An IT Blueprint for Asset Management: If You Don t Know Where You re Going, Any Road Will Take You There
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1 An IT Blueprint for Asset Management: If You Don t Know Where You re Going, Any Road Will Take You There October 4, 2011 Keith Dennelly Chief Information Officer Fidelity Asset Management
2 An Asset Management IT Blueprint Helps You Answer the Following Questions: 1. Are you working on the right IT projects? 2. Are you doing projects the right way? 3. Are you finishing projects and delivering real value for your IT investment?
3 Investors Have Shifted Toward Indexing at an Increased Rate % INDEX FUND AND ETF ASSETS 1 SHARE OF ALL LONG-TERM MUTUAL FUND AND ETF ASSETS ( ) Index Funds ETFs Source: Empirical Research, 2011 ETF assets are an estimate of the share of those vehicles owned by retail investors.
4 Copyright 2011 ebizq.net.
5 Phases to Develop IT Blueprint Conduct detailed assessment of current state
6 Application Growth Over Time Creates PRODUCTION SUPPORT COST TREND ( ) Increased production support costs A fragmented data environment Duplicate functionality and minimal reuse Aging technology infrastructure CAGR: 7.2% Source: Fidelity Investment Management Technology, 2011
7 Phases to Develop IT Blueprint Conduct detailed assessment of current state Develop vision for desired future state
8 IT Blueprint Reference Model End Users Research Analysts Quantitative Analysts Portfolio/ Investment Managers Traders Investment Services Staff Board of Trustees Suppliers Market Data Sources Exchanges, ECNs Clearinghouses Counterparties Custodian Banks Transfer Agent Banks Regulatory Agencies Product Model Shared Platform Common Data Infrastructure Customers Sub-Advisors Distribution Channels Fund Shareholders Institutional Clients
9 IT Blueprint Fund Accounting & Transfer Agency Fund Accounting & Pricing Cash Management Trade Servicing Asset Servicing Fund Administration Transfer Agency Research Research Publishing Research Communication Research Administration Product Model Portfolio Management Portfolio Construction Quantitative Analytics Order Creation Shared Platform Common Data Trading Order Management Execution Management FX Trading Post-Trade Processing Asset Allocation Account Management Fund Management Model Management Fund Oversight Board Operations Board Finance Investment Proxy Research Treasurer s Office Performance Measurement Performance Analysis Performance Attribution Data Control & Distribution Investment Compensation Data Management Data Acquisition Data Management Data Distribution Investment Compliance Portfolio Mgmt Compliance Regulatory Reporting Infrastructure
10 IT Blueprint Product Model Shared Platform Client Platform Security Administration Common Data Application Lifecycle & Mgmt Tools Data Movement Content Management Middle Tier Infrastructure Servers Storage Network Desktop
11 IT Blueprint Product Model Shared Platform Portfolio Business Entity Cash Common Data Security Instrument Reference Portfolio Accounting Corporate Actions Index & Benchmark Trading Pricing Shareholder Activity Common Reference Holdings & Assets Compliance & Risk Infrastructure
12 Phases to Develop IT Blueprint Conduct detailed assessment of current state Develop product roadmaps Develop vision for desired future state
13 Product Roadmaps Drive Business and IT Results Product Roadmaps Business Drivers Product Model Shared Platform Common Data Infrastructure Technology Drivers Key Initiatives and Tactical Projects Business Results New business capabilities Improved & consistent investment performance New investment products Improved business efficiency IT Results Retirement of legacy systems Build out of common data environment Standardized technology stack Elimination of obsolete technology Improved response time Increased system capacity
14 Phases to Develop IT Blueprint Conduct detailed assessment of current state Develop product roadmaps Organize and execute Develop vision for desired future state
15 Organize for Success Product Teams Front Office Asset Class Aligned Teams Middle Office Product Teams Data Management Research Asset Allocation Trading Equity High Yield Bond Money Market Investment Compliance Performance Measurement Fund Oversight Fund Accounting & Transfer Agency Production Support Quality Assurance Architecture, Database & Platform Services Technology Infrastructure & Operations Program Management Office
16 Reuse & Standardization Move IT Strategy Forward While Focusing on Business Priorities Mergers & Acquisitions Future State Management Changes Global Expansion Market Events Regulatory Events Business Opportunities Current State Business Capability
17
18 An Asset Management IT Blueprint Helps You Answer the Following Questions: 1. Are you working on the right IT projects? 2. Are you doing projects the right way? 3. Are you finishing projects and delivering real value for your IT investment?
19 THANK YOU
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