SWBC Professional Employer Services 401(k) Plan Fund List

Transcription

1 SWBC Professional Employer Services 1(k) Plan Fund List TRAILING PERIOD RETURNS FOR THE PERIOD ENDING JULY 1, 218 Morningstar Fund Name SYMBOL Category YTD 1 Year Year 5 Year 1 Year Gross * Net DFA Emerging Markets Core Equity I DFCEX Diversified Emerging Mkts Vanguard Total Int'l Stock Index Admiral VTIAX Foreign Large Blend American Funds EuroPacific Growth R6 RERGX Foreign Large Growth Vanguard Small Cap Index Admiral VSMAX Small Blend Franklin Small Cap Growth R6 FSMLX Small Growth American Beacon Small Cap Value I AVFIX Small Value Vanguard Mid Cap Index Admiral VIMAX Mid-Cap Blend Dreyfus/The Boston Co Sm/Md Cap Gr I SDSCX Mid-Cap Growth Virtus Ceredex Mid Cap Value Equity IS SMVZX Mid-Cap Value Vanguard Total Stock Market Index Admiral VTSAX Large Blend American Funds AMCAP R6 RAFGX Large Growth MFS Value R MEIHX Large Value Principal High Yield Inst. PHYTX High Yield Bond Vanguard Intermediate-Term Bond Index A VBILX Intermediate-Term Bond Metropolitan West Total Bond I MWTIX Intermediate-Term Bond Vanguard Inflation Protected Securities Ad VAIPX Inflation-Protected Bond Vanguard Treasury Money Market VUSXX Money Market Vanguard Rea Estate Index Admiral VGSLX Real Estate Vanguard Target Retirement 215 VTXVX Target-Date Vanguard Target Retirement 22 VTWNX Target-Date Vanguard Target Retirement 225 VTTVX Target-Date Vanguard Target Retirement 2 VTHRX Target-Date Vanguard Target Retirement 25 VTTHX Target-Date Vanguard Target Retirement 2 VFORX Target-Date Vanguard Target Retirement 25 VTIVX Target-Date Vanguard Target Retirement 25 VFIFX Target-Date Vanguard Target Retirement 255 VFFVX Target-Date Vanguard Target Retirement 26 VTTSX Target-Date Vanguard Target Retirement 265 VLXVX Target-Date Vanguard Target Retirement Income VTINX Target-Date Retirement Indexes Equity 5 Index Fund Fixed Income Index Fund *Certain mutual fund companies pay the Broker of Record or the 1(k) Record-Keeper fees based upon assets in their funds. These fees are called 12b-1, Shareholder Subsidy or Sub TA fees. Slavic s policy is to credit back these fees to participants owning the funds at the time payment is received. The gross expense ratio displayed does not reflect the credit which reduces the actual expenses of the fund. In addition some funds may waive a portion of their expense ratio. These waivers are also not reflected on the gross expense ratio. Investment returns do not include participant level administration and asset fees. These charges, if included, would reduce total return. Performance data is provided by Morningstar. For more information including a prospectus and investment glossary, please visit Calendar-year results for 217 are based on preliminary data and may not reflect dividends and capital gains that have not yet been reported to Morningstar. Also, performance data may reflect a different share class of the identical mutual fund to demonstrate longer term performance. The cost of investing in a particular fund can easily be estimated by multiplying the gross expense ratio by $ For example, a fund with a gross expense ratio of.65 will cost the participant $6.5 on annual basis for each $1 invested in the fund. An index fund with an expense ratio of.5 will cost $.5 per $1 invested. The index funds used for benchmarking are the Vanguard 5 Index Fund and the Vanguard Total Bond Market index fund unadjusted for fees.

2 American Beacon Small Cp Val Inst AVFIX Total as of 7/1/218 American Funds AMCAP R6 RAFGX Total as of 7/1/218 Small Company mil E-Mini Russ 2 Whiting Petrol Vishay Intertec 127. Texas Capital Ba 5. Associated Banc Edward Walter 9//2 129 funds 119 funds Cynthia Thatcher 2/28/216 Richard Wilk. Brian Bruce 9/9/21 9/9/21 Above Above 5.. Judd Peters Growth mil American Funds Europacific Growth RERGX Total as of 7/1/ Netflix Inc AbbVie Inc UnitedHealth 127. EOG Resources 5. Amazon.com Inc 1 Yr Barry Crosthwaite 5/1/26 7 funds 87 funds James Terrile 5/1/211 Below Below Claudia Huntingto. Eric Richter 5/1/1996 5/1/28 Above Above 5.. Aidan O'Connell Foreign Stock mil DFA Emerging Markets Core Equity I DFCEX Total as of 7/1/ AIA Group Lt. HDFC Bank Ltd Airbus SE 5. Nintendo Co Ltd Samsung Electr Yr Jonathan Knowles 6/1/26 19 funds 99 funds Sung Lee 6/1/22 Below Below Nicholas Grace. Jesper Lyckeus 6/1/22 6/1/2 Above Above 5.. Christopher Tho Diversified Emerging Markets mil Samsung Electr Tencent Holdi Taiwan Semico Taiwan Semicon 5. Alibaba Group 1 Yr Jed Fogdall 2/28/21 25 funds 192 funds Joseph Chi 2/28/21 Allen Pu. Bhanu Singh 7/21/215 7/21/215 Above Above 5.. Mary Phillips Yr

