List of Approved Overseas Investors for Bond Connect
|
|
|
- Bertina Benson
- 6 years ago
- Views:
Transcription
1 List of Approved Overseas Investors for Bond Connect As of 28 February 2018 (The following English version is for reference only) 1 BOCHK Asset Management Limited 2 BOSC International Company Limited 3 China International Capital Corporation HongKong Asset Management Limited 4 CICC Commodity Trading Limited 5 CICC Financial Products Ltd. 6 China International Capital Corporation HongKong Securities Limited 7 DBS Bank Ltd 8 HSBC Bank Malaysia Berhad 9 Nine Masts Capital-Nine Masts Investment Fund 10 PB Investments Ireland Limited-PB Asia Balanced Fund 11 Manulife Asset Management(HongKong) Ltd-MIL RMB Endowment3 Bond 12 Manulife Asset Management(hk) Limited-MIL RMB Endowment Bond 13 Manulife Asset Management(hk) LTD-MIL RMB Endowment Unallocated 14 Manulife Asset Management(hk) Limited-MIL Shareholder Bond RMB 15 Taikang Asset Management (Hong Kong) Company Limited Taikang Asset Management (Hong Kong) Company Limited-Taikang China Strategic Fixed Segregated Portfolio Taikang Asset Management (Hong Kong) Company Limited-Taikang Kaitai China Corporate Bond Fund Taikang Asset Management (Hong Kong) Company Limited-Taikang Kaitai Belt-and-Road Bond Fund Segregated Portfolio 19 SinoPac Securities (Asia) Limited 20 Standard Chartered Bank (Taiwan) Limited 21 Standard Chartered Bank Hong Kong Limited 22 China Merchants Securities (HK) Co.,Limited 23 China Merchants Multi-Asset Global Opportunity SPC 24 China Merchants Fixed Income SP 25 China Silk Road International Capital Limited 26 China Silk Road Financial Holding Limited 債券通有限公司 Bond Connect Company Limited
2 27 BOC Group Life Assurance Company Limited 28 BC Greater China Opportunities Fund SPC Orient Asset Management (HongKong) Limited-Orient Sun Rise Fixed Income Global Fund SP BEA Union Investment Management Limited-BEA Union Investment Asia Pacific Multi 31 The Bank of East Asia Limited 32 Income Partners Asset Management (HK) Limited-Income Partners All Seasons Macro Fund Income Partners Asset Management (HK) Limited-Income Partners Asian High Income Bond Fund Income Partners Asset Management (HK) Limited-Income Partners Managed Volatility High Yield Bond Fund Income Partners Asset Management (HK) Limited-Income Partners Renminbi Money Market Fund 36 Income Partners Asset Management (HK) Limited-Income Partners RMB Bond Fund 37 Income Partners Asset Management (HK) Limited-Income Partners All Seasons Asian Credit Fund 38 Income Partners Asset Management (HK) Limited- Income Partners All Seasons Bond Fund 39 Fosun Hani Securities Limited 40 GF Global Capital Limited 41 Guotai Junan Financial Products Limited 42 CUAM RMB Bondplus Fund 43 Taiwan Life Insurance Co., 44 Shanghai Pudong Development Bank Co.,Ltd.,Hong Kong Branch 45 China Construction Bank Corporation Macau Branch 46 China Construction Bank Corporation Sydney Branch 47 Bank of Communications Co.,Ltd.Macau Branch 48 Bank of Communications Co.,Ltd.Tokyo Branch 49 Bank of Communications Co.,Ltd.Sydney Branch 50 Bank of Communications Co.,Ltd.Singapore Branch 51 SPDB International Investment Management Limited 52 BOCHK Charitable Foundation 53 Bank of China (Homg Kong) Limited 54 Caitong International Asset Management Co.,Limited 55 Chiyu Banking Corporation Limited
3 56 Bridgewater Associates-Bridgewater All Weather Portfolio III Ltd 57 Bank of America N.A.Hong Kong 58 Agricultural Bank of China Seoul Branch 59 Agricultural Bank of China Frankfurt Branch 60 Deutsche Bank A.G.Taipei Branch 61 CCB International Securities Limited 62 DBS Bank Ltd.,Hong Kong Branch 63 Deutsche Bank A.G.HongKong Branch 64 ABCI Asset Management Limited 65 Morgan Stanley&Co.Intenational plc 66 Cathay Securities (Hong Kong) Limited 67 Taishin International Bank Co.,Ltd Hong Kong Branch 68 Value Partners Greater China High Yield 69 Amundi Singapore Limited-Amundi HongKong Defensive Balanced Fund 70 Amundi Hong Kong Balanced Fund 71 Orient Securities (Hong Kong) Limited 72 Bank of Communications Co.,Ltd.Hong Kong Branch 73 Agricultural Bank Of China Limited HongKong Branch 74 Asia Lion Investment Opportunity Master Fund 75 Bank of China Limited Macau Branch 76 Bank of China Limited Hong Kong Branch 77 Bank of China Limited Singapore Branch 78 China Investment Securities International Brokerage Limited 79 BOCI Financial Products Limited 80 China Construction Bank Corporation Ltd,Taipei Branch 81 China Merchants Bank Co., Ltd. Hong Kong Branch 82 ABCI Asset Management Limited-Client A/C(Bond Connect) 83 ABCI Insurance Company Limited 84 ABCI Securities Company Limited 85 Agricultural Bank of China Asset Management (Cayman)Company Limited 86 China Construction Bank,Beijing,Swiss Branch Zurich 87 Agricultural Bank of China(DIFC Branch) 88 CNCB (Hong Kong) Capital Limited
