be paid? Monthly Quarterly Half Yearly Yearly Please leave frequency blank if you would like a payment to be made when your minimum payment amount is reached Alternatively, you can elect for this income to remain in your Investment Funds cash account or to be transferred to the Supermarket Cash account If you wish to do this, you must contact us on Otherwise, the distribution income will be automatically reinvested for you to buy more units Please note that your contract note will still be for an income share class Important: The fund CitiCode is unique to each fund and each share class within a fund Please note that the fund CitiCode and the full fund name must be included on this form, as shown in the example opposite, in order for us to process your application Please also make sure you complete the Income or Accumulation column If you need help completing this section, please speak to your financial adviser Please note, the minimum single initial investment is 500 The percentage investment amount entered here is based on the total investment amount being transferred from all fund managers EU legislation requires fund managers to produce investment documentation for most funds Please ensure you have read the relevant investment documentation before you select the fund If you choose to receive an income, please ensure that you have completed Part 2 An income share class is one which pays an income from dividends and distributions from the fund These can be paid to your nominated account, or can be reinvested, to purchase more units in the fund Page 04 of 16 September 2018

5 Part 5 Regular withdrawal facility Complete this section if you want to make a regular withdrawal from your investment If you wish to withdraw a fixed amount for each payment, please indicate how much you want each payment to be For example, if you want to withdraw 100 each month ( 1,200 per year) cross the monthly box and write 100 in the payment box OR If you wish to withdraw a percentage of the current value of your holding, indicate the annual percentage amount For example, if you want to withdraw 6% per year paid at quarterly intervals, cross the quarterly box and write 6% in the percentage box Note, the percentage you specify will be a percentage of the current value of your investment holding and could be different from your initial investment amount Please indicate the date you would like payments to start from (please select a start date between the 1st and 28th of the month) % Any withdrawal payment out of your investment will be made to the nominated bank account you have given in Part 2 of the application If no bank details have been provided in this application, you will need to provide us with the details of your own personal nominated account prior to making any withdrawals Important This date must be no sooner than 30 days after you made your investment Please ensure you have completed Part 2 Please indicate how often you wish to make withdrawals Monthly Quarterly Half-Yearly Yearly Please note that if you do not select a frequency, a default of Monthly will be selected for you Please indicate where you wish to make withdrawals from: Withdrawal to be taken from Supermarket Cash account Withdrawal by selling funds proportionately from your ISA Withdrawal by selling across specific funds within the ISA Please indicate which funds you wish to make your withdrawals from You can choose to withdraw a monetary amount, or a percentage of the fund Fund Citicode Fund Name Amount Inc/Acc Units X X O O Standard Life Investments Higher Income 5000 eg Inc 50 % Investment Important: Please note that the fund CitiCode and the full fund name must be included on this form, as shown in the example opposite, in order for us to process your application The fund CitiCode is unique to each fund and each share class within a fund Please also make sure you complete the Income or Accumulation column If you need help completing this section, please speak to your financial adviser Withdrawal to go to the Supermarket Cash account to fund charges September 2018 Page 05 of 16