3 Dreyfus/The Boston Co Sm/Md Cp Gr SDSCX Total as of 7/1/218 Growth mil Franklin Small Cap Growth R6 FSMLX Total as of 7/1/ funds 17 funds Above Above Twilio Inc A HubSpot Inc Square Inc A 118. Planet Fitness In 5. Lululemon Athle Small Company mil Metropolitan West Total Bd I MWTIX Total as of 7/1/218 MFS Value R MEIHX Total as of 7/1/ funds 191 funds 2 Above Above Above Above 2U Inc Integrated Dev Nevro Corp 57. Mercury Systems 5. irhythm Technol Corporate Bond - General mil funds 25 funds Above Above Us 5yr Note (C. United States Tre Us 2yr Note (C 5. United States Tre United States T Growth mil funds 2 funds JPMorgan Cha Wells Fargo & Johnson & Joh Accenture PLC 5. Philip Morris Int. 277 Todd Wakefield //25 //21 /1/217 1 Yr Michael McCarthy /1/2 /1/2 1 Yr Bryan Whalen /1/2 /1/1997 /1/1997 /1/ Yr Nevin Chitkara /1/26 1/21/22 1 Yr

4 Principal High Yield Inst PHYTX Total as of 7/1/218 Corporate Bond - High Yield mil Vanguard Inflation-Protected Secs Ad VAIPX Total as of 7/1/ funds 158 funds Above Above Voya Financial. Diamond 1 Fina Ally Financial I 5. Navistar Internat CCO Holdings, 5.61 Government Bond - Treasury mil Vanguard Interm-Term Bond Index A VBILX Total as of 7/1/ funds 58 funds Above Above United States T. United States Tre United States T 5. United States Tre United States T 56 Income mil Vanguard Mid Cap Index Admiral VIMAX Total as of 7/1/ funds 25 funds High High Above Above United States T. United States Tre United States T 5. United States Tre United States T Growth mil funds 15 funds Above Above Edwards Lifesc ServiceNow In Fiserv Inc Twitter Inc 5. Autodesk Inc. 7.2 Darrin Smith //29 6/12/215 5//29 1 Yr Gemma Wright-C /19/211 1 Yr Joshua Barrickma /25/28 1 Yr Michael Johnson /27/216 5/21/ Yr

5 Vanguard Real Estate Index Admiral VGSLX Total as of 7/1/218 Specialty - Real Estate mil Vanguard Small Cap Index Adm VSMAX Total as of 7/1/ funds 7 funds Above Above Above Above Vanguard Real American Tow Simon Propert 5.8. Crown Castle Int 5. Public Storage Small Company mil Vanguard Target Retirement 215 Inv VTXVX Total as of 7/1/ funds 216 funds Above Above Vail Resorts In Keysight Tech WellCare Healt 12. PTC Inc 5. IDEX Corp Growth and Income mil Vanguard Target Retirement 22 Inv VTWNX Total as of 7/1/ funds 2 funds Below Below Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Shrt-T Vanguard Total 5. Growth and Income mil funds 9 funds 5 Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Shrt-T Vanguard Total Walter Nejman /25/216 5/1/ Yr /27/216 /27/216 1 Yr /22/21 2/22/21 1 Yr /22/21 2/22/21 1 Yr

6 Vanguard Target Retirement 225 Inv VTTVX Total as of 7/1/218 Growth and Income mil Vanguard Target Retirement 2 Inv VTHRX Total as of 7/1/ funds 7 funds 5 5 Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total 7.6 Growth and Income mil Vanguard Target Retirement 25 Inv VTTHX Total as of 7/1/ funds 7 funds Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total 7.65 Growth and Income mil Vanguard Target Retirement 2 Inv VFORX Total as of 7/1/ funds 6 funds Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total 8.21 Growth and Income mil funds 7 funds Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total /22/21 2/22/21 1 Yr /22/21 2/22/21 1 Yr /22/21 2/22/21 1 Yr /22/21 2/22/21 1 Yr

7 Vanguard Target Retirement 25 Inv VTIVX Total as of 7/1/218 Growth and Income mil Vanguard Target Retirement 25 Inv VFIFX Total as of 7/1/ funds 6 funds Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total 9.1 Growth and Income mil Vanguard Target Retirement 255 Inv VFFVX Total as of 7/1/ funds 7 funds Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total 9.1 Growth and Income mil Vanguard Target Retirement 26 Inv VTTSX Total as of 7/1/ funds 29 funds Below Below Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total 9.8 Growth and Income mil funds funds Low Low Low Low Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total /22/21 2/22/21 1 Yr /22/21 2/22/21 1 Yr /22/21 2/22/21 1 Yr /22/21 2/22/21 1 Yr