4 89 CNCB (Hong Kong) Investment Limited 90 Cathay Life Insurance Co., Ltd. 91 Orient Asset Management (HongKong) Limited-Orient Sun Rise Select Fixed SP 92 Hillhouse Capital Management-YHG Investment LP 93 LionGlobal Investment FundsII-LionGlobal RMB Quality Bond Fund 94 LakeFront Asset Management-LakeFront Global Macro Fund 95 The Hongkong And Shanghai Banking Corporation LTD 96 Hillhouse Capital Management-Gaoling Fund LP 97 DBS Bank Ltd, Taipei Branch 98 CSI Capital Management Limited 99 CISI Investment Limited 100 CICC Wealth Investment Limited 101 Orient Asset Management (HongKong) Limited-Orient Sun Rise Global Fund SP 102 China CITIC Bank International Limited 103 Haitong International Financial Products Limited 104 Overseas Chinese Banking Corporation Hk Branch 105 China Asset Management (Hong Kong) Limited 106 CSOP Asset Management Limited 107 Taikang Asset Management (HongKong) Company Limited-Client A 108 Essence Global Investment Limited 109 Industrial and Commercial Bank of China Credit Suisse Asset Management (International) Company Limited 110 Industrial and Commercial Bank of China (Asia) Limited 111 ICBCAssetManagement(Global)CompanyLimited-GreaterChinaFund 112 ICBCAssetManagement(Global)CompanyLimited-GlobalTotalReturnFund 113 ICBCAssetManagement(Global)CompanyLimited-GlobalRMBFixedIncomeFund 114 Guosen Securities (HK) Brokerage Co., Ltd 115 LONGLINE CAPITAL PTY LTD 116 Bosera Asset Management (International) Co., Limited 117 Deutsche Bank A.G.Singapore Branch 118 FTLife Insurance Company Limited 119 Guotai Junan Financial Holdings Limited 120 E Fund Management (Hong Kong) Co., Limited-Client Account 6
5 121 E Fund Management (Hong Kong) Co., Limited-Client Account E Fund Management (Hong Kong) Co., Limited-Client Account GF International Investment Management Limited 124 China Construction Bank (Asia) Corporation Limited 125 China Construction Bank HongKong Branch 126 Credit Agricole CIB Hong Kong Branch 127 Cathay United Bank Offshore Banking Unit 128 BOCOM International Securities Limited 129 Bank of China Limited London Branch 130 CCB International-RMB Fixed 131 Bank of China Group Insurance Company Limited 132 PICC Asset Management (Hong Kong) Limited 133 The Bank of Tokyo-Mitsubishi UFJ,Ltd.,HongKong Branch 134 China Orient International Asset Management Limited-China Orient Enhanced 135 Industrial Bank Co.,Ltd. HongKong Branch 136 China Life Franklin Asset Management Co.,Ltd-Green Blue Special Opportunities Fund 137 Bank SinoPac (HK Branch) 138 BOCOM International Asset Management Limited 139 PrudenceEnhancedIncomeMasterFund 140 CSOP Asset Management Limited-CSOP Shen Zhou RMB Fund 141 Bank SinoPac 142 PrudenceFixedIncomeFund 143 BNP Paribas Arbitrage SNC 144 Chong Hing Bank Limited 145 Malayan Banking Berhad Hong Kong Branch 146 GFI Nard Master Fund SPC-GFI Global Total Return Fixed SP 147 Harvest China 148 China Construction Bank Corporation Singapore Branch 149 Aspen Hill Partners HK Ltd-AHP Fixed Income SP 150 Aspen Hill Partners HK Ltd-AHP Stable Return Bond SP 151 Aspen Hill Partners HK Ltd-AHP Asia Credit Opportunities SP 152 HSBC Investment Funds (Hong Kong) Limited-HSBC Asia High Income Bond Fund 153 HSBC Investment Funds (Hong Kong) Limited-HSBC Asian Bond Fund
6 154 HSBC Investment Funds (Hong Kong) Limited-HSBC Asian High Yield Bond Fund 155 SFM HK Management Limited-Quantum China Fund Ltd 156 Guosen (HK) Financial Products Company Limited 157 Agricultural Bank of China Limited, Singapore Branch 158 CGNPC Huasheng Investment Limited 159 Shenwan Hongyuan Asset Management (Asia) Limited 160 Shenwan Hongyuan Securities (H.K) Limited 161 Efund Management(HK)-Selection Investment Series-Select Bond Fund 162 Ping An of China SIF-RMB Bond Fund 163 BNP Paribas HongKong Branch 164 BOCHK Asset Management Limited-BOCHK All Weather China 165 Essence Asset Management (HongKong) Limited 166 Key Square Capital Management LLC-Key Square Master Fund LP 167 Key Square Capital Management LLC-Key Square Master Fund II LP 168 Key Square Capital Management LLC-Key Square Master Fund SPVI LP 169 Cathay United Bank Company, Limited-HongKong Branch 170 Nokota Management LP-Nokota Capital Master Fund LP 171 Eastfort Asset Management Private Limited - Eastfort Dynamic Master Fund 172 Key Square Capital Management LLC-Quantum China Fund Ltd 173 China Guangfa Bank Co.,Ltd. Macau Branch 174 ABCI Asset Management Limited-Client A/C CTF 175 ABCI Asset Management Limited-Client A/C HIFI BC 176 SSIF Securities Limited 177 Vanhau Asset Management Ltd-Vanhau Master Fund 178 China Minsheng Banking Corp.,Ltd.,HongKong Branch 179 China Everbright Bank Co.,Ltd HongKong Branch 180 GF International Investment Management Limited-China Focus Total Return Fund 181 Yuanta Securities (HongKong) Company Limited 182 China Securities (International) Asset Management Company Limited-CSCI High Yield 183 Global Investments Limited 184 Fubon Asset Management Company Limited-Fubon China High Yield Bond Fund 185 Fubon Asset Management Company Limited-Fubon China New Balanced