6 Part 6 Data Protection Notice and Communication Preferences - Important, please read Data Protection Notice - Using your Personal Information We will collect and use personal information about you and any other named individual on your application such as your name, date of birth and national insurance number in order to provide this product or service and manage our relationship with you It may be necessary as part of this product or service to collect and use personal information which is defined as special category data by data protection law eg Health related Any such special category data will only be collected and used where it s needed to provide the product or service you have requested or to comply with our legal and regulatory obligations and where we have obtained your explicit consent to process such information To provide this product or service and meet our legal and regulatory obligations, we will keep your personal information and copies of records we create (eg calls with us) while you are a customer of ours If this application does not proceed or when you no longer have a relationship with us, we are required to keep information for different legal and regulatory reasons The length of time will vary and we regularly review our retention periods to make sure they comply with all laws and regulations The information collected may be shared with other parts of Standard Life Assurance Limited, Standard Life Aberdeen plc and other companies we work with to support us in the provision of the product or service you have with us We may also share your information with our regulators, HM Revenue & Customs and your adviser / employer (for applicable products and services) where necessary and lawful to do so Whenever we share your personal information, we will do so in line with our obligations to keep your information safe and secure The majority of your information is processed in the UK and European Economic Area (EEA) However, some of your information may be processed by us or the third parties we work with outside of the EEA, including countries such as the United States, the Philippines and India Where your information is being processed outside of the EEA, we take additional steps to ensure that your information is protected to at least an equivalent level as would be applied by UK / EEA data privacy laws eg we will put in place legal agreements with our third party suppliers and do regular checks to ensure they meet these obligations For more information on how Standard Life processes your personal information and what your rights are, please read the Terms and Conditions (FZMF62) andour Privacy Policy at or write to the Data Protection Officer at 30 Lothian Road, Edinburgh, EH1 2DH Communication Preferences Your essential updates We ll share important information on your plan and your choices, products and services, plus financial tips from our experts We also want to help you plan for the future by keeping you updated on: Latest news and offers from Standard Life Aberdeen PLC No Yes For information about Standard Life Aberdeen companies visit StandardLifeAberdeencom Offers of interest from our preferred partners No Yes To understand how, where and why we use your information, read our Privacy Policy Part 7 Money Laundering Regulations To comply with the Money Laundering Regulations, we are required to verify the identity of our customers We do this by carrying out an online identity check with a reference agency This is not a credit check and will not affect your credit rating The agency will verify your identity against public records and confirm whether you have a credit history (but will not disclose any information to us about your actual borrowings) The agency will add a note to your credit file to show that an identity check was requested by Standard Life If successful, a copy of the results will be held by Standard Life to evidence that your identity has been verified We regret that we cannot offer an alternative unless the online check does not confirm your identity, in which case we will carry out a manual check Page 06 of 16 September 2018

7 Part 8 Client Declaration and important information I declare that: I apply to transfer my Stocks & Shares ISA and subscribe to this Stocks & Shares ISA for the tax year and each subsequent year until further notice 2 0 / All subscriptions made, and to be made, belong to me; I am 18 years of age or over; I understand that I can access the relevant investment documentation for my chosen funds (where available) from the standardlifecouk website or by calling Standard Life I have not subscribed and will not subscribe more than the overall subscription limit in total to any combination of permitted ISAs in the same tax year; I have not subscribed and will not subscribe to another Stocks & Shares ISA in the same tax year that I subscribe to this Stocks & Shares ISA, and I am resident in the UK for tax purposes or, if not so resident, I am a Crown employee serving overseas and perform duties that are treated as being performed in the UK or I am married to, or in a civil partnership with, a person who performs such duties I will inform Standard Life if I cease to be so resident or perform such duties or be married to, in a civil partnership with such a person performing these duties I understand that Standard Life Savings Limited can accept no responsibility for any losses incurred as a result of a delay in the submission of this application; and I agree to my financial adviser receiving the adviser charge(s) described in Part 10 and authorise Standard Life to accept all future instructions from my adviser to pay the charges that I have agreed with my adviser I have read the Data Protection Notice and I agree that my personal information may be used for the purposes described (subject to me exercising my right not to be contacted with details of other products and services) I authorise Standard Life Savings Limited: To hold my cash subscriptions, ISA investments, interests, dividends and any other rights or proceeds in respect of those investments and any other cash; To make on my behalf any claims to relief from tax in respect of ISA investments; and On my written request to transfer or pay to me as the case may be, ISA investments, interest, dividends, rights or other proceeds in respect of such investments or any cash I confirm that I have read the Key Features Documents and have read and agree to the Terms and Conditions of this investment I confirm that I have received the relevant investment documentation for my chosen fund or funds I authorise you to carry out electronic identification checks if required My financial adviser (as detailed at Part 12 of the application form) has my authority to notify you, on my behalf, of any switches in investment funds My financial adviser also has my authority to notify you, on my behalf, of partial encashments of my investment, full encashment of my investment or to set up a regular withdrawal from my investment The proceeds of these are to be paid into my nominated account Any notification received from my financial adviser (whether online, over the telephone or in writing) should be acted on as if it had been direct instruction from me My financial advisers will continue to have this authority until I have notified you in writing that this authority has ended I declare that the information given is correct to the best of my knowledge and belief and that I will inform Standard Life Savings Limited of any change in the information given I agree to the ISA terms and conditions (fzmf62) Read the declaration and important information above Check that you have completed ALL sections of the application form Sign that you agree to the declaration and important information Signature Date Please complete and sign a Letter of Authority for each fund manager that you are transferring from These letters are provided at the back of this application form Signature required Please ensure you sign here or we will have to return your application September 2018 Page 07 of 16

