AMENDMENT NO. 3. Scotia Private U.S. Mid Cap Growth Pool (Pinnacle Series, Series F, Series I and Series M units)

Transcription

1 AMENDMENT NO. 3 Dated June 26, 2015 to the Annual Information Form dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014 and as amended by Amendment No. 2 dated January 30, 2015 of (Pinnacle Series, Series F, Series I and Series M units) The annual information form dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014 and Amendment No. 2 dated January 30, 2015 (the Annual Information Form ), relating to the offering of is hereby amended as set out below. All defined terms have the meanings ascribed to them in the Annual Information Form unless specifically defined in this Amendment No. 3. All references to page numbers in the Annual Information Form are to the copy of the Annual Information Form filed with the Canadian securities regulatory authorities on SEDAR dated November 12, Appointment of a New Sub-Advisor Effective July 1, 2015, William Blair Investment Management, LLC will become sub-advisor for Scotia Private U.S. Mid Cap Growth Pool, replacing William Blair & Company L.L.C. Accordingly, effective July 1, 2015: 1. The chart under the heading Name, Formation and History of the Funds is amended by adding the following for on page 11: July 1, 2015 Sub-advisor changed from William Blair & Company LLC to William Blair Investment Management, LLC. 2. The chart under the heading Portfolio Advisors is amended by replacing William Blair & Company L.L.C with William Blair Investment Management, LLC on page The table under the heading s and Executive Officers of the General Partner of the Manager on page 30 is deleted and replaced in its entirety with the following to reflect the deletion of Mark Brisley and Neil Macdonald, the addition of Glen Gowland, Alain Benedetti and Russell Morgan and update to the principal occupation of James O Sullivan: Name and Municipality of Residence Jordy W. Chilcott Oakville, Ontario Robin Lacey, Positions Held with the General Partner Chairman of the Board, Co-President and Co-President and Principal Occupation Co-President, the Manager Managing & Head, Global Asset Management Retail & Wealth Mexico, Co-President, the Manager Managing & Head, Global Institutional Asset Management,

2 Name and Municipality of Residence Claremont, Ontario Alain Benedetti Saint Anne des Lacs, Quebec Glen Gowland Brampton, Ontario Russell Morgan Mississauga, Ontario Jim Morris Caledon, Ontario Abdurrehman Muhammadi Mississauga, Ontario James O Sullivan John Pereira Richmond Hill, Ontario Roxana Tavana Simon Mielniczuk Positions Held with the General Partner Vice President, Legal and Secretary Assistant Secretary Principal Occupation, the Manager & Head, Global Asset Management Finance, Corporate Managing & Head, Canadian Wealth Management Advisory, Scotia Capital Inc. Corporate Chief Operating Officer, the Manager Vice President and Chief Financial Officer, Global Wealth Management, Group Head, Canadian Banking, Senior Vice President, Operations & Technology, Global Wealth Management, Vice President and Associate General Counsel, Legal, Global Asset Management, Senior Manager, Legal Services, Global Asset Management,

3 June 26, 2015 CERTIFICATE OF THE FUND AND THE MANAGER OF THE FUND This Amendment No. 3 dated June 26, 2015 together with the annual information form dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014 and Amendment No. 2 dated January 30, 2015, and the simplified prospectus dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014, Amendment No. 2 dated January 30, 2015 and Amendment No. 3 dated June 26, 2015 and the documents incorporated by reference into the simplified prospectus, as amended, constitute full, true and plain disclosure of all material facts relating to the securities offered by the simplified prospectus, as amended, as required by the securities legislation of each of the Canadian provinces and territories and do not contain any misrepresentations. Jordy Chilcott Jordy Chilcott Chairman of the Board and Co-President (Signing in the capacity of Chief Executive Officer) Management L.P., as Manager and Trustee of the Fund Management L.P., as Manager and Trustee of the Fund ON BEHALF OF the Board of s of partner for and on behalf of 1832 Asset Management L.P., as Manager and Trustee of the Fund John Pereira John Pereira Jim Morris Jim Morris

4 CERTIFICATE OF THE PROMOTER June 26, 2015 This Amendment No. 3 dated June 26, 2015 together with the annual information form dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014 and Amendment No. 2 dated January 30, 2015, and the simplified prospectus dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014, Amendment No. 2 dated January 30, 2015 and Amendment No. 3 dated June 26, 2015, and the documents incorporated by reference into the simplified prospectus, as amended, constitute full, true and plain disclosure of all material facts relating to the securities offered by the simplified prospectus, as amended, as required by the securities legislation of each of the Canadian provinces and territories and do not contain any misrepresentations Asset Management L.P., by its general partner, 1832 Asset Management G.P. Inc., as Promoter of the Fund Jordy Chilcott Jordy Chilcott Chairman of the Board and Co-President (Signing in the capacity of Chief Executive Officer) Management L.P., as Manager and Trustee of the Fund Management L.P., as Manager and Trustee of the Fund

5 CERTIFICATE OF THE PRINCIPAL DISTRIBUTOR June 26, 2015 To the best of our knowledge, information and belief, this Amendment No. 3 dated June 26, 2015 together with the annual information form dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014 and Amendment No. 2 dated January 30, 2015, and the simplified prospectus dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014, Amendment No. 2 dated January 30, 2015 and Amendment No. 3 dated June 26, 2015, and the documents incorporated by reference into the simplified prospectus, as amended, constitute full, true and plain disclosure of all material facts relating to the securities offered by the simplified prospectus, as amended, as required by the securities legislation of each of the Canadian provinces and territories and do not contain any misrepresentations. Scotia Capital Inc., as principal distributor of the Pinnacle Series and Series F units of the Fund Glen Gowland Glen Gowland