7 186 Founder Asset Management (Hong Kong)Limited 187 BOCHK Asset Management Limited-BOCHK Fixed Income Opportunity Fund SP 188 Industrial and Commercial Bank of China (Macau) Limited 189 Fubon Asset Management Company Limited-Fubon China Investment Grade Bond Fund 190 Fubon Asset Management Company Limited-Fubon Euro-Asia Silk Road Multi-Asset Fund 191 Orient Asset Management (HongKong) Limited-Orient Sun Rise One Silver Sea Dim Sum Bond Fund SP 192 Bank of ShangHai (HongKong) Limited 193 CTI Capital Management Limited 194 Avanda Investment Management Pte. Ltd Avanda Global Multi-Asset Master Fund 195 E Fund Management (Hong Kong) Co., Limited-E Fund Special Opportunities Fund I 196 Yuanta Life Insurance Co.,Ltd. 197 Taishin International Bank Co.,Ltd. 198 Yuanta Securities Investment Trust Co.,Ltd.-Yuanta Great China Harvest Balanced Fund 199 Erste Group Bank AG Hong Kong Branch 200 Double Haven Cap HK Ltd-Double Haven Asia Abs Bond Fd 201 Complus Asset Management Limited-Complus Asia Rates 2011 Fund Limited 202 Complus Asset Management Limited-Complus Asia Rates Dragon Fund Limited 203 Complus Asset Management Limited-Complus Asia Macro JPY Fund 204 Complus Asset Management Limited-Complus Asia Macro Master Fund Limited 205 BOSC International Company Limited-Client Account 206 Huatai Financial Holdings (HongKong) Limited 207 JP Morgan Chase Bank. N.A. HongKong Branch 208 Nomura Singapore Limited 209 Cinda International Asset Management Limited-Cinda Plunkett International Asia Absolute Return Fund 210 Tai Fung Bank Limited 211 YSIT managed Yuanta Life Insurance Discretionary Account-Asia Bond 212 Goldman Sachs International 213 China Industrial Securities International AM Ltd-CIS Solid Return Fund Segregated Portfolio 214 Huatai Financial Holdings (HongKong) Limited-Bond Connect Managed Acct 1 (BCMA1) 215 BEA Union Investment Management Limited-BEA Union Investment China Gateway Fund 216 Double Heaven Capital (Hong Kong) Limited-Deep Blue Global Macro Strategy Fund SP 217 Paloma Partners Management Company-Sunrise Partners Limited Partnership
8 218 BEA Union Investment Management Limited-BEA Union Investment China High Yield 219 Symmetry Investments HK Ltd Symmetry Master Fund Ltd 220 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Global Bond Fund 221 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Asia Pacific Balanced Fund 222 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Global Short-Term 223 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa China New Economy Balance Fund Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Emerging Market RMB Fixed Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Emerging Market RMB Short-Term Cinda International Asset Management Limited-Cinda Plunkett International Investment Fund SPC 227 Schroder Investment Management (HongKong) Limited-Schroder China Asset 228 Schroder Investment Management (HongKong) Limited-Schroder Asian Investment Grade Bond Fund 229 Schroder Investment Management (HongKong) Limited-Schroder China Fixed 230 Schroder Investment Management (HongKong) Limited-Schroder Asian Asset 231 Schroder Investment Management (Singapore) Limited-Schroder Capital Diversified Fund 232 Schroder Investment Management (Singapore) Limited -Schroder Capital Stable Fund 233 Schroder Investment Management (Singapore) Limited-Schroder Asian Income 234 Schroder Investment Management (Singapore) Limited-Schroder Asian Fixed 235 China Asset Management (HongKong) Limited-Client Assets-SPDB BEA Union Investment Management Limited-BEA Union Investment Asian Strategic Bond Fund BEA Union Investment Management Limited-BEA Union Investment Asian Bond and Currency Fund 238 BEA Union Investment Management Limited-BEA Union Investment RMB Core Bond Fund 239 China Asset Management (HongKong) Limited-UVL-China AMC-Structured Note Series1 240 NH Investment and Securities Co.Ltd 241 Agricultural Bank Of China Dubai Branch 242 Bridgewater Associates LP-Bridgewater All Weather China Ltd. 243 Yunfeng Securities Limited 244 Freeman Securities Limited 245 GF International Investment Management Limited-GFI DEVELOPED MKTS TOTAL RETURN FIFSP
9 246 Rongtong Global Investment Limited-Rongtong Enhanced Income SP 247 ICBC Asset Management (Global) Company Limited-Client Account Hillhouse Capital Advisors Ltd.-Hillhouse China Value Fund L.P. 249 Hillhouse Capital Management Ltd-Hillhouse InReFund L.P. 250 Asia Capital Reinsurance Group Pte Ltd 251 Ping An of China Asset Management(HK) Company Ltd-Ping An of China CSI 5-10Y CGB ETF 252 Cathay Life Insurance Co. Ltd.-Bond Connect 253 GF International Investment Management Limited-GFI Liquidity Management Fund SP 254 Bank J. Safra Sarasin Ltd Singapore 255 Yuanta Securities Investment Trust Co.,Ltd.-Yuanta China Opportunity Bond Fund 256 Light Sky Macro LP-Light Sky Macro Master Fund LP 257 Agricultural Bank of China Limited, Tokyo Branch 258 NH Investment&Securities (H.K.) Limited 259 Complus Asset Management Limited-Complus Asia Fixed 260 Castle Hook Partners LP-Castle Hook Master Fund Ltd. 261 Optimas Capital Limited-Optimas Yinhua Strategic 262 Fubon Asset Management Company Limited-Fubon China Policy Bank Bond ETF 263 Hang Seng Bank Limited 264 Bank of China Limited Luxembourg Branch 265 China Construction Bank Corporation Seoul Branch 266 CTBC Bank Co., Ltd., Hong Kong Branch 267 Sumitomo Mitsui Trust Bank Limited, Hong Kong Branch 268 Metropolitan Bank & Trust Company 269 Fuh Hwa Securities Investment Trust Co. LTD.- Fuh Hwa Emerging Market High Yield Bond Fund 270 Fuh Hwa Securities Investment Trust Co. LTD.- Fuh Hwa Global Balanced Fund 271 Fuh Hwa Securities Investment Trust Co. LTD.- Fuh Hwa Emerging Market Short-term 272 ICBC International Securities Limited
