Advisory DEALING. Synergy Markets authorised and regulated by the Financial Conduct Authority. Registered in England.

Transcription

1 AD Advisory DEALING Synergy Markets authorised and regulated by the Financial Conduct Authority. Registered in England. Number

2 ADVISORY DEALING Overview of the Service Advisory Dealing from Synergy Markets is a specialist advisory stockbroking service giving you access to global equity markets. It is interactive and relationship-based, providing tailored investment advice to suit your specific objectives. Active Trading Innovative Strategies Aims to capitalise on short-term movements in developed equity markets. You work with your personal investment adviser to identify individual equity opportunities, whether they are based on daily, weekly or monthly movements. Exploit market openings and arbitrage opportunities with our niche intraday trading strategies. Bespoke Portfolio Construction Advisory or Execution Based on your individual requirements and risk profile. Keep control of your investment decisions and benefit from direct access to our proprietary algorithm for detailed screening of suitable assets. Depending on personal preference, you can choose between a more hands on advisory service with an assigned dealer or and execution-only relationship. Contracts for Difference Margin Trading Service Is available on individual equities, Indices and commodities and non-rolling spot FX. There is no stamp duty payable on the transactions and portfolio hedging strategies through your investment adviser. CFDs are higher risk investments. Trading CFDs on margin can result in losses that exceed your initial deposit. Synergy Markets authorised and regulated by the Financial Conduct Authority. Registered in England. Number

3 What does Advisory Dealing Offer? Advisory Dealing crates customized solutions using a full range of investment instruments. Depending on your currency requirements, you can benefit from: Relationship with a specialist adviser. Advice on short, medium, and long term trading strategies. Advisory Dealing is for private investors, financial intermediaries and trusts. Regular reviews of your positions. Strategic recommendations on individual equities based on market events and proprietary algorithm. Regular market commentary. What are the Benefits? Personalized Investment Advice Outstanding Execution A bespoke advisory service to suit your individual needs. We generate unique ideas and strategies to fit your investment profile. You can rely on a consistent, market-leading service. Broad Range of Products Innovative Research Choose from equities, fixed income, investment trusts, exchange traded funds, and Contracts for Difference. Access to our proprietary technology for trade and investment screening. Targeted, cross-product research covering global and regional views. Synergy Markets authorised and regulated by the Financial Conduct Authority. Registered in England. Number

4 Synergy Markets authorised and regulated by the Financial Conduct Authority. Registered in England. Number

5 How does Advisory Dealing work? TRADING STRATEGY Agree specific objectives for your Advisory Dealing portfolio as part of your overall investment objectives TADING STRATEGY Regular review creates investment ideas and opportunities ANNUAL ASSESSMENT An annual review is conducted of your portfolio performance with your specialist Adviser and your Pirvate Barker/ Relationship Manager Products available through Advisory Dealing Application process The markets move, your specialist Adviser contacts you to take profit, minimise losses, capitalise on new and emerging opportunities Tactical changes are made to take advantage of these ideas and opportunities If you would like further information on any of the options listed below, your investment adviser can give you the relevant fact-sheets. Developed equities listed on major markets, fixed income securities and contracts for difference. Synergy financial Personality Profile How do i get started? Are highly market Like to stay Engaged RISK TOLORANCE COMPOSURE MARKET ENGAGEMENT PERCIEVED FINANCIAL EXPERTISE DESIRE FOR DELIGATION BELIEF IN SKILL Your investment adviser will guide you through out financial personality assessment to show you how Advisory Dealign can make a difference to your investment approach. A specialist adviser with speak with you and your investment adviser to discuss A dvisory Dealign in more detail and help you setup the service. We will work with you to devise a strategy that allows you to maximise the benefits of Advisory Dealing. For further information on Advisory Dealing please speak to your investment adviser. Investments can fall in value; you might get back less than you invested. Have high to medium risk tolerance Avoiding I have a high level of financial experience Are confident of their financial skill Synergy Markets authorised and regulated by the Financial Conduct Authority. Registered in England. Number

6 Risk Warning Private investors should be aware that past performance is not a reliable indicator of future results. The price of shares and other investments (including the income from them), may fall as well as rise and the amount realised may be less than the original sum invested. Trading in the products and services offered by Synergy Markets may result in losses as well as profits. In particular trading in leveraged products, such as but not limited to, Contracts for Difference, foreign exchange, derivatives and commodities can be very speculative and losses and profits may fluctuate rapidly. Trading in these markets is generally considered to be suitable for the more experienced investor as it poses a risk of loss to your capital. If you trade in leveraged products you may be asked to pay an initial margin. If the market moves against you, you may be called upon to pay additional margin at short notice to maintain the position. If you fail to do so within the time required, your position may be liquidated at a loss and you will be responsible for the resulting deficit. Synergy Markets authorised and regulated by the Financial Conduct Authority. Registered in England. Number

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