Mutual Funds Investment Fund

Transcription

1 Who is this form for? This form is for anyone who wishes to invest in an Investment Fund with Standard Life Investments (Mutual Funds) Limited. If you are interested in investing in the UK Property Fund (PAIF) or the UK Property Accumulation/ Income Feeder Funds, you will need to fill in an alternative application form the UK Property Fund (PAIF and Feeder Funds) Application Form. You can find this amongst the application forms on our website. Filling in this form Before you sign this form you should read the relevant Fund Prospectus and an up-to-date version of the Key Investor Information Document(s) where applicable for each fund in which you want to invest. These documents can be found on or via your financial advisor. If you need any help completing this form, please contact us on Calls may be monitored and/or recorded to protect both you and us and help with our training. Call charges will vary. If you are receiving advice from a financial adviser, you should remember that the financial adviser is acting on your behalf not only by giving you advice, but also regarding completing this form. All applicable sections must be completed; missing information will prevent us from accepting your application. Please use BLOCK CAPITALS to fill in this form. Do not use correction fluid if you make a mistake. If you need to correct a mistake, please initial any changes you make. Please sign and date the Declaration and return this form with your cheque or completed Direct Debit Instruction to: Standard Life Investments (Mutual Funds) Limited, PO BOX 12233, Chelmsford, CM99 2EE Financial adviser s details (if applicable)

2 Part 1 Personal details! " # $ %! # & ' ( )! ' # * + Tax Residency Tax regulations 1 require us to collect information about each investor s tax residency 2. In certain circumstances (including if we do not receive a valid self-certification from you) we will be obliged to share information about your account(s) with Her Majesty s Revenue and Customs (HMRC) who may in turn share this information with any or all participating tax jurisdictions 3. Please indicate all countries in which you are resident for tax purposes and your associated Tax Identification Number(s) in the table below. If you are also a US citizen you must include United States in this table along with your US Tax Identification Number. If you have any questions about your tax residency 2, please contact your tax adviser. This form is intended to request information only where such request is not prohibited by U.K. Law. * *, Country/Countries of Residence Tax Reference Number 1 The term tax regulations refers to the International Tax Compliance Regulations 2015 which implements the Foreign Account Tax Compliance Act (FATCA) and the OECD Common Reporting Standard for Automatic Exchange of Financial Account Information (CRS). 2 In general, you are tax resident where you are liable to taxes, based on where you live and work permanently although different jurisdictions have different rules in relation to tax residency. If in doubt, please contact your tax adviser. 3 Those countries that have agreed to exchange information under FATCA and the CRS 1.

3 - * *. + Part 1 Personal details (continued) Additional shareholder (if applicable)! " # $ %! # & ' ( )! ' # * + Tax Residency Tax regulations 1 require us to collect information about each investor s tax residency 2. In certain circumstances (including if we do not receive a valid self-certification from you) we will be obliged to share information about your account(s) with Her Majesty s Revenue and Customs (HMRC) who may in turn share this information with any or all participating tax jurisdictions 3. Please indicate all countries in which you are resident for tax purposes and your associated Tax Identification Number(s) in the table below. If you are also a US citizen you must include United States in this table along with your US Tax Identification Number. If you have any questions about your tax residency 2, please contact your tax adviser. * *, Country/Countries of Residence Tax Reference Number 1 The term tax regulations refers to the International Tax Compliance Regulations 2015 which implements the Foreign Account Tax Compliance Act (FATCA) and the OECD Common Reporting Standard for Automatic Exchange of Financial Account Information (CRS). 2 In general, you are tax resident where you are liable to taxes, based on where you live and work permanently although different jurisdictions have different rules in relation to tax residency. If in doubt, please contact your tax adviser. 3 Those countries that have agreed to exchange information under FATCA and the CRS 1.

4 = Mutual Funds Investment Fund Part 2 Your investment Please refer to the Fund Information document, which can be found on com, for details of the funds available to you and the fund codes. You can choose to invest in more than one fund. Please show the lump sum or regular amount you wish to invest. * * - Fund Code Fund Name Share type Inc/Acc Lump sum investment amount Regular monthly investment amount * / 0 1 )!! ( 3 ' ) # ) 2 ) 4 ) % ' 5 " ) # ) 8 5 # " 9 ' 3 $ ) 5 # " ) 4 : 2 2 ; < > & ' 6 $ )! #? ) 4 & 5 # For lump sum investment: I enclose a cheque for For regular monthly investment I would like to subscribe per month until further notice NOTE: For regular monthly investments, please complete the Direct Debit Instruction in Part 3. A B C I would like the regular monthly investment to start from Month: Year: 2 0