List of Approved Overseas Investors for Bond Connect
List of Approved Overseas Investors for Bond Connect As of 31 March 2018 (The following English version is for reference only) 1 BOCHK Asset Management Limited 2 BOSC International Company Limited 3 China
Our Thoughts on the Mainland-Hong Kong Mutual Recognition of Funds
Our Thoughts on the Mainland-Hong Kong Mutual Recognition of Funds Morningstar Analysts The China Securities Regulatory Commission (CSRC) and Hong Kong s Securities and Futures Commission (SFC) launched
CAMAHK and Bloomberg Host Fourth Annual Offshore China Fund Awards
2018 Offshore China Fund Awards 28 th November, 2018 CAMAHK and Bloomberg Host Fourth Annual Offshore China Fund Awards 2018 Winners Announced Bloomberg and the China Asset Management Association of Hong
CHINA CAPITAL MARKETS
CHINA CAPITAL MARKETS LEAGUE TABLES Q1 219 The Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions;
Development of Asian ETF Market
Development of Asian ETF Market July 2015 Material prepared by CSOP Asset Management Limited. Global Overview Number of ETFs Source: AUM Deutsche Bank, Bloomberg, Reuters, as of 17 Apr 2015 Turnover World
Overview of ETF Market in Hong Kong
Overview of ETF Market in Hong Kong Calvin Tai Head of Trading Division HKEx 19 June 2012 Agenda Overview of HKEx s ETF Market Participants of HKEx s ETF Market ETF Listing Process 2 HKEx is one of leading
Ping An shares pledged or used as collateral by CP Group
COMMENT Ping An shares pledged or used as collateral by CP Group News On Nov 12, Ping An announced that Thailand s Charoen Pokphand Group (CP), Ping An s largest shareholder with 17.33% stake as of Nov
RMB7.05tr. RMB16.07tr. RMB887bn. China Mutual Fund Series: Quarterly Assessment (2Q15) Records broken on all fronts. Record high public MF AUM
China Mutual Fund Series: Quarterly Assessment (2Q15) Records broken on all fronts Record high public MF AUM Record high industry AUM RMB7.05tr RMB16.07tr The total AUM of the mainland public mutual fund
ASIAN INSURANCE INDUSTRY
ASIAN INSURANCE INDUSTRY 2017 Changing Investment Needs Generate Opportunities Overview & Methodology Now in its fourth iteration, this annual report analyzes the insurance asset management markets of
Prospectus Company Stabilizing Manager
Exchanges and Clearing, The Stock Exchange of (the Stock Exchange ) and Securities Clearing Company ( HKSCC ) take no responsibility for the contents of this announcement, make no representation as to
Prospectus Company Hong Kong Stock Exchange HKSCC U.S. Securities Act Stabilizing Manager
Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated November 27, 2014 (the Prospectus ) issued by CGN Power Co.,
2H17 Securities Sector Outlook
Equity Research Financials 2H17 Securities Sector Outlook Positive outlook for Chinese brokers in Hong Kong Felix Luo SFC CE No. AQF573 felixluo@gfgroup.com.hk +852 3719 1048 GF Securities (Hong Kong)
Easter Holidays - Futures Market & Stock Options Market Temporary Margin Requirement Arrangements
22/3/2016 Easter Holidays - Futures Market & Stock Options Market Temporary Margin Requirement Arrangements Dear Values Customer, All markets operated by the Hong Kong Futures Exchange and the Traded Options
Overview of Index Products and Development of ETFs in Hong Kong
Overview of Index Products and Development of ETFs in Hong Kong Calvin Tai Head of Trading Division Hong Kong Exchanges and Clearing Limited 13 May 2011 2 Agenda Overview of Index Products in Hong Kong
Asia. S&C s Hong Kong office operates as Sullivan & Cromwell (Hong Kong). SELECTED REPRESENTATIONS
Asia Sullivan & Cromwell has maintained a presence in Asia for nearly a century. Through high-quality legal service, S&C has established a distinguished legal practice across the continent. Today, more
CONSTELLATION INVESTMENT LTD. 5,000,000,000 ( )
CONSTELLATION INVESTMENT LTD. 5,000,000,000 ( ) CONSTELLATION 2, 3-4, 6-7, 8-9, 14-17, 18-21, 22-25, 30-33, 47-50 82-85 ( ) 2008 12 1 5,000,000,000 Constellation Investment Ltd. 1.? (The McGraw-Hill Companies,
THE CERULLI REPORT. Asian Business Strategies Making the Breakthrough LOOK INSIDE TO PURCHASE. Overview. Benefits. Subscription Information
THE CERULLI REPORT Asian Business Strategies Making the Breakthrough Overview This report analyzes viable entry and expansion strategies for asset managers in Asia, including Japan but excluding Australia.