8 Part 9 Supermarket Cash account also used to pay charges Regular payments How much do you want to pay in to the Supermarket Cash account? Single payment It is important that you put enough money in the Supermarket Cash account to pay any product charges and adviser charges you want paid from it We suggest keeping enough money in the Supermarket Cash account to cover 12 months of charges Regular payments will be set up monthly and taken on the same day as your regular payment or the 1st of every month unless you have indicated otherwise Part 10 How you want to pay your adviser Please tell us what you want to pay from your account to your financial adviser We will use the information you provide in this section to pay your financial adviser By signing the declaration in Part 9 of this form, you are: agreeing to the payment of the Adviser Charges documented in Parts 10a or 10b, and authorising Standard Life to accept all future instructions from your adviser for payment of Adviser Charges that you have agreed to pay them from your product You do not need to complete the information in Parts 10 or 10b if: your financial adviser is billing you directly for their services, or your financial adviser is not charging you for their services It is important that you put enough money in the Supermarket Cash account to pay any product charges and adviser charges you want paid from it We suggest keeping enough money in the Supermarket Cash account to cover 12 months of charges If either of these options apply, cross this box and then go to the section on page 11 titled Letter of Authority and details of ISA to be transferred Important note ISA allowance Adviser Charges are deducted from the Supermarket Cash account and therefore do not impact your ISA Allowance Please complete Part 9 Supermarket Cash account to deposit your money Part 10a Adviser Charge for transfer payments Complete this section if you will be making a transfer payment to your plan and you have agreed a charge for advice with your adviser We call this an Initial Adviser Charge Please state the amount of Initial Adviser Charge as either a monetary amount or percentage Transfer payment OR % Part 10b Ongoing Adviser Charge Complete this section if you have agreed to pay your adviser for ongoing advice The Ongoing Adviser Charge can either be a set amount or a percentage of your product We call this an Ongoing Adviser Charge 1 Set amount every month every year every quarter every half year OR 2 Percentage % of your product a year This percentage can be taken once a year or split across a different time period: Yearly Quarterly Monthly Half yearly Page 08 of 16 September 2018

9 Part 11 Advice given If you have not given advice in respect of this investment, please cross here Otherwise we will assume that advice has been given This section to be completed by the adviser Where no advice has been given, you confirm you have ensured (and will continue to ensure) the product and the underlying investments are appropriate for your client Basis of Sale Whole of Market Other If other please specify Adviser FCA or Authorisation number This section to be completed by the financial adviser/pcm only Part 12 Name of regulated firm Name and address of regulated firm Name Please enter Name and Address of regulated firm These are your financial advisers Intermediary Reference Number We may need to contact you (the Business Writer) about this application, please provide your contact details below: Name of Business Writer Contact Number E mail address September 2018 Page 09 of 16

10 This section to be completed by financial adviser/pcm only Part 13 Confirmation of Verification of Identity 1 Name of Applicant Title (Mr/Mrs/Miss/Ms/ Other eg Dr/Rev) First name(s) in full Surname Male Female Date of birth Previous Address (if changed in last three months) House number UK Resident? Yes No 2 Confirmation I/we confirm that: a) The information in section 1 above was obtained by me/us in relation to the customer and b) The evidence I/we have obtained to verify the identity of the customer: Meets the standard evidence set out within the guidance for the UK Financial Sector issued by JMLSG; OR Exceeds the standard evidence (written detail of further verification evidence taken is attached to this confirmation) Signature Date X one box Signature required Name Position First Name of Regulated Firm Name of Regulator Regulator Reference Number Standard Life Department/Branch OR This section must be signed by an officer of the Firm, who is authorised to confirm the accuracy and effectiveness of the Firm s customer identification verification records, to which this section relates When this application form and Letter(s) of Authority have been fully completed and signed, please send it to the address below Standard Life, FundZone, Dundas House, 20 Brandon, Edinburgh, EH3 5PP Page 10 of 16 September 2018