5 Part 3 Payment details (payments from you to us) All monthly premiums must be paid by Direct Debit. C * If you are making payments to your plan by Direct Debit, complete the Direct Debit Instruction below, after reading the instructions. Instruction to your bank or building society to pay by Direct Debit Issued by: Standard Life Investments (Mutual Funds) Limited, 1 George Street, Edinburgh, EH2 2LL D D Reference no. Name and full postal address of your bank or building society Postcode Name(s) of account holder(s) Bank or building society account number Branch sort code Roll number (if applicable) Instructions to your bank/building society: Please pay Standard Life Investments (Mutual Funds) Limited Direct Debits from the account detailed in this instruction subject to the safeguards assured by the Direct Debit Guarantee. I understand that this instruction may remain with Standard Life Investments (Mutual Funds) Limited and, if so, details will be passed electronically to my bank/building society. Signature(s) Date (DD/MM/YY) For Standard Life Investments (Mutual Funds) Limited official use only This is not part of your Instruction to your bank or building society Banks and building societies may not accept Direct Debit Instructions for some types of account

6 Part 4 Payment details (payments from us to you) Complete this section if you will be taking a regular income from your investment in respect of distributions (for income share classes only) or regular withdrawals (for accumulation share classes only). For security, all payments must be paid to and from the same account. Complete the details below so that payments can be made directly to your bank account where applicable. Please ensure the same bank details are provided for all payments (direct debit or income). I hereby instruct Standard Life Investments (Mutual Funds) Limited to arrange for payments to be paid direct to my bank or building society account, as detailed below: Name and full postal address of your bank or building society Postcode Name of account holder Bank or building society account number Branch sort code Roll number (if applicable) E D D D + Part 5 Regular withdrawal details (accumulation shares only) Complete this section if you will be taking a regular withdrawal from your investment. How often do you want the withdrawal paid? Monthly Quarterly Half yearly Yearly Please indicate the month you would like payments to start from. Date (DD/MM/YYYY) 0 6 Please indicate which funds you wish to make your withdrawals from. You can choose to withdraw a monetary amount, or a percentage of the fund. For example, if you want to withdraw 100 each month ( 1,200 per year) tick the monthly box and write 100 in the Amount box below. If you want to withdraw 6% per year but paid at quarterly intervals, tick the quarterly box and write 6% in the Percentage box below. Fund Code Fund Name Amount Percentage %

7 Part 6 Data Protection and Money Laundering Data Protection Information Personal information provided in connection with your application will be used by Standard Life Investments (Mutual Funds) Limited to set up and administer the account. We may disclose the information collected to other Standard Life group companies, to our third party service providers and, where we consider it appropriate or lawful to do so, to other organisations. If you have appointed a financial adviser, we will give him information about the account and, where appropriate, send copies of correspondence to him to enable him to give you advice. Your information may be held or disclosed in countries outside the European Economic Area which may not have the same standard of data protection laws. Where this occurs, we will take appropriate steps to adequately protect it. We, and the other members of the Standard Life group, would like to contact you from time to time to keep you up to date with special offers, new products and services, newsletters and other promotions. We will never pass your details outside the Standard Life group of companies for marketing purposes. If you do not want to be kept informed, please tick this box If you would prefer to be contacted electronically, please provide your preferred address below If you would like to request a copy of the personal data that we hold about you, please write to the Data Protection Co-ordinator at our Registered Office. We may charge a fee for providing the information. Money Laundering Information To comply with Money Laundering Regulations 2007, we may verify your identity by carrying out an on-line check with a reference agency. Where an on-line check is carried out, the agency will verify your identity against public records and it will also check whether you have a credit history (but it will not disclose any information about your actual borrowings). The agency will add a note to show that an identity check was made to your credit file, but this information will not be available to any third parities. We regret that we cannot offer an alternative unless the on-line check does not confirm your identity, in which case we will carry out a manual check. Part 7 Declaration I declare that: I am 18 years of age or over; I understand that I can access the Key Investor Information Documents (KIIDs) for my chosen funds (where available) from the standardlifeinvestments.com website or by calling Standard Life Investments (Mutual Funds) Limited. I have regular access to the internet and can access to obtain the relevant Fund Prospectus and the KIID documents mentioned above and agree to the provision of this information via this medium or have otherwise been provided with paper versions of these documents. I understand that Standard Life Investments (Mutual Funds) Limited can accept no responsibility for any losses incurred as a result of a delay in the submission of this application. I have read the Data Protection Information and I agree that my personal data may be used for the purposes described (subject to me exercising my right not to be contacted with details of other products and services).