Unless otherwise defi ned in this announcement, terms defi ned in the Prospectus have the same meanings when used in this announcement.
This announcement and the information contained herein does not constitute an offer of securities for sale in the United States. Securities may not be offered, sold or delivered within the United States
DISCLAIMER FREQUENTLY ASKED QUESTIONS
NOTES ISSUED UNDER THE US$5,000,000,000 LIMITED RECOURSE SECURED NOTE PROGRAMME OF CONSTELLATION INVESTMENT LTD. (TOGETHER, THE NOTES AND EACH SERIES THEREOF, A SERIES ) DISCLAIMER FREQUENTLY ASKED QUESTIONS
PICC P&C to acquire a 24.7% stake in PICC Health
COMMENT PICC P&C to acquire a 24.7% stake in PICC Health Equity Research News PICC P&C announced on Jun 23 that it has entered into an agreement to acquire a 24.73% stake in PICC Health through a share
ASSET MANAGEMENT IN CHINA 2017
ASSET MANAGEMENT IN CHINA 2017 Transitioning Under a New System Overview & Methodology In its 12th iteration, this report focuses on one of the biggest and most dynamic asset management markets in the
OCBC WING HANG BANK LIMITED
1 ALLIANZ ASIAN MULTI INCOME PLUS MEDIUM 2 ALLIANZ CHINA EQUITY MEDIUM TO HIGH 3 ALLIANZ EMERGING ASIA EQUITY MEDIUM TO HIGH 4 ALLIANZ EUROPE EQUITY GROWTH SELECT MEDIUM TO HIGH 5 ALLIANZ EUROPEAN EQUITY
PROPOSED ISSUE OF US$ DENOMINATED SENIOR NOTES BY TRILLION CHANCE LIMITED
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness
CONSTELLATION NOTES SERIES 14-17, 18-21, 22-25, 30-33, AND (TOGETHER, THE NOTES AND EACH, A SERIES ) FREQUENTLY ASKED QUESTIONS
CONSTELLATION NOTES SERIES 14-17, 18-21, 22-25, 30-33, 47-48 AND 82-85 (TOGETHER, THE NOTES AND EACH, A SERIES ) FREQUENTLY ASKED QUESTIONS 26 May 2010 This document has been prepared for information only
AMUNDI ETF Series. AMUNDI Hang Seng HK 35 Index ETF. AMUNDI FTSE China A50 Index ETF. Announcement Amendment to investment restrictions disclosure
IMPORTANT: The Stock Exchange of Hong Kong Limited (the SEHK ), Hong Kong Exchanges and Clearing Limited ( HKEx ), the Securities and Futures Commission ( SFC ) and the Hong Kong Securities Clearing Company
CITICS 2017 Financial Performance Presentation. March, 23 rd 2018
CITICS 17 Financial Performance Presentation March, 3 rd 18 1 Chinese Securities Industry Overview CITICS Financial Performance 3 CITICS Business Highlights Content 1 Chinese Securities Industry Overview
HANG SENG INDEXES ANNOUNCES INDEX REVIEW RESULTS
12 August 2016 HANG SENG INDEXES ANNOUNCES INDEX REVIEW RESULTS Hang Seng Indexes Limited ( Hang Seng Indexes ) today announced the results of its review of the Hang Seng Family of Indexes for the quarter
TAIWAN CAPITAL MARKETS
TAIWAN CAPITAL MARKETS LEAGUE TABLES Q1 19 Preliminary As of 22 March 19 The Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans,
The Banking Industry after the Financial Tsunami: A Hong Kong Perspective
The Banking Industry after the Financial Tsunami: A Hong Kong Perspective Presented by Prof. Frederick Ma Change in Power - Rise of Chinese Bank Top Ten of the Banking Industry by Market Capitalization
Update Date :
Update Date : Please be reminded that the minimum margin rates below are for your firm's financially strongest clients. Exchange Participants should set their margin requirements according to each client's
Prospectus Company Stock Exchange HKSCC U.S. Securities Act Stabilizing Manager
Unless otherwise defined herein, terms used in this announcement shall have the same meanings as those defined in the prospectus dated September 27, 2018 (the Prospectus ) issued by Ganfeng Lithium Co.,
CONSTELLATION NOTES SERIES 8-9, 14-17, 18-21, 22-25, 30-33, AND (TOGETHER, THE NOTES AND EACH, A SERIES ) FREQUENTLY ASKED QUESTIONS
CONSTELLATION NOTES SERIES 8-9, 14-17, 18-21, 22-25, 30-33, 47-50 AND 82-85 (TOGETHER, THE NOTES AND EACH, A SERIES ) FREQUENTLY ASKED QUESTIONS 23 Sep 2009 This document has been prepared for information
In line with expectation: Some good progress but still early
EARNINGS REVIEW Neutral In line with expectation: Some good progress but still early What surprised us NCI 1H16 results were mostly in line with expectations. New business value was Rmb4bn, +18% yoy vs.