11 ISA Transfer Letter of Authority Adviser details Adviser Code Adviser to complete Client Type New Existing Please complete in BLOCK CAPITALS using BLACK INK Important information Existing account number (if applicable) Any applications that we receive that have not been completed correctly may incur a delay or may have to be returned to you If you wish to transfer from more than one ISA Manager please use a separate Letter of Authority We can only accept documents with original signatures Documents with faxed or photocopied signatures cannot be accepted S P These boxes are for adviser/standard Life official use only If you need any help completing this form, please contact us on Calls may be monitored and/or recorded to protect both you and us and help with our training Call charges will vary We have provided three blank Letters of Authority for you If you require more, please photocopy the relevant pages This Letter of Authority MUST be submitted along with a fully completed ISA Transfer Application Form Letter of Authority and details of ISA to be transferred By completing this form and signing below, I hereby instruct the ISA Manager named on page 12 (the Existing ISA Manager ), within 30 days of receipt of these instructions or as soon as reasonably practicable to liquidate the investments in the stocks and shares component within my ISA Investment and transfer the sale proceeds and interest to Standard Life Savings Limited (the New ISA Manager ) subject to acceptance I further instruct my existing ISA Manager to provide Standard Life Savings Limited with any information requested in respect of the existing ISA including but not limited to transactions and dividend histories and details of the current portfolio and its value I understand that the cash transferred (in respect of the Stocks & Shares component for an ISA) will be reinvested in accordance with the instructions to the New ISA Manager indicated in Part 3 I also instruct the ISA Manager named on page 12 to cease collections of my monthly savings plan with immediate effect Client Name First name(s) in full Surname Client Address House number National Insurance No Account Number (with current investment manager) I do not have a National Insurance Number Please provide your National Insurance Number If you do not have one please put a cross in the box to declare this This information is essential as we are unable to transfer your investment without it September 2018 Page 11 of 16

12 Letter of Authority and details of ISA to be transferred (Continued) Current Manager Details Company Name Current Manager Address Building Name/No Current Manager s Telephone Number (include area dialling code) Telephone Number Transfer details Please complete the sections below to tell us what Tax Years you are transferring to Standard Life Current tax year ISA Tax years run from 6 th April 5 th April each year If the current manager named above holds your current tax year ISA please indicate what type of ISA it is by entering an X into the appropriate box below Date of First Subscription AND/OR Previous tax years Stocks & shares ISA Subscription for Current Tax Year Cash ISA Please indicate what investments the current manager named above holds, that you wish to transfer to Standard Life, by entering an X in the appropriate box below Stocks & shares ISA Cash ISA TOTAL estimated ISA value Client signature Please ensure that all relevant sections of this document have been completed as required You must sign in the box below to enable us to process your transfer request Signature Date Signature required Information for current ISA manager It is important that all cheques and documentation must quote the SP account number Please send all cheques and confirmation of transfer to: Standard Life, FundZone, Dundas House, 20 Brandon, Edinburgh, EH3 5PP Page 12 of 16 September 2018

13 ISA Transfer Letter of Authority Adviser details Adviser Code Adviser to complete Client Type New Existing Please complete in BLOCK CAPITALS using BLACK INK Important information Existing account number (if applicable) Any applications that we receive that have not been completed correctly may incur a delay or may have to be returned to you If you wish to transfer from more than one ISA Manager please use a separate Letter of Authority We can only accept documents with original signatures Documents with faxed or photocopied signatures cannot be accepted S P These boxes are for adviser/standard Life official use only If you need any help completing this form, please contact us on Calls may be monitored and/or recorded to protect both you and us and help with our training Call charges will vary We have provided three blank Letters of Authority for you If you require more, please photocopy the relevant pages This Letter of Authority MUST be submitted along with a fully completed ISA Transfer Application Form Letter of Authority and details of ISA to be transferred By completing this form and signing below, I hereby instruct the ISA Manager named on page 12 (the Existing ISA Manager ), within 30 days of receipt of these instructions or as soon as reasonably practicable to liquidate the investments in the stocks and shares component within my ISA Investment and transfer the sale proceeds and interest to Standard Life Savings Limited (the New ISA Manager ) subject to acceptance I further instruct my existing ISA Manager to provide Standard Life Savings Limited with any information requested in respect of the existing ISA including but not limited to transactions and dividend histories and details of the current portfolio and its value I understand that the cash transferred (in respect of the Stocks & Shares component for an ISA) will be reinvested in accordance with the instructions to the New ISA Manager indicated in Part 3 I also instruct the ISA Manager named on page 12 to cease collections of my monthly savings plan with immediate effect Client Name First name(s) in full Surname Client Address House number National Insurance No Account Number (with current investment manager) I do not have a National Insurance Number Please provide your National Insurance Number If you do not have one please put a cross in the box to declare this This information is essential as we are unable to transfer your investment without it September 2018 Page 13 of 16