8 Vanguard Target Retirement 265 Inv VLXVX Total as of 7/1/218 Growth and Income mil Vanguard Target Retirement Income I VTINX Total as of 7/1/ funds funds Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total Growth and Income mil Vanguard Total Intl Stock Index Admi VTIAX Total as of 7/1/ funds 1 funds Below Below Above Above Vanguard Total. Vanguard Total I Vanguard Total 5. Vanguard Total I Vanguard Shrt-.25 Foreign Stock mil Vanguard Total Stock Mkt Idx Adm VTSAX Total as of 7/1/ funds 18 funds Above Above Above Above Tencent Holdi Nestle SA Alibaba Group 6.5. Samsung Electro 5. HSBC Holdings Growth mil funds 9 funds Above Above Apple Inc Microsoft Corp Amazon.com I 12. Facebook Inc A 5. JPMorgan Chase /12/217 7/12/217 1 Yr /22/21 2/22/21 1 Yr Christine Franqui //217 8/5/28 1 Yr Walter Nejman /27/216 12/1/199 1 Yr

9 Vanguard Treasury Money Market VUSXX Total as of 7/1/218 Money Market mil.92 Virtus Ceredex Mid-Cap Value Equity SMVZX Total as of 7/1/218. funds funds.66 Growth mil funds 17 funds Above Above High High Humana Inc Zimmer Biome AmerisourceBe 12. First Republic Ba 5. Pinnacle Financia Yr Don Wordell //21 1 Yr

10 Important Notice These are summary Morningstar descriptions. Log onto for complete Morningstar information. Log onto to download a fund prospectus. The Morningstar performance data does not include participant level administration and asset fees. These charges, if included, would reduce total return. Account trades are cleared through Mid Atlantic or Fidelity. Slavic pays basis points to trade through these networks, which is included in the Slavic asset fee and not assessed as an additional fee to participants. If your plan utilizes the Fidelity trading platform, Fidelity retains 25 of any shareholder servicing and sub TA fees paid by the funds. That portion is not reimbursed back to plan participants; however, 75 is reimbursed. If your plan utilizes the Mid Atlantic trading platform, Mid Atlantic retains 1 of any shareholder servicing and sub TA fees paid by the funds. That portion is not reimbursed back to plan participants; however, 9 is reimbursed. Most fund options do not pay these types of fees and participants are not affected accordingly. The cumulative effect of fees and expenses can substantially reduce the growth of your retirement savings. Visit the Department of Labor s web site for an example showing the long-term effect of fees and expenses at Fees and expenses are only one of many factors to consider when you decide to invest in an option. You may also want to think about whether an investment in a particular option, along with your other investments, will help you achieve your financial goals. There are no guarantees as to future performance of any mutual fund. Investment in common stocks and other equity securities is particularly subject to the risks of changing economic, stock market, industry, and company conditions and the risks inherent in the fund managers ability to anticipate such changes that can adversely affect the value of a fund s holdings. In the case of debt securities, security values usually change when interest rates change. Generally, when interest rates go up, the value of a debt security goes down and when interest rates go down, the value of the debt security goes up. Past performance is not a guarantee of future results. Investment return and principal value will fluctuate so that when redeemed, an investor s shares may be worth more or less than their original cost. Read the prospectus carefully before investing. Funds that fall under the Morningstar Category of Specialty investments are concentrated in certain sectors of the markets and generally have a higher risk than the overall stock market. These investments are only available as a small portion of your overall portfolio. Do not exceed 1 of your total assets in any one of these funds or in any combination. Conservative investors closer to retirement should not invest in Specialty funds without professional guidance. The key to balancing the risk/reward relationship of your overall portfolio is a well-diversified strategy. The Investor Qualification Worksheet in your Enrollment Guide will help you determine your risk profile. You may also speak with your Registered Investment Advisor. visit or call to speak with a representative. All Morningstar data is 218 by Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and () is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results. Morningstar ratings are applicable to the portfolio only and reflect historical risk-adjusted performance as of JULY 1, 218. Although gathered from reliable sources, the information is not represented or warranted by Morningstar to be accurate, correct, complete or timely. The Morningstar TM, commonly called the star rating, is a quantitative measure of both performance and risk. Each month, Morningstar scores funds with similar investment strategies on risk and return over, 5, or 1 years, using the amount of variation in a fund s performance as a measure of risk. All funds with at least a -year history are ranked in a category. Morningstar categories are assigned to a fund based on the underlying securities a fund has invested in over the past years. Funds with scores in the top 1 of each category receive 5-stars (highest); the next 25 receive -stars (above average); the next 5 receive -stars (average); the next 25 receive 2-stars (below average); and the bottom 1 receive 1-star (lowest). Past performance is no guarantee of future results.