Prospectus Company HKSCC U.S. Securities Act Stabilizing Manager
Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated Wednesday, July 25, 2018 (the Prospectus ) issued by China
Schroders. KBW European Financials Conference. Massimo Tosato Vice Chairman. 17 September trusted heritage advanced thinking
Schroders KBW European Financials Conference Massimo Tosato Vice Chairman trusted heritage advanced thinking 17 September 2008 Schroders plc Overview Independent Exclusive focus on asset management Global
H share ETFs Attracted $3.9 bn Inflow vs Outflow in A share ETFs Data in this report is as of 31st March 2015
Deutsche Bank Markets Research Asia Synthetic Equity & Index Strategy Asia Pac Monthly ETF Market Review Date 11 May 2015 H share ETFs Attracted $3.9 bn Inflow vs Outflow in A share ETFs Data in this report
Contextualizing the potential impact of natural catastrophes
COMMENT Contextualizing the potential impact of natural catastrophes News Parts of Yancheng city in Jiangsu province were affected by a mix of hail, thunder, tornado, and heavy rainfall on Thursday, Jun
GLOBAL EQUITY CAPITAL MARKET
GLOBAL EQUITY CAPITAL MARKET LEAGUE TABLES Q1 217 Q1 217 MANAGER RANKINGS GLOBAL EQUITY, EQUITY LINKED & RIGHTS CONTENTS 1. Global market review 2. US market review 3. Canada market review 4. Latin America
Schroders Wealth Accumulation Programme (SWAP) For Accredited Investors Only
Schroders Wealth Accumulation Programme (SWAP) For Accredited Investors Only What is SWAP? Schroders Wealth Accumulation Programme (SWAP) is an actively managed approach to portfolio management, with an
GLOBAL CAPITAL MARKETS
GLOBAL CAPITAL MARKETS LEAGUE TABLES H1 2017 H1 2017 MANAGER RANKINGS GLOBAL CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array
China's Offshore Investment Boom -QDII for Fund Management Companies-
China's Offshore Investment Boom -QDII for Fund Management Companies- Eiichi Sekine I. Fund management companies launch QDII Investors from outside of China have long had a high degree of interest in investing
Hang Seng Indexes Announces Index Review Results
6 February 2018 Hang Seng Indexes Announces Index Review Results Hang Seng Indexes Limited ( Hang Seng Indexes ) today announced the results of its review of the Hang Seng Family of Indexes for the quarter
Prospectus Company Hong Kong Stock Exchange HKSCC U.S. Securities Act Stabilizing Manager
Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated March 25, 2015 (the Prospectus ) issued by GF Securities Co.,
REVISION OF THE STOCK OPTION POSITION LIMIT MODEL
15 May 2017 Briefing Session REVISION OF THE STOCK OPTION POSITION LIMIT MODEL Derivatives Trading Markets Division Agenda 1 Background and Progress 2 Details on Revised Stock Option Position Limit Model
ASIA PACIFIC (EX-JAPAN) LEAGUE TABLE REPORT
ASIA PACIFIC (EX-JAPAN) LEAGUE TABLE REPORT TABLE OF CONTENTS Page 3-6 Page 7 Page 8 Page 9 Page 10 Page 11 SUMMARY LARGEST 1Q17 DEALS VOLUME BY COUNTRY VOLUME BY USE OF PROCEEDS VOLUME BY INDUSTRY QUARTERLY
Prospectus Hong Kong Stock Exchange HKSCC U.S. Securities Act Stabilizing Manager
Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated June 22, 2016 (the Prospectus ) issued by the Company. Hong
2009 Year in Review: The big picture
2009 Year in Review: The big picture Industry AUM grew by 37.9% to Rmb2.68tr in 2009 but almost exclusively due to growth in underlying assets. The CSI 300 s 95.8% rise fuelled strong growth in equity
GLOBAL CAPITAL MARKETS LEAGUE TABLES
GLOBAL CAPITAL MARKETS LEAGUE TABLES First 3Q 2016 First 3Q 2016 MANAGER RANKINGS GLOBAL CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across
Offshore RMB Market Update
Offshore RMB Market Update Ricky Li Economics and Strategic Planning Department Bank of China (Hong Kong) Limited November 2014 Offshore RMB Market Update A. Offshore RMB Bond Market Update B. RMB Internationalization
Changes in Share Capital and Shareholdings of Shareholders
Ordinary Shares Changes in Ordinary Share Capital Unit: Share Increase/decrease during the reporting As at 1 January 2015 Shares Issuance of Bonus transferred from As at 31 December 2015 Percentage new
Press Release. Launch of Renminbi Swap Offer Rate Fixing
Press Release Launch of Renminbi Swap Offer Rate Fixing The Treasury Markets Association (TMA) announced today that it would launch the Renminbi Swap Offer Rate (CNY SOR) Fixing in Hong Kong on 18 December
Participants of Hong Kong s Clearing Systems
Participants of Hong Kong s Systems Category of Membership Direct Participant Each DP maintain a settlement account with the Settlement Institution (SI)/RMB Bank of the respective clearing system (i.e.
Targeted RRR cut: Small liquidity ease; more loosening needed
Equity Research Targeted RRR cut: Small liquidity ease; more loosening needed 50bp RRR cut for banks meeting agriculture/mse loans thresholds Following the State Council s May 30 announcement of a targeted
Ping An of China CSI HK Dividend ETF (Stock Code: 3070) Ping An of China CSI 5-10Y CGB ETF (Stock Code: 3080) (Sub-Funds of Ping An of China Trust)
Ping An of China CSI HK Dividend ETF 3070 5-10 Y CGB ETF 3080 Ping An of China CSI HK Dividend ETF (Stock Code: 3070) Ping An of China CSI 5-10Y CGB ETF (Stock Code: 3080) (Sub-Funds of Ping An of China
BOC Aviation Limited 中銀航空租賃有限公司 *
This press release is not for publication, dissemination or distribution, in whole or in part, in, into or from the United States of America or any jurisdiction where to do so would constitute a violation
Changes in Share Capital and Shareholdings of Shareholders
Disclosure of Shareholding under A-Share Regulation Changes in Share Capital during the Reporting Period Unit: Share Increase/decrease during the reporting period Shares As at 1 January 2013 Issuance of
old mutual international IM
All currencies (,,, ) All percentage growth calculated to 0/0/207 Performance % over one year to end June 207 June 207 Year Years 5 Years 20 205 204 20 202 AMC SFC Managed Solutions available in different
Belt and Road and Hong Kong January 2017
Belt and Road and Hong Kong January 2017 www.charltonslaw.com 0 Belt and Road - Introduction China s most ambitious project economically & diplomatically since the People s Republic s establishment Hong
Offshore CNY Guidelines
Offshore CNY Guidelines Offshore CNY Background Industry stakeholders have approached SWIFT on challenges surrounding offshore Chinese Yuan operations, in particular concerns regarding straight-through-processing
CNCB - BBVA divestment a Basel 3 play
Deutsche Bank Markets Research Asia China Banking / Finance Periodical Date 18 October 2013 CNCB - BBVA divestment a Basel 3 play DB Research China CITIC Bank - BBVA divestment a Basel 3 play; CITIC Group
China International Capital Corporation Limited
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness
Where did the 2015 BEcon&Fin graduates go?