14 Letter of Authority and details of ISA to be transferred (Continued) Current Manager Details Company Name Current Manager Address Building Name/No Current Manager s Telephone Number (include area dialling code) Telephone Number Transfer details Please complete the sections below to tell us what Tax Years you are transferring to Standard Life Current tax year ISA Tax years run from 6th April 5th April each year If the current manager named above holds your current tax year ISA please indicate what type of ISA it is by entering an X into the appropriate box below Date of First Subscription AND/OR Previous tax years Stocks & shares ISA Subscription for Current Tax Year Cash ISA Please indicate what investments the current manager named above holds, that you wish to transfer to Standard Life, by entering an X in the appropriate box below Stocks & shares ISA Cash ISA TOTAL estimated ISA value Client signature Please ensure that all relevant sections of this document have been completed as required You must sign in the box below to enable us to process your transfer request Signature Date Signature required Information for current ISA manager It is important that all cheques and documentation must quote the SP account number Please send all cheques and confirmation of transfer to: Standard Life, FundZone, Dundas House, 20 Brandon, Edinburgh, EH3 5PP Page 14 of 16 September 2018

15 ISA Transfer Letter of Authority Adviser details Adviser Code Adviser to complete Client Type New Existing Please complete in BLOCK CAPITALS using BLACK INK Important information Existing account number (if applicable) Any applications that we receive that have not been completed correctly may incur a delay or may have to be returned to you If you wish to transfer from more than one ISA Manager please use a separate Letter of Authority We can only accept documents with original signatures Documents with faxed or photocopied signatures cannot be accepted S P These boxes are for adviser/standard Life official use only If you need any help completing this form, please contact us on Calls may be monitored and/or recorded to protect both you and us and help with our training Call charges may vary We have provided three blank Letters of Authority for you If you require more, please photocopy the relevant pages This Letter of Authority MUST be submitted along with a fully completed ISA Transfer Application Form Letter of Authority and details of ISA to be transferred By completing this form and signing below, I hereby instruct the ISA Manager named on page 14 (the Existing ISA Manager ), within 30 days of receipt of these instructions or as soon as reasonably practicable to liquidate the investments in the stocks and shares component within my ISA Investment and transfer the sale proceeds and interest to Standard Life Savings Limited (the New ISA Manager ) subject to acceptance I further instruct my existing ISA Manager to provide Standard Life Savings Limited with any information requested in respect of the existing ISA including but not limited to transactions and dividend histories and details of the current portfolio and its value I understand that the cash transferred (in respect of the Stocks & Shares component for an ISA) will be reinvested in accordance with the instructions to the New ISA Manager indicated in Part 3 I also instruct the ISA Manager named on page 14 to cease collections of my monthly savings plan with immediate effect Client Name First name(s) in full Surname Client Address House number National Insurance No Account Number (with current investment manager) I do not have a National Insurance Number Please provide your National Insurance Number If you do not have one please put a cross in the box to declare this This information is essential as we are unable to transfer your investment without it September 2018 Page 15 of 16

16 Letter of Authority and details of ISA to be transferred (Continued) Current Manager Details Company Name Current Manager Address Building Name/No Current Manager s Telephone Number (include area dialling code) Telephone Number Transfer details Please complete the sections below to tell us what Tax Years you are transferring to Standard Life Current tax year ISA Tax years run from 6 th April 5 th April each year If the current manager named above holds your current tax year ISA please indicate what type of ISA it is by entering an X into the appropriate box below Date of First Subscription AND/OR Previous tax years Stocks & shares ISA Subscription for Current Tax Year Cash ISA Please indicate what investments the current manager named above holds, that you wish to transfer to Standard Life, by entering an X in the appropriate box below Stocks & shares ISA Cash ISA TOTAL estimated ISA value Client signature Please ensure that all relevant sections of this document have been completed as required You must sign in the box below to enable us to process your transfer request Signature Date Signature required Information for current ISA manager It is important that all cheques and documentation must quote the SP account number Please send all cheques and confirmation of transfer to: Standard Life, FundZone, Dundas House, 20 Brandon, Edinburgh, EH3 5PP Standard Life Savings Limited, provider of the FundZone Platform, is registered in Scotland (SC180203) at 1 George, Edinburgh, EH2 2LL Standard Life Savings Limited is authorised and regulated by the Financial Conduct Authority wwwstandardlifecouk Standard Life Aberdeen, reproduced under licence All rights reserved September 2018 Page 16 of 16