8 Part 7 Declaration (continued) Before you sign this form you should read the relevant Fund Prospectus and an up-to-date version of the Key Investor Information Document(s) where applicable for each fund in which you want to invest. These documents can be found on or via your financial advisor. I agree and understand that Standard Life Investments (Mutual Funds) Limited may use the Delivery versus Payment exemption as detailed in the Fund Prospectus. I authorise Standard Life Investments (Mutual Funds) Limited to carry out electronic identification checks if required. I declare that the information given is correct to the best of my knowledge and belief and that I will inform Standard Life Investments (Mutual Funds) Limited of any change in the information given. I have read the Data Protection and Money Laundering and Declaration overleaf and above. Check that you have completed ALL applicable sections of the application form. 9 6 # 5 % ' 5!? # 4 ' F F! ) ' ) 5 # % ' ! $ )! ' Shareholder Signature Date (DD/MM/YY) Additional Shareholder Signature (if applicable) Date (DD/MM/YY) Additional Shareholder Signature (if applicable) Date (DD/MM/YY) Additional Shareholder Signature (if applicable) Date (DD/MM/YY) Customer(s) with no financial adviser. Unless indicated otherwise Standard Life Investments (Mutual Funds) Limited will assume you received no financial advice from a professional financial adviser in respect of this investment. Please tick here if you received financial advice.

9 Part 8 Additional shareholders! " # $ %! # & ' ( )! ' # * + * *, Tax Residency Tax regulations 1 require us to collect information about each investor s tax residency 2. In certain circumstances (including if we do not receive a valid self-certification from you) we will be obliged to share information about your account(s) with Her Majesty s Revenue and Customs (HMRC) who may in turn share this information with any or all participating tax jurisdictions 3. Please indicate all countries in which you are resident for tax purposes and your associated Tax Identification Number(s) in the table below. If you are also a US citizen you must include United States in this table along with your US Tax Identification Number. If you have any questions about your tax residency 2, please contact your tax adviser. Country/Countries of Residence Tax Reference Number 1 The term tax regulations refers to the International Tax Compliance Regulations 2015 which implements the Foreign Account Tax Compliance Act (FATCA) and the OECD Common Reporting Standard for Automatic Exchange of Financial Account Information (CRS). 2 In general, you are tax resident where you are liable to taxes, based on where you live and work permanently although different jurisdictions have different rules in relation to tax residency. If in doubt, please contact your tax adviser. 3 Those countries that have agreed to exchange information under FATCA and the CRS 1.

10 Part 8 Additional shareholders (continued) Additional shareholder (if applicable)! " # $ %! # & ' ( )! ' # * + * *, - * Tax Residency Tax regulations 1 require us to collect information about each investor s tax residency 2. In certain circumstances (including if we do not receive a valid self-certification from you) we will be obliged to share information about your account(s) with Her Majesty s Revenue and Customs (HMRC) who may in turn share this information with any or all participating tax jurisdictions 3. Please indicate all countries in which you are resident for tax purposes and your associated Tax Identification Number(s) in the table below. If you are also a US citizen you must include United States in this table along with your US Tax Identification Number. If you have any questions about your tax residency 2, please contact your tax adviser. Country/Countries of Residence Tax Reference Number 1 The term tax regulations refers to the International Tax Compliance Regulations 2015 which implements the Foreign Account Tax Compliance Act (FATCA) and the OECD Common Reporting Standard for Automatic Exchange of Financial Account Information (CRS). 2 In general, you are tax resident where you are liable to taxes, based on where you live and work permanently although different jurisdictions have different rules in relation to tax residency. If in doubt, please contact your tax adviser. 3 Those countries that have agreed to exchange information under FATCA and the CRS 1.

11 Useful information Mail your form to: Standard Life Investments (Mutual Funds) Limited, PO BOX 12233, Chelmsford, CM99 2EE The Direct Debit Guarantee Important, please tear off and keep safely. This guarantee is offered by all banks and building societies that take part in the Direct Debit Scheme. The efficiency and security of the Scheme is monitored and protected by your own bank or building society. If the amounts to be paid or the payment dates change Standard Life Investments (Mutual Funds) Limited will notify you ten working days in advance of your account being debited or as otherwise agreed. If an error is made by Standard Life Investments (Mutual Funds) Limited or your bank/building society, you are guaranteed a full and immediate refund from your branch of the amount paid. You can cancel a Direct Debit at any time, by writing to your bank or building society. Please also send a copy of your letter to us.