I. Introduction The information in this paper is extracted from the Graduate Employment Survey of 2015 to answer the following questions about Bachelor of Economics & Finance in BEcon&Fin graduates :-
Bank of Qingdao Co., Ltd.* * (A joint stock company incorporated in the People s Republic of China with limited liability) (Stock Code: 3866)
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness
China International Capital Corporation Limited VOLUNTARY ANNOUNCEMENT
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness
CUMULATIVE. 3 Months. 6 Months
Base November 20 All percentage growth calculated to /0/ Year Years 5 Years 20 202 20 200 2009 Managed Solutions available in different risk profiles, providing a high level of diversification across multiple
summary of the key risks involved in investing in the Fund, and Sections A3 discussion of such key risks.
CLASS H MQ GATEWAY ASIAN FINANCIALS CLASS I MQ GATEWAY GREEN THEME CLASS J MQ GATEWAY ASIAN HINDSIGHT CLASS K MQ GATEWAY AUSTRALIA VS INTERNATIONAL MQ gateway trust PROduct Disclosure Statement - Part
Hang Seng Indexes Announces Index Review Results
10 February 2017 Hang Seng Indexes Announces Index Review Results Hang Seng Indexes Limited ( Hang Seng Indexes ) today announced the results of its review of the Hang Seng Family of Indexes for the quarter
Strategy. October 10, 2018
Strategy October 10, 2018 Following a correction of more than 20% YTD, the valuation of the large cap A-shares has dropped to about 10x rolling forward PER, largely in line with the level of the Hang Seng
old mutual international IM
All currencies (,,, ) All percentage growth calculated to /08/207 Performance % over one year to end August 207 August 207 Year Years 5 Years 20 205 204 20 202 AMC SFC Managed Solutions available in different
Holdings Report GS Sterling Liquid Reserves Fund
As of 08-03-2018 Holdings Report GS Sterling Liquid Reserves Fund Portfolio holdings may not be representative of current or future investments. Future portfolio holdings may not be profitable. Description
Holdings Report GS Sterling Liquid Reserves Fund
As of 05-04-2018 Holdings Report GS Sterling Liquid Reserves Fund Portfolio holdings may not be representative of current or future investments. Future portfolio holdings may not be profitable. Description
GLOBAL CAPITAL MARKETS
GLOBAL CAPITAL MARKETS LEAGUE TABLES FY 2015 FY 2015 MANAGER RANKINGS GLOBAL CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array
Comparison of the Default Investment Arrangement (DIA) before 1 April 2017 and the Default Investment Strategy (DIS) Offered by Existing MPF Schemes
Comparison of the Default Investment Arrangement (DIA) before 1 April 2017 and the Default Investment Strategy () Offered by Existing s Trustee AIA Company (Trustee) Bank Consortium Trust Company Bank
First addendum to the Old Mutual International Investment Choices for the Wealth Management Plan
Ref WMPADD01/2016 First addendum to the Old Mutual International Investment Choices for the Wealth Management Plan This addendum should be read and issued in conjunction with the principal brochure (comprising
Q IPREO REGIONAL FLOW OF FUNDS SERIES
Q4 2017 IPREO REGIONAL FLOW OF FUNDS SERIES Flow of Funds: Market Overview S&P Developed REIT Index (ex-japan, with dividends, USD base) started with a 0.8% drop in October, gaining 3% in November and
SECTORS AND BANKING THEMES. Banking Survey. Additional information in Univers. 45 light 12pt on16pt 2012 leading. kpmg.com/cn
SECTORS AND BANKING THEMES Title Hong here Kong Banking Survey Additional information in Univers 45 light 12pt on16pt 2012 leading kpmg.com/cn Contents 1. Industry overview and outlook 2 2. Financial
Prospectus Company Stock Exchange HKSCC U.S. Securities Act Stabilizing Manager
Unless otherwise defined herein, capitalized terms in this announcement shall have the same meanings as those defined in the prospectus dated October 13, 2015 (the Prospectus ) issued by China Reinsurance
The Agreement between the BOCHK Group, the SFC, the HKMA and the Distributing Banks to Repurchase Minibonds
22 Jul 2009 The Agreement between the BOCHK Group, the SFC, the HKMA and the Distributing Banks to Repurchase Minibonds The Board of Directors (the Board ) of BOC Hong Kong (Holdings) Limited ( the Company,
FTSE CHINA A50 INDEX Data as at: 31 January 2018
FTSE MONTHLY REPORT - JANUARY 2018 FTSE CHINA A50 INDEX Data as at: 31 January 2018 The is the benchmark for investors to access the China domestic market through A Shares - securities of companies incorporated
Foreign exchange poll 2014
Foreign exchange poll 2014 best for overall fx services as voted by financial institutions 1 1 ANZ 13.313 2 2 CIMB 12.931 3 OCBC 12.891 4 3 Citi 12.699 5 5 BNP Paribas 11.727 6 9 Standard Chartered 11.585
AUGUST Emerging Markets. Pacific ex Japan. Global Property. UK Property BRIC
INDICATOR HOW TO USE INDICATOR The indicator provides investors with a 2-month stock market outlook from a selection of fund groups linked to Old Mutual International. We provided the fund groups with
Table 1A : Low Balance/ Inactive Charges - HKD Savings Accounts *
Table 1A : Low Balance/ Inactive Charges HKD Savings Accounts * Code Bank Notes Period of no transaction (number of Minimum balance (HK$) Charges (HK$) Notes (A) Low Balance Inactive Accounts (accounts
State Street Global Advisors ERISA 408(B)(2) REGULATORY REPORTING REQUIREMENT
Fiduciary Status Custody s include: (i) custody services provided to SSgA commingled funds; includes country custody charges and transaction charges; (ii) overdraft funding, and (iii) holding of un-invested
No PRIIPs KID No PRIIPs key information document (KID) has been prepared as not available to retail in EEA.
Hong Kong Exchanges and Clearing Limited and the Stock Exchange take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim
Foreign collective investment schemes Changes - May 2016
Foreign collective investment schemes Changes - May 2016 Approved for distribution in or from Switzerland: Allianz Global Investors Fund (F00156112) Allianz Advanced Fixed Income Global Aggregate (F01097494)
CSI Index Monthly Report. May 2015 Issue
CSI Index Monthly Report May 2015 Issue CSI Express Mainland stock market fluctuated in the first half of May. It then jumped up to a new 7-year-high but fell back dramatically at the month end. CSI 300
Investment Solutions Forum Hong Kong Post Event Report Link to Event View Photos Video Highlights
Investment Solutions Forum 2017 - Hong Kong Post Event Report Link to Event View Photos Video Highlights 31 August I Renaissance Hotel I Hong Kong Thank You to Our Sponsors GOLD SILVER BRONZE INVESTMENT
Prospectus Hong Kong Stock Exchange HKSCC U.S. Securities Act Stabilizing Manager
Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated October 27, 2015 (the Prospectus ) issued by the Company. Exchanges
Growth of European Network of Chinese Banks
China Goes Global Growth of European Network of Chinese Banks Steven Gao, CFA Deputy Head Investment Banking Department., ICBC (Europe) Spain Branch 2015.07.01 China banking industry is in oligopolistic
RETIREMENT SCHEMES IN CHINA A PRESENTATION FOR THE APCBF 6 MARCH 2014
RETIREMENT SCHEMES IN CHINA A PRESENTATION FOR THE APCBF 6 MARCH 2014 Alan Oates Greater China Retirement Leader +852 3476 3849 Alan.Oates@mercer.com Agenda A brief history China s retirement system and
FTSE China Indexes. Overview. Product highlights
FTSE China Overview s China equity indexes cover every available China share classes, including A s, B s, H s, Red s, P s, S s and N s, categorised by size, sectors and particular themes. Composite indexes
CSI Index Monthly Report. January 2015 Issue
CSI Index Monthly Report January 2015 Issue CSI Express Mainland stock market fluctuated at high level in the beginning of 2015. In trading session, CSI 300 Index touched a five-year high at 3689.75 points.
2018 The MPF Awards Winners
18 th January 2018 2018 The MPF Awards Winners MPF Ratings now recognizes social responsibility and places greater emphasis on consistent investment performance Following the recent release of MPF Ratings
ISSUANCE OF USD800,000, % BONDS DUE 2018
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness
China Banking Sector
Equity Research Financials China Banking Sector Positive (maintained) Wang Wen SFC CE No. BGL298 wangwen@gf.com.cn +86 755 8826 1286 With contribution from the GF A-share research team. GF Securities (Hong
summary of the key risks involved in investing in the Fund, and Sections A3 discussion of such key risks.
CLASS H MQ GATEWAY ASIAN FINANCIALS CLASS I MQ GATEWAY GREEN THEME CLASS J MQ GATEWAY ASIAN HINDSIGHT CLASS K MQ GATEWAY AUSTRALIA VS INTERNATIONAL MQ gateway trust PROduct Disclosure Statement - Part
ICBCAIM Changes Name to ICBC Asset Management (Global) Sets up Flagship to Speed up Development of ICBC s Global Asset Management Operation
ICBCAIM Changes Name to ICBC Asset Management (Global) Sets up Flagship to Speed up Development of ICBC s Global Asset Management Operation 19 October 2017, Hong Kong Industrial and Commercial Bank of
ChinaAMC ETF Series ChinaAMC CSI 300 Index ETF
ChinaAMC ETF Series ChinaAMC CSI 300 Index ETF Annual Report For the year ended ANNUAL REPORT ChinaAMC CSI 300 Index ETF For the year ended CONTENTS Pages MANAGEMENT AND ADMINISTRATION 1-3 REPORT OF THE
OLD MUTUAL INTERNATIONAL IM
ALL CURRENCIES (,,, ) All percentage growth calculated to /8/208 Performance % over one year to end August 208 AUGUST 208 Year Years 5 Years 208 207 20 205 204 AMC SFC Managed Solutions available in different
Introducing Fund Manager Rebates
www.davyselect.ie SELECT Introducing Fund Manager s (Excluding Exchange Traded Funds) 26TH APRIL 2017 In the case of all pension and certain trading accounts, Davy will refund to you 100 of